MERGENT. Dividend Record. Mutual Fund announcements appear in a separate section. INCLUDES DIVIDENDS ANNOUNCED _ DECEMBER 6 THROUGH DECEMBER 7

Transcription

1 MERGENT Dividend Record Page Tuesday, December, 208 For more information please on our products please clink on link below: Volume 88 No 00 Mutual Fund announcements appear in a separate section INCLUDES DIVIDENDS ANNOUNCED _ DECEMBER 6 THROUGH DECEMBER 7 IMPORTANT NOTICE In connection with ex-dividend dates in the section headed Dividends Declared the following abbreviations are shown after company titles for exchange on which stocks are listed or traded ALB Alberta Stock Exchange NAS NASDAQ Small Cap AMS Amsterdam Stock Exchange NBB Non Bulletin Board ASE American Stock Exchange NMS NASDAQ National Market System AUS Australian Stock Exchange NYS New York Stock Exchange BRU Brussels Stock Exchange NZE New Zealand Stock Exchange BSE Boston Stock Exchange OTC Over-the-Counter CHI Chicago Stock Exchange PAR Paris Stock Exchange CIN Cincinnati Stock Exchange PHL Philadelphia Stock Exchange CVE Canadian Venture Exchange POR Porto Stock Exchange ECM ASE Emerging Company PSE Pacific Stock Exchange FSE Frankfurt Stock Exchange SIN Singapore Stock Exchange HSE Hong Kong Stock Exchange TOK Tokyo Stock Exchange ITL Italian Stock Exchange TSX Toronto Stock Exchange LON London Stock Exchange TVX Toronto Venture Exchange MEL Melbourne Stock Exchange VAN Vancouver Stock Exchange MEX Mexican Stock Exchange WHE Wheeling Stock Exchange MSE Montreal Stock Exchange FOOTNOTES Abbreviations Used: M _ monthly Q _ quarterly S _ semi-annual A _ annual AD _ accrued dividend AP _ additional payment CG _ capital gain (undetermined) D _ dividend not equal to company s payment frequency amount E _ extra F _ final payment FG _ foreign gain L _ liquidating LG _ long-term capital gain P _ participating PR _ proceeds from sale of rights PW _ proceeds from sale of warrants RC _ return of capital RR _ redemption of purchase rights RW _ redemption of purchase warrants SG _ short term capital gain Sp _ special TC _ tax credit TR _ tax refund Y _ year-end a _ on arrears b _ Canadian tax deduction to non-residents 5% k _ payable in stock n _ _ approximate rate _ open of business _ close of business _ div reinvestment plan option Foreign Currencies: A$ _ Australian dollar; B$ _ Bermudan dollar; BC _ Brazil cruzado; Bf _ Belgian franc; C$ _ Canadian dollar; CP _ Chilean peso; Cn _ China yuan renminbi; Cs _ Czechoslovakian koruna; DH _ Moroccan dirham; DK _ Danish krone; DM _ Deutsche mark; ES _ Ecuadorean sucre FF _ French franc; Fl _ Florins; FM _ Finnish marka; Hk _ Hong Kong dollar; HUF _ Hungarian forint; I _ Irish pound; I _ Israeli pound; IL _ Italian lira; Ka _ Croatian kuna; Kn _ Papua New Guinea kina; Ll _ Lithuanian litas; M$ _ Malaysian dollar; MP _ Mexican peso; MR _ Malaysian ringgit; NG _ Netherlands guilder; NK _ Norwegian krone; NZ _ New Zealand dollar; _ British pound; PC _ Columbian peso; PE _ Portuguese escudo; Pn _ British pence; PP _ Philippine peso; PZL _ Polish zloty; R _ South African rand; Ru _ Russian rouble; S$ _ Singapore dollar; SF _ Swiss franc; SK _ Swedish krona; St _ Slovenian tolar; SP _ Spanish peseta; SW _ South Korea won; TB _ Thailand baht; VB _ Venezuelan bolivar; Yn _ Japanese yen; ZK _ Zambian kwacha Ex-Dividend dates for stock listed on more than one exchange are shown only for the exchange indicated Particular attention is called to stocks listed both in Canada and New York in which cases ex-dividend dates in New York are shown Ex-dividend dates herein reported are in accordance with the exchange rulings Exceptions are specifically noted Consult Ex-Dividend Procedure Weekly Cumulative issue for ex-dividend dates on other exchanges Open-end Mutual Fund Ex-Dates: Close of Business _ Ex-Date is the same day as record date Open of Business _ Ex-Date is the first business day after record date PREVIOUS RECORD DATES Issue Div per sh Rec or Ex/Payable Issue Div per sh Rec or Ex/Payable (The following items have not been reported Friday, November 30 Wednesday, December 5 (cont) previously in the Stock of Record Calendar) EX-DIV DATE Kimberly-Clark de Mexico, SA de CV (cont) 0395 Dec 4/Dec 6 Issue Div per sh Rec or Ex/Payable BR Malls Participacoes SA Thales ADR ADR (Sponsored) Dec 4/Dec E Dec 3/Dec 4 Ord Tuesday, November 27 Delta-Galil Industries Ltd Eu /Dec 6 ADR (Sponsored) RECORD DATE Dec 3/Dec 7 Delta-Galil Industries Ltd Ord Wal-Mart de Mexico SAB de CV Thursday, December 6 IS /Dec 5 ADR (Sponsored) Repstg Ser V Shs Pernod Ricard SA (France) ADR Nov 26/Dec 7 Dec 3/Dec 0 RECORD DATE Wal-Mart de Mexico SAB de CV Monday, December 3 Proximus SA De Droit Pub ADR Shs /Nov 28 RECORD DATE Special ex-date set by OTC Dec 6/Dec 24 BR Malls Participacoes SA Ord EX-DIV DATE ADR (Sponsored) Eu050 Sanford Ltd ADR E Nov 30/Dec /Dec 7 Wednesday, November 28 GDR 44A E --- /Dec 4 EX-DIV DATE Delta-Galil Industries Ltd RECORD DATE Proximus SA De Droit Pub ADR ADR (Sponsored) Sanford Ltd ADR Nov 30/Dec 7 Special ex-date set by OTC Dec 6/Dec 24 Wal-Mart de Mexico SAB de CV EX-DIV DATE ADR (Sponsored) Repstg Ser V Shs JPMorgan Chase & Co Alerian MLP In Nov 30/Dec 0 Friday, December 7 dex ETN Based On Wap Lev- Tuesday, December 4 el of Index EX-DIV DATE 0450 Nov 29/Dec 0 EX-DIV DATE Canadian Natural Resources Ltd Com Kimberly-Clark de Mexico, SA de CV bc$0335 Dec 0/Jan Thursday, November 29 Cl A Ord DBX ETF Trust 0395 Dec 5/Dec 6 Xtrackers FTSE Emerging Comprehensive Factor ETF RECORD DATE Thales ADR JPMorgan Chase & Co Dec 5/Dec 27 Xtrackers Harvest CSI 300 China Alerian MLP In- A-Shares ETF dex ETN Based On Wap Lev LG Dec 0/Dec 4 Wednesday, December 5 el of Index Xtrackers MSCI EAFE ESG Leaders 0450 Nov 28/Dec 0 Equity ETF RECORD DATE Pernod Ricard SA (France) Ord n000927sg Dec 0/Dec 4 Eu /Nov 30 Kimberly-Clark de Mexico, SA de CV FlexShares Trust Core Select Bd Fd Sanford Ltd Ord Cl A Ord Dec 0/Dec 3 Mergent Dividend Record (ISSN: ) published weekly with an annual year-end issue (included are 3 Tax Supplements the 4th Friday of January, February and March) By Mergent, Inc 60 Madison Ave, New York, NY 000 Periodical postage paid at New York, NY and additional mailing offices Reproduction of material appearing in MERGENT Dividend Record (ISSN 092_709) permitted only on written permission MERGENT, Inc Subscription rate $,9500 per annum in United States and Canada Postmaster: Send address changes to Mergent Dividend Record, MERGENT, Inc, 60 Madison Ave, New York, NY 000 Attn: 6th floor ( ) or ( )

