List of Capital Markets Services Licence holders for Dealing in Securities Restricted to Unit Trust as at 30 November 2014

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1 List of Capital Markets Services Licence holders for Dealing in Securities Restricted to Unit Trust as at 30 November 2014 No Company 1. A.D. Financial Sdn. Bhd. 2. Aberdeen Islamic Asset Management Sdn Bhd 3. Affin Hwang Asset Management Berhad 4. Amanah Mutual Berhad 5. Amanah Saham Kedah Berhad 6. Amanah Saham Nasional Berhad 7. Amanah Saham Sarawak Berhad 8. Amanahraya Investment Management Sdn. Bhd. 9. AmInvestment Services Berhad 10. Apex Investment Services Berhad 11. Areca Capital Sdn Bhd 12. BIMB Investment Management Berhad 13. Blueprint Planning Sdn. Bhd. 14. CIMB-Principal Asset Management Berhad 15. Eastspring Investments Berhad 16. FA Advisory Sdn Bhd 17. FIN Freedom Sdn Bhd 18. Franklin Templeton GSC Asset Management Sdn. Bhd. 19. Harveston Wealth Management Sdn Bhd 20. Hong Leong Asset Management Bhd 21. ifast Capital Sdn Bhd 22. Inter-Pacific Asset Management Sdn Bhd 23. KAF Fund Management Sdn Bhd 24. KAF Investment Funds Berhad 25. Kenanga Investors Berhad 26. Kumpulan Sentiasa Cemerlang Sdn Bhd 27. Legacy Advisory Sdn Bhd 28. Libra Invest Berhad 29. Manulife Asset Management Services Berhad 30. Maybank Asset Management Sdn Bhd 31. MIDF Amanah Asset Management Berhad 32. Pacific Mutual Fund Berhad 33. Pelaburan Johor Berhad 34. Pengurusan Kumipa Berhad 35. Permodalan BSN Berhad 36. Pheim Unit Trusts Berhad 37. Phillip Mutual Berhad 38. PMB Investment Berhad 39. PTB Unit Trust Berhad 40. Public Mutual Berhad 41. RHB Asset Management Sdn Bhd Securities Commission Malaysia Dealing in Securities Restricted to Unit Trust as at 30 November

2 No Company 42. RHB Islamic International Asset Management Berhad 43. Saham Sabah Bhd 44. Standard Financial Adviser Sdn Bhd 45. TA Investment Management Berhad 46. UOB Asset Management (Malaysia) Berhad 47. Whitman Independent Advisors Sdn. Bhd. Securities Commission Malaysia Dealing in Securities Restricted to Unit Trust as at 30 November

3 1. A.D. Financial Sdn. Bhd. (formerly known as A.D. Capital Sdn. Bhd.) A.D. Capital Holdings Sdn. Bhd. Directors Yap Kean Wai Tai Hui Chung Wong Shan May Suite 716, 7th Floor,Block E, Phileo Damansara 1,Jalan 16/11, Petaling Jaya, Selangor, MALAYSIA Telephone Fax Aberdeen Islamic Asset Management Sdn Bhd Aberdeen Asset Management Sdn. Bhd. Directors Wong Chee Kin Gerald Michael Ambrose Hugh Young Tunku Rozita binti Tunku Abdul Malek Amarjit Singh Chhina Chief Executive Officer Gerald Michael Ambrose Jasni bin Abdul Jalil Won Swee Hwan Telephone Fax , Level 26, Menara IMC, Letter Box 66, No. 8, Jalan Sultan Ismail, Kuala Lumpur, Wilayah Persekutuan, MALAYSIA Securities Commission Malaysia Dealing in Securities Restricted to Unit Trust as at 30 November

