C E R T I F I C A T E O F C O M P L I A N C E

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1 Issued to: SIEMENS AG I IA CE CP R&D-VI 4 WERNER-VON-SIEMENS-STRASSE AMBERG, GERMANY This is to certify that representative samples of Motor Controllers, Magnetic USL, CNL - Type No 3RT10, 3RT11, 3RT13, 3RT15 or 3RT16 followed by 33, 34, 35 or 36 followed by -1 or -3 followed by A, B, C, D, E, F, H, J, K, M, P, Q, R, S or X followed by a character and a number followed by 0, 1, 2, 3, 4, 5, 6, 8 or 9, may be followed by -0LA2, -0GA0, -1LA2, -4 or any Suffix Letters and/or numbers. (See Following Page For Additional Model Information.) Have been investigated by UL in accordance with the Standard(s) indicated on this Certificate. Standard(s) for Safety: Additional Information: ANSI/UL 508, "Industrial Control Equipment" and CSA-C22.2 No. 14, "Industrial Control Equipment." See the UL Online Certifications Directory at for additional information Only those products bearing the UL Certification Mark should be considered as being covered by UL's Certification and Follow-Up Service. Look for the UL Certification Mark on the product. Page 1 of 10

2 This is to certify that representative samples of the product as specified on this certificate were tested according to the current UL requirements. Additional Model Information: General: These devices are open types 3 or 4 pole contactors for use in industrial applications. Type 3RT1133 and 3RT1135 have additionally been evaluated to IEC , weld-free. These devices are intended to be used in combination with certified overload relays type 3RU. or 3RB. Ratings: Horsepower 3RT1033 Voltage 1-ph 3-ph FLA LRA 115 V A /208 V A A 230/240 V A 225 A 460/480 V A 225 A 575/600 V A 225 A Horsepower 3RT1034 Voltage 1-ph 3-ph FLA LRA 115 V 2 hp A /208 V 5 hp 10 hp 32.2 A 259 A 230/240 V 5 hp 10 hp 28 A 225 A 460/480 V hp 34 A 281 A 575/600 V hp 32 A 270 A Horsepower 3RT1035 Voltage 1-ph 3-ph FLA LRA 115 V 3 hp A /208 V 5 hp 10 hp 32.2 A 259 A 230/240 V 7 1/2 hp 15 hp 42 A 337 A 460/480 V hp 40 A 337 A 575/600 V hp 41 A 330 A Page 2 of 10

3 Horsepower 3RT1036 Voltage 1-ph 3-ph FLA LRA 115 V 3 hp A /208 V 7 1/2 hp 15 hp 48.3 A 388 A 230/240 V 10 hp 15 hp 42 A 337 A 460/480 V hp 52 A 412 A 575/600 V hp 52 A 412 A Horsepower 3RT1033 or 3RT1034 (Elevator Control) Voltage 1ph,1 pole 2ph, 2pole 3-ph FLA LRA 120 V 1 1/2 hp 1 1/2 hp - 22 A 183 A 230/240 V 3 hp 3 hp 7 1/2hp 22 A 183 A 460/480 V hp 21 A 169 A 575/600 V hp 22 A 180 A Horsepower 3RT1035 (Elevator Control) Voltage 1 ph, 1 pole 1 ph, 2 pole 3-ph FLA LRA 120 V 2 hp 2 hp - 28 A 225 A 230/240 V 3 hp 5 hp 10 hp 28 A 225 A 460/480 V hp 27 A 225 A 575/600 V hp 27 A 225 A Horsepower 3RT1036 (Elevator Control) Voltage 1 ph, 1 pole 2 ph, 2 pole 3-ph FLA LRA 120 V 3 hp 3 hp A 270 A 230/240 V 5 hp 5 hp 12 hp 33.6 A 270 A 460/480 V hp 34 A 281 A 575/600 V hp 32 A 270 A Horsepower 3RT1133 (Weld-Free according to IEC Standard) Voltage 3-ph FLA LRA 200/208 V 7.5 hp 25.3 A A 230/240 V 7.5 hp 22 A 183 A 460/480 V 15 hp 21 A 169 A Page 3 of 10