2 Page 2 MERGENT DIVIDEND RECORD December, 208 Issue Div per sh Rec or Ex/Payable Issue Div per sh Rec or Ex/Payable STOCK OF RECORD CALENDAR Thursday, December 3 (cont) Friday, December 4 (cont) (December 8 thru December 2) PACCAR Inc Com UBS AG London Branch (cont) 200E Dec 4/Jan Dec 3/Dec 24 Issue Div per sh Rec or Ex/Payable Strats Trust for Dominion Resources Inc ETRACS Monthly Pay 2XLeveraged Asset Bkd Tr Ctf Fltg Rate Closed End Fd ETN 06/5/ Dec 3/Dec Dec 4/Dec 7 Etracs Monthly Pay 2XLeveraged Monday, December 0 STRATS Trust For Proctor & Gamble Securities Mtg Reit ETN 0/6/ 75% Ctf 0066 Dec 3/Dec 24 RECORD DATE Dec 4/Dec 7 Watlington Waterworks Ltd Ord Canadian Natural Resources Ltd Com STRATS Trust For Wal-Mart Stores Inc B$08 Dec 3/Dec 28 bc$0335 Dec 7/Jan STRATS Ctf Wal-mart Stores Inc DBX ETF Trust EX-DIV DATE Xtrackers FTSE Emerging Comprehensive Factor ETF Dec 4/Dec 7 Aeroports de Paris ADR UBS AG (Jersey Dec 7/Dec 3 Xtrackers Harvest CSI 300 China ETRACS Monthly Pay 2X Alabama Power Co 420% pfd A-Shares ETF Leveraged Dow Jones Divid In LG Dec 7/Dec 4 05 Dec 7/Jan 0705 Dec 4/Dec 24 Xtrackers MSCI EAFE ESG Leaders 452% pfd UBS AG London Branch Equity ETF ETRACS 2x Leveraged Wells Fargo 3 Dec 7/Jan n000927sg Dec 7/Dec 4 MLP Ex-Energy ETN 460% pfd FlexShares Trust Core Select Bd Fd Dec 4/Dec 24 5 Dec 7/Jan Dec 7/Dec 3 ETRACS 2X Monthly Pay 464% pfd Leveraged Pfd Stk Index ETN EX-DIV DATE 6 Dec 7/Jan 0268 Dec 4/Dec % pfd IndexIQ ETF Trust Etracs Monthly Pay 2X Leveraged IQ Enhanced Core Bd US ETF Diversified High I 8 Dec 7/Jan Dec /Dec Dec 4/Dec % pfd IQ Enhanced Core Plus Bd US ETF ETRACS Monthly Pay 2X 23 Dec 7/Jan Dec /Dec 4 Leveraged MSCI US REIT Index 500% Cum Pfd Cl A OvaScience Inc Com 0383 Dec 4/Dec Dec 7/Jan -for ETRACS Monthly Pay 2x Leveraged Allegion Plc Ord Rogers Communications Inc Mtg REIT ETN Ser B 02 Dec 7/Dec 28 Cl B Non Vtg Com 0066 Dec 4/Dec 24 Altra Industrial Motion Corp Com bc$048 Dec /Jan 3 ETRACS Monthly Pay 2X 07 Dec 7/Jan 3 Taro Pharmaceutical Industries Ltd Leveraged S&P Divid ETN American Bank Inc (PA) Com Ord Dec 4/Dec Sp Dec /Dec 28 ETRACS Monthly Pay 2x Leveraged 00 Dec 7/Jan 2 TELUS Corp Com Small Cap High Div American Railcar Industries Inc Com bc$0545 Dec /Jan 2 n0696 Dec 4/Dec Dec 7/Dec 27 ETRACS Monthly Pay 2X Amphenol Corp Cl A Com Tuesday, December Leveraged US High Dividend L 023 Dec 7/Jan Dec 4/Dec 24 Apollo Tactical Income Fund Inc Com RECORD DATE ETRACS Monthly Pay 2X Ares Management Corp Leveraged US Small Cap High 700% Pfd Ser A AES Tiete Energia SA Ord 0459 Dec 4/Dec Dec 7/Dec 3 R$ ETRACS Monthly Pay 2XLeveraged Com Cl A BB Seguridade Participacoes SA Closed End Fd ETN 028 Dec 7/Dec 3 Com Shs 0285 Dec 4/Dec 24 Ares Management LP R$ /Jan 2 Etracs Monthly Pay 2XLeveraged 700% Pfd Shs Ser A Repr Ltd Part IndexIQ ETF Trust Mtg Reit ETN 0/6/ Ints IQ Enhanced Core Bd US ETF 0066 Dec 4/Dec Dec 7/Dec Dec 0/Dec 4 Watlington Waterworks Ltd Ord Com Shs Repstg Ltd Partner Ints IQ Enhanced Core Plus Bd US ETF B$08 Dec 4/Dec Dec 7/Dec Dec 0/Dec 4 ARMOUR Residential REIT Inc Rogers Communications Inc Friday, December 4 Com (New) Cl B Non Vtg Com 09 Dec 7/Dec 27 bc$048 Dec 0/Jan 3 RECORD DATE Avid Bioservices Inc Taro Pharmaceutical Industries Ltd American Eagle Outfitters, Inc Com 05% Pfd Conv Ser E Ord 2860Sp Dec 0/Dec Dec 3/Dec Dec 7/Jan 2 TELUS Corp Com Big Lots, Inc Com Banc Of California Inc Com bc$0545 Dec 0/Jan Dec 3/Dec Dec 7/Jan 2 CABCO Ser Trust SBC Communications Inc BB Seguridade Participacoes SA EX-DIV DATE Collared Fltg Rate Callable Ctf ADR (Sponsored) Claren Energy Corp Com Dec 7/Jan 9 -for Dec 3/Dec 7 Belden Inc Com Canadian Western Bank Com 005 Dec 7/Jan 8 Thursday, December 3 bc$026 Dec 3/Jan 3 Berry Petroleum Corp Com Evertz Technologies Ltd Com bc$08 Dec 3/Dec 2 02 Dec 7/Jan 5 RECORD DATE Kinder Morgan Canada Ltd Com Shs Birchcliff Energy Ltd Com Engie Brasil Energia SA bc$40rc Jan 4/Jan 3 bc$0025 Dec 7/Dec 3 ADR (Sponsored) PACCAR Inc Com Pfd Ser C k25% Dec 26/Dec 24 bc$04375 Dec 7/Dec 3 200E Dec 3/Jan 4 Special ex-date set by OTC Redeemable Pfd Ser A Strats Trust for Dominion Resources Inc bc$ Dec 7/Dec Asset Bkd Tr Ctf Fltg Rate EX-DIV DATE Blackrock Resources & Commodities Strategy Trust 06/5/2035 Shs American Eagle Outfitters, Inc Com Dec 3/Dec Dec 7/Dec Dec 4/Dec 28 STRATS Trust For Proctor & Gamble Securities BlackRock TCP Capital Corp Com Big Lots, Inc Com 75% Ctf 036 Dec 7/Dec Dec 3/Dec Dec 4/Dec 28 Camden Property Trust Shs Ben Int STRATS Trust For Wal-Mart Stores Inc CABCO Ser Trust SBC Communications Inc 077 Dec 7/Jan 7 STRATS Ctf Wal-mart Stores Inc Collared Fltg Rate Callable Ctf Camping World Holdings Inc Cl A /5/2034 Children s Place Inc (The) Com Dec 3/Dec Dec 4/Dec 7 UBS AG (Jersey Branch) 050 Dec 7/Dec 28 Canadian Western Bank Com ETRACS Monthly Pay 2X CHS Inc bc$026 Dec 4/Jan 3 Leveraged Dow Jones Divid In 8% Cum Redeemable Pfd Stk CM Finance Inc 0705 Dec 3/Dec Dec 7/Dec 3 625% Nt Exp 07/0/2023 UBS AG London Branch Pfd Cl B Dec 5/Jan 2 ETRACS 2x Leveraged Wells Fargo Conifer Holdings Inc Dec 7/Dec 3 MLP Ex-Energy ETN 6750% Sr Nt 09/30/2023 Pfd Cl B Ser 2 Reset Rate Dec 3/Dec 24 n d Dec 5/Dec 3 ETRACS 2X Monthly Pay Dec 7/Dec 3 ESSA Bancorp Inc Com Leveraged Pfd Stk Index ETN Pfd Cum Cl B Reset Rate Ser 4 00 Dec 6/Dec Dec 3/Dec Dec 7/Dec 3 Evertz Technologies Ltd Com Etracs Monthly Pay 2X Leveraged Red Pfd Ser 3 Cl B 675% bc$08 Dec 4/Dec 2 Diversified High I Indianapolis Power & Light Co 0206 Dec 3/Dec 24 Davis Trust Financial Corp Com Dec 7/Dec 3 4% pfd ETRACS Monthly Pay 2X Leveraged MSCI US REIT Index 450 Dec 7/Jan 2 00 Dec 5/Jan 0383 Dec 3/Dec 24 DTE Energy Co Com 420% pfd ETRACS Monthly Pay 2x Leveraged 0945 Dec 7/Jan 5 05 Dec 5/Jan Mtg REIT ETN Ser B Dundee Corp st Pfd Shs Ser 5 460% pfd 0066 Dec 3/Dec 24 bc$ Dec 7/Dec 3 5 Dec 5/Jan ETRACS Monthly Pay 2X Cumulative 5 Yr Rate Reset st Pfd 480% pfd Leveraged S&P Divid ETN Shs Ser 3 20 Dec 5/Jan Dec 3/Dec 24 bc$03535 Dec 7/Dec 3 565% pfd ETRACS Monthly Pay 2x Leveraged Cumulative 5 Yr Rate Reset st Small Cap High Div Pref Shs Ser Dec 5/Jan n0696 Dec 3/Dec 24 bc$03555 Dec 7/Dec 3 MidSouth Bancorp, Inc Com ETRACS Monthly Pay 2X Eagle Point Credit Company Inc 00 Dec 7/Jan 2 Leveraged US High Dividend L 66875% Nt 04/30/2028 Newtek Business Services Corp Dec 3/Dec Dec 7/Dec % Nt 09/30/2022 ETRACS Monthly Pay 2X 675% Nt 09/30/ Dec 5/Dec 3 Leveraged US Small Cap High Dec 7/Dec 3

