MERGENT. Dividend Record. Mutual Fund announcements appear in a separate section. INCLUDES DIVIDENDS ANNOUNCED _ DECEMBER 29 THROUGH DECEMBER 30

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1 MERGENT Dividend Record Page 1 Tuesday, January 3, 2017 For more information please on our products please clink on link below: Volume 87 No 2 Mutual Fund announcements appear in a separate section INCLUDES DIVIDENDS ANNOUNCED _ DECEMBER 29 THROUGH DECEMBER 30 IMPORTANT NOTICE In connection with ex-dividend dates in the section headed Dividends Declared the following abbreviations are shown after company titles for exchange on which stocks are listed or traded ALB Alberta Stock Exchange NAS NASDAQ Small Cap AMS Amsterdam Stock Exchange NBB Non Bulletin Board ASE American Stock Exchange NMS NASDAQ National Market System AUS Australian Stock Exchange NYS New York Stock Exchange BRU Brussels Stock Exchange NZE New Zealand Stock Exchange BSE Boston Stock Exchange OTC Over-the-Counter CHI Chicago Stock Exchange PAR Paris Stock Exchange CIN Cincinnati Stock Exchange PHL Philadelphia Stock Exchange CVE Canadian Venture Exchange POR Porto Stock Exchange ECM ASE Emerging Company PSE Pacific Stock Exchange FSE Frankfurt Stock Exchange SIN Singapore Stock Exchange HSE Hong Kong Stock Exchange TOK Tokyo Stock Exchange ITL Italian Stock Exchange TSX Toronto Stock Exchange LON London Stock Exchange TVX Toronto Venture Exchange MEL Melbourne Stock Exchange VAN Vancouver Stock Exchange MEX Mexican Stock Exchange WHE Wheeling Stock Exchange MSE Montreal Stock Exchange FOOTNOTES Abbreviations Used: M _ monthly Q _ quarterly S _ semi-annual A _ annual AD _ accrued dividend AP _ additional payment CG _ capital gain (undetermined) D _ dividend not equal to company s payment frequency amount E _ extra F _ final payment FG _ foreign gain L _ liquidating LG _ long-term capital gain P _ participating PR _ proceeds from sale of rights PW _ proceeds from sale of warrants RC _ return of capital RR _ redemption of purchase rights RW _ redemption of purchase warrants SG _ short term capital gain Sp _ special TC _ tax credit TR _ tax refund Y _ year-end a _ on arrears b _ Canadian tax deduction to non-residents 15% k _ payable in stock n _ _ approximate rate _ open of business _ close of business _ div reinvestment plan option Foreign Currencies: A$ _ Australian dollar; B$ _ Bermudan dollar; BC _ Brazil cruzado; Bf _ Belgian franc; C$ _ Canadian dollar; CP _ Chilean peso; Cn _ China yuan renminbi; Cs _ Czechoslovakian koruna; DH _ Moroccan dirham; DK _ Danish krone; DM _ Deutsche mark; ES _ Ecuadorean sucre FF _ French franc; Fl _ Florins; FM _ Finnish marka; Hk _ Hong Kong dollar; HUF _ Hungarian forint; I _ Irish pound; I _ Israeli pound; IL _ Italian lira; Ka _ Croatian kuna; Kn _ Papua New Guinea kina; Ll _ Lithuanian litas; M$ _ Malaysian dollar; MP _ Mexican peso; MR _ Malaysian ringgit; NG _ Netherlands guilder; NK _ Norwegian krone; NZ _ New Zealand dollar; _ British pound; PC _ Columbian peso; PE _ Portuguese escudo; Pn _ British pence; PP _ Philippine peso; PZL _ Polish zloty; R _ South African rand; Ru _ Russian rouble; S$ _ Singapore dollar; SF _ Swiss franc; SK _ Swedish krona; St _ Slovenian tolar; SP _ Spanish peseta; SW _ South Korea won; TB _ Thailand baht; VB _ Venezuelan bolivar; Yn _ Japanese yen; ZK _ Zambian kwacha Ex-Dividend dates for stock listed on more than one exchange are shown only for the exchange indicated Particular attention is called to stocks listed both in Canada and New York in which cases ex-dividend dates in New York are shown Ex-dividend dates herein reported are in accordance with the exchange rulings Exceptions are specifically noted Consult Ex-Dividend Procedure Weekly Cumulative issue for ex-dividend dates on other exchanges Open-end Mutual Fund Ex-Dates: Close of Business _ Ex-Date is the same day as record date Open of Business _ Ex-Date is the first business day after record date PREVIOUS RECORD DATES Issue Div per sh Rec or Ex/Payable Issue Div per sh Rec or Ex/Payable (The following items have not been reported Tuesday, December 27 Wednesday, December 28 (cont) previously in the Stock of Record Calendar) RECORD DATE Vanguard FTSE Developed All Cap Ex US Index ETF (CAD-Hedged) ETF Unit Issue Div per sh Rec or Ex/Payable Ambev SA ADR (Sponsored) bc$ Dec 30/Jan E Dec 22/Jan 5 Vanguard FTSE Developed Asia Pacific All Capital Index ETF Tuesday, December 20 EX-DIV DATE Unit bc$ Dec 30/Jan 9 Banco De Sabadell SA ADR Vanguard FTSE Developed Asia Pacific All Capital Index ETF EX-DIV DATE Dec 29/Jan 17 (CAD-Hedged) Mapfre SA ADR Grupo Financiero Santander Mexico SAB de CV Unit Dec 22/Jan 9 Cl B Ord nbc$ Dec 30/Jan Dec 29/Dec 30 Vanguard S&P 500 Index ETF CAD Hedged Wednesday, December 21 Opera Software ASA Tr Unit ADR (Sponsored) bc$ Dec 30/Jan 9 RECORD DATE Dec 29/Jan 4 Vanguard US Dividend Appreciation Index ETF Ambev SA Ord Tr Unit R$022E --- /Dec 29 bc$ Dec 30/Jan 9 Wednesday, December 28 Vanguard US Dividend Appreciation Index ETF CAD Hedged EX-DIV DATE Tr Unit RECORD DATE bc$ Dec 30/Jan 9 Mapfre SA Reg Shs Arowana Inc Ord Vanguard US Total Market Index ETF CAD Hedged Eu00606 Dec 22/Dec 23 stock Dec 29/Dec 29 Tr Units 1 sh of VivoPower International LTD for each sh held bc$ Dec 30/Jan 9 Thursday, December 22 First Bancorp 7125% Perp Pfd Ser A RECORD DATE /Dec 30 No Ex-Date set by NBB Thursday, December 29 Exchange Traded Concepts Trust Investment Managers Series Trust RECORD DATE tures Strategy ETF SEI Institutional Investments Trust Banco De Sabadell SA ADR 2-for-1 Dec 29/Dec 29 Dynamic Asset Allocation Fd Cl A Dec 27/Jan 17 Mapfre SA ADR Dec 29/Dec 30 Reg Shs Dec 20/Jan 9 Wells Fargo Funds Trust /Dec 30 Reg Shs Dynamic Target 2030 Fd Cl C EME Reorganization Trust Tr Unit Eu00606 Dec 21/Dec Dec 29/Dec L Dec 29/Dec 29 Dynamic