National IMPLEMENTING MEASURES (IM) related to the specific General Protocol requirement*

Transcription

1 Authority: BaFin (DE) National IMPLEMENTING MEASURES (IM) related to the specific General Protocol requirement* Article 23 of the Methodology for Peer Review: National implementing measures may include laws (i.e. acts of Parliament) and regulations (i.e. decrees of ministries or rule books of CEIOPS Members), guidelines and circulars of CEIOPS Members (provided that non-compliance with these guidelines and circulars should trigger enforcement action by the CEIOPS Member concerned), rules of self-regulatory organisations, such as industry associations (where applied by a significant part of the industry in a specific Member State and provided that non-compliance with those rules triggers enforcement action by the self-regulatory organisation concerned or by the CEIOPS Member), and relevant case law. Internal procedures followed by CEIOPS Members that do not trigger enforcement action are also classified as implementing measures for these purposes. (*Only national measures issued in implementation of General Protocol, not the measures implementing the Directives) I. Relevant regulation/procedures (general source): Date Title LINK In der Fassung der Bekanntmachung vom:17. Dezember 1992 (BGBl I S. 2), Zuletzt geändert durch: Art. 4 Abs. 10 des Gesetzes vom 30. Juli 2009 (BGBl. I S. 2437). Versicherungsaufsichtsgesetz - VAG II. Detailed overview of IM/ question: Part II Question Implementing Measures Nr 1 5a I und II i.v.m. 7a II VAG 3 a) 111 f VAG b) 111 f VAG 4 5a VAG 6 a) 111 f VAG, 84 VAG b) 111 f VAG, 84 VAG 7 5a VAG 1

2 9 a) 111 f VAG, 84 VAG b) 111 f VAG, 84 VAG 10 5a VAG 12 5a VAG 14 5a VAG 16 b) 5a VAG 17 a) 111f VAG b) 111f VAG 19 a) 104l, 111f, 84 VAG, 8 KWG b) 104l, 111f, 84 VAG, 8 KWG c) 104l, 111f, 84 VAG, 8 KWG 20 a) CEIOPS List b) CEIOPS List 21 a) 111f VAG b) 111f VAG c) 111f VAG 22 a) 104l, 84 VAG 8 KWG b) 104l, 84 VAG 8 KWG c) 104l, 84 VAG 8 KWG Part III 23 a) 13b VAG b) 13b VAG c) 13b VAG d) 13b VAG e) 13b VAG f) 13b VAG g) 13b VAG h) 13b VAG b VAG a VAG b VAG a VAG a VAG a VAG und Merkblatt a VAG und Merkblatt 30 13b VAG a VAG und Merkblatt a VAG und Merkblatt b VAG 33 a) 13c VAG b) 13c VAG c) 13c VAG d) 13c VAG e) 13c VAG f) 13c VAG g) 13c VAG c VAG 2

3 2. 13c VAG a VAG 36 13c VAG a VAG a VAG a VAG und Merkblatt a VAG und Merkblatt 40 13c VAG a VAG und Merkblatt a VAG und Merkblatt 42 13c VAG 43 13c VAG 44 a) 121h VAG and General Protocol b) 121h VAG and General Protocol c) 121h VAG and General Protocol d) 121h VAG and General Protocol e) 121h VAG and General Protocol h VAG and General Protocol h VAG and General Protocol h VAG and General Protocol VAG 52 13b, 13c, 111b VAG 54 CEIOPS List 55 CEIOPS Website No special implementing measures apart from the General Protocol which has to be taken into consideration in each relevant case which has to be taken into consideration in each relevant case a VAG und Merkblatt No special implementing measures apart from the General Protocol No special implementing measures apart from the General Protocol a, 111a VAG a, 111a VAG 3. No special implementing measures apart from the General Protocol b, 13c VAG 2. 13b, 13c VAG b, 84 VAG 2. 7b, 84 VAG a VAG Part IV a VAG 65 a) 110a, 83, 85 VAG 3

4 b) 110a, 83, 85 VAG c) 110a, 83, 85 VAG d) 110a, 83, 85 VAG e) 110a, 83, 85 VAG f, 84 VAG 68 a) 110a, 83, 85 VAG b) 110a, 83, 85 VAG c) 110a, 83, 85 VAG d) 110a, 83, 85 VAG e) 110a, 83, 85 VAG 69 a) 81, 83 VAG b) 81, 83 VAG a, 83, 85 VAG a, 83, 85 VAG c VAG 74 a) 111b VAG b) 111b VAG 75 a) 111b VAG b) 111b VAG 76 81, 83 VAG 77 a) 84 VAG and General Protocol b) 84 VAG and General Protocol 78 a) 110a, 111b VAG b) 110a, 111b VAG a, 111b VAG a, 111b VAG VAG 82 a) 111d VAG b) 111d VAG 83 a) 14 VAG b) 14 VAG 84 a) 14 VAG 85 a) 14, 111d VAG b) 14 VAG c) 14 VAG 86 a) 14 VAG 87 a) 14, 5, 6, 111d VAG b) 14, 13b, 111d VAG c) 14, 13c, 111d VAG 88 14, 84, 111d VAG 89 14, 111d VAG 90 a) 14a VAG q) 14a VAG 91 General Protocol f VAG 93 General Protocol, 84 VAG 94 a) General Protocol, 84 VAG b)general Protocol, 84 VAG c) General Protocol, 84 VAG d) General Protocol, 84 VAG e) General Protocol, 84 VAG f) General Protocol, 84 VAG 95 a) 121f VAG 4

5 96 a) 119 VAG b) 119 VAG 102 a) 111c VAG 103 a) 111c VAG c) 111c VAG 104 a) 111c VAG 105 a) 111c VAG 106 a) 111c VAG c VAG c VAG 109 a) 111c VAG b VAG b VAG Part V 114 a) 105, 106, 106b VAG b) 105ff VAG c) 105ff VAG d) 105ff VAG ff VAG ff VAG 117 a) 105ff VAG b) 105ff VAG 5