3 December, 208 MERGENT DIVIDEND RECORD Page 3 Issue Div per sh Rec or Ex/Payable Issue Div per sh Rec or Ex/Payable Issue Div per sh Rec or Ex/Payable Friday, December 4 (cont) Friday, December 4 (cont) Saturday, December 5 (cont) Eastman Chemical Co Com Packaging Corp of America Com Indianapolis Power & Light Co (cont) 062 Dec 7/Jan Dec 7/Jan 5 480% pfd ECN Capital Corp Pembina Pipeline Corp 20 Dec 3/Jan 625% Cum 5 Yr Min Rate Reset Cum Red Rate Reset Cl A Pfd Shs 565% pfd Pfd Shs Ser C Ser Dec 3/Jan bc$ Dec 7/Dec 3 bc$0279 Dec 7/Dec 3 Newtek Business Services Corp 650% Cum 5 Yr Min Rate Reset Cum Red Rate Reset Cl A Pfd Shs 7500% Nt 09/30/2022 Pfd Ser A Shs Ser Dec 3/Dec 3 bc$ Dec 7/Dec 3 bc$0325 Dec 7/Dec 3 Empire State Realty OP LP Cum Red Rate Reset Cl A Pfd Shs Ser 9 Sunday, December 6 Unit Ltd Partnership Int Ser Dec 7/Dec 3 bc$0325 Dec 7/Dec 3 Quanex Building Products Corp Com RECORD DATE Unit Ltd Partnership Int Ser Dec 7/Dec Dec 7/Dec 28 ESSA Bancorp Inc Com Unit Ltd Partnership Int Ser ES Rayonier Advanced Materials Inc Com 00 Dec 3/Dec Dec 7/Dec Dec 7/Dec 3 Empire State Realty Trust Inc Cl A Rayonier Inc Com Monday, December Dec 7/Dec Dec 7/Dec 3 First Citizens BancShares Inc (NC) Razor Energy Corp Com RECORD DATE Cl A Com bc$0025 Dec 7/Dec Dec 7/Jan 7 Aeroports de Paris ADR Restaurant Brands International Inc Cl B Dec 4/Dec Dec 7/Jan 7 AES Tiete Energia SA First State Bancshares, Inc Cmt-Com 045 Dec 7/Jan 4 ADR (Sponsored) n2200 Dec 7/Dec 9 Restaurant Brands International Ltd Unit Ltd Partnership Int Gazit-Globe Ltd Ord Alabama Power Co 420% pfd b045 Dec 7/Jan IS038 Dec 7/Jan Dec 4/Jan Retail Value Inc Com GMP Capital Inc 452% pfd n30 Dec 7/Jan 25 Pfd Cumulative 5 Yr Fltg Rate Robinson (CH) Worldwide, Inc 3 Dec 4/Jan Reset Ser C Com (New) 460% pfd bc$0279 Dec 7/Dec 3 Pfd Cumulative 5 Yr Rate Reset Ser 050 Dec 7/Dec 3 5 Dec 4/Jan B Sabine Royalty Trust Units Ben Int 464% pfd bc$02257 Dec 7/Dec Dec 7/Dec 3 6 Dec 4/Jan Hanover Insurance Group Inc Com Saratoga Investment Corp Com (New) 472% pfd 060 Dec 7/Dec Dec 7/Jan 2 8 Hess Corp Com Simon Property Group, Inc 492% pfd Dec 4/Jan 8375% Pfd Conv Ser J 025 Dec 7/Dec 3 23 Dec 4/Jan Dec 7/Dec 3 Hillenbrand Inc Com 500% Cum Pfd Cl A Solaris Oilfield Infrastructure Inc Cl A 02 Dec 7/Dec Dec 4/Jan n 00 Dec 7/Dec 27 Hooker Furniture Corp Com Allegion Plc Ord SpartanNash Co Com 05 Dec 7/Dec 3 02 Dec 4/Dec 28 Horace Mann Educators Corp Com 08 Dec 7/Dec 3 Altra Industrial Motion Corp Com Spirit AeroSystems Holdings Inc 07 Dec 4/Jan Dec 7/Dec 3 Cl A Com American Bank Inc (PA) Com Hudson Pacific Properties Inc Com 025 Dec 7/Dec Dec 7/Jan 7 00 Dec 4/Jan 2 Hunt Companies Finance Trust Inc Spirit Realty Capital Inc (New) American Railcar Industries Inc Com 6000% Cum Red Pfd Ser A 875% Red Pfd Ser A 040 Dec 4/Dec Dec 7/Dec Dec 7/Dec 27 Amphenol Corp Cl A Com Starlight Global ETF Ser Unit Investors Real Estate Trust 023 Dec 4/Jan 8 bc$0047 Dec 7/Dec % Ser C Cum Red Pfd Shs Apollo Tactical Income Fund Inc Com Starlight Global Real Estate Fund Dec 7/Dec 3 Ares Management Corp ETF Ser Unit Iron Mountain Inc (New) Com 700% Pfd Ser A bc$0047 Dec 7/Dec 2 06 Dec 7/Jan Dec 4/Dec 3 Stock Yards Bancorp Inc Com John Bean Technologies Corp Com Com Cl A 025 Dec 7/Dec Dec 4/Dec 3 00 Dec 7/Dec 3 Taubman Centers Inc Com Ares Management LP Johnson Controls International plc Ord 0655 Dec 7/Dec 3 700% Pfd Shs Ser A Repr Ltd Part 026 Dec 7/Jan Pfd Ser J Ints Just Energy Group Inc Dec 7/Dec Dec 4/Dec 3 85% Fxd-To-Fltg Cum Red Perp Pfd Ser K Com Shs Repstg Ltd Partner Ints Pfd Ser A Dec 7/Dec Dec 4/Dec 3 b05325 Dec 7/Dec 3 Thermo Fisher Scientific Inc Com ARMOUR Residential REIT Inc 07 Dec 7/Jan 5 Com (New) bc$025 Dec 7/Dec 3 Thomson Reuters Corp 09 Dec 4/Dec 27 KBR Inc Com Pfd Ser II Floating Rate Avid Bioservices Inc 008 Dec 7/Jan Dec 7/Dec 3 05% Pfd Conv Ser E Kimberly-Clark de Mexico, SA de CV Tootsie Roll Industries Inc Cl B Dec 4/Jan 2 ADR (Sponsored) A 009 Dec 7/Jan 2 Banc Of California Inc Dec Dec 4/Jan 2 Lamar Advertising Co (New) Cl A 009 Dec 7/Jan 2 BB Seguridade Participacoes SA 092 Dec 7/Dec 28 Torrington Water Co Com ADR (Sponsored) Leidos Holdings Inc Dec 4/Jan 9 03 Dec 7/Dec 2 Belden Inc Com 032 Dec 7/Dec 28 Total SA ADR (Sponsored) Merck & Co Inc Dec 7/Jan Dec 4/Jan Dec 7/Jan 8 US Global Investors Inc Cl A Com Berry Petroleum Corp Com Methanex Corp Com Dec 7/Dec 3 02 Dec 4/Jan 5 b033 Dec 7/Dec 3 Viacom Inc Cl A Birchcliff Energy Ltd Com MTS Systems Corp Com bc$0025 Dec 4/Dec Dec 7/Jan 2 Pfd Ser C 030 Dec 7/Dec 3 Cl B bc$04375 Dec 4/Dec 3 Neuberger Berman MLP Income Fund Inc 020 Dec 7/Jan 2 Redeemable Pfd Ser A Vornado Realty Trust bc$ Dec 4/Dec Dec 7/Dec 3 540% Ser L Cum Red Pfd Blackrock Resources & Commodities Strategy Trust New America High Income Fund, Inc Dec 7/Jan 2 Shs Com (New) 650 conv pfd ser A 0056 Dec 4/Dec Dec 7/Dec Dec 7/Jan 2 BlackRock TCP Capital Corp Com NewGrowth Corp Pfd Ser K 036 Dec 4/Dec 3 45% Pfd Cl B Ser Dec 7/Jan 2 Boustead Holdings Berhad Ord bc$03327 Dec 7/Dec 24 Wells Fargo Real Estate Investment Corp M$ /Jan 8 Cl A Cap Shs Pfd Cum Ser A % Camden Property Trust Shs Ben Int bc$035 Dec 7/Dec Dec 7/Dec Dec 4/Jan 7 NewMarket Corp Com Western Union Co Com Camping World Holdings Inc Cl A 75 Dec 7/Jan 2 09 Dec 7/Dec 3 Children s Place Inc (The) Com NexPoint Residential Trust Inc Com 050 Dec 4/Dec Dec 7/Dec 3 Saturday, December 5 CHS Inc Niagara Mohawk Power Corp 8% Cum Redeemable Pfd Stk 340% pfd RECORD DATE 050 Dec 4/Dec Dec 7/Dec 3 CM Finance Inc Pfd Cl B 360% pfd 625% Nt Exp 07/0/ Dec 4/Dec Dec 7/Dec Dec 3/Jan 2 Pfd Cl B Ser 2 Reset Rate 390% pfd Conifer Holdings Inc 6750% Sr Nt 09/30/ Dec 4/Dec Dec 7/Dec 3 n d Dec 3/Dec 3 Pfd Cum Cl B Reset Rate Ser 4 Oaktree Specialty Lending Corp Com Indianapolis Power & Light Co Dec 4/Dec Dec 7/Dec 28 4% pfd Red Pfd Ser 3 Cl B 675% Oaktree Strategic Income Corp Com 055 Dec 7/Dec Dec 3/Jan Dec 4/Dec 3 OFS Capital Corp Com 420% pfd Davis Trust Financial Corp Com 034 Dec 7/Dec 3 05 Dec 3/Jan 450 Dec 4/Jan 2 Owens & Minor, Inc Com 460% pfd DTE Energy Co Com 0075 Dec 7/Jan 2 5 Dec 3/Jan 0945 Dec 4/Jan 5