Target 2040 Fd Cl R First Asset Cambridge Core US Equity ETF EX-DIV DATE Dec 29/Dec 30 Unhedged Unit /Dec 30 Ambev SA ADR (Sponsored) E Dec 27/Jan 5 EX-DIV DATE Unit /Dec 30 REX VolMAXX Short Weekly Fu- Robinson Tax Advantaged Income Fd Cl C See Divs Declared Friday, December 23 Colony 040 Dec 30/Jan 17 First Asset Canadian REIT ETF Adv Cl Capital Inc Cl A Com RECORD DATE Vanguard FTSE Developed All Cap Ex US Index ETF /Dec 30 ETF Unit Unit Cemtrex Inc Com Par $0001 See Divs Declared bc$ Dec 30/Jan /Dec 30 Mergent Dividend Record (ISSN: ) published weekly with an annual year-end issue (included are 3 Tax Supplements the 4th Friday of January, February and March) By Mergent, Inc 60 Madison Ave, New York, NY Periodical postage paid at New York, NY and additional mailing offices Reproduction of material appearing in MERGENT Dividend Record (ISSN 0192_7019) permitted only on written permission MERGENT, Inc Subscription rate $1,19500 per annum in United States and Canada Postmaster: Send address changes to Mergent Dividend Record, MERGENT, Inc, 60 Madison Ave, New York, NY Attn: 6th floor ( ) or ( )

2 Page 2 MERGENT DIVIDEND RECORD January 3, 2017 Issue Div per sh Rec or Ex/Payable Issue Div per sh Rec or Ex/Payable Issue Div per sh Rec or Ex/Payable Thursday, December 29 (cont) Thursday, December 29 (cont) Friday, December 30 (cont) First Asset Core US Equity ETF Wells Fargo Funds Trust (cont) Vanguard S&P 500 Index ETF Tr Unit Com Unit Dec 28/Dec /Jan /Dec 30 Vanguard S&P 500 Index ETF CAD Hedged Com Unit Adv Cl Friday, December 30 Tr Unit /Dec 30 bc$ Dec 28/Jan 9 Com Unit Unhedged Vanguard US Dividend Appreciation Index ETF RECORD DATE /Dec 30 Tr Unit Com Unit Unhedged USD Canadian Natural Gas Index ETF bc$ Dec 28/Jan /Dec 30 Unit Cl A Vanguard US Dividend Appreciation Index ETF CAD Hedged Unit Adv Cl Tr Unit /Dec 30 Colony Capital Inc Cl A Com bc$ Dec 28/Jan 9 Unit Unhedged Adv Cl USD 040 Dec 28/Jan 17 Vanguard US Total Market Index ETF CAD Hedged /Dec 30 Hamilton Capital Global Bank ETF Tr Units First Asset Long Duration Fixed Income ETF Cl E Unit bc$ Dec 28/Jan 9 Unit /Dec 30 Horizons Active Corporate Bond ETF EX-DIV DATE First Asset Morningstar International Momentum Index ETF Unit Advisor Cl Fieldex Exploration Inc Com (New) Adv Cl Unit for /Dec 30 Unit Cl E ishares Premium Money Market Fund ETF Com Unit Advisor Unit /Dec 30 Horizons Canadian Insider Index ETF bc$ Dec 30/Jan 5 Unhedged Adv Cl Unit Cl A Unit Special ex-date set by TSX /Dec Com Unit Unhedged Com Unit Horizons Seasonal Rotation ETF bc$ Dec 30/Jan /Dec 30 Unit Advisor Cl Special ex-date set by TSX First Asset Morningstar International Value Index ETF Lpath Inc Com Par$ Adv Cl Unit Unit CL E 1-for /Dec NEX Group PLC ADR (Sponsored) Com Unit ishares Premium Money Market Fund ETF 4-for /Dec 30 Advisor Unit See Divs Declared Prudential Financial, Inc Unhedged Adv Cl Unit Com Unit See Divs Declared Inflation Lkd Re /Dec 30 RBC Canadian Preferred Share ETF tail Med Term Nt 04/10/2018 Unhedged Com Unit Unit Jan 1/Jan /Dec All deliveries after in settlement of transactions made prior First Asset Morningstar National Bank Quebec Index ETF RBC Quant EAFE Dividend Leaders CAD Hedged ETF to carry due bills, to be redeemed Unit Advisor Cl Unit /Dec Unit Com RBC Quant EAFE Equity Leaders (CAD Hedged) ETF /Dec 30 STOCK OF RECORD CAD Unit First Asset Morningstar US Dividend Target 50 Index ETF CALENDAR Unhedged Com Unit RBC Quant US Dividend Leaders CAD Hedged ETF (December 31 thru January 13) /Dec 30 Unit Unhedged Unit Adv Cl Issue Div per sh Rec or Ex/Payable /Dec 30 RBC Quant US Equity Leaders ETF Unit Advisor Cl CAD Unit /Dec Sunday, January 1 Unit Com USD Unit /Dec RECORD DATE First Asset Morningstar US Value Index ETF RBC Strategic Global Dividend Leaders ETF Prudential Financial, Inc Com Unit Unit Inflation Lkd Retail Med Term Nt /Dec /10/2018 Unhedged Com Unit RBC Strategic Global Equity Leaders ETF Dec 30/Jan /Dec 30 Unit All deliveries after in Unhedged Unit Adv Cl settlement of transactions made /Dec 30 RBC Target 2021 Corporate Bond Index ETF prior to carry due bills, Unit Adv Cl Tr Unit to be redeemed /Dec First Asset MSCI Europe Low Risk Weighted ETF RBC US Dividend Leaders ETF Com Unit Tuesday, January 3 Unit CAD /Dec RECORD DATE Com Unit Unhedged Unit USD /Dec 30 Grupo Financiero Santander Mexico SAB de CV Com Unit Unhedged Adv ADR (Sponsored) Repstg Shs Ser B Timbercreek US Multi Residential Opportunity Fund # /Dec Dec 29/Jan 10 Unit Cl A Unit Adv Cl Mango Capital Inc Com bc$ /Jan /Dec 30 Unit Cl B Dec 29/Jan 17 First Asset MSCI USA Low Risk Weighted ETF bc$ /Jan 13 NorthStar Asset Management Group Inc Advisor Cl Unit Unit Cl C Restricted 4 Month Hold Com C$ /Dec 30 bc$ /Jan 116Sp Com Units Vanguard Canadian Aggregate Bond Index ETF Contingent on merger with Colony /Dec 30 Tr Unit NorthStar Inc closing Unhedged Advisor Cl Unit /Jan /Dec 30 Vanguard FTSE Canadian Capped REIT Index ETF EX-DIV DATE Unhedged Com Unit Tr Unit /Dec 30 CTI BioPharma Corp Com /Jan 9 First Asset Tech Giants Covered Call ETF 1-for Vanguard FTSE Developed All Cap Ex North America Index ETF Com Unit CurrencyShares Australian Dollar Trust ETF Unit /Dec 30 Australian Dollar Shs /Jan 9 Units Adv Cl Jan 5/Jan 10 Vanguard FTSE Developed All Cap Ex North America Index ETF /Dec 30 Eaton Vance NextShares Trust (CAD-Hedged) First Asset US Tactical Sector Allocation Index ETF Global Income Builder NextShares ETF Unit Unit Jan 5/Jan /Jan /Dec 30 Eaton Vance NextShares Trust II Vanguard FTSE Developed All Cap Ex US Index ETF Grupo Financiero Santander Mexico SAB de CV TABS 5 To 15 Yr Laddered Mun Bd ETF Unit Cl B Ord NextShares bc$ Dec 28/Jan Dec 27/Dec Jan 5/Jan 9 Vanguard FTSE Developed All Cap Ex US Index ETF (CAD-Hedged) Itau Unibanco Holding SA Pfd Equitas Resources Corp Com (New) ETF Unit R$ /Feb 1 1-for