4 3. Affin Hwang Asset Management Berhad s Affin Hwang Investment Bank Berhad Nikko Asset Management Asia Limited Directors Teng Chee Wai Tan Sri Dato' Seri Che Lodin bin Wok Kamaruddin Major General Dato' Latip Bin Ismail Maimoonah binti Mohamed Hussain Blair Chilton Pickerell Seet Oon Hui Eleanor (Xue Enhui Eleanor) Abd Malik Bin A Rahman Alternate Director to Blair Chilton Pickerell Azizah binti Shukor Shahrin Bin Shaikh Mohd Ho Pei Yee Nurmadihah binti Jusoh Wan Juliana Aigawati binti Wan Mat Sim Yee Ling Key Management Shahrin Bin Shaikh Mohd Head of Compliance Suite 10-01, 10th Floor, Suite 11-01, 11th Floor, Suite 12-03, 12th Floor & 23rd Floor, Suite Kuala Lumpur, Wilayah Persekutuan, MALAYSIA Telephone Fax Securities Commission Malaysia Dealing in Securities Restricted to Unit Trust as at 30 November

5 4. Amanah Mutual Berhad Amanah Saham Nasional Berhad Directors Tun Dato' Seri Ahmad Sarji bin Abdul Hamid Tan Sri Dato Hamad Kama Piah bin Che Othman Tan Sri Dato Md. Desa bin Pachi Tan Sri Dato Dr. Wan Mohd Zahid bin Mohd Noordin Idris Kechot Adibah Khairiah binti Daud 34th Floor, Menara PNB, 201-A, Jalan Tun Razak, Kuala Lumpur, Wilayah Persekutuan, MALAYSIA Telephone Fax Amanah Saham Kedah Berhad Permodalan Kedah Berhad Directors Suliman bin Bakar Prof. Dato' Dr. Mohd Salleh bin Hj. Din Prof. Dr. Rushami Zien bin Yusoff Dato Abdul Halim bin Abdullah Hj. Ahmad bin Hj. Ismail Chief Executive Officer Adi Harriman bin Abdul Majid Noorma binti Mohd Zain Dzulkifli bin Ahmad , Lebuhraya Sultanah Bahiyah, Alor Star, Kedah, MALAYSIA Telephone Fax Securities Commission Malaysia Dealing in Securities Restricted to Unit Trust as at 30 November

6 6. Amanah Saham Nasional Berhad s Permodalan Nasional Berhad Directors Tan Sri Dato Hamad Kama Piah bin Che Othman Idris bin Kechot Tun Dato' Seri Ahmad Sarji bin Abdul Hamid Tan Sri Dato Md. Desa bin Pachi Tan Sri Dato Dr. Wan Mohd Zahid bin Mohd Noordin Tan Sri Dato' Seri Ainum binti Mohamed Saaid Adibah Khairiah binti Daud Telephone Fax th Floor, Menara PNB, 201-A, Jalan Tun Razak, Kuala Lumpur, Wilayah Persekutuan, MALAYSIA 7. Amanah Saham Sarawak Berhad Permodalan ASSAR Sdn Bhd Directors Tan Sri Datuk Amar Haji Bujang bin Mohd Nor Dato Sri Ahmad Tarmizi bin Haji Sulaiman Datuk Abang Haji Abdul Karim bin Tun Abang Haji Openg Senator Dato Haji Idris bin Buang Datuk Ambrose Blikau Anak Enturan Tuan Haji Soedirman bin Haji Aini Dato' Peter Anak Minos Hasmawati binti Sapawi Alternate Director Lim Mei Fung Mildred Lanai Wong Lot 357, Section 5 KTLD, Jalan Satok, Kuching, Sarawak, MALAYSIA Telephone Fax Securities Commission Malaysia Dealing in Securities Restricted to Unit Trust as at 30 November

7 8. Amanahraya Investment Management Sdn. Bhd. (formerly known as AmanahRaya-JMF Asset Management Sdn. Bhd.) Amanah Raya Berhad Directors Meor Khairi bin Meor Mohd Bazid Datuk Mohamed Adnan bin Ali Azhar bin Harun Haji Che Pee Bin Samsudin Zulkifly bin Sulaiman Hawariah Bt Idris Chief Executive Officer Meor Khairi bin Meor Mohd Bazid Norhaslinda binti Samin Ridza bin Ahmad Jalaludin 7 th & 8 th Floor, Wisma Amanah Raya, 2 Jalan Ampang, Kuala Lumpur, Wilayah Persekutuan, MALAYSIA Telephone Fax AmInvestment Services Berhad AmInvestment Bank Berhad Directors Harinder Pal Singh a/l Joga Singh Prof. Dr Annuar Md Nassir Datin Maznah binti Mahbob Kok Tuck Cheong Mustafa bin Mohd Nor Koh Suet Peng Nervinderjeet Kaur a/p Gurnam Singh 9 th Floor, Bangunan AmBank Group, 55 Jalan Raja Chulan, Kuala Lumpur, Wilayah Persekutuan, MALAYSIA Telephone Fax Securities Commission Malaysia Dealing in Securities Restricted to Unit Trust as at 30 November