4 Page 4 MERGENT DIVIDEND RECORD December, 208 Issue Div per sh Rec or Ex/Payable Issue Div per sh Rec or Ex/Payable Issue Div per sh Rec or Ex/Payable Monday, December 7 (cont) Monday, December 7 (cont) Monday, December 7 (cont) Dundee Corp st Pfd Shs Ser 5 Neuberger Berman MLP Income Fund Inc US Global Investors Inc Cl A Com bc$ Dec 4/Dec 3 Com Cumulative 5 Yr Rate Reset st Pfd 0055 Dec 4/Dec 3 Viacom Inc Cl A Dec 4/Dec 3 Shs Ser 3 New America High Income Fund, Inc bc$03535 Dec 4/Dec 3 Com (New) 020 Dec 4/Jan 2 Cumulative 5 Yr Rate Reset st 0055 Dec 4/Dec 3 Cl B Pref Shs Ser 2 NewGrowth Corp 020 Dec 4/Jan 2 bc$03555 Dec 4/Dec 3 45% Pfd Cl B Ser 3 Vornado Realty Trust Eagle Point Credit Company Inc bc$ % Ser L Cum Red Pfd 66875% Nt 04/30/2028 Cl A Cap Dec 4/Dec Dec 4/Jan 2 Shs Dec 4/Dec 3 bc$035 Dec 4/Dec conv pfd ser A 675% Nt 09/30/2027 NewMarket Corp Com 0825 Dec 4/Jan Dec 4/Dec 3 Pfd Ser K 75 Dec 4/Jan 2 Eastman Chemical Co Com Dec 4/Jan 2 NexPoint Residential Trust Inc Com Wells Fargo Real Estate Investment Corp 062 Dec 4/Jan Dec 4/Dec 3 Pfd Cum Ser A % ECN Capital Corp Niagara Mohawk Power Corp Dec 4/Dec 3 625% Cum 5 Yr Min Rate Reset 340% pfd Western Union Co Com Pfd Shs Ser C 085 Dec 4/Dec bc$ Dec 4/Dec Dec 4/Dec 3 360% pfd 650% Cum 5 Yr Min Rate Reset Pfd Ser A Shs 090 Dec 4/Dec 3 EX-DIV DATE bc$ Dec 4/Dec 3 390% pfd Apollo Bancorp Inc Com Empire State Realty OP LP 0975 Dec 4/Dec Dec 8/Dec 2 Unit Ltd Partnership Int Ser 250 Oaktree Specialty Lending Corp Com Atresmedia Corporacion De Medios De Comunicacion SA 005 Dec 4/Dec Dec 4/Dec 28 ADR Unit Ltd Partnership Int Ser 60 Oaktree Strategic Income Corp Dec 8/Jan Dec 4/Dec Dec 4/Dec 28 BlackRock Capital Investment Corp Unit Ltd Partnership Int Ser ES OFS Capital Corp Com 005 Dec 4/Dec Dec 4/Dec 3 08 Dec 8/Jan 8 Empire State Realty Trust Inc Cl A Owens & Minor, Inc Com Briggs & Stratton Corp Com 005 Dec 4/Dec Dec 4/Jan 2 04 Dec 8/Jan 3 Cl B Packaging Corp of America Com Citizens National Corporation (KY) /Dec Dec 4/Jan 5 Com Accredited Invs First Citizens BancShares Inc (NC) Pembina Pipeline Corp 02 Dec 8/Dec 3 Cl A Com Cum Red Rate Reset Cl A Pfd Shs Ecolab Inc Com 040 Dec 4/Jan 7 Cl B Com Ser Dec 8/Jan Dec 4/Jan 7 bc$0279 Dec 4/Dec 3 Ellsworth Growth & Income Fund Ltd First State Bancshares, Inc Cmt-Com Cum Red Rate Reset Cl A Pfd Shs 525% Cum Pfd Ser A n2200 Dec 4/Dec 9 Ser Dec 8/Dec 26 Gazit-Globe Ltd Ord bc$0325 Dec 4/Dec 3 Empire Life Insurance Co (The) IS038 Dec 4/Jan 2 Cum Red Rate Reset Cl A Pfd Shs Non-Cumulative Rate Reset Pfd GMP Capital Inc Ser 9 Shs Ser Pfd Cumulative 5 Yr Fltg Rate bc$0325 Dec 4/Dec 3 bc$ Dec 8/Jan 7 Reset Ser C Quanex Building Products Corp Com Enagas SA Dec 8/Jan 3 bc$0279 Dec 4/Dec Dec 4/Dec 28 Eversource Energy Com Pfd Cumulative 5 Yr Rate Reset Ser Rayonier Advanced Materials Inc Com B 0505 Dec 8/Dec Dec 4/Dec 3 bc$02257 Dec 4/Dec 3 Farmers & Merchants Bancshares Inc (IA) Rayonier Inc Com Guoco Group Ltd Ord CDT-Cap Stk 027 Dec 4/Dec 3 Hk /Jan 3 Razor Energy Corp Com 050 Dec 8/Dec 28 Hanover Insurance Group Inc Com bc$0025 Dec 4/Dec 3 Gabelli Convertible and Income Securities Fund, Inc 060 Dec 4/Dec 28 Restaurant Brands International Inc 600% Pfd Ser B Hess Corp Com 0375 Dec 8/Dec 26 Gabelli Dividend & Income Trust 025 Dec 4/Dec Dec 4/Jan 4 525% Cum Pfd Ser G Hillenbrand Inc Com Restaurant Brands International Ltd Partnership Dec 8/Dec Dec 4/Dec 3 Unit Ltd Partnership Int 5875% Pfd Ser A Cum Hooker Furniture Corp Com b045 Dec 4/Jan Dec 8/Dec Dec 4/Dec 3 Retail Value Inc Com 600% Pfd Ser D Horace Mann Educators Corp Com n30 Dec 4/Jan Dec 8/Dec 26 Robinson (CH) Worldwide, Inc 0285 Dec 4/Dec 3 Gabelli Equity Trust Inc (The) Com (New) Hudson Pacific Properties Inc Com 500% Ser H Cum Pfd 025 Dec 4/Dec Dec 4/Dec Dec 8/Dec 26 Hunt Companies Finance Trust Inc Sabine Royalty Trust Units Ben Int 545% Pfd Cum Ser J 875% Red Pfd Ser A Dec 4/Dec Dec 8/Dec Dec 4/Dec 27 Saratoga Investment Corp Com (New) 5875% Cum Pfd Ser D Dec 8/Dec 26 Investors Real Estate Trust 053 Dec 4/Jan 2 Cum Pfd Ser G 6625% Ser C Cum Red Pfd Shs Simon Property Group, Inc 0325 Dec 8/Dec Dec 4/Dec % Pfd Conv Ser J Gabelli Multimedia Trust Inc Iron Mountain Inc (New) Com Dec 4/Dec 3 525% Cum Pfd Ser E 06 Dec 4/Jan 3 Solaris Oilfield Infrastructure Inc Cl A Dec 8/Dec 26 Itau Unibanco Holding SA Pfd n 00 Dec 4/Dec 27 Pfd Ser B 600% R$0006E --- /Apr 30 SpartanNash Co Com 0375 Dec 8/Dec 26 John Bean Technologies Corp Com 08 Dec 4/Dec 3 Gabelli Utility Trust 00 Dec 4/Dec 3 Spirit AeroSystems Holdings Inc 5375% Pfd Cum Ser C Johnson Controls International plc Ord Cl A Com Dec 8/Dec Dec 4/Jan 5625% Ser A Cum Pfd Shs 02 Dec 4/Jan 7 Just Energy Group Inc Dec 8/Dec 26 Spirit Realty Capital Inc (New) 85% Fxd-To-Fltg Cum Red Perp GAMCO Global Gold, Natural Resources & Income Trust 6000% Cum Red Pfd Ser A Pfd Ser A Pfd Ser B 5% 0375 Dec 4/Dec 3 b05325 Dec 4/Dec Dec 8/Dec 26 Starlight Global ETF Ser Unit GDL Fund (The) bc$0047 Dec 4/Dec 2 bc$025 Dec 4/Dec 3 Cum Puttable & Callable Pfd Ser C Starlight Global Real Estate Fund KBR Inc Com 03/26/2025 ETF Ser Unit 050 Dec 8/Dec Dec 4/Jan 5 bc$0047 Dec 4/Dec 2 Greif Inc Cl A Kimberly-Clark de Mexico, SA de CV Stock Yards Bancorp Inc Com ADR (Sponsored) A 044 Dec 8/Jan 025 Dec 4/Dec Dec Cl B Taubman Centers Inc Com Lamar Advertising Co (New) Cl A 0655 Dec 4/Dec Dec 8/Jan 092 Dec 4/Dec 28 Pfd Ser J Horizon Technology Finance Corp Cl B Dec 4/Dec /Dec 28 Pfd Ser K 00 Dec 8/Jan 5 Leidos Holdings Inc Com Dec 4/Dec 3 Huntington Bancshares Inc Com 032 Dec 4/Dec 28 Telefonica Brasil SA Pfd 04 Dec 8/Jan 2 Merck & Co Inc Com R$ E Dec J&J Snack Foods Corp Com 055 Dec 4/Jan 8 Subj to holders vote 050 Dec 8/Jan 4 Methanex Corp Com Thermo Fisher Scientific Inc Com Kaman Corp Cl A Com b033 Dec 4/Dec 3 07 Dec 4/Jan Dec 8/Jan 3 MidSouth Bancorp, Inc Com Thomson Reuters Corp Kingston Wharves Reg Shs Pfd Ser II Floating Rate 025 Dec 8/Jan 4 00 Dec 3/Jan Dec 4/Dec 3 Las Vegas Sands Corp Com MTS Systems Corp Com Tootsie Roll Industries Inc Cl B 075 Dec 8/Dec Dec 4/Dec Dec 4/Jan 2 Main Street Capital Corp Com Netgear Inc Com 0275E Dec 8/Dec 27 stock Jan 2/Dec 3 Marten Transport Ltd Com 98 shs of Arlo Technologies Inc 009 Dec 4/Jan 2 Torrington Water Co Com 0025 Dec 8/Dec 28 Com for each sh of Netgear Inc Meridian Bancorp Inc Com Com held All deliveries after 03 Dec 4/Dec in settlement of Total SA ADR (Sponsored) 007 Dec 8/Jan 2 transactions made prior to Dec 4/Jan 7 Monarch Cement Co Cl B (New) carry due bills, to be redeemed Ord 040 Dec 8/Dec Eu064 Dec 8/Jan 0 Com (New)