bc$ Dec 28/Jan 9 Opera Software ASA GS Finance Corp Vanguard FTSE Developed Asia Pacific All Capital Index ETF ADR (Sponsored) Medium Term Nts Claymore CEF Unit Dec 27/Jan 4 Index Lkd GS Connect bc$ Dec 28/Jan Jan 5/Jan 17 EX-DIV DATE Vanguard FTSE Developed Asia Pacific All Capital Index ETF US Oil Sands Inc Com (CAD-Hedged) 1-for Arowana Inc Ord Unit See Divs Declared stock Dec 28/Dec 29 Vanguard FTSE Developed Europe All Capital Index ETF Wednesday, January 4 1 sh of VivoPower International LTD for each sh held (CAD-Hedged) EME Reorganization Trust Tr Unit ETF Unit RECORD DATE L Dec 29/Dec /Jan 9 Exchange Traded Concepts Trust Banco Santander Brasil SA Ord Shs See Divs Declared Vanguard FTSE Emerging Markets All Cap Index ETF REX VolMAXX Short Weekly Fu- First Foundation Inc Com Tr Units tures Strategy ETF 2-for-1 Jan 19/Jan /Jan 9 2-for-1 Dec 22/Dec 29 All deliveries after in Vanguard FTSE Global All Capital Ex Canada Index ETF Grupo Financiero Santander Mexico SAB de CV settlement of transactions made Unit ADR (Sponsored) Repstg Shs Ser B prior to carry due bills, to /Jan Jan 3/Jan 10 be redeemed Vanguard Global Liquidity Factor ETF Investment Managers Series Trust Unit EX-DIV DATE Robinson Tax Advantaged Income Fd Cl C See Divs Declared /Jan 9 Mango Capital Inc Com Vanguard Global Minimum Volatility ETF Global Net Lease Inc Com Jan 3/Jan 17 Unit Jan 8/Jan 16 SEI Institutional Investments Trust /Jan 9 Dynamic Asset Allocation Fd Cl A Vanguard Global Momentum Factor ETF Thursday, January Dec 28/Dec 30 Tr Unit Wells Fargo Funds Trust /Jan 9 RECORD DATE Dynamic Target 2030 Fd Cl C Vanguard Global Value Factor ETF CurrencyShares Australian Dollar Trust Dec 28/Dec 30 Tr Unit Australian Dollar Shs Dynamic Target 2040 Fd Cl R /Jan Jan 3/Jan 10

3 January 3, 2017 MERGENT DIVIDEND RECORD Page 3 Issue Div per sh Rec or Ex/Payable Issue Div per sh Rec or Ex/Payable Issue Div per sh Rec or Ex/Payable Thursday, January 5 (cont) Friday, January 6 (cont) Friday, January 6 (cont) Eaton Vance NextShares Trust CBT Financial Corp Com Toronto Dominion Bank, Ontario (cont) Global Income Builder NextShares 030 Jan 10/Jan % Non Cumulative 5 Yr Pfd Cl Jan 3/Jan 9 Connecticut Light & Power Co A Ser Y Eaton Vance NextShares Trust II $190 pfd 47 bc$ Jan 10/Jan 31 TABS 5 To 15 Yr Laddered Mun Bd Non Cum 5 Yr Rate Reset Pfd Ser NextShares 0475 Jan 10/Feb Jan 3/Jan 9 $2 pfd 47 bc$02375 Jan 10/Jan 31 GS Finance Corp 050 Jan 10/Feb 1 Non Cum 5 Yr Rate Reset Pfd Shs Medium Term Nts Claymore CEF $206 pfd E 54 Ser 12 NVCC Index Lkd GS Connect 0515 Jan 10/Feb 1 bc$ Jan 10/Jan Jan 3/Jan 17 $220 pfd 49 Non Cum Redeemable Fltg Cl A Pfd Ser T EX-DIV DATE 055 Jan 10/Feb 1 bc$ Jan 10/Jan % cmt pfd F Non Cumulative 5 Yr Rate Reset Almacenes Exito SA GDR 144A Jan 10/Feb 1 Pfd Shs Ser S Jan 9/Jan % pfd ser 58 bc$ Jan 10/Jan 31 Ameren Illinois Co Non-Cum 5-Yr Rate Reset Cl A Depositary Sh Repstg 1/4 Sh Pfd 062 Jan 10/Feb 1 First Pfd Ser % 656% pfd 68 bc$0225 Jan 10/Jan Jan 9/Feb Jan 10/Feb 1 UDR Inc Com Pfd 4% Darden Restaurants, Inc Com 0295 Jan 10/Jan Pfd Jan 9/Feb Jan 10/Feb 1 Verizon Communications Inc Com Detroit Legal News Co Com See Divs Declared Jan 10/Feb 1 408% Du Pont (EI) de Nemours & Co 102 Jan 9/Feb 1 Washington Gas Light Co $425 pfd $350 pfd Pfd 42% Jan 10/Feb Jan 10/Jan Jan 9/Feb 1 $480 pfd $450 pfd Pfd 425% 120 Jan 10/Feb Jan 10/Jan Jan 9/Feb 1 $500 pfd Ethan Allen Interiors, Inc Com Pfd 426% 125 Jan 10/Feb Jan 10/Jan Jan 9/Feb 1 Waterstone Financial Inc (MD) Com General Mills, Inc Com Pfd 442% 012 Jan 10/Feb Jan 10/Feb Jan 9/Feb 1 WGL Holdings Inc Com Glacier Bancorp, Inc Com Pfd 47% Jan 10/Feb 1 030Sp Jan 10/Jan Jan 9/Feb 1 Intuit Inc Com Pfd 49% Sunday, January Jan 10/Jan Jan 9/Feb 1 KKR Financial Holdings LLC Pfd 492% RECORD DATE Global Net Lease Inc Com 123 Jan 9/Feb % Ser A LLC Pfd Jan 10/Jan 17 Pfd 516% Lincoln National Corp Com 129 Jan 9/Feb Jan 10/Feb Jan 4/Jan 16 Monday, January Jan 9/Feb 1 Banco Santander Brasil SA MSC Industrial Direct Co Inc Cl A RECORD DATE ADS Repstg 1 Unit See Divs Declared 045 Jan 10/Jan 24 Banner Corp Com (New) NSTAR Electric Co Pfd 425% Almacenes Exito SA GDR Jan 5/Jan Jan 9/Jan Jan 10/Feb 1 GDR Reg S Cielo S A ADR (Sponsored) Pfd --- /Jan Jan Jan 10/Feb 1 Ameren Illinois Co DBM Global Inc Com OGE Energy Corp Com Depositary Sh Repstg 1/4 Sh Pfd 259Sp Jan 9/Jan Jan 10/Jan % Decker Manufacturing Corp Com ONEX Corp (Canada) Sub Vtg Com Jan 5/Feb Jan 9/Jan 16 bc$ Jan 10/Jan 31 Pfd 4% Pfd 775% Micropac Industries, Inc Com 010Sp Jan 10/Feb 9 HC2 Holdings Inc Com Power Financial Corp 100 Jan 5/Feb Jan 9/Jan 23 1st Pfd 42% Ser T Pfd 408% LATAM Airlines Group SA bc$02625 Jan 10/Jan ADR (Sponsored) 31 1st Pfd Ser H 575% 102 Jan 5/Feb PR Jan 9/Jan 17 bc$ Jan 10/Jan 31 Pfd 42% Mastercard Inc Cl A Com 1st Pfd Ser R 55% 105 Jan 5/Feb Jan 9/Feb 9 bc$ Jan 10/Jan 31 Pfd 425% Micro Focus International Plc ADR 480% 1st PFD Ser S Jan 5/Feb Jan bc$030 Jan 10/Jan 31 Pfd 426% Ord (New) Par % 1st Pfd Ser K Non Cum bc$ Jan 10/Jan Jan 5/Feb Jan 6/Jan % Non-Cumulative 1st Pfd Shs, Pfd 442% Amount to be announced National Stock Yards Co Com Ser L 1105 Jan 5/Feb 1 bc$ Jan 10/Jan 31 Pfd 47% 2000Sp Jan 9/Feb % Non-Cum First Pfd Shs Ser Northeast Community Bancorp Inc 1175 Jan 5/Feb 1 E Com Pfd 49% bc$ Jan 10/Jan 003 Jan 9/Jan % 1st pfd ser D 1225 Jan 5/Feb 1 Novolipetsk Steel - NLMK bc$ Jan 10/Jan 31 Pfd 492% GDR (Sponsored) 144A 590% Non-Cum First Pfd Shs Ser 123 Jan 5/Feb Jan F Pfd 516% Roper Technologies Inc Com bc$ Jan 10/Jan Jan 5/Feb Jan 9/Jan 23 6% 1st Pfd Ser I Pfd 775% Shoe Carnival, Inc Com bc$0375 Jan 10/Jan 007 Jan 9/Jan Non Cumulative 1st Pfd Shs Ser O Jan 5/Feb 1 Top Glove Corp Berhad 580% Banco Santander Brasil SA ADR (Sponsored) bc$03625 Jan 10/Jan 31 ADS Repstg 1 Unit See Divs Jan Non Cumulative 5 Yr Rate Reset Banner Corp Com (New) Universal