4 Horsepower 3RT1135 (Weld-Free according to IEC Standard) Voltage 3-ph FLA LRA 200/208 V 10 hp 32.2 A 259 A 230/240 V 10 hp 28 A 225 A 460/480 V 25 h 34 A 281 A Horsepower 3RT1336 (4 NO Main Contacts) Voltage 3-ph FLA LRA 200/208 V 5 hp 17.5 A 140 A 230/240 V 7.5 hp 22 A 183 A 460/480 V 15 hp 21 A 169 A Horsepower 3RT1535 (2 NO + 2 NC Main Contacts) Voltage 3-ph FLA LRA 200/208 V 10 hp 32.2 A 259 A 230/240 V 15 hp 42 A 337 A 460/480 V 25 hp 34 A 281 A Capacitive Switching 3RT1636 Voltage 1-ph 3-ph Current 200/208 V 7.5 kvar 13 kvar 36 A 230/240 V 8.5 kvar 15 kvar 36 A 460/480 V 17 kvar 30 kvar 36 A 575/600 V 21 kvar 37 kvar 36 A Horsepower 3RT1336-1AP00-4AA0 Voltage 1-ph 3-ph FLA LRA 115 V 3 hp A /208 V 5 hp 10 hp 32.2 A A 230/240 V 5 hp 10 hp 28 A 162 A 460/480 V hp 34 A 183 A 575/600 V hp 32 A 174 A Main contacts: General Use Rating - type 3RT1033, 600 V AC, 45 A - type 3RT1034, 600 V AC, 45 A - type 3RT1035, 600 V AC, 55 A - type 3RT1036, 600 V AC, 50 A - type 3RT1336-1AP00-4AA0, 600 V AC, 35 A Page 4 of 10

5 Auxiliary contacts: 1-, 2- or 4-pole auxiliary contact blocks Type 3RH1921 are top or side mounted, for ratings refer to File E44653 Vol. 11, Sec. 2 or Vol. 12 Sec. 3. The auxiliary contact blocks are available as factory assembled (removable or not removable design) or available as separate devices for individual arrangements. Coil Ratings: 24 through 600 V ac 12 through 250 V dc Definite Purpose: Electric Heating, 600 V ac, 250,000 c. - type 3RT A - type 3RT A - type 3RT A - type 3RT A Air conditioning, 600 V, 30,000 cycles - type 3RT A FLA - type 3RT A FLA - type 3RT A FLA - type 3RT A FLA AC Resistance: - type 3RT V, 60 A - type 3RT V, 55 A - types 3RT1035, 3RT1036, 60 A, 250,000 cycles at 600 V 1 pole / 1 phase, 600 V 2 poles / 1 phase or 600 V 3 poles / 3 phases (min. enclosure size 14 inches by 8 inches by 7 inches) AC Resistance Air Heating: - types 3RT1035, 3RT1036, 60 A, 250,000 cycles at 600 V 1 pole / 1 phase, 600 V 2 poles / 1 phase or 600 V 3 poles / 3 phases (min enclosure size 14 inches by 8 inches by 7 inches) AC Incandescent Lamps (AC Tungsten): - types 3RT1035, 3RT A at 277 V 1 pole / 1 phase, 480 V 2 poles / 1 phase or 480 V 3 poles / 3 phases (min. enclosure size 14 inches by 8 inches by 7 inches) Page 5 of 10

6 AC Electrical Discharge Lamps (AC Standard Ballast): - types 3RT1035, 3RT A at 600 V 1 pole / 1 phase, 600 V 2 poles / 1 phase or 600 V 3 poles / 3 phases (min enclosure size 14 inches by 8 inches by 7 inches) NEMA Ratings: 3RT1036 meets ratings for NEMA Size 2 Contactors Short Circuit Ratings: Type No. Fuse /Class Circuit Breaker Short Voltage K5, RK5, RK1, J Bkr TM 1 Bkr I 2 Circuit 3RT1033 max 125 A max 125 A max 10 A 5 ka 600 V 3RT1034 max 125 A max 125 A max 50 A 5 ka 600 V 3RT1035/3RT1535 max 150 A max 150 A max 50 A 5 ka 600 V 3RT1036 max 200 A max 200 A max 100 A 5 ka 600 V 3RT1133/3RT1135 max 125 A ka 480 V 3RT1336 (except max 200 A max 200 A max 100 A 5 ka 600 V 3RT1336-1AP00-4AA0) 3RT1336-1AP00-4AA0 max 150 A ka 600 V 3RT1636 max 125 A ka 600 V 1 Note: UL Listed inverse time circuit breakers 2 Note: UL Recognized instantaneous trip circuit breakers manufactured by Siemens, Type ED63A... Page 6 of 10