5 December, 208 MERGENT DIVIDEND RECORD Page 5 Issue Div per sh Rec or Ex/Payable Issue Div per sh Rec or Ex/Payable Issue Div per sh Rec or Ex/Payable Monday, December 7 (cont) Tuesday, December 8 (cont) Tuesday, December 8 (cont) Monarch Cement Co (cont) Gabelli Dividend & Income Trust (cont) Vector Group Ltd Com 040 Dec 8/Dec % Pfd Ser D 040 Dec 7/Dec 28 New England Power Company 0375 Dec 7/Dec 26 WhiteHorse Finance Inc Com 6% Pfd Gabelli Equity Trust Inc (The) 0355 Dec 7/Jan 3 500% Ser H Cum Pfd 50 Dec 8/Jan Dec 7/Dec 26 Newtek Business Services Corp EX-DIV DATE 545% Pfd Cum Ser J Com (New) Dec 7/Dec 26 Ayala Corp ADR 050 Dec 8/Dec % Cum Pfd Ser Dec 9/Jan 22 Orion Engineered Carbons SA Ord Dec 7/Dec 26 Broadcom Inc (DE) Com 020 Dec 8/Dec 28 Cum Pfd Ser G 265 Dec 9/Dec 28 PJSC Magnitogorsk Iron & Steel Works 0325 Dec 7/Dec 26 Brookfield Global Listed Infrastructure Income Fund Inc GDR (Sponsored) 44A Gabelli Multimedia Trust Inc Com Dec % Cum Pfd Ser E 0087 Dec 9/Dec 27 Platinum Group Metals Ltd Dec 7/Dec 26 Brookfield Real Assets Income Fund Inc Com No Par Pfd Ser B 600% Shs Ben Int -for Dec 7/Dec Dec 9/Dec 27 PotlatchDeltic Corp Com Gabelli Utility Trust Burnham Holdings, Inc 6% Pfd 040 Dec 8/Dec % Pfd Cum Ser C 50 Dec 9/Dec 26 Principal Real Estate Income Fund Dec 7/Dec 26 Cl A Shs Ben Int 5625% Ser A Cum Pfd Shs 022 Dec 9/Dec 26 0 Dec 8/Dec Dec 7/Dec 26 Center Coast Brookfield MLP & Energy Infrastructure Fund Prologis Inc Com GAMCO Global Gold, Natural Resources & Income Trust 048 Dec 8/Dec 3 Pfd Ser B 5% 0042 Dec 9/Dec 27 Pfd Ser Q 0325 Dec 7/Dec 26 Chemung Financial Corp Com 0675 Dec 8/Dec 3 GDL Fund (The) PulteGroup Inc Com 026 Dec 9/Jan 2 Cum Puttable & Callable Pfd Ser C Cincinnati Financial Corp Com 0 Dec 8/Jan 3 03/26/2025 Renasant Corp Com 050 Dec 7/Dec Dec 9/Jan 5 Greif Inc Cl A Cohen & Steers Limited Duration Preferred & Income Fund, Inc 02 Dec 8/Jan Singapore Telecommunications Ltd 044 Dec 7/Jan 056 Dec 9/Dec 3 ADR (Sponsored) (New) 2006 Cl B Dynacor Gold Mines Inc Dec Dec 7/Jan bc$00 Dec 9/Jan 3 Shs Board Lot 000 Horizon Technology Finance Corp HKBN Ltd ADR S$0068 Dec 9/Jan Dec 9/Jan 8 STMicroelectronics NV NY Reg Shs 00 Dec 7/Jan 5 Index Plus Trust 005 Dec 8/Dec 27 Huntington Bancshares Inc Com 6058% Ser Tr Ctf Strattec Security Corp Com 04 Dec 7/Jan 2 05/5/ Dec 8/Dec 28 J&J Snack Foods Corp Com Dec 9/Dec 20 Tailored Brands Inc Com 050 Dec 7/Jan 4 Jamaica Producers Group Ltd 08 Dec 8/Dec 28 Kaman Corp Cl A Com Reg Shs Terreno Realty Corp Com 02 Dec 9/Jan Dec 7/Jan Dec 8/Jan Legg Mason, Inc Com Kingston Wharves Reg Shs Total System Services, Inc Com 025 Dec 7/Jan Dec 9/Jan 4 03 Dec 8/Jan 2 Las Vegas Sands Corp Com Mapfre SA ADR TriState Capital Holdings Inc 075 Dec 7/Dec Dec 9/Jan 4 Dep Shs Repstg /40th Int 675% Main Street Capital Corp Com McRae Industries, Inc Cl A Com Pfd Ser A 0275E Dec 7/Dec Dec 9/Jan Dec 8/Jan 2 Marten Transport Ltd Com Cl B Com Turkcell Iletisim Hizmetleri AS 0025 Dec 7/Dec Dec 9/Jan 2 ADR (Sponsored) (New) Meridian Bancorp Inc Com PennantPark Floating Rate Capital Dec 8/Dec Dec 7/Jan 2 Com Ord Monarch Cement Co Cl B (New) Seagate Technology Plc Ord TL Dec 8/Dec Dec 7/Dec Dec 9/Jan 2 Univest Corp of Pennsylvania (Souderton) Com (New) Smith-Midland Corp Com 040 Dec 7/Dec Dec 9/Jan Dec 8/Jan 2 New England Power Company Special Opportunities Fund Inc Vector Group Ltd Com 6% Pfd 350% Conv Pfd Stk Ser B 040 Dec 8/Dec Dec 9/Dec 3 WhiteHorse Finance Inc Com 50 Dec 7/Jan 2 Telefonica Brasil SA 0355 Dec 8/Jan 3 Newtek Business Services Corp ADR (Sponsored) Com Dec Tuesday, December Dec 7/Dec 28 Subj to holders vote Orion Engineered Carbons SA Ord Pfd RECORD DATE 020 Dec 7/Dec 28 R$ E Dec PJSC Magnitogorsk Iron & Steel Works Ambev SA Ord Subj to holders vote GDR (Sponsored) 44A R$032E --- /Dec 28 Telefonica SA ADR Dec Apollo Bancorp Inc Dec 9/Jan 4 GDR (Sponsored) Reg S Ord SICOVAM Ctf 050 Dec 7/Dec Eu020 Dec 9/Dec 20 Atresmedia Corporacion De Medios De Comunicacion SA Ord Texas Roadhouse Inc Com ADR Ru Dec 7/Jan 3 PotlatchDeltic Corp Com 025 Dec 9/Dec 28 Ord 040 Dec 7/Dec 28 Total SA Ord Eu /Dec 9 Principal Real Estate Income Fund Eu064 Dec 7/Jan 0 BlackRock Capital Investment Corp Shs Ben Int Tupperware Brands Corp Com 0 Dec 7/Dec Dec 9/Jan 4 08 Prologis Universal Health Realty Income Trust Briggs Dec 7/Jan 8 Inc Com 048 Shs Ben Int & Stratton Corp Com 04 Pfd Ser Q Dec 7/Dec Dec 9/Dec 3 Dec 7/Jan 3 Citizens National Corporation (KY) 0675 Dec 7/Dec 3 Com Accredited Invs PulteGroup Inc Com Wednesday, December 9 02 Dec 7/Dec 3 0 Dec 7/Jan 3 Corporate Capital Trust Inc Com Renasant Corp Com RECORD DATE /Dec Dec 7/Jan Ayala Corp ADR No Ex-Date set by NYS Amount to be Singapore Telecommunications Dec 8/Jan 22 announced ADR (Sponsored) (New) 2006 Broadcom Inc (DE) Com Ecolab Inc Dec Dec 8/Dec Dec 7/Jan 5 STMicroelectronics NV NY Reg Shs Brookfield Global Listed Infrastructure Income Fund Inc Ellsworth Growth & Income Fund Ltd 005 Dec 7/Dec 27 Com Shs 525% Cum Pfd Ser A Ord 0087 Dec 8/Dec Dec 7/Dec /Dec 27 Brookfield Real Assets Income Fund Inc Empire Life Insurance Co (The) Strattec Security Corp Com Shs Ben Int Non-Cumulative Rate Reset Pfd 04 Dec 7/Dec Dec 8/Dec 27 Shs Ser Tailored Brands Inc Com Burnham Holdings, Inc 6% Pfd bc$ Dec 7/Jan 7 50 Dec 8/Dec 26 Enagas SA ADR 08 Dec 7/Dec 28 Cl Dec 7/Jan 3 Terreno Realty Corp Com 022 Dec 8/Dec 26 Ord 024 Dec 7/Jan Center Coast Brookfield MLP & Energy Infrastructure Fund Eu /Dec 9 Total System Services, Inc Com Eversource Energy Com 03 Dec 7/Jan Dec 8/Dec Dec 7/Dec 3 TriState Capital Holdings Inc Chemung Financial Corp Com Farmers & Merchants Bancshares Inc (IA) Dep Shs Repstg /40th Int 675% 026 Dec 8/Jan 2 CDT-Cap Stk Pfd Ser A Cincinnati Financial Corp Com 050 Dec 7/Dec Dec 7/Jan Dec 8/Jan 5 Gabelli Convertible and Income Securities Fund, Inc Turkcell Iletisim Hizmetleri AS Cohen & Steers Limited Duration Preferred & Income Fund, Inc 600% Pfd Ser B ADR (Sponsored) (New) 0375 Dec 7/Dec Dec 7/Dec Dec 8/Dec 3 Gabelli Dividend & Income Trust Ord Dynacor Gold Mines Inc Com 525% Cum Pfd Ser G TL Dec 7/Dec 9 bc$00 Dec 8/Jan Dec 7/Dec 26 Univest Corp of Pennsylvania (Souderton) HKBN Ltd ADR 5875% Pfd Ser A Dec 8/Jan Dec 7/Dec Dec 7/Jan 2 HKD Shs

6 Page 6 MERGENT DIVIDEND RECORD December, 208 Issue Div per sh Rec or Ex/Payable Issue Div per sh Rec or Ex/Payable Issue Div per sh Rec or Ex/Payable Wednesday, December 9 (cont) Wednesday, December 9 (cont) Thursday, December 20 (cont) HKBN Ltd (cont) Gladstone Land Corp Gladstone Commercial Corp (cont) Hk /Jan % Red Term Pfd Series A Dec 9/Dec 3 Index Plus Trust Dec 20/Dec 3 Pfd Ser B 750% 6058% Ser Tr Ctf Dec 9/Dec 3 05/5/ Dec 20/Dec 3 Pfd Ser D Dec 8/Dec 20 Grupo Carso, SA de CV Dec 9/Dec 3 Jamaica Producers Group Ltd ADR (Sponsored) 44A Gladstone Investment Corp Reg Dec 20/Dec 3 625% Term Pfd Ser D ADR (Sponsored) Partn Ctf Dec 9/Dec 3 02 Legg Dec 8/Jan Dec 20/Dec % Cum Term Pfd Ser E 2025 Mason, Inc Com 034 Dec 8/Jan 4 KAR Auction Services Inc Com Dec 9/Dec 3 Mapfre SA ADR 035 Dec 20/Jan 4 Korn/Ferry International (DE) Com 0068 Dec 9/Dec Dec 8/Jan 4 Gladstone Land Corp Reg Shs 00 Dec 20/Jan % Red Term Pfd Series A Eu /Dec 20 Marriott Vacations Worldwide Corp Dec 9/Dec 3 McRae Industries, Inc Cl A Com 03 Dec 8/Jan Dec 20/Jan Dec 9/Dec 3 Cl B Com New Look Vision Group Inc Com Cl A Grupo Carso, SA de CV 03 Dec 8/Jan 2 bc$05 Dec 20/Dec 3 ADR (Sponsored) 44A PennantPark Floating Rate Capital Ltd Northland Power Dec 9/Dec 3 Com Cum Rate Reset Pfd Shs Ser 3 ADR (Sponsored) Partn Ctf Seagate Technology Plc Ord bc$0375 Dec 20/Dec Dec 9/Dec 3 Cumulative Fltg Rate Pfd Ser 2 Cl A Ord 063 Dec 8/Jan 2 bc$0276 Dec 20/Dec /Dec 2 Singapore Telecommunications Ltd Cumulative Rate Reset Pfd Shs Ser KAR Auction Services Inc Com Shs Board Lot 000 S$0068 Dec 7/Jan Dec 9/Jan 4 bc$0296 Dec 20/Dec 3 Smith-Midland Corp Com Korn/Ferry International (DE) Com Olympia Financial Group Inc Com 0055 Dec 8/Jan 2 bc$020 Dec 20/Dec 3 00 Dec 9/Jan 5 Special Opportunities Fund Inc Philip Morris International Inc Com Marriott Vacations Worldwide Corp 350% Conv Pfd Stk Ser B 4 Dec 20/Jan Dec 8/Dec 3 Royal Caribbean Cruises Ltd Ord 045 Dec 9/Jan 3 Telefonica Brasil SA 070 Dec 20/Jan 4 New Look Vision Group Inc Com Cl A ADR (Sponsored) RPT Realty bc$05 Dec 9/Dec Dec % Perp Pfd Conv Shs Ben Int Northland Power Inc Subj to holders vote Ser D Cum Rate Reset Pfd Shs Ser 3 Telefonica SA ADR (Sponsored) Dec 20/Jan 2 bc$0375 Dec 9/Dec Dec 8/Jan 4 Shs Ben Int Cumulative Fltg Rate Pfd Ser 2 Ord SICOVAM Ctf 022 Dec 20/Jan 2 bc$0276 Dec 9/Dec 3 Eu020 Dec 8/Dec 20 SBCP Bancorp, Inc Com Cumulative Rate Reset Pfd Shs Ser Texas Roadhouse Inc Com 039 Dec bc$0296 Dec 9/Dec Dec 8/Dec 28 Solar Capital Ltd Com Olympia Financial Group Inc Com Tupperware Brands Corp Com 04 Dec 20/Jan 4 bc$020 Dec 9/Dec Dec 8/Jan 4 Synovus Financial Corp Com (New) Philip Morris International Inc Com Universal Health Realty Income Trust 025 Dec 20/Jan 2 4 Dec 9/Jan Shs Ben Int Tiffany & Co Com Royal Caribbean Cruises Ltd Ord 0675 Dec 8/Dec Dec 20/Jan Dec 9/Jan 4 Toro Company (The) Com RPT Realty EX-DIV DATE 0225 Dec 20/Jan 9 725% Perp Pfd Conv Shs Ben Int TriplePoint Venture Growth BDC Corp Ser D Aaron s Inc Com Dec 9/Jan Dec 20/Jan 7 00Sp Dec 20/Dec 28 Shs Ben Int Ambev SA ADR (Sponsored) Washington Real Estate Investment Trust 022 Dec 9/Jan Dec 20/Jan 7 Shs Ben Int SBCP Bancorp, Inc Com AMERCO Com 030 Dec 20/Jan Dec Sp Dec 20/Jan 7 Solar Capital Ltd Com Ares Dynamic Credit Allocation Fund Inc Thursday, December Dec 9/Jan 4 Synovus Financial Corp Com (New) 0075 Dec 20/Dec 3 RECORD DATE Barings Global Short Duration High Yield Fund 025 Dec 9/Jan 2 Aaron s Inc Com Tiffany & Co Dec 20/Jan Dec 9/Jan Dec 9/Jan 0 Brookfield Investments Corp Ambev SA ADR (Sponsored) Toro Company (The) Com Cl Ser Pfd Shs Ser Dec 9/Jan Dec 9/Jan 9 bc$ Dec 20/Dec 3 AMERCO Com TriplePoint Venture Growth BDC Corp Capitala Finance Corp Com 050Sp Dec 9/Jan Dec 20/Dec 28 Ares Dynamic Credit Allocation Fund Inc 00Sp Dec 9/Dec 28 Cargojet Inc Com Washington Real Estate Investment Trust bc$022 Dec 20/Jan Dec 9/Dec 3 Shs Ben Int Com Var Vtg Shs Ayala Corp Ord 030 Dec 9/Jan 4 bc$022 Dec 20/Jan 7 PP /Jan 5 Circa Enterprises Inc Com Barings Global Short Duration High Yield Fund EX-DIV DATE bc$006sp Dec 20/Jan 4 Credit Suisse AG Nassau Dec 9/Jan 2 Advance Auto Parts Inc Com X-Links Crude Oil Shs Covered Call Brookfield Investments Corp 006 Dec 2/Jan 4 ETN 04/24/2037 Cl Ser Pfd Shs Ser A Agree Realty Corp Com bc$ Dec 9/Dec 0789 Dec 20/Dec Dec 2/Jan 4 Capitala Finance Corp Com Credit Suisse Nassau Branch Alerus Financial Corp Com Credit Suisse X-Links Gold Shares Dec 9/Dec Dec 2/Jan Covered Call ETN Cargojet Inc Com Amen Properties Inc Com bc$022 Dec 9/Jan Dec 20/Dec Dec 2/Dec 28 Com Var Vtg Shs Credit Suisse X-Links Silver Shares BAB Inc Com bc$022 Dec 9/Jan 7 Covered Call E Circa Enterprises Inc Com 003 Dec 0074 Dec 20/Dec 26 bc$006sp Dec 9/Jan 4 Baker Boyer Bancorp (Walla Walla, WA) Dine Brands Global Inc Com Credit Suisse AG Nassau Branch Com 063 Dec 20/Jan 4 X-Links Crude Oil Shs Covered Call 075 Dec 2/Dec 3 Ensign Energy Services Inc Com ETN 04/24/2037 Bank First National Corp Com bc$02 Dec 20/Jan 0789 Dec 9/Dec Dec 2/Jan 7 General Electric Co Com Credit Suisse Nassau Branch Blackstone / GSO Long-Short Credit Income Fund Credit Suisse X-Links Gold Shares Com Shs of Ben Int 00 Dec 20/Jan 25 Covered Call ETN 07 Dec 2/Dec 3 Getty Realty Corp Com Blackstone / GSO Strategic Credit Fund 035 Dec 20/Jan Dec 9/Dec 26 Com Shs Of Ben Int Gladstone Capital Corp Credit Suisse X-Links Silver Shares 0 Dec 2/Dec 3 600% Term Pfd Ser 2024 Covered Call E BMTC Group Inc Com 025 Dec 20/Dec 0074 Dec 9/Dec 26 bc$04 Dec 2/Jan 3 Dine Brands Global Inc Com Boston Pizza Royalties Income Fund 007 Dec 20/Dec Dec 9/Jan 4 Tr Unit Gladstone Commercial Corp Com Ensign Energy Services Inc Com bc$05 Dec 2/Dec Dec 20/Dec 3 bc$02 Dec 9/Jan 4 BrandywineGLOBAL Global Income Opportunities Fund Inc Pfd Ser A General Electric Co Com Dec 20/Dec Dec 2/Dec 3 Pfd Ser B 750% 00 Dec 9/Jan 25 BRT Apartments Corp Com Dec 20/Dec 3 Getty Realty Corp Com 020 Dec 2/Jan 4 Pfd Ser D 035 Dec 9/Jan 4 Burberry Group plc ADR (Sponsored) Dec 20/Dec 3 Gladstone Capital Dec 2/Feb 8 Gladstone Investment Corp 600% Term Pfd Ser 2024 Cabot Microelectronics Corp Com 625% Term Pfd Ser D 025 Dec 9/Dec Dec 20/Dec Dec 2/Jan % Cum Term Pfd Ser E Dec 9/Dec 3 Canoe EIT Income Fund Unit Dec 20/Dec 3 Gladstone Commercial Corp Com bc$00 Dec 2/Jan Dec 9/Dec 3 Capital Properties, Inc Com 0068 Dec 20/Dec 3 Pfd Ser A 075 Dec 2/Dec 28