Corp Com 1st Pfd Ser P 440% 023 Jan 5/Jan Jan 9/Feb 6 bc$ Jan 10/Jan 31 Cielo S A ADR (Sponsored) Valener, Inc Non Cumulative Fltg Rate 1st Jan Cum Rate reset Pfd Shs Ser A Shs Ser Q DBM Global Inc Com bc$ Jan 9/Jan 16 bc$ Jan 10/Jan Sp Jan 5/Jan 23 Virginia Bank Bankshares Inc Quest Diagnostics, Inc Com Decker Manufacturing Corp Com Cdt-Com 045 Jan 10/Jan Jan 5/Jan Jan 9/Jan 20 RAIT Financial Trust Com (New) Grupo Nutresa SA Ord 009 Jan 10/Jan 31 Cp /Jan 17 Riverview Bancorp, Inc Com Friday, January 6 HC2 Holdings Inc Com 002 Jan 10/Jan Jan 5/Jan 23 RECORD DATE Toronto Dominion Bank Com (New) Intrexon Corp Com bc$055 Jan 10/Jan 31 stock Jan 19/Jan 18 Micro Focus International Plc Non-Cumulative 5-Year Rate Reset shs of AquaBounty Ord (New) Par 01 Pfd Shs Ser 14 Technologies, Inc Com for each sh Jan 5/Jan 27 bc$ Jan 10/Jan 31 held All deliveries after in Amount to be announced Toronto Dominion Bank, Ontario settlement of transactions made 1st Pfd Non Cum Fltg Rate Cl A prior to carry due bills, to EX-DIV DATE Ser Z be redeemed bc$ Jan 10/Jan 31 LATAM Airlines Group SA AT&T Inc Com 37% Non Cum 5 Yr Rate Reset Cl ADR (Sponsored) 049 Jan 10/Feb 1 A 1st Pfd Ser PR Jan 5/Jan 17 Bowl America Inc Cl A Com bc$ Jan 10/Jan 31 Mastercard Inc Cl A Com 017 Jan 10/Feb 15 49% Non-Cum Fxd Rate Cl A Pfd 022 Jan 5/Feb 9 Cl B Com Ser 11 Cl B bc$ Jan 10/Jan Jan 10/Feb 15 5 Yr Rate Reset Non Cum Pfd Ser /Feb 9 Brady Corp Cl A Com 1 Micro Focus International Plc ADR 0205 Jan 10/Jan 31 bc$ Jan 10/Jan Jan Brick Brewing Co Ltd Com 5 Yr Rate Reset Pfd Ser 5 National Stock Yards Co Com bc$0016 Jan 10/Jan 24 bc$ Jan 10/Jan Sp Jan 5/Feb 10

4 Page 4 MERGENT DIVIDEND RECORD January 3, 2017 Issue Div per sh Rec or Ex/Payable Issue Div per sh Rec or Ex/Payable Issue Div per sh Rec or Ex/Payable Monday, January 9 (cont) Monday, January 9 (cont) Tuesday, January 10 (cont) Northeast Community Bancorp Inc Massy Holdings Ltd Ord Power Financial Corp (cont) Com 159 Jan 11/Jan 25 6% 1st Pfd Ser I 003 Jan 5/Jan 24 New York Times Co Cl A Com bc$0375 Jan 6/Jan 31 Novolipetsk Steel - NLMK 004 Jan 11/Jan 26 Non Cumulative 1st Pfd Shs Ser O GDR (Sponsored) 144A Cl B Conv Jan bc$03625 Jan 6/Jan Jan 11/Jan 26 Open Text Corp Com Non Cumulative 5 Yr Rate Reset PSB Holdings Inc (WI) CDT-Com k100% Jan 25/Jan 24 1st Pfd Ser P 440% All deliveries after in 045 Jan 11/Jan 31 bc$ Jan 6/Jan 31 settlement of transactions made Puregold Price Club Inc, Manila ADR See Divs Declared Non Cumulative Fltg Rate 1st Pfd prior to carry due bills, to Teton Advisors, Inc Cl A Shs Ser Q be redeemed Jan 11/Jan 25 bc$ Jan 6/Jan 31 Paramount Resources Ltd Cl A Trinseo SA Ord Quest Diagnostics, Inc Com stock --- /Jan Jan 11/Jan Jan 6/Jan 25 Apx 0036 sh of 7G Share Com for Waddell & Reed Financial, Inc RAIT Financial Trust Com (New) every 1 Class A shs held Cl A Com 009 Jan 6/Jan 31 ProShares Trust 046 Jan 11/Feb 1 Riverview Bancorp, Inc Com ProShares Ultra Consumer Services Wayne Savings Bancshares Inc Com 002 Jan 6/Jan 24 2-for-1 Jan 12/Jan Jan 11/Jan 25 Top Glove Corp Berhad Ord All deliveries after in Winnebago Industries, Inc Com M$ /Jan 23 settlement of transactions made 010 Jan 11/Jan 25 prior to carry due bills, to Toronto Dominion Bank Com (New) bc$055 Jan 6/Jan 31 Tuesday, January 10 be redeemed ProShares Ultra S&P Regional Non-Cumulative 5-Year Rate Reset Pfd Shs Ser 14 Jan 12/Jan 11 RECORD DATE Bank, Ontario All deliveries after in AT&T Inc Com 1st Pfd Non Cum Fltg Rate Cl A settlement of transactions made 049 Jan 6/Feb 1 Ser Z prior to carry due bills, to Bowl America Inc Cl A Com bc$ Jan 6/Jan 31 be redeemed % Non Cum 5 Yr Rate Reset Cl ProShares Ultra Semiconductors 017 Jan 6/Feb 15 A 1st Pfd Ser 9 Cl B Com 2-for-1 Jan 12/Jan 11 bc$ Jan 6/Jan 31 All deliveries after in 017 Jan 6/Feb 15 49% Non-Cum Fxd Rate Cl A Pfd settlement of transactions made Brady Corp Cl A Com Ser 11 prior to carry due bills, to 0205 Jan 6/Jan 31 bc$ Jan 6/Jan 31 be redeemed Brick Brewing Co Ltd Com 5 Yr Rate Reset Non Cum Pfd Ser ProShares Ultra bc$0016 Jan 6/Jan 24 1 Telecommunications CBT Financial Corp Com bc$ Jan 6/Jan 31 Banking 2-for-1 bc$ Toronto Dominion Jan 6/Jan 31 2-for-1 Jan 12/Jan 11 5 Yr Rate Reset Pfd Ser Jan 6/Jan 20 All deliveries after in bc$ Jan 6/Jan 31 Connecticut Light & Power Co settlement of transactions made 510% Non Cumulative 5 Yr Pfd Cl $190 pfd 47 prior to carry due bills, to A Ser Y be redeemed Jan 6/Feb 1 bc$ Jan 6/Jan 31 ProShares UltraPro Financial Select $2 pfd 47 Non Cum 5 Yr Rate Reset Pfd Ser Sector 050 Jan 6/Feb for-1 Jan 12/Jan 11 $206 pfd E 54 bc$02375 Jan 6/Jan 31 All deliveries after in Non Cum 5 Yr Rate Reset Pfd Shs 0515 Jan 6/Feb 1 settlement of transactions made Ser 12 NVCC $220 pfd 49 prior to carry due bills, to bc$ Jan 6/Jan 31 be redeemed Jan 6/Feb 1 Non Cum Redeemable Fltg Cl A Pfd ProShares UltraPro QQQ 209% cmt pfd F Ser T 2-for-1 Jan 12/Jan Jan 6/Feb 1 bc$ Jan 6/Jan 31 All deliveries after in 496% pfd ser 58 Non Cumulative 5 Yr Rate Reset settlement of transactions made Pfd Shs Ser S 07/ Jan 6/Feb 1 prior to carry due bills, to bc$ Jan 6/Jan % pfd 68 be redeemed Non-Cum 5-Yr Rate Reset Cl A ProShares Trust II 082 Jan 6/Feb 1 First Pfd Ser 7 ProShares UltraShort Bloomberg Darden Restaurants, Inc Com bc$0225 Jan 6/Jan 31 Crude Oil 056 Jan 6/Feb 1 UDR Inc Com 2-for-1 Jan 12/Jan 11 Detroit Legal News Co Com See Divs Declared 0295 Jan 6/Jan 31 All deliveries after in Du Pont (EI) de Nemours & Co Ser E Pfd settlement of transactions made $350 pfd /Jan 31 prior to carry due bills, to Verizon Communications Inc Com 0875 Jan 6/Jan 25 be redeemed $450 pfd Jan 6/Feb 1 Roper Technologies Inc Com Washington Gas Light Co $425 pfd 035 Jan 5/Jan Jan 6/Jan 25 Ethan Allen Interiors, Inc Com Jan 6/Feb 1 Shoe Carnival, Inc Com $480 pfd 007 Jan 5/Jan Jan 6/Jan 24 Top Glove Corp Berhad