7 High Capacity Short Circuit Ratings: Type No. Fuse Rating CB Rating 3RV103 / Size S2 3 Class Class J Bkr TM Bkr I Size RK5, [A] K5, RK1 Short Circuit Current Voltage 3RT A 125A kA A 25kA A 65kA 480 3RT A 125ª kA A 25kA A 65kA 480 3RT A 150A kA A 25kA A 65kA 480 3RT A 200A kA A 25kA A 65kA 480 Type No. 3RV202 / Size S0 3 Size [A] Short Circuit Current Voltage 3RT A 12kA 480 3RT A 12kA 480 *3 Note: For Siemens UL Listed Combination Motor Controller Type 3RV103 (Size S2) or 3RV202 (Size S0) covered in File E These ratings are also applicable for short circuit ratings in group installations for Contactor 3RT103 in combination with Manual Motor Controller 3RV1.3 or 3RV2.2 covered in File E The appropriate BCPD need to be determined in accordance with the National Electrical Code, Article and the application. The following devices are permitted: Fuses: Classes RK1, RK5, J, G, T, CC or Circuit Breakers: Listed Siemens type, with a marked short-circuit rating equal or larger than the available short-circuit current rating. These devices were tested for group installation use at the above levels without any upstream branch circuit device. Page 7 of 10

8 High Capacity Short Circuit Ratings for Starters (Contactors plus Overload Relays) Type No. Fuse Circuit Breaker Class K5, Class J RK5, RK1 Bkr TM 1 Bkr I Short Circuit Voltage 3RT RU A - 65 ka 480 V 3RT RU A - 65 ka 480 V 3RT RU A - 65 ka 480 V 3RT RB A - 65 ka 480 V 3RT RB A 200 A ka 600 V 3RT RU A 200 A ka 600 V 1 Listed Siemens NGG3B, NEG3B or HEG3B circuit breakers. Circuit breaker catalog number will have a suffix indicating ampere rating (e.g., NGG3B050L indicates a 50 amp circuit breaker) Short Circuit Rating for Contactor, Fuse, Overload Relay combination according To UL , for type 2 co-ordination. Contactor Overload Relay Fuse Class LPJ [A] Voltage for High Fault Current High Fault Current [ka] according to UL Standard Fault Current [ka] according to UL at 600V 3RT1033 3RU1136-4E RT1034 3RU1136-4F RT1035 3RU1136-4G Page 8 of 10

9 NOMENCLATURE BREAKDOWN 3RT A I II III IV V VI VII I. Basic Type 3RT10-3 main contacts + 1 to 8 auxiliary contacts 3RT11-3 main contacts + 1 to 4 auxiliary contacts top mounted investigated to IEC Standard for weld-free 3RT13-4 NO main contacts + 1 to 4 auxiliary contacts 3RT15-2 NO + 2 NC main contacts + 1 to 4 auxiliary contacts 3RT16-3 main contacts + 1 to 5 auxiliary contacts, Capacitive Switching. II. III. IV. Size S rated for 600 V/25 hp/3 ph 34 - rated for 600 V/30 hp/3 ph 35 - rated for 600 V/40 hp/3 ph 36 - rated for 600 V/50 hp/3 ph Type of Terminals -1 - Screw Terminal -3 - Cage Clamp for the terminals of the control circuits Operating system A - AC operating system B, H, M - DC operating system C - AC operating system with EMC protective unit type 3RT varistor D, K - DC operating system with EMC protective unit type 3RT varistor E - AC operating system with EMC protective unit type 3RT RC element F, J, Q, R - DC operating system with EMC protective unit type 3RT diode combination P - AC operating system with integrated EMC protective unit Zenerdiode S DC operating system with integrated Diode combination X commercial variations Page 9 of 10

10 V. Operating voltage.. 24 V through 600 V ac or 12 through 250 V dc VI. VII. Auxiliary Contact Arrangements 0 - non auxiliary contact 1-1 normally open 2-1 normally closed 3-1 normally open and 1 normally closed top mounted 4-2 normally open and 2 normally closed top mounted 5-1 normally open and 1 normally closed side mounted 6-2 normally open and 2 normally closed side mounted 8 - manufacturer s identification 9 - customer s identification... - Suffix Letters and/or numbers specifies commercial variations. -0LA2, 1LA2 - with coil control unit , covered under E44653, Vol. 11, Sec. 12-0GA0 - with coil control unit , covered under E44653, Vol. 11, Sec RT133 with higher horsepower ratings.. - any other commercial variation Page 10 of 10