7 December, 208 MERGENT DIVIDEND RECORD Page 7 Issue Div per sh Rec or Ex/Payable Issue Div per sh Rec or Ex/Payable Issue Div per sh Rec or Ex/Payable Thursday, December 20 (cont) Friday, December 2 (cont) Friday, December 2 (cont) Chubb Ltd Ord BRT Apartments Corp Com Western Asset Mortgage Defined Opportunity Fund, Inc 073 Dec 2/Jan 020 Dec 20/Jan 4 Citigroup Inc Burberry Group plc ADR (Sponsored) 075 Dec 20/Dec 3 Dep Shs Repstg /000 Pfd Ser Dec 20/Feb 8 Western Asset Variable Rate Strategic Fund Inc Fixed/Fltg Ord Dec 2/Dec /Feb Dec 20/Dec 3 Eagle Materials Inc Com Cabot Microelectronics Corp Com EX-DIV DATE 00 Dec 2/Jan Dec 20/Jan 30 First Guaranty Bancshares, Inc Com Canoe EIT Income Fund Unit Bluerock Residential Growth REIT Inc bc$00 Dec 20/Jan 5 725% Pfd Ser D 06 Dec 2/Dec 3 Capital Properties, Inc Com Dec 24/Jan 4 First Midwest Bancorp, Inc (Naperville, IL) 075 Dec 20/Dec % Pfd Ser C Com Chubb Ltd Ord Dec 24/Jan 4 02 Dec 2/Jan Dec 20/Jan 825% Redeemable Pfd Ser A First National Bank of Groton (NY) Citigroup Inc Dec 24/Jan 4 Com Dep Shs Repstg /000 Pfd Ser J Com Cl A Hackett Group Inc Com Fixed/Fltg 0625 Dec 24/Jan 4 07 Dec 2/Jan 4 Eastern Michigan Financial Corp Com Highland Floating Rate Opportunities Fund (New) Dec 20/Dec 3 Global Indemnity Ltd USD Cl A Shs Sh Ben Int Eagle Materials Inc Com 025 Dec 24/Dec Dec 2/Dec 3 00 Dec 20/Jan 25 Heartland BancCorp Com Kimball International, Inc Cl B Com First Guaranty Bancshares, Inc Com 0473 Dec 25/Jan Dec 2/Jan 5 06 Dec 20/Dec 3 Highway Holdings Ltd (British Virgin Islands) Cmt-Cl A Com First Midwest Bancorp, Inc (Naperville, IL) Ord Com 005 Dec 24/Jan Dec 2/Jan 5 Oxford Lane Capital Corp LTC Properties, Inc Com 02 Dec 20/Jan 8 675% Pfd Ser Dec 2/Dec 3 First National Bank of Groton (NY) Dec 24/Dec 3 Madden (Steven) Ltd Com Com 04 Dec 2/Dec 3 Hackett Group Inc Com 035 Dec 24/Dec 3 Marquette National Corp (IL) Com 07 Dec 20/Jan 4 Power Corp of Canada 025 Dec 2/Jan 2 Highland Floating Rate Opportunities Fund (New) st Pfd Shs Ser G 56% Miller/Howard High Income Equity Fund Sh Ben Int bc$035 Dec 24/Jan 5 Com Shs Ben Int 0077 Dec 20/Dec 3 500% Non-Cumulative st Pfd Ser 06 Dec 2/Dec 3 Kimball International, Inc Cl B Com D MITIE Group PLC (United Kingdom) 008 Dec 20/Jan 5 bc$0325 Dec 24/Jan 5 ADR Cmt-Cl A Com 535% Non-Cumulative First Dec 2/Feb 27 Shs Ser B One Liberty Properties, Inc Com 008 Dec 20/Jan 5 bc$ Dec 24/Jan Dec 2/Jan 4 LTC Properties, Inc Com 560% st pfd ser A PennantPark Investment Corporation 09 Dec 20/Dec 3 bc$035 Dec 24/Jan 5 Madden (Steven) Ltd Com 580% Non-Cum st Pfd Shs Ser C 08 Dec 2/Jan 2 04 Dec 20/Dec 3 bc$03625 Dec 24/Jan 5 Pioneer Bankshares Inc Com Magnit PJSC GDR (Sponsored) 44A adj rate st pfd ser Dec 24/Jan 5 02 Dec 2/Dec 3 Subj to holders vote Amount to be announced ProAssurance Corp Com GDR (Sponsored) Reg S StoneCastle Financial Corp Com Prudential Plc 675% Perp Sub Cap Dec 2/Dec 23 Subj to holders vote QCR Holdings Inc Com Ord DIVIDEND CHANGES, ETC Ru Dec 2/Jan 2 Subj to holders vote (December 6 thru December 7) QTS Realty Trust Inc Com Cl A 04 Dec 2/Jan 8 Marquette National Corp (IL) Com Issue Div per sh Payable Republic Bancorp, Inc (KY) Cl A Com 025 Dec 20/Jan Dec 2/Jan 8 Miller/Howard High Income Equity Fund Cl B Com Com Shs Ben Int INITIAL 06 Dec 20/Dec Dec 2/Jan 8 MITIE Group PLC (United Kingdom) Arcosa Inc Com RMR Real Estate Income Fund (New) ADR 005 Jan Dec 20/Feb 27 Brunswick Corp 6625% Sr Nt 0/5/ Dec 2/Dec 3 Ord D Jan 5 Sabre Corp Com /Feb 2 Conifer Holdings Inc 6750% Sr Nt 09/30/ Dec 2/Dec 28 One Liberty Properties, Inc Com D Dec 3 Surrey Bancorp (NC) Com 045 Dec 20/Jan 4 DBX ETF Trust TECSYS Inc Com PennantPark Investment Corporation Xtrackers MSCI EAFE ESG Leaders Equity ETF bc$0055 Dec 2/Jan SG Dec 4 Turning Point Brands Inc Com 08 Dec 20/Jan 2 Retail Value Inc Com 0045 Dec 2/Jan Pioneer Bankshares Inc Com 30 Jan 25 United Utilities Group Plc Solaris Oilfield Infrastructure Inc Cl A 02 Dec 20/Dec 3 ADR (Sponsored) PJSC Lukoil ADR (Sponsored) 00 Dec Dec 2/Feb UBS AG London Branch Western Asset Corporate Loan Fund Inc ADR (Sponsored) 44A ETRACS Monthly Pay 2x Leveraged Small Cap High Dec Dec 2/Dec 3 Ord Western Asset Mortgage Defined Opportunity Fund, Inc Ru EXTRA ProAssurance Corp Com Ambev SA ADR (Sponsored) 075 Dec 2/Dec 3 Prudential Jan 7 Western Asset Variable Rate Strategic Fund Inc 675% Perp Sub Cap Sec Ord Dec 20/Dec 23 R$032 Dec Dec 2/Dec 3 QCR Holdings Inc Com BR Malls Participacoes SA GDR 44A 006 Dec 20/Jan Dec 4 Friday, December 2 QTS Realty Trust Inc Com Cl A Ord RECORD DATE 04 Dec 20/Jan 8 R$ Dec 7 Republic Bancorp, Inc (KY) Cl A Com ADR (Sponsored) Advance Auto Parts Inc Com Dec Dec 20/Jan Dec 20/Jan 8 PACCAR Inc Com Agree Realty Corp Com Cl B Com 200 Jan Dec 20/Jan Dec 20/Jan 8 Sanford Ltd ADR Alerus Financial Corp Com RMR Real Estate Income Fund (New) Dec Dec 20/Jan Ord Amen Properties Inc Com 033 Dec 20/Dec 3 NZ Dec Dec 20/Dec 28 Sabre Corp Com Telefonica Brasil SA ADR (Sponsored) BAB Inc Com 04 Dec 20/Dec Dec 20/Jan Societatea Nationala de Gaze Naturale Romgaz SA Subj to holders vote Baker Boyer Bancorp (Walla Walla, WA) GDR (Sponsored) 44A Pfd --- /Jan 7 R$ GDR (Sponsored) Reg S Subj to holders vote 075 Dec 20/Dec --- /Jan 7 Bank First National Corp Com Ord SPECIAL 020 Dec 20/Jan /Dec 28 Blackstone / GSO Long-Short Credit Income Fund AMERCO Com Surrey Bancorp (NC) Com Com Shs of Ben Int 050 Jan 7 TECSYS Inc Com 07 Dec 20/Dec 3 Apollo Tactical Income Fund Inc Com bc$0055 Dec 20/Jan Blackstone / GSO Strategic Credit Fund 008 Dec 3 Com Shs Of Ben Int Turning Point Brands Inc Com Netcare Ltd ADR 0 Dec 20/Dec Dec Feb 2 BMTC Group Inc Com United Utilities Group Plc Ord bc$04 Dec 20/Jan 3 ADR (Sponsored) R040 Jan 28 Boston Pizza Royalties Income Dec 20/Feb 8 Spirit MTA REIT Com Shs Ben Int Tr Unit Ord 00 Jan 5 bc$05 Dec 20/Dec /Feb StoneCastle Financial Corp Com BrandywineGLOBAL Global Income Opportunities Fund Inc Western Asset Corporate Loan Fund Inc 04 Jan 2 Taro Pharmaceutical Industries Ltd Ord 0065 Dec 20/Dec Dec 20/Dec Dec 28

8 Page 8 MERGENT DIVIDEND RECORD December, 208 Issue Div per sh Payable Issue Div per sh Payable Issue Div per sh Payable SPECIAL (cont) INCREASED (cont) INCREASED (cont) TriplePoint Venture Growth BDC Corp Com First Bankers Trustshares, Inc (Quincy, IL) Com Robinson (CH) Worldwide, Inc Com (New) 00 Dec Jan Dec 3 Graco Inc Com INCREASED Saul Centers Inc Com 06 Feb 6 American Tower Corp (New) Com 053 Jan 3 Hanover Insurance Group Inc Com 084 Jan 4 Spectra Energy Partners LP Com Amgen Inc Com 060 Dec Nov 29 Hillenbrand Inc Com 45 Mar 8 TELUS Corp Com BAB Inc Com 02 Dec 3 bc$0545 Jan 2 Hooker Furniture Corp Com 003 Jan Toro Company (The) Com 05 Dec 3 Brandywine Realty Trust Shs Ben Int (New) Hunt Companies Finance Trust Inc 0225 Jan 9 09 Jan % Red Pfd Ser A Torrington Water Co Com Brick Brewing Co Ltd Com Jan bc$0025 Jan Dec 2 J&J Snack Foods Corp Com Bristol-Myers Squibb Co Com Universal Health Realty Income Trust 050 Jan 4 04 Feb Shs Ben Int Marriott Vacations Worldwide Corp Com Broadcom Inc (DE) Com 0675 Dec Jan Dec 28 WEC Energy Group Inc Com Owens Corning Com Capital Properties, Inc Com 059 Mar 022 Jan Dec 28 PACCAR Inc Com CoreSite Realty Corp Com 0 Jan Mar 5 REDUCED Douglas Emmett Inc Com PNM Resources Inc Com 026 Jan Feb 5 Eastman Chemical Co Com Preferred Bank (Los Angeles, CA) Com (New) General Electric Co Com 062 Jan Jan Jan 25 Edison International Com PulteGroup Inc Com 0625 Jan 3 0 Jan 3 Erie Indemnity Co Cl A Com STOCK 090 Jan 23 Cl B Com Enbridge Energy Management LLC 3500 Jan 23 Unit Ltd Liability See Divs Declared DIVIDENDS DECLARED CUSIP CUSIP Date Ex-Div Date of Date Date Ex-Div Date of Date (December 6 thru December 7) Amt Declared Date Record Payable Amt Declared Date Record Payable CUSIP ALCENTRA CAPITAL CORP (cont) APOLLO BANCORP INC 03759W Date Ex-Div Date of Date Com Pd NBB 06 Amt Declared Date Record Payable ALLEGION PLC 050Q --- Dec 7 Dec 8 Dec 2 Ord Pd NYS 02Q Dec 6 Dec 4 Dec 7 Dec 28 CINS# G076J0 APOLLO TACTICAL INCOME FUND INC AH BELO CORP Com Pd NYS 03 Com Ser A Pd NYS Sp Dec 6 Dec 4 Dec 7 Dec 3 AMADA HOLDINGS CO LTD Distribution subject to re-characterization for tax purposes after the end 008Q Dec 7 Feb 7 9 Feb 8 9 Mar 9 Ord Pd 208 Yn Yn3800 NBB of the fiscal year 2 Yn200S Sep 30 Dec 5 Before Japanese tax to US res:dec 0% 2 Interim div for fiscal year ACOM CO, LTD beginning 208 APPLIED MATERIALS, INC Ord Pd 208 Yn Nil TOK CINS# J0280 Com Pd NMS 05 2 Yn00S Sep 30 Dec 6 Before Japanese tax to US res:dec 0% 2 Interim div for fiscal year 020Q Dec 7 Feb 20 9 Feb 2 9 Mar 4 9 AMADA HOLDINGS CO LTD beginning 208 * ADR Pd NBB 204 CINS# J S ARCOSA INC Sep 28 Dec 9 Com Pd 208 Nil 207 Nil NYS 00 ACOM CO, LTD * ADR(s) represent 4 Ord sh(s) Subject to multiple Japanese * ADR (Sponsored) Pd Nil NBB 202 withholding tax rates: 0%, 5%, 0%, 25%, 5%, 535%, 2035%, S 2042% 2 Net rates less dividend ($0045) and source processing ($0004, n 005Q Dec 6 Jan 4 9 Jan 5 9 Jan Sep 28 Dec 7 $0006, $00075) fees where applicable: $ (0%); $ (5%); *2 ADR(s) represent 5 Ord sh(s) Subject to multiple Japanese $ (0%); $ (25%); $05863 (5%); $ ARMANINO FOODS OF DISTINCTION, INC withholding tax rates: 0%, 5%, 0%, 25%, 5%, 535%, 2035%, (535%); $ (2035%); $ (2042%) 3 No Ex-Date set by Com (New) Pd NBB % 2 Net rates less dividend ($000266) and source processing NBB 4 Interim div for fiscal year beginning 208 ($0003, $00009, $00004, $00002) fees where applicable 3 $ Q Dec 7 Dec 3 Jan 2 9 Jan 25 9 (0%); $ (5%); $00689 (0%); $ (25%); $00682 AMBEV SA (5%); $0062 (535%); $ (2035%); $00498 (2042%) 4 Ord Pd 208 R$ R$054 ASICS CORP No Ex-Date set by NBB 5 Interim div for fiscal year beginning R$032E Dec 8 Dec 28 Ord Pd NBB Before Brazilian tax to US res:dec 5% 2 Represents interest on Dec AES TIETE ENERGIA SA equity 3 Revised information 4 Revised by Co Before Japanese tax to US res: 0% 2 Amount to be announced Ord Pd 208 R$ R$ CINS# P0273U0 CINS# J R$ Dec --- AMBEV SA 0239V ASICS CORP 0452N Before Brazilian tax to US res: 5% 2 Interim div for fiscal year beginning 208 * ADR (Sponsored) Pd NYS 03 * ADR Pd NBB Dec CINS# P0R94U * ADR(s) represent Ord sh(s) Subject to multiple Japanese --- Dec 9 Dec 20 Jan 7 9 withholding tax rates: 0%, 5%, 0%, 25%, 5%, 535%, 2035%, * ADR(s) represent Ord sh(s) After Brazilian tax to US res:jan 2042% 2 Amount to be announced AES TIETE ENERGIA SA 00809V 209 5% 2 Gross amount:jan 209 $ Represents interest on * ADR (Sponsored) Pd NBB 203 equity 4 Revised amount 5 Revised information 6 2 Revised by Co AXIS CAPITAL HOLDINGS LTD Dec Ord * ADR(s) represent Ord sh(s) After Brazilian tax to US res: 5% 2 AMERCO Pd NYS Gross amount: $ Interim div for fiscal year beginning 208 Com Pd NMS Q Dec 6 Dec 28 Dec 3 Jan 5 9 CINS# G0692U0 AJINOMOTO CO, INC (JAPAN) 050Sp Dec 5 Dec 9 Dec 20 Jan 7 9 Pfd Ser D Pd NYS Ord Pd 208 Yn Yn3000 NBB Yn600S Sep 30 Dec 5 AMERICAN EAGLE OUTFITTERS, INC 02553E Q Dec 6 Feb 4 9 Feb 5 9 Mar 9 Before Japanese tax to US res:dec 0% Com Pd NYS 06 CINS# J Q Dec 4 Dec 3 Dec 4 Dec 28 AXIS CAPITAL HOLDINGS LTD 0546T Dep Shs Repstg /00th 550% Pfd Ser E AJINOMOTO CO, INC (JAPAN) AMERICAN TOWER CORP (NEW) 03027X Pd NYS 305 * ADR Pd NBB 00 Com Pd NYS S Q Dec 6 Dec 28 Dec 3 Jan Sep 27 Dec Q Dec 4 Dec 26 Dec 27 Jan 4 9 * ADR(s) represent Ord sh(s) Subject to multiple Japanese AYALA CORP withholding tax rates: 0%, 5%, 0%, 25%, 5%, 535%, 2035%, & AMERICAN WATER WORKS CO, INC Ord Pd 208 PP PP980 NBB 2042% 2 Payable by JP Morgan Net rates less dividend ($005) and source processing ($0008, $00065, $ , $ , $ , d Com Pd NYS 03 2 PP346S Dec 20 Jan 5 9 $ ) fees: 3 $08292 (0%); $02728 (5%); $ (0%); Before Philippine tax to US res:jan % Q Dec 7 Feb 6 9 Feb 7 9 Mar 9 Final div for fiscal $00455 (25%); $ (5%); $00769 (535%); $ year ending 208 (2035%); $ (2042%) 4 No Ex-Date set by NBB CINS# Y0486V AMERICOLD REALTY TRUST 03064D ALASKA POWER & TELEPHONE CO 0764 Com Pd Nil NYS 08 AYALA CORP Com (p) Pd NBB Q Dec 6 Dec 28 Dec 3 Jan 5 9 * ADR Pd NBB Q May23 Dec 28 Dec 3 Jan AMGEN INC Dec 8 Dec 9 Jan 22 9 Com Pd NMS 00 * ADR(s) represent 2 Ord sh(s) ALCENTRA CAPITAL CORP 0374T After Philippine tax to US res:jan % 2 Gross amount:jan 209 $ Com Pd NMS 02 Net after bank fee: Jan 45Q Dec 7 Feb 4 9 Feb 5 9 Mar 8 9 $ Final div for fiscal year ending Q Nov 5 Dec 28 Dec 3 Jan 3 9