General Mills, Inc Com 120 Jan 6/Feb 1 ADR (Sponsored) $500 pfd 048 Jan 6/Feb Jan Glacier Bancorp, Inc Com 125 Jan 6/Feb 1 Universal Corp Com Waterstone Financial Inc (MD) Com 030Sp Jan 6/Jan Jan 5/Feb 6 Intuit Inc Com 012 Jan 6/Feb 2 Valener, Inc WGL Holdings Inc Com 034 Jan 6/Jan 18 Cum Rate reset Pfd Shs Ser A KKR Financial Holdings LLC Jan 6/Feb 1 bc$ Jan 5/Jan % Ser A LLC Pfd Virginia Bank Bankshares Inc Jan 6/Jan 17 EX-DIV DATE Cdt-Com Lincoln National Corp Com Aetna Inc Com 022 Jan 5/Jan Jan 6/Feb Jan 12/Jan 27 Micropac Industries, Inc Com EX-DIV DATE China Gas Holdings Ltd ADR 010Sp Jan 6/Feb Jan 12/Feb 13 Associated Capital Group Inc Cl A MSC Industrial Direct Co Inc Cl A CITBA Financial Corp Com 045 Jan 6/Jan 010 Jan 11/Jan Jan 12/Jan 27 NSTAR Electric Co Pfd 425% Bank of America Corp Grupo Nutresa SA ADR (Sponsored) 700% pfd ser B Jan 6/Feb Jan 12/Jan 27 Pfd 478% 175 Jan 11/Jan 25 Harvest Capital Credit Corp Com Banco Bilbao Vizcaya Argentaria SA (BBVA) 1195 Jan 6/Feb Jan 12/Jan 19 ADR (Sponsored) OGE Energy Corp Com Humana Inc Jan 11/Jan Jan 6/Jan Jan 12/Jan 27 Brandywine Realty Trust ONEX Corp (Canada) Sub Vtg Com Innsuites Hospitality Trust Shs Ben Int Shs Ben Int (New) bc$ Jan 6/Jan Jan 12/Jan Jan 11/Jan 25 Power Financial Corp Johnson Outdoors Inc Cl A Com Campbell Soup Co Com 1st Pfd 42% Ser T 009 Jan 12/Jan Jan 11/Jan 30 bc$02625 Jan 6/Jan 31 Kadant Inc Com Ennis Inc Com 1st Pfd Ser H 575% 019 Jan 12/Feb 9 bc$ Jan 6/Jan Jan 11/Feb 8 Liberty Tax Inc Cl A 1st Pfd Ser R 55% GAMCO Investors Inc Cl A Com 016 Jan 12/Jan 23 bc$ Jan 6/Jan 31 OM Asset Management PLC 002 Jan 11/Jan % 1st PFD Ser S 5125% Nt Exp 08/01/2031 Gold Resource Corp Com bc$030 Jan 6/Jan 31 n d Jan 12/Jan Jan 11/Jan % 1st Pfd Ser K Non Cum Potash Corp of Saskatchewan Inc Guardian Capital Group Ltd bc$ Jan 6/Jan 31 Com Cl A Com 510% Non-Cumulative 1st Pfd Shs, b010 Jan 12/Feb 2 bc$0085 Jan 11/Jan 18 Ser L Com (New) bc$ Jan 6/Jan % Non-Cum First Pfd Shs Ser Wednesday, January 11 bc$0085 Jan 11/Jan 18 Interdigital Inc (PA) Com E bc$ Jan 6/Jan 31 RECORD DATE 030 Jan 11/Jan % 1st pfd ser D Kinder Morgan Inc Associated Capital Group Inc Cl A bc$ Jan 6/Jan 31 Depositary Shs Repstg 1/20th 590% Non-Cum First Pfd Shs Ser 010 Jan 9/Jan % Pfd Conv Ser A F Cl B Jan 11/Jan 26 bc$ Jan 6/Jan /Jan 25

5 January 3, 2017 MERGENT DIVIDEND RECORD Page 5 Issue Div per sh Rec or Ex/Payable Issue Div per sh Rec or Ex/Payable Issue Div per sh Rec or Ex/Payable Wednesday, January 11 (cont) Wednesday, January 11 (cont) Wednesday, January 11 (cont) Bank of America Corp Community Bancorp (Derby, VT) (cont) Security National Financial Corp 700% pfd ser B 016 Jan 15/Feb 1 Cl A Com (New) 175 Jan 9/Jan 25 Connect Group Plc ADR k5% Jan 13/Feb 3 Banco Bilbao Vizcaya Argentaria SA Jan 13/Feb 27 Shaw Communications Inc Cl A Conv ADR (Sponsored) Consolidated Communications Holdings Inc bc$ Jan 13/Jan Jan 9/Jan 30 Com Cl B Conv Ord bc$ Jan 13/Jan Jan 13/Feb 1 Eu /Jan 12 SLM Corp Cornerstone Strategic Value Fund, Inc Brandywine Realty Trust 6398% Med Term Nt Ser A Com Par $0001 Shs Ben Int (New) Cpi-Linked due 1/16/ Jan 13/Jan Jan 9/Jan Jan 13/Jan 17 Cornerstone Total Return Fund, Inc Campbell Soup Co Com CPI Lkd Nt Fltg Rate 02/21/2017 Com Par $ Jan 13/Jan Jan 9/Jan Jan 13/Jan 31 Somers Ltd Ord Ennis Inc Com Cracker Barrel Old Country Store, Inc 026 Jan 13/Jan Jan 9/Feb 8 Com St Jude Medical Inc Com GAMCO Investors Inc Cl A Com 115 Jan 13/Feb Jan 13/Jan Jan 9/Jan 25 Croghan Bancshares, Inc Com Strats Trust Goldman Sachs Group Securities Trust Cl B 036 Jan 13/Jan STRATS Ctf Fltg Rate /Jan 25 DCB Bancshares Inc Com 02/15/2033 Gold Resource Corp Com 002 Jan 13/Jan Jan 16/Jan 17 Diana Shipping Inc Tiger Brands Ltd Jan 9/Jan % Ser B Cum Redeemable ADR (Sponsored) (New) Guardian Capital Group Ltd Perp Pfd Jan 13/Jan 26 Cl A Com Jan 13/Jan 16 Trinity Industries, Inc Com bc$0085 Jan 9/Jan 18 Com (New) Duke Energy Corp 011 Jan 13/Jan 31 bc$0085 Jan 9/Jan % Jr Sub Deb 01/15/2073 Tyson Foods, Inc Interdigital Inc (PA) Com Jan 13/Jan % Tangible Equity Unit 1 Empire Co Ltd Cl A Com Prepaid Stk Pur Contr 030 Jan 9/Jan 25 bc$01025 Jan 13/Jan 31 Kinder Morgan Inc Jan 13/Jan 17 FelCor Lodging Trust Inc Depositary Shs Repstg 1/20th Whole Foods Market, Inc Com $195 conv pfd ser A 975% Pfd Conv Ser A Jan 13/Jan Jan 13/Jan Jan 9/Jan 26 Com Wisconsin Electric Power Company Massy Holdings Ltd Ord 006 Jan 13/Jan 31 6% Pfd 159 Jan 9/Jan 25 Fifth Street Finance Corp Com 150 Jan 13/Jan 31 New York Times Co Cl A Com 006 Jan 13/Jan 31 WPX Energy, Inc 004 Jan 9/Jan 26 Fifth Street Senior Floating Rate Com 625% Pfd Conv Ser A Cl B Conv 0075 Jan 13/Jan Jan 13/Jan Jan 9/Jan 26 Foot Locker, Inc Com Yum! Brands Inc Com PSB Holdings Inc (WI) CDT-Com 0275 Jan 13/Jan Jan 13/Feb Jan 9/Jan 31 Frederick County Bancorp Inc Com Puregold Price Club Inc, Manila ADR See Divs Declared 007 Jan 13/Feb 15 Thursday, January 12 Teton Advisors, Inc Cl A Friedman Industries, Inc Com 005 Jan 9/Jan Jan 13/Feb 10 RECORD DATE Trinseo SA Ord General Electric Capital Corp 030 Jan 9/Jan % Nts due 10/15/2052 Aetna Inc Com Waddell & Reed Financial, Inc Jan 13/Jan Jan 10/Jan 27 Cl A Com HCI Group Inc 800% Sr Nt due 2020 China Gas Holdings Ltd ADR 046 Jan 9/Feb Jan 15/Jan Jan 10/Feb 13 Wayne Savings Bancshares Inc Com Hess Corp CITBA Financial Corp Com Dep Shs Repstg 1/20th Int 8000% 009 Jan 9/Jan Jan 10/Jan 27 Mandatory Conv Pf Winnebago Industries, Inc Com Grupo Nutresa SA ADR (Sponsored) 100 Jan 15/Feb Jan 10/Jan Jan 9/Jan 25 IDEX Corporation Com Harvest Capital Credit Corp Com Jan 10/Jan 19 EX-DIV DATE 034 Jan 16/Jan 31 HMS Hydraulic Machines & Systems Group PLC International Parkside Products Inc GDR (Sponsored) Reg S (New) Abbott Laboratories Com Jan 13/Feb 15 bc$001 Jan 13/Jan 24 Ord AbbVie Inc Com Kering S A ADR Ru /Jan Jan 13/Feb Jan 13/Feb 15 