8 10. Apex Investment Services Berhad s Apex Equity Holdings Berhad JF Apex Securities Berhad Directors Tan Keah Huat Chief Executive Officer Dzulkarnine bin Kazim Dato Tunku Ahmad Zahir bin Tunku Ibrahim Chan Guan Seng Shamsul Bahriah bin Ibrahim Tan Cheng Han Low Kim Heow Norlida binti Mohd Nor Suite 7-02, 7 th Floor, Menara Apex, Off Jalan Semenyih, Bukit Mewah, Kajang, Selangor, MALAYSIA Telephone Fax Areca Capital Sdn. Bhd. s Kumpulan RZA Sdn. Bhd. Jernih Asia Berhad Wong Teck Meng Nor Juleeana Badron Directors Wong Teck Meng Dr Junid bin Saham Wee Hoe Gooi Hoe Soon Tam Chiew Lin Raja Zaharaton binti Raja Zainal Abidin Fong Yin Peng Khiew Pooi Yee 107, Block B, Pusat Dagangan Phileo Damansara 1, No. 9, Jalan 16/11 Off Jalan Damansara, Petaling Jaya, Selangor, MALAYSIA Telephone Fax Securities Commission Malaysia Dealing in Securities Restricted to Unit Trust as at 30 November

9 12. BIMB Investment Management Berhad (formerly known as BIMB Unit Trust Management Berhad) Bank Islam Malaysia Berhad Directors Nazaruddin bin Othman Chief Executive Officer Mustapha bin Hamat Ghazali bin Awang Khairul bin Kamarudin Zukri bin Samat Malkiat Malkit Singh Maan A/L Delbara Singh Dr. Mohd Hatta bin Dagap Norhidayati binti Mohamat Salim Azman bin Ali Level 19, Menara Bank Islam, No. 22, Jalan Perak, Kuala Lumpur, Wilayah Persekutuan, MALAYSIA Telephone / Fax Securities Commission Malaysia Dealing in Securities Restricted to Unit Trust as at 30 November

10 13. Blueprint Planning Sdn. Bhd. s Raju K. Ramasamy Normaria binti Omar Wong Li Yuin V. Thanga Velu a/l A Velu Directors V. Thanga Velu a/l A Velu Normaria binti Omar Wong Li Yuin Kuan Hui Fang Tham Wai Ying Telephone Fax No.107, Level 1, Block 2, Laman Seri Business Park, Persiaran Sukan Seksyen 13,,40100 Shah Alam, Selangor, MALAYSIA Securities Commission Malaysia Dealing in Securities Restricted to Unit Trust as at 30 November

11 14. CIMB-Principal Asset Management Berhad s CIMB Group Sdn Bhd Principal International (Asia) Limited Directors Munirah binti Khairuddin Dato' Tengku Zafrul bin Tengku Abdul Aziz Raja Noorma binti Raja Othman Wong Joon Hian Anwar bin Aji Rex, Auyeung Pak Kuen Fad'l bin Mohamed A. Huzaime bin Abdul Hamid John Campbell Tupling Nor Azzam Bin Abdul Jalil Luis Eduardo Valdes Illanes Badlisyah bin Abdul Ghani Ned Alan Burmeister Alternate Director to Raja Noorma binti Raja Othman Alternate Director to Luis Eduardo Valdes Illanes Chief Executive Officer Munirah binti Khairuddin Rossaya Mohd Nashir Halimah binti Habib Yap Ben Shiow Telephone Fax Level 5, Menara Milenium, 8 Jalan Damanlela, Bukit Damansara, Kuala Lumpur, Wilayah Persekutuan, MALAYSIA Securities Commission Malaysia Dealing in Securities Restricted to Unit Trust as at 30 November

12 15. Eastspring Investments Berhad (formerly known as Prudential Fund Management Berhad) s Sri Han Suria Sdn Bhd Nova Sepadu Sdn Bhd Directors Cheah Lee Ling Tan Sri Datuk Abdul Rahim bin Haji Din Ho Yik Julian Christopher Vivian Pull Iskander bin Ismail Mohamed Ali Guy Robert Strapp Chief Executive Officer Cheah Lee Ling Vijey a/l Mohana Krishnan Cheong Chooi Keat Nor Azlina Binti Mohd Akhir Level 12, Menara Prudential, 10 Jalan Sultan Ismail, Kuala Lumpur, Wilayah Persekutuan, MALAYSIA Telephone Fax FA Advisory Sdn Bhd (formerly known as Uniplan Advisory Sdn. Bhd.) s Financial Alliance Corporation Pte Ltd Tan Ai Chin Woon Wai Min Directors Tan Ai Chin Tang Khan Loon Wan Mohamad Sani Bin Wan A Hamid Kua Swee Tieng Telephone Fax Suite 29-6, Level 29, Menara 1 Mont' Kiara, 1 Jalan Kiara, Mont' Kiara, Kuala Lumpur, Wilayah Persekutuan, MALAYSIA Securities Commission Malaysia Dealing in Securities Restricted to Unit Trust as at 30 November

13 17. FIN Freedom Sdn Bhd (formerly known as Lion Wealth Advisors Sdn Bhd) s Lion Team Adviser Sdn. Bhd. Chan Boon Jiunn Lim Beng Leng Sin Chee Kwan Lam Wai Min@Lam Ah Kow Goh Suan Chin Directors Sin Chee Kwan Thum Kheng Pong Chew Ai Keow D'Piazza Mall, No , Jalan Mahsuri, Bayan Lepas, Pulau Pinang, MALAYSIA Telephone Fax Franklin Templeton GSC Asset Management Sdn. Bhd. Franklin Templeton Capital Holdings Pte. Ltd. Directors Sandeep Singh Nor Hanifah binti Hashim Stephen Ernest Grundlingh Lim Seh Kuan Wan Hanisah Binti Wan Ibrahim Chak Choy Sim Jasni bin Abdul Jalil Won Swee Hwan Chooi Wei Fern Telephone Fax Suite 31-02, 31st Floor, Menara Keck Seng, 203 Jalan Bukit Bintang, Kuala Lumpur, Wilayah Persekutuan, MALAYSIA Securities Commission Malaysia Dealing in Securities Restricted to Unit Trust as at 30 November

14 19. Harveston Wealth Management Sdn Bhd (formerly known as GV Wealth Planners Sdn. Bhd.) Harveston Capital Sdn. Bhd. Directors Chin Chee Keong Phang Kar Yew Tan Kian Keong Ooi Chin Ann Ng Phooi Yuen Lau Chin Lee Telephone Fax D-9-02, Block D, Oasis Square, No 2 Jalan PJU 1A/7A, Ara Damansara, Petaling Jaya, Selangor, MALAYSIA 20. Hong Leong Asset Management Bhd (formerly known as HLG Unit Trust Bhd) Hong Leong Capital Berhad Directors Hoo See Kheng Dato Abdul Majit bin Ahmad Khan Dato' Tunku Mahmood Fawzy bin Tunku Muhiyiddin Choong Yee How Chief Executive Officer s Hoo See Kheng Moh Suat Moi Lee Tiong Jie Chew Mei Ling Rozy binti Hashim Jessie Peter a/p T P Caleb Peter Level 19, Menara HLA, No. 3, Jalan Kia Peng, Kuala Lumpur, Wilayah Persekutuan, MALAYSIA Telephone Fax Securities Commission Malaysia Dealing in Securities Restricted to Unit Trust as at 30 November

15 21. ifast Capital Sdn Bhd ifast Malaysia Sdn Bhd (F.K.A. ifast-osk Sdn Bhd) Directors Lim Chung Chun Tan Yik Kuan Wong Weiyi Zakaria Bin Lebai Said Kuan Hui Fang Wong Wai Foong Telephone Fax Level 28, Menara Standard Chartered, No. 30 Jalan Sultan Ismail, Kuala Lumpur, Wilayah Persekutuan, MALAYSIA 22. Inter-Pacific Asset Management Sdn. Bhd. Inter-Pacific Securities Sdn. Bhd. Directors Tan Mun Choy Nazzrul Azman bin Din Dato' Paduka Mahkota Terengganu Mohd Md. Yusoff Bin Jaafar Kuok Wee Kuck Wee Kiat Abdul Majid Bin Mohd Harun Mohd Fuad Foo bin Abdullah Su Swee Hong Wong Siew Guek Elda Mazleen binti Mazlan West Wing, Level 13, Berjaya Times Square, No. 1, Jalan Imbi, Kuala Lumpur, Wilayah Persekutuan, MALAYSIA Telephone Fax Securities Commission Malaysia Dealing in Securities Restricted to Unit Trust as at 30 November

16 23. KAF Fund Management Sdn. Bhd. AKKA Sdn Bhd Directors Zulkifli bin Ishak Thariq Usman bin Ahmad Abdul Rahim Bin Ismail Wong Loke Lim 13th Floor Chulan Tower, No.3 Jalan Conlay, Kuala Lumpur, Wilayah Persekutuan, MALAYSIA Telephone Fax KAF Investment Funds Berhad (formerly known as Alliance Investment Management Berhad) KAF Seagroatt & Campbell Berhad Directors Yong Yit Hin Tan Sri Abu Talib bin Othaman Datuk Khatijah binti Ahmad Dato' Zakri Afandi Bin Ismail Chan Hwang Hsiung s Siti Nurmazita Binti Mustapha Mas Johan Bin Harris Ch'ng Soon Kim Telephone Fax - Level 11, Chulan Tower, No.3 Jalan Conlay, Kuala Lumpur, Wilayah Persekutuan, MALAYSIA Securities Commission Malaysia Dealing in Securities Restricted to Unit Trust as at 30 November

17 25. Kenanga Investors Berhad (formerly known as CMS Trust Management Berhad) Kenanga Investment Bank Berhad Directors Syed Zafilen bin Syed Alwee Ismitz Matthew De Alwis Raja Dato' Seri Raja Abdul Aziz bin Raja Salim Datuk Syed Ahmad Alwee Alsree Kho Yaw Huat Vivek Sharma Peter John Rayner Norliza Binti Abd Samad Telephone Fax Suite 1202, 12th Floor, Kenanga International, Jalan Sultan Ismail, Kuala Lumpur, Wilayah Persekutuan, MALAYSIA 26. Kumpulan Sentiasa Cemerlang Sdn. Bhd. s George Lim Kok Eng Tan Beng Ling Rozilia Mohd Amin Asgari bin Tan Sri Mohd Fuad Stephens Directors George Lim Kok Eng Ahmad Nadzim bin Abdul Manan Eng Bee Hong Siti Noraisyah Binti Nordin Telephone Fax Suite E-13A-14, Block E, Plaza Mont' Kiara, 2 Jalan Kiara, Mont' Kiara, Kuala Lumpur, Wilayah Persekutuan, MALAYSIA Securities Commission Malaysia Dealing in Securities Restricted to Unit Trust as at 30 November

18 27. Legacy Advisory Sdn Bhd s Chan Kin Wai Thaw Yeng Cheong Directors Chan Kin Wai Thaw Yeng Cheong Ng Mee Lan 7A, Jalan Todak 5, Pusat Bandar Seberang Jaya, Seberang Jaya, Pulau Pinang, MALAYSIA Telephone Fax Libra Invest Berhad (formerly known as Avenue Invest Berhad) Avenue Capital Resources Berhad Directors Mohd Fadzil bin Mohamed Datuk Kamarudin bin Md Ali Khairuddin bin Ibrahim Mahadzir bin Azizan Gareth Lim Tze Xiang Chin Jon Wei Alternate Director to Gareth Lim Tze Xiang Chief Executive Officer Mohd Fadzil bin Mohamed Chan Soon Lee Yusidawati Binti Mt Yusuf Telephone Fax Ground Floor, Bangunan ECM Libra, 8 Jalan Damansara Endah, Damansara Heights, Kuala Lumpur, Wilayah Persekutuan, MALAYSIA Securities Commission Malaysia Dealing in Securities Restricted to Unit Trust as at 30 November

19 29. Manulife Asset Management Services Berhad (formerly known as Manulife Unit Trusts Berhad) Manulife Holdings Berhad Directors Chong Soon Min Wong Boon Choy Datuk Seri Panglima Mohd Annuar bin Zaini Md Agil bin Mohd Natt Michael Floyd Dommermuth Edmond Cheah Swee Leng s Ling Chui Shee Jasbender Kaur A/P Mehar Singh Tew Sow Hume Yooi Foong Hing Telephone Fax Tingkat 13, Menara Manulife, No. 6, Jalan Gelenggang, Damansara Heights, Kuala Lumpur, Wilayah Persekutuan, MALAYSIA Securities Commission Malaysia Dealing in Securities Restricted to Unit Trust as at 30 November

20 30. Maybank Asset Management Sdn Bhd (formerly known as Mayban Investment Management Sdn. Bhd.) s Maybank Asset Management Group Berhad Directors Badrul Hisyam bin Abu Bakar Nor'Azamin bin Salleh Datuk Karunakaran a/l Ramasamy Datuk Mohaiyani binti Shamsudin Loh Lee Soon Mohd Shariff bin Sulaiman Chief Executive Officer s Badrul Hisyam bin Abu Bakar Wan Maizuni Wan Mohamad Ng Li Yin Fatimatul Zainulha binti Mohamed Isa Telephone Fax Tingkat 12, Tower C, Dataran Maybank, No. 1 Jalan Maarof, Kuala Lumpur, Wilayah Persekutuan, MALAYSIA 31. MIDF Amanah Asset Management Berhad (formerly known as Amanah SSCM Asset Management Sdn. Bhd.) Malaysian Industrial Development Finance Berhad Directors Azlan bin Hussin Datuk Mohd Najib bin Abdullah Dato' Kalsom binti Abd. Rahman Datin Shahrizan binti Abdullah Sharkawi Alias Abdul Rahim bin Abdul Hamid Hadidah binti Amin Dahlia binti Mohd Razali Level 3A, Menara MIDF, 82 Jalan Raja Chulan, Kuala Lumpur, Wilayah Persekutuan, MALAYSIA Telephone Fax Securities Commission Malaysia Dealing in Securities Restricted to Unit Trust as at 30 November

21 32. Pacific Mutual Fund Berhad s Koperasi Angkatan Tentera Malaysia Berhad Lion Global Investors Limited Directors Gan Cheong Moh Dato' Ahmad Zahudi Bin Salleh Gerard Lee How Cheng Ong Eu Jin Tan Thian Peng James Chong Yok Hua Quah Boon Huat Chor Yit Wah 1001, Level 10, Uptown 1, Jalan SS21/58, Damansara Uptown, Petaling Jaya, Selangor, MALAYSIA Telephone Fax Pelaburan Johor Berhad Permodalan Teras Sdn Bhd Directors Normala binti Bujang Dato' Ayub bin Mion Tuan Haji Mohd Salleh bin Mohamed Aminudin bin Dawam Jamaludin bin Md. Ali Hana binti Ab Ali Anisah binti Ramdan Room 402, Level 4, Persada Johor International Convention Centre, Jalan Abdullah Ibrahim, Johor Bahru, Johor, MALAYSIA Telephone Fax Securities Commission Malaysia Dealing in Securities Restricted to Unit Trust as at 30 November

22 34. Pengurusan Kumipa Berhad Amanah Saham Pahang Berhad Directors Hajjah Nor Asmah bin Abdul Profesor Dato' Dr. Muhamad bin Muda Dato' Seri Adnan bin Yaakob Dato' Haji Mohd Ali Hanafiah bin Sh Ruji Bahari bin Johari Rosely Abdul Rahman Mohd Nazari bin Yunus Noor Hasimah binti Muhamad Tingkat 20, Kompleks Terumtum, Jalan Mahkota, Peti Surat 225, Kuantan, Pahang, MALAYSIA Telephone Fax Permodalan BSN Berhad Bank Simpanan Nasional Directors Kamarul Izam bin Idrus Chief Executive Officer Tan Sri Dato' Sri Abu Bakar Bin Haji Abdullah Dato Dr Gan Miew Gan Khuan Poh Datuk Azizan bin Abd Rahman Adinan Bin Maning Roslani bin Hashim Yunos bin Abd Ghani Nor Eliza binti Ayob Saifullizan Mohd Said Aras 19, Lot 1, Bangunan TH Selborn, 153 Jalan Tun Razak, Kuala Lumpur, Wilayah Persekutuan, MALAYSIA Telephone Fax Securities Commission Malaysia Dealing in Securities Restricted to Unit Trust as at 30 November

