Compliance, Safety, Accountability (CSA)
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1 Compliance, Safety, Accountability (CSA) Safety Measurement System Effectiveness Transportation Research Board (TRB) January 2013
2 CSA Three Major Elements 1. New Safety Measurement System (SMS) Better targets carriers for Agency interventions 2. Broader array of interventions Includes warning letters and focused on and off-site investigations to augment the full investigations 3. Planned revisions to Safety Fitness Determination (SFD) Regulations To incorporate on-road performance into SFD methodology
3 Safety Measurement System Replaced the SafeStat system as the FMCSA tool to identify carriers for intervention Reviews regulatory compliance and identifies unsafe carrier and driver behaviors that lead to crashes Uses all safety-based roadside inspection violations ~3.5 million inspections per year Vast majority of inspections conducted by States Funded by FMCSA Results updated monthly based on prior 24 months of history
4 Safety Measurement System Behavior Analysis Safety Improvement Categories (BASICs) Unsafe Driving Hours of Service Compliance Driver Fitness Controlled Substances and Alcohol Vehicle Maintenance HM Compliance Crash
5 Safety Measurement System Effectiveness Testing
6 FMCSA SMS Effectiveness Testing Objective Quantify how effectively the SMS identifies high-risk motor carriers Methodology Use historical data to examine the future crash rate of motor carriers
7 FMCSA SMS Effectiveness Testing: Unsafe Driving BASIC Crash Rate (Crashes per 1000 Adjusted PUs) 150 R² = BASIC Percentile Unsafe Driving National Avg Trend (Unsafe Driving) - Strong relationship between Unsafe Driving BASIC and future crash risk - UMTRI CSA Evaluation and Recent ATRI paper show similar findings
8 FMCSA SMS Effectiveness Testing: HOS Compliance BASIC Crash Rate (crashes per 1000 PUs) 100 R² = BASIC Percentile HOS Compliance National Avg Trend (HOS Compliance) - Strong relationship between HOS Compliance BASIC and future crash risk - UMTRI CSA Evaluation and Recent ATRI paper show similar findings
9 FMCSA SMS Effectiveness Testing: Vehicle Maintenance BASIC Crash Rate (crashes per 1000 PUs) 80 R² = BASIC Percentile Vehicle Maintenance National Avg Trend (Vehicle Maintenance) - Strong relationship between Vehicle Maintenance BASIC and future crash risk - UMTRI CSA Evaluation and Recent ATRI paper show similar findings
10 Crash Rate (crashes per 1000 PUs) FMCSA SMS Effectiveness Testing: Driver Fitness 120 R² = BASIC Percentile Driver Fitness National Avg Trend (Driver Fitness) - Negative relationship between Driver Fitness BASIC and future crash risk - UMTRI CSA Evaluation and Recent ATRI paper show similar findings - Three quarters of carriers above Driver Fitness, exceed threshold in another BASIC
11 FMSCA SMS Effectiveness Testing: Driver Fitness Why does this negative relationship exist? One significant area is lack of specificity in certain violations. 1) Most common violation in Driver Fitness: missing medical card. The driver may have misplaced the card: Not safety-related. The driver may have an expired medical card: Potentially safety-related. The driver may be medically unqualified: Strongly safety-related. 2) Operating while suspended violations do not specify reason. Recent ASPEN improvements provide for more precise severity weights for suspensions. The inability to distinguish between these cases significantly clouds the relationship with future crashes.
12 Overall FMSCA Testing Results Strongest relationships with future crash risk exist for Unsafe Driving, Hours-of-Service, and Vehicle Maintenance BASICs and Crash Indicator Other BASICs show a weaker relationship to crash risk FMCSA optimizes resources and oversight responsibilities through more stringent Intervention Thresholds for BASICs with strongest associations to crash risk BASIC Above Threshold : Crashes per 100 PU Below Threshold: Crashes per 100 PU Increase in Crash Rate Unsafe Driving % Hours Crash of Service rates Compliance of Carriers above and 6.97 below BASIC 4.00 thresholds 74% Driver Fitness % Controlled Substance / Alcohol % Vehicle Maintenance % HM Compliance % Crash % 1+ BASIC (any BASIC) %
13 Questions?
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