Humana Inc Com Manning & Napier Inc Cl A Ampco-Pittsburgh Corp Com 016 Jan 13/Feb Jan 10/Jan Jan 16/Jan 30 Masco Corp Com Innsuites Hospitality Trust Shs Ben Int BankUnited Inc Com 001 Jan 10/Jan Jan 13/Feb 13 Johnson Outdoors Inc Cl A Com 021 Jan 13/Jan 31 Matachewan Consolidated Mines, Ltd Bel Fuse Inc Cl A Com Cl A Spec Shs 009 Jan 10/Jan 26 bc$002 Jan 16/Jan 23 Cl B 006 Jan 13/Feb 1 Cl B Com Methode Electronics, Inc Com /Jan Jan 13/Jan 27 Kadant Inc Com 007 Jan 13/Feb 1 Bombardier Inc 625% Pfd Ser 4 MFA Financial, Inc Sr Nt 019 Jan 10/Feb 9 bc$ Jan 13/Jan Jan 13/Jan 17 Liberty Tax Inc Cl A Pfd Ser 3 Adjustable Series Mid-America Apartment Communities Inc 016 Jan 10/Jan 23 bc$ Jan 13/Jan 31 Com OM Asset Management PLC Brookfield Asset Management Inc 087 Jan 13/Jan % Nt Exp 08/01/2031 Pfd Shs Ser 9 Cl A Middlesex Water Co $7 Pfd n d Jan 10/Jan 27 bc$ Jan 15/Feb Jan 13/Feb 1 Potash Corp of Saskatchewan Inc Brookfield Renewable Partners LP NextEra Energy Capital Holdings Inc Com Pfd Ltd Partnership Unit Cl A Ser 5 Ser J Jr Sub Deb due 01/15/2073 b010 Jan 10/Feb 2 C$ Jan 13/Jan Jan 13/Jan 17 Puregold Price Club Inc, Manila Ord See Divs Declared Pfd Ltd Partnership Unit Cl A Ser 7 Norwood Financial Corp Com C$ Jan 13/Jan Jan 13/Feb 1 EX-DIV DATE Pfd Ltd Partnership Unit Cl A Ser 9 OFG Bancorp bc$ Jan 13/Jan 31 Arlington Asset Investment Corp Monthly Income Pfd Ser A 7125% Brookfield Renewable Power Preferred Equity Inc 6625% Sr Nt Due Jan 13/Jan 31 Pfd Shs Cl A Ser Jan 17/Feb 1 Monthly Income Pfd Ser B 700% bc$ Jan 13/Jan 31 Assured Guaranty Municipal Holdings Inc Jan 13/Jan 31 Pfd Shs Cl A Ser 3 625% Nt 11/01/2102 Oxford Industries, Inc Com bc$0275 Jan 13/Jan Jan 17/Feb 1 Pfd Shs Cl A Ser Jan 13/Jan 27 Black Hills Corporation Equity Unit bc$03125 Jan 13/Jan 31 Oxford Lane Capital Corp Jan 17/Feb 1 Pfd Shs Cl A Ser % Pfd Stk Shs Ser 2023 Camden National Corp (ME) Com bc$03125 Jan 13/Jan Jan 16/Jan Jan 17/Jan 31 Pref Shs Cl A Ser 1 Liquidation Pref Cantel Medical Corp Com bc$ Jan 13/Jan Jan 16/Jan Jan 17/Jan 31 Buckle, Inc (The) Com See Divs Declared Patterson Companies Inc Com China Gas Holdings Ltd Ord Capstone Infrastructure Corp 024 Jan 13/Jan 27 Hk005 Jan 13/Jan 27 Pfd Ser A Cumulative 5 Yr Reset Pitney Bowes Inc 4% Cv Pfd Corus Entertainment Inc bc$02044 Jan 13/Jan Jan 15/Feb 1 Non Vtg Cl B Shs Center Coast MLP & Infrastructure Fund Qinetiq Group Plc, London bc$0095 Jan 16/Jan 31 Com Shs ADR (Unsponsored) Dillards Capital Trust I Jan 13/Jan Jan 13/Feb % Cap Secs 08/01/2038 City Holding Co Com Reunert Ltd ADR 0469 Jan 17/Feb Jan 13/Jan Jan 13/Jan 31 EOG Resources, Inc Com City Office REIT Inc Santander Finance Preferred SA Unipersonal Jan 17/Jan % Cum Redeemable Pfd Ser 650% GTD Pfd Secs Ser 5 Fifth Street Finance Corp A Jan 16/Jan % Sr Nt 10/30/2024 n050608d Jan 13/Jan 25 Sappi Ltd ADR (Sponsored) (New) Jan 17/Jan 30 Com Jan 13/Jan 24 Five Oaks Investment Corp Com 0235 Jan 13/Jan 25 Science Applications International Corp (New) 005 Jan 17/Jan 30 Community Bancorp (Derby, VT) Com Red Pfd Ser A Com 031 Jan 13/Jan Jan 17/Jan 27

6 Page 6 MERGENT DIVIDEND RECORD January 3, 2017 Issue Div per sh Rec or Ex/Payable Issue Div per sh Rec or Ex/Payable Issue Div per sh Rec or Ex/Payable Thursday, January 12 (cont) Friday, January 13 (cont) Friday, January 13 (cont) Graco Inc Com BankUnited Inc Com Masco Corp Com 036 Jan 17/Feb Jan 11/Jan Jan 11/Feb 13 Hercules Capital Inc Bel Fuse Inc Cl A Com Methode Electronics, Inc Com 6250% Sr Note 07/30/ Jan 11/Feb Jan 11/Jan Jan 17/Jan 30 Cl B Com MFA Financial, Inc Sr Nt 7000% Sr Note 04/30/ Jan 11/Feb Jan 11/Jan Jan 17/Jan 30 Hormel Foods Corp Com Bombardier Inc 625% Pfd Ser 4 Mid-America Apartment Communities Inc bc$ Jan 11/Jan 31 Com 017 Jan 17/Feb 15 Pfd Ser 3 Adjustable Series 087 Jan 11/Jan 31 IBERIABANK Corp bc$ Jan 11/Jan 31 Middlesex Water Co $7 Pfd Dep Shs Repstg 1/400th Perp Pfd Ser C Fixed/Fltg Brookfield Renewable Partners LP 175 Jan 11/Feb 1 Pfd Ltd Partnership Unit Cl A Ser 5 Newfoundland Power Inc Jan 17/Feb 1 C$ Jan 11/Jan % Pfd Ser B KKR Income Opportunities Fund Com Pfd Ltd Partnership Unit Cl A Ser 7 bc$ /Feb Jan 17/Jan 31 C$ Jan 11/Jan 31 55% Pfd Ser A McGrath RentCorp Com Pfd Ltd Partnership Unit Cl A Ser 9 bc$ /Feb Jan 17/Jan 31 bc$ Jan 11/Jan 31 NextEra Energy Capital Holdings Inc Neuberger Berman MLP Income Fund Inc Brookfield Renewable Power Preferred Equity Inc Ser J Jr Sub Deb due 01/15/2073 Com Pfd Shs Cl A Ser Jan 11/Jan Jan 17/Jan 31 bc$ Jan 11/Jan 31 Norwood Financial Corp Com Parke Bancorp Inc Com Pfd Shs Cl A Ser Jan 11/Feb Jan 17/Jan 31 bc$0275 Jan 11/Jan 31 OFG Bancorp Principal Real Estate Income Fund Pfd Shs Cl A Ser 5 Monthly Income Pfd Ser A 7125% Shs Ben Int bc$03125 Jan 11/Jan Jan 11/Jan Jan 17/Jan 26 Pfd Shs Cl A Ser 6 Monthly Income Pfd Ser B 700% ProShares Trust bc$03125 Jan 11/Jan Jan 11/Jan 31 ProShares Ultra Consumer Services Pref Shs Cl A Ser 1 2-for-1 Jan 9/Jan 11 Oxford Industries, Inc Com bc$ Jan 11/Jan 31 All deliveries after in Buckle, Inc (The) Com See Divs Declared 027 Jan 11/Jan 27 settlement of transactions made Capstone Infrastructure Corp Patterson Companies Inc Com prior to carry due bills, to Pfd Ser A Cumulative 5 Yr Reset 024 Jan 11/Jan 27 be redeemed bc$02044 Jan 11/Jan 31 Qinetiq Group Plc, London ProShares Ultra S&P Regional Center Coast MLP & Infrastructure Fund ADR (Unsponsored) Banking Com Jan 11/Feb 27 2-for-1 Jan 9/Jan Jan 11/Jan 27 Reunert Ltd ADR All deliveries after in China Gas Holdings Ltd Ord settlement of transactions Jan 11/Jan 31 Hk005 Jan 12/Jan 27 prior to carry due bills, to Ord City Holding Co Com be redeemed R /Jan 16 ProShares Ultra Semiconductors 043 Jan 11/Jan 31 Sappi Ltd ADR (Sponsored) (New) 2-for-1 Jan 9/Jan 11 City Office REIT Inc Jan 11/Jan 24 All deliveries after in 6625% Cum Redeemable Pfd Ser Ord settlement of