Controlling the Speed of Tilting Trains Through Curves

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Controlling the Speed of Tilting Trains Through Curves Synopsis This document mandates the means by which Tilting Trains may be operated at higher speeds than nontilting trains around curves. Signatures removed from electronic version Submitted by Ray Metcalfe Standards Project Manager Authorised by Brian Alston Controller, s This document is the property of Railtrack PLC. It shall not be reproduced in whole or in part without the written permission of the Controller, s, Railtrack PLC. Published by: Safety & Standards Directorate Railtrack PLC Railtrack House DP01 Euston Square London NW1 2EE Copyright 1999 Railtrack PLC

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Page 1 of 1 Contents Section Description Page Part A Issue Record 2 Responsibilities 2 Compliance 2 Health and Safety Responsibilities 2 Supply 2 Part B 1 Purpose 3 2 Scope 3 3 Definitions 3 4 Introduction 3 5 General requirements for operation at Enhanced Permissible Speeds 4 6 Provision of lineside signs 5 7 Speed supervision and control system 6 8 Provision of Cab Signalling 8 References 9 RAILTRACK 1

Page 2 of 9 Issue Record Part A This document will be updated when necessary by distribution of a complete replacement. Amended or additional parts of revised pages will be marked by a vertical black line in the adjacent margin. Issue Date Comments One December 1999 Original Document Responsibilities s are mandatory on all members of the Railway Group * and apply to all relevant activities that fall into the scope of each individual s Railway Safety Case. If any of those activities are performed by a contractor, the contractor s obligation in respect of s is determined by the terms of the contract between the respective parties. Where a contractor is a duty holder of a Railway Safety Case then s apply directly to the activities described in the Safety Case. * The Railway Group comprises Railtrack and the duty holders of the Railway Safety Cases accepted by Railtrack. Compliance The provisions in this document are to be complied with from 1 April 2000 and will take effect from the date when Tilting Trains, designed to travel at a higher speed than conventional trains through curves, commence service operation at Enhanced Permissible Speeds on curves. Health and Safety Responsibilities In issuing this document, Railtrack PLC makes no warranties, express or implied, that compliance with all or any documents published by the Safety & Standards Directorate is sufficient on its own to ensure safe systems of work or operation. Each user is reminded of its own responsibilities to ensure health and safety at work and its individual duties under health and safety legislation. Supply Controlled and uncontrolled copies of this document may be obtained from the Industry Safety Liaison Dept, Safety and Standards Directorate, Railtrack PLC, Railtrack House, DP01, Euston Square, London, NW1 2EE. 2 RAILTRACK

Page 3 of 3 1 Purpose 2 Scope Part B The purpose of this document is to mandate the requirements for controlling the speed of Tilting Trains in order to prevent overturning on curves. The overall scope of s is as specified in Appendix A of GA/RT6001. Specifically the contents of this document apply to Tilting Trains operating at Enhanced Permissible Speeds and to the routes over which they have authority to operate. This document facilitates compliance with section 3 of the Railway Safety Regulations 1999 only in respect of controlling the speed of Tilting Trains on curves. This document supplements, but does not replace, the requirements of Railway Group Standard GK/RT0038. 3 Definitions Tilting Train A train which tilts the train body on curves to reduce the lateral acceleration experienced by passengers, allowing the train to operate at higher speeds through curves than non-tilting trains. Permissible Speed The maximum permitