Applying STPA to Automo0ve Adap0ve Cruise Control System. Dr. Qi Van Eikema Hommes April 18, 2012
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1 Applying STPA to Automo0ve Adap0ve Cruise Control System Dr. Qi Van Eikema Hommes April 18, 2012
2 Enhancing Automotive System Safety Roadway and driver ( s) Better roads, speed limit Driver license 1913 Blaming the nut behind the wheel Vehicle design for crash survival and defective vehicle recalls (1960s Today) Blame the large automotive companies NHTSA and Recall Federal Motor Vehicle Safety Standards (FMVSS) Vehicle design for crash avoidance & driver override (Today and Tomorrow?) (5 57 Mercedes, and 8 30 Lincoln parallel parking) 4/18/12 Qi D. Van Eikema Hommes 2
3 Automo0ve Systems Today and Tomorrow Cyber Physical Systems- complex embedded devices networked to control physical hardware components. SoOware intensive. Automa0ng many human tasks. The development teams are mul0disciplinary and globally distributed. 4/18/12 Qi D. Van Eikema Hommes 3
4 The Powertrain Control SoOware System!"#$%&#'()*+#$',-'.,//#01,/2'3#$'(,4#' ()*+," -./)001" )*"7.*65.0" " 715"E..5" F)5G519"H*C)*4"!" #" $" %" &" '!" '#" '$" 1 produc0on- level sooware 117 sooware modules (red dots) 1423 interac0ons (black lines) 39 such produc0on sooware releases per year <2 weeks per release Hommes, DETC2008- DTM /18/12 Qi D. Van Eikema Hommes!"#$%&#'(')*'+),-).#./0'!1#2/#3'45'%'6#07&.'+8%.&#' )*+,-#./0*112# 3/456762*+#8/+76/1#9/:4265# ;<6/=15#>/?@#9@A75B#C+75D62E/+# ;<6/=15#>/?@#F5A*D+# 826#F//6# G*6H62:#I+D*+5#!"# $!"# %!"# &!"# '!"# (!!"# ($!"# 4
5 Adap0ve Cruise Control Design Hommes, IDETC /18/12 Qi D. Van Eikema Hommes 5
6 Accident, Hazard Accident: vehicle occupants are injured while ACC is engaged. Hazards: H1: ACC did not maintain a safe distance from the object in the front, resul0ng in collision. H2: ACC slows down the vehicle too abruptly, and vehicle is rear- ended. 4/18/12 Qi D. Van Eikema Hommes 6
7 System Safety Constraints and Requirements Design constraints: ACC should not let the vehicle gets in contact with the object ahead. ACC should not brake too abruptly. Design requirements: ACC shall maintain a TBD amount of distance between the vehicle and the object in front when engaged. ACC shall limit vehicle decelera0on to no more than TBD m/s^2. 4/18/12 Qi D. Van Eikema Hommes 7
8 Wheel Speed Brake Pedal Braking Signal Braking Signal Brake Control Module Fric0on Brake Tac0le input Control Structure Tac0le input CAN Message Braking Signal Braking Status Vehicle Speed Throdle opening Operator Instrument Cluster ACC Module Visual Feedback ACC Status Engine Control Module Electronic Throdle Body Tac0le input Distance Target Vehicle Speed Throdle Posi0on Radar Accelera0on Signal Accelerator Pedal Lead Vehicle Vehicle Air 4/18/12 Qi D. Van Eikema Hommes 8
9 Example: ACC BCM Control Loop Wheel Speed Brake Pedal Braking Signal Braking Signal Brake Control Module Fric0on Brake Tac0le input Tac0le input CAN Message Braking Signal Braking Status Vehicle Speed Throdle opening Operator Instrument Cluster ACC Module Visual Feedback ACC Status Engine Control Module Electronic Throdle Body Tac0le input Distance Target Vehicle Speed Throdle Posi0on Radar Accelera0on Signal Accelerator Pedal Lead Vehicle Vehicle Air 4/18/12 Qi D. Van Eikema Hommes 9
10 Reformaded Control Loop Control Ac0on: Brake Signal from ACC to BCM ACC BCM Brake BCM Wheel Speed Sensors Vehicle 4/18/12 Qi D. Van Eikema Hommes 10
11 STPA Step 1: Unsafe Control Ac0ons!"#$%"&'()$*"# +"$',%"-*.*#/'!01232'4050%.,%"-*.*#/'!01232' 4050%. 6%"#/'7*8*#/'"%' 9%.3%'!01232' 4050%. :$";;3.'$""':""#' "%'(;;&*3.'7""' <"#/!"#$%&'()*#+&,"-.& /00&1-&!02 3%4(5+%&6-%7&*-1& 8"#$%&94%*&14%& 6(71#*5%&1-&14%& +%#6&:%4(5+%&(7&+%77& 14#*&14%&:#+;%&7%1& 0-..#*6%6& 6%55%+%"#1(-*& #.-;*1&(7&1--& 7.#++&94%*&14%& :%4(5+%&(7&1--&5+-7%& 5-..#*6%6&1--& +#1%&94%*&14%& 6(71#*5%&1-&14%& +%#6&:%4(5+%&(7&1--& 8%,-"%&14%&7#,%1<& 6(71#*5%&8%19%%*& 14%&:%4(5+%7&#"%& 5-..%*1%6&94%*& 14%&6(71#*5%&1-&14%& +%#6&:%4(5+%&(7& +#")%"&14#*&14%&7%1& 14%&6(671#*5%&1-& 14%&+%#6&:%4(5+%&(7& +%77&14#*&14%&7%1& 4/18/12 Qi D. Van Eikema Hommes 11
12 STPA Step 2: Causal Analysis with Guidewords Leveson /18/12 Qi D. Van Eikema Hommes 12
13 Causal Analysis Results Unsafe Control Ac:on: Vehicle does not brake when the distance to the object in front is less than preset value.! 4/18/12 Qi D. Van Eikema Hommes 13
14 Causal Analysis Results (2) Unsafe Control Ac:on: Vehicle does not brake when the distance to the object in front is less than preset value. Delayed Opera0on! 4/18/12 Qi D. Van Eikema Hommes 14
15 Causal Analysis Results (3) Unsafe Control Ac:on: Vehicle does not brake when the distance to the object in front is less than preset value. Misalignment of brake shoes/pads. Missing fluid pressure for hydraulic lines. No current/voltage to actuator.! 4/18/12 Qi D. Van Eikema Hommes 15
16 Causal Analysis Results (4) Unsafe Control Ac:on: Vehicle does not brake when the distance to the object in front is less than preset value.! Incorrect or no informa0on provided, measurement inaccuracy, feedback delays 4/18/12 Qi D. Van Eikema Hommes 16
17 Causal Analysis Results (5) Unsafe Control Ac:on: Vehicle does not brake when the distance to the object in front is less than preset value.! Dirt accumula0on on wheel rota0on sensor. Wire disconnec0on. Communica0on bus faults, overload, message priority. 4/18/12 Qi D. Van Eikema Hommes 17
18 Assess the Effec0veness of STPA The outcome of STPA was a list of component design requirements that will ensure top level safety goal. Compare with actual industry design specifica0ons. Unable to do so because of proprietary nature of the design specifica0ons. 4/18/12 Qi D. Van Eikema Hommes 18
19 Assess STPA (2) Compared with ISO and SAE J2399. Many more detailed requirements than what is in the standards. Industry standards are the lowest common denominators among the manufacturers. Can only compare with categories of requirements. Compared with actual implementa:on in produc:on vehicles. Warning signals among manufacturers Warnings in driver s manual 4/18/12 Qi D. Van Eikema Hommes 19
20 Categories of Requirements Missing in Industry Standards Driver control authority vs. computer automa0on authority The importance of vehicle state feedback informa0on (warning lights/sounds/icons) for driver Driver mental model inconsistency with vehicle state (complacency and distracted driving) Sensor and actuator Hardware quality Degrada0on 4/18/12 Qi D. Van Eikema Hommes 20
21 Categories of Requirements Missing in Industry Standards (2) Communica0on bus Delays Signal priority Controls sooware errors Delay in processing inputs Parameter calibra0on errors Control sooware algorithm process model SoOware handling of signal priority Service and maintenance requirements 4/18/12 Qi D. Van Eikema Hommes 21
22 Comparison with Implementa0on 1. Significant difference in the implementa0on of warning messages and signals among OEM s and across models. Example: ACC Malfunc0on Lights (Credit: Zoepf) Porsche Toyota Volvo Nissan 2. Leaving a lot of the limita0ons of ACC in the drivers manual. NISSAN INFINITI EX 2010, 21 pages (ACC feature), 16 warnings and 1 cau0on. Ford Lincoln MKX 2010, 7 pages (ACC feature), 10 warnings. 4/18/12 Qi D. Van Eikema Hommes 22
23 Summary This was our first adempt to apply STPA to a modern automo0ve electronics feature. The method works. The analysis iden0fied many more safety cri0cal requirements than what is iden0fied in the industry standards. STPA can be a very powerful method to iden0fy safety cri0cal design requirements, and prevent accidents in the first place. Industry collabora0on will further improve our understanding of the effec0veness of the method, and how to integrate it with the current product development process. 4/18/12 Qi D. Van Eikema Hommes 23
24 Thank you! Ques0on? Qi D. Van Eikema Hommes
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