transactions made A /Jan 17 prior to carry due bills, to n050608d Jan 11/Jan 25 Science Applications International Corp (New) be redeemed Com Com ProShares Ultra 0235 Jan 11/Jan Jan 11/Jan 27 Telecommunications Connect Group Plc ADR Security National Financial Corp 2-for-1 Jan 9/Jan Jan 11/Feb 27 Cl A Com (New) All deliveries after in Ord k5% Jan 11/Feb 3 settlement of transactions made /Feb 10 Shaw Communications Inc Cl A Conv prior to carry due bills, to Consolidated Communications Holdings Inc bc$ Jan 11/Jan 30 be redeemed Com Cl B Conv ProShares UltraPro Financial Select Jan 11/Feb 1 bc$ Jan 11/Jan 30 Sector Cornerstone Strategic Value Fund, Inc SLM Corp 2-for-1 Jan 9/Jan 11 Com Par $ % Med Term Nt Ser A All deliveries after in Jan 11/Jan 31 Cpi-Linked due 1/16/2018 settlement of transactions made Cornerstone Total Return Fund, Inc Jan 11/Jan 17 prior to carry due bills, to Com Par $001 CPI Lkd Nt Fltg Rate 02/21/2017 be redeemed Jan 11/Jan Jan 11/Jan 17 ProShares UltraPro QQQ Corporacion Financiera Colombiana SA Somers Ltd Ord 2-for-1 Jan 9/Jan 11 Pfd Shs 026 Jan 11/Jan 30 All deliveries after in Cp /Jan 20 St Jude Medical Inc Com settlement of transactions made prior to carry due bills, to Cracker Barrel Old Country Store, Inc 031 Jan 11/Jan 31 be redeemed Com Tiger Brands Ltd ProShares UltraPro Short 115 Jan 11/Feb 6 ADR (Sponsored) (New) Russell2000 (New) Jan 201 Croghan Bancshares, Inc Jan 11/Jan 26 1-for Ord UltraPro Short Dow 30 (New) 036 Jan 11/Jan 31 R /Jan 16 1-for DCB Bancshares Inc Com Trinity Industries, Inc Com UltraPro Short Financial Select 002 Jan 11/Jan Jan 11/Jan 31 Sector Diana Shipping Inc Tyson Foods, Inc 1-for % Ser B Cum Redeemable 475% Tangible Equity Unit 1 ProShares Trust II Perp Pfd Sh Prepaid Stk Pur Contr ProShares UltraShort Bloomberg Jan 11/Jan Crude Oil 16 Duke Energy Corp Jan 11/Jan 17 2-for-1 Jan 9/Jan % Jr Sub Deb 01/15/2073 Whole Foods Market, Inc Com All deliveries after in Jan 11/Jan Jan 11/Jan 24 settlement of transactions made Empire Co Ltd Cl A Com Wisconsin Electric Power Company prior to carry due bills, to bc$01025 Jan 11/Jan 31 6% Pfd be redeemed FelCor Lodging Trust Inc Ultra Bloomberg Crude Oil (New) 150 Jan 11/Jan 31 $195 conv pfd ser A 1-for WPX Energy, Inc Jan 11/Jan 31 Ultra VIX Short Term Futures ETF 625% Pfd Conv Ser A Com (New) 006 Jan 11/Jan Jan 11/Jan 31 1-for Fifth Street Finance Corp Com Yum! Brands Inc Com Quaker Chemical Corp Com 006 Jan 11/Jan Jan 11/Feb Jan 17/Jan 31 Fifth Street Senior Floating Rate Com Reitmans (Canada) Ltd Cl A Com 0075 Jan 11/Jan 31 EX-DIV DATE bc$005 Jan 16/Jan 26 Foot Locker, Inc Com Com Comtech Telecommunications Corp bc$005 Jan 16/Jan Jan 11/Jan 27 Com (New) RGC Resources, Inc Com Frederick County Bancorp Inc Com 010 Jan 18/Feb Jan 17/Feb Jan 11/Feb 15 ConnectOne Bancorp Inc (New) Com Saul Centers, Inc Com Friedman Industries, Inc Com 0075 Jan 18/Feb Jan 17/Jan Jan 11/Feb 10 Corporacion Financiera Colombiana SA SLM Corp General Electric Capital Corp ADR (Sponsored) Repstg Cl B Shs 697% Cum Red Pfd Ser A 4875% Nts due Jan 18/Jan Jan 17/Jan Jan 11/Jan 17 ADR (Sponsored) Repstg Part Pfd Solvay SA ADR (Sponsored) International Parkside Products Inc 144A Cl B Non Jan Jan 18/Jan 30 US Global Investors, Inc Cl A Com bc$001 Jan 11/Jan 24 Cyclacel Pharmaceuticals, Inc Jan 17/Jan 30 ishares Trust 6% Pfd Conv Exchangeable Core S&P Small-Cap ETF 015 Jan 18/Feb 1 2-for-1 Jan 19/Jan 18 Friday, January 13 Equity Commonwealth All deliveries after in 5750% Sr Nt 08/01/2042 settlement of transactions made RECORD DATE Jan 18/Feb 1 prior to carry due bills, to Pier 1 Imports Inc Com (New) Abbott Laboratories Com be redeemed Kering S A ADR 007 Jan 18/Feb Jan 11/Feb Jan 11/Feb 2 West Pharmaceutical Services, Inc AbbVie Inc Com Manning & Napier Inc Cl A Com 064 Jan 11/Feb Jan 11/Feb Jan 18/Feb 1

7 January 3, 2017 MERGENT DIVIDEND RECORD Page 7 Issue Div per sh Payable Issue Div per sh Payable DIVIDEND CHANGES, ETC SPECIAL (cont) STOCK (cont) (December 29 thru December 30) Timbercreek US Multi Residential Opportunity Fund #1 (cont) Intrexon Corp Com Unit Cl C Restricted 4 Month Hold stock Jan 18 Issue Div per sh Payable bc$1475 Jan shs of AquaBounty Technologies, Inc Com for each sh held All deliveries after in settlement of transactions made prior INITIAL RESUMED to carry due bills, to be redeemed Vanguard FTSE Developed Asia Pacific All Capital Index ETF First Bancorp 7125% Perp Pfd Ser A Sanchez Energy Corp (CAD-Hedged Dec 30 Cum Perpetual Pfd Conv Ser A Unit No Ex-Date set by NBB stock Jan 3 bc$ Jan 9 835% Perp Pfd Stk Ser B Payable in shs of Com eq to $ Dec 30 Perp Pfd Conv Ser B EXTRA No Ex-Date set by NBB stock Jan 3 Ambev SA ADR (Sponsored) 740% Non-Cum Perp Mnthly Inc Pfd Stk Ser Payable in shs of Com eq to $08125 C Ord Jan Dec 30 PASSED OR DEFERRED R$022 Dec 29 No Ex-Date set by NBB Banco Santander Brasil SA ADS Repstg 1 Unit 725% NonCum Perp Mnthly Inc Pfd Stk Ser CurrencyShares British Pound Sterling Mar 2 D Brit Pound Sterling Shs Ord Shs Dec Jan 10 R$ Feb 23 No Ex-Date set by NBB CurrencyShares Canadian Dollar Trust Cielo S A ADR (Sponsored) 700% Pfd Perp Ser E CDN Dollar Dec Jan 8 SPECIAL No Ex-Date set by NBB CurrencyShares Euro Trust Euro Shs Jan 10 DBM Global Inc Com INCREASED CurrencyShares Swedish Krona Trust 259 Jan 23 Prime Bank (Orange, CT) Com Swedish Krona Shs Empire District Electric Co (The) Com 025 Dec Jan No Ex-Date set by NBB CurrencyShares Swiss Franc Trust Contingent upon merger with Liberty Sup Corp Amount to be Swiss Franc Shs announced No Ex-Date set by NYS LIQUIDATING Jan 10 NorthStar Asset Management Group Inc Com Kawasaki Kisen Kaisha Ltd Ord EME Reorganization Trust Tr Nov Dec 29 Contingent on merger with Colony NorthStar Inc closing ADR Timbercreek US Multi Residential Opportunity Fund # Dec 15 STOCK Unit Cl A Nippon Yusen Kabushiki