23 36. Pheim Unit Trusts Berhad Pheim Asset Management Sdn Bhd Directors Dr Tan Chong Koay Azmi Malek Merican Wong Cheng Leong Hoi Weng Kong Chief Executive Officer Ong Kheng Liat Wong Kok Hei Telephone Fax th Floor, Menara Hap Seng, (Letter Box 12), No. 1 & 3 Jalan P.Ramlee, Kuala Lumpur, Wilayah Persekutuan, MALAYSIA 37. Phillip Mutual Berhad s Phillip Capital Holdings Sdn Bhd Ehsan Astaka Sdn Bhd Directors Mohd Fadzli bin Mohd Anas Tan Sri Dato Ir Talha bin Mohd Hashim Tan Sri Dato Ir Jamilus bin Md Hussin Nona binti Salleh Andy Lim Say Kiat Linus Lim Wen Sheong Lee Chay Khiong Alternate Director Tan Boon Seng B-2-7 Megan Avenue II, 12 Jalan Yap Kwan Seng, Kuala Lumpur, Wilayah Persekutuan, MALAYSIA Telephone Fax Securities Commission Malaysia Dealing in Securities Restricted to Unit Trust as at 30 November

24 38. PMB Investment Berhad (formerly known as ASM Investment Services Berhad) Amanah Saham Mara Berhad Directors Dato' Mohammad Safie bin Asnawi Nik Mohamed Zaki bin Nik Yusoff Ameer Ali bin Vali Mohamed Faridah Haji Hassan Abd Rahim Bin Abdul Zamani bin Md. Noor Mansoor bin Ahmad Ahmad Nazim bin Abd Rahman Chief Executive Officer Ameer Ali bin Vali Mohamed Shahrizat binti Othman Mohd Adzhar Bin Abd Hamed Ground Floor, Wisma PMB, 1A, Jalan Lumut, Kuala Lumpur, Wilayah Persekutuan, MALAYSIA Telephone Fax PTB Unit Trust Berhad Permodalan Terengganu Berhad Directors Haji Wan Mohd AlBakri bin Wan Md Noor Sulaiman bin Salleh Md. Som bin Mangy Mazlan bin Ngah Mohamad bin Shahul Hameed Saliza binti Abdul Rahman Mohamad Azhar bin Sulaiman 29-01, KT Business Centre, Jalan Sultan Mohamad, Kuala Terengganu, Terengganu, MALAYSIA Telephone Fax / Securities Commission Malaysia Dealing in Securities Restricted to Unit Trust as at 30 November

25 40. Public Mutual Berhad s Public Consolidated Holdings Sdn Bhd Business Premium Sdn Bhd Rothputra Nominees (Tempatan) Sdn Bhd Directors Yeoh Kim Hong Tan Sri Dato Sri Dr. Teh Hong Piow Tan Sri Dato Thong Yaw Hong Dato' Dr Mohamed Ishak bin Haji Mohamed Ariff Dato' Mohammed Najeeb Bin Abdullah Dato Sri Tay Ah Lek Dato' Lee Kong Lee Kong Lam Haji Abdul Aziz bin Omar Quah Poh Keat s Pang Siew Han Tang Pueh Fong Abdul Samad Bin Jaafar Mahadi Bin Abdul Rahaman Telephone Fax Block B, Sri Damansara Business Park, Persiaran Industri, Bandar Sri Damansara, Kuala Lumpur, Wilayah Persekutuan, MALAYSIA Securities Commission Malaysia Dealing in Securities Restricted to Unit Trust as at 30 November

26 41. RHB Asset Management Sdn Bhd (formerly known as RHB Investment Management Sdn Bhd) RHB Capital Berhad Directors Ong Yin Suen Othman bin Jusoh Khairuddin bin Ahmad Chin Yoke Chung Patrick Abdul Aziz Peru Mohamed Chief Executive Officer Ho Seng Yee Azman Shah bin Md Yaman Wong Ching Fai 19th Floor, Plaza OSK, Jalan Ampang, Kuala Lumpur, Wilayah Persekutuan, MALAYSIA Telephone Fax RHB Islamic International Asset Management Berhad (formerly known as OSK-UOB Islamic Fund Management Berhad) OSK-UOB Investment Management Berhad Directors Md Noor bin Hj A Rahman Ho Seng Yee Khairuddin Bin Ahmad Dato Othman bin Jusoh Abdul Aziz Peru Mohamed Azman Shah bin Md Yaman Wong Ching Fai 19th Floor, Plaza OSK, Jalan Ampang, Kuala Lumpur, Wilayah Persekutuan, MALAYSIA Telephone / Fax Securities Commission Malaysia Dealing in Securities Restricted to Unit Trust as at 30 November

27 43. Saham Sabah Bhd Directors Datuk Hassan Ibrahim Datuk Maznah Binti Abdul Ghani Naim Ahmad Kevin K. How Godfrey Gregory Joitol Marcus Mojigoh Nellie binti Sikodol Aisah Binti Sayadi Suite 1-9-W2, W3 & W4, 9th Floor, CPS Tower, Centre Point Sabah, No. 1, Jalan Centre Point, Kota Kinabalu, Sabah, MALAYSIA Telephone Fax Standard Financial Adviser Sdn Bhd (formerly known as Standard Financial Planner Sdn. Bhd.) Professional Investment Services (Malaysia) Sdn Bhd Directors Wong Keng Leong Khoo Chuin Yuen Tan Chin Cherng Ruzilah binti Mohammad Alias Jamil Khair Bin Ahmad Rashidi Tham Wai Ying Kuan Hui Fang Unit B-8-03A, Block B West, Menara PJ8, Jalan Barat Section 8, Petaling Jaya, Selangor, MALAYSIA Telephone Fax Securities Commission Malaysia Dealing in Securities Restricted to Unit Trust as at 30 November

28 45. TA Investment Management Berhad TA Securities Holdings Berhad Directors Choo Swee Kee Wong Hong Meng Christopher Koh Swee Kiat Zainab binti Ahmad Chuah Wen Pin Tan Kit Yee Siti Saliza binti Md Idris 23 rd Floor, Menara TA One, 22 Jalan P. Ramlee, Kuala Lumpur, Wilayah Persekutuan, MALAYSIA Telephone Fax UOB Asset Management (Malaysia) Berhad (formerly known as UOB Asset Management (Malaysia) Sdn Bhd) s UOB Asset Management Limited Newfields Investments Sdn Bhd Directors Lim Suet Ling Khoo Chock Seang Ong Sea Eng Izlan bin Izhab Seow Lun Hoo Dr Choong Tuck Yew s Chin Mun Yee Chua Siew Chuan Leow Chi Jung Loh Su Lin Level 3, Plaza OSK, Jalan Ampang, Kuala Lumpur, Wilayah Persekutuan, MALAYSIA Telephone Fax / Securities Commission Malaysia Dealing in Securities Restricted to Unit Trust as at 30 November

29 47. Whitman Independent Advisors Sdn. Bhd. s Yap Ming Hui Yap Choy Har Directors Yap Ming Hui Yap Choy Har Chai Yah Kang No. 19-2, Level 1, Block E1 Jalan PJU 1/42, Dataran Prima, Petaling Jaya, Selangor, MALAYSIA Telephone Fax Securities Commission Malaysia Dealing in Securities Restricted to Unit Trust as at 30 November

List of Capital Markets Services Licence holders for Unit Trust Management Company (UTMC) as at 30 November 2014

List of Capital Markets Services Licence holders for Unit Trust Management Company (UTMC) as at 30 November 2014 No Company 1. Aberdeen Islamic Asset Management Sdn Bhd 2. Affin Hwang Asset Management