Kaisha Ord bc$1475 Jan 9 Arowana Inc Ord Nov 24 Unit Cl B stock Dec 29 Sponsored ADR 2006 bc$1475 Jan 9 1 sh of VivoPower International LTD for each sh held Dec 4 DIVIDENDS DECLARED CUSIP CUSIP Date Ex-Div Date of Date Date Ex-Div Date of Date (December 29 thru December 30) Amt Declared Date Record Payable Amt Declared Date Record Payable CUSIP B&M EUROPEAN VALUE RETAIL SA (cont) CEMTREX INC 15130G Date Ex-Div Date of Date Com Par $0001 Pd 2017 Nil 2016 Nil NAS 303 Amt Declared Date Record Payable BANCO DE SABADELL SA Dec Reg Shs Pd 2017 Nil NBB 1 1 right for each 2 sh held Each right entitles holder to purchase 1 Unit Dec 29 Dec 30 consisting of 1 sh of Series 1 Pfd stock, paying cum divs at the rate of 10% 1 of purchase price yr & 2 5-yr Series 1 warrants at $10 per Unit 2 Also k % div 2 Before Spanish tax to US res:dec 19% 3 Rights are ACCORDIA GOLF CO, LTD 00436B non-transferrable 3 Interim div for fiscal year beginning 2016 No Ex-Date set by NAS * ADR (Sponsored) Pd 2017 Nil NBB 109 CINS# E Sep Mar 30 Jul 12 CIELO S A * ADR (Sponsored) Pd 2017 Nil *100 ADR(s) represent 1 Ord sh(s) 1 Amount to be announced 2 No NBB 202 BANCO DE SABADELL SA Ex-Date set by NBB 3 Subj to holders vote 4 * ADR Pd k % NBB 105 cancelled by Company 5 Subject to Japanese multiple withholding tax rates: --- Jan 5 17 Jan *1 ADR(s) represent 1 Ord sh(s) 1 Also k20% div 2 0%, 10%, 125%, 15%, 15315%, 20315%, 2042% 6 Net rates less After Brazilian tax to --- Dec 27 Dec 29 Jan US res: 15% 3 Gross amount: $ Net after bank fee: $ dividend ($002) and source processing ($0004, $0006 $00075) fees *1 ADR(s) represent 2 Ord sh(s) 1 where applicable: $ (0%); $ (10%); $ (125%); After Spanish tax to US res:jan 2017 Represents interest on equity 19% 2 Gross amount:jan 2017 $ $ (15%); $ (15315%); $ (20315%); $ Net after bank fee:jan 2017 $ Interim div for fiscal year beginning (2042%) Revised payable date 6 COLONY CAPITAL INC 19624R Ratio change from 100:1 to 1:1, eff Re-announced for additional information Cl A Com Pd NYS Q Nov 3 Dec 28 Dec 30 Jan AMBEV SA BANCO SANTANDER BRASIL SA Converted into shs of Colony NorthStar Inc Cl A Com for each Cl Ord Pd 2017 R$ R$064 Ord Shs Pd 2017 R$ R$ A Com sh held, eff R$022E Dec 21 Dec R$ R$ Jan Feb Jan 4 17 Feb CTI BIOPHARMA CORP 12648L 1 Before Brazilian tax to US res:dec 15% 2 Represents interest on 3 4 R$ E Com Pd 2017 Nil 2016 Nil NAS 106 capital 3 Not subject to Brazilian withholding tax 4 Interim div for fiscal year Jan 4 17 Feb for-10rvsp Eff beginning Not subject to Brazilian withholding tax 2 Interim div for fiscal year CINS# P0273U10 beginning Before Brazilian tax to US res:feb % 4 Represents interest on equity CURRENCYSHARES AUSTRALIAN DOLLAR TRUST 23129U CINS# P1505Z12 Australian Dollar Shs Pd ARC 101 AMBEV SA 02319V M Dec 30 Jan 3 17 Jan 5 17 Jan * ADR (Sponsored) Pd NYS E --- Dec 22 Dec 27 Jan BANCO SANTANDER BRASIL SA --- Jan Jan Mar 2 17 CURRENCYSHARES BRITISH POUND STERLING TRUST 23129S * ADS Repstg 1 Unit Pd 2017 Nil NYS *1 ADR(s) represent 1 Ord sh(s) After Brazilian tax to US res:jan Brit Pound Sterling Shs Pd 2017 Nil 2016 Nil ARC % 2 Gross amount:jan 2017 $ Represents interest on Jan 5 17 Jan 9 17 Mar 2 17 No action taken on div capital 4 Not subject to Brazilian withholding tax 5 Interim div for fiscal year beginning Jan 5 17 Jan 9 17 Mar 2 17 *1 ADR(s) represent 1 Ord sh(s) CURRENCYSHARES CANADIAN DOLLAR TRUST 23129X 1 Not subject to Brazilian withholding tax CDN Dollar Shs Pd 2017 Nil 2016 Nil ARC Interim div for fiscal year beginning After Brazilian tax to US ARLINGTON ASSET INVESTMENT CORP res:mar % No action taken on div 4 Gross amount:mar 2017 $ Net after bank 6625% Sr Nt Due 2023 Pd NYS 304 fee:mar 2017 $002 6 Represents interest on equity Q Dec 29 Jan Jan Feb 1 17 CURRENCYSHARES EURO TRUST 23130C 1 Interest payment Euro Shs Pd 2017 Nil 2016 Nil ARC 108 BLACK HILLS CORPORATION Equity Unit Pd NYS AROWANA INC 125 No action taken on div 1 Merged into VivoPower International PLC Q Dec 29 Jan Jan Feb Interest payment CURRENCYSHARES SWEDISH KRONA TRUST 23129R Ord Pd 2017 Nil 2016 stock NAS Swedish Krona Shs Pd 2017 Nil 2016 Nil ARC stock --- Dec 29 Dec 28 Dec 29 No action taken on div 1 sh of VivoPower International LTD for each sh held 1 2 CANADIAN NATURAL GAS INDEX ETF Re-announced for additional information Unit Cl A Pd 2017 Nil 2016 Nil TSX #G CURRENCYSHARES SWISS FRANC TRUST 23129V Converted into 1 shs of VivoPower International PLC Ord for each Ord Dec Dec Swiss Franc Shs Pd 2017 Nil 2016 Nil ARC 109 sh held, eff $ reinvested non-cash taxable dist No action taken on div ASSURED GUARANTY MUNICIPAL HOLDINGS INC 04623A CARLOS CASADO SA DBM GLOBAL INC 24024P 625% Nt 11/01/2102 Pd NYS 304 Ord Pd 2017 Nil Com Pd Nil NBB Q Dec 29 Jan Jan Feb Sp Dec 28 Jan 5 17 Jan 9 17 Jan Interest payment Dec 12 Dec 15 Not subject to Argentinean withholding tax Interim div for fiscal year 1 2 DCB BANCSHARES INC 23307L beginning B&M EUROPEAN VALUE RETAIL SA Payable in US currency Com Pd NBB 105 Reg Shs Pd 2017 Nil 2016 LF0151 NBB CINS# P Q Dec 28 Jan Jan Jan LF Nov 24 Nov 25 Dec 23 Before Luxembourg tax to US res:dec 15% 1 CINS# L1175H10 CARLOS CASADO SA 14253P * ADR (Sponsored) Level 1 Pd k10% NBB 109 DILLARDS CAPITAL TRUST I 750% Cap Secs 08/01/ P Pd NYS Dec 15 Dec 19 Jan 5 17 B&M EUROPEAN VALUE RETAIL SA 05590Y 10 Ord 1 Not 1 Interest payment * ADR Pd NBB 100 withholding tax 2 Gross amount:jan 2017 $ Net after bank *1 ADR(s) represent sh(s) subject to Argentinean Q Dec 29 Jan Jan Feb Dec 8 Dec 12 Jan 9 17 fee:jan $ Interim div for fiscal year beginning *4 ADR(s) represent 1 Ord sh(s) 1 After Luxembourg tax to US res:jan Re-announced for additional information EATON VANCE NEXTSHARES TRUST 27830G % 2 Gross amount:jan 2017 $ Net after bank fee:jan Global Income Builder NextShares Pd NMS 863 $ M Dec 30 Jan 3 17 Jan 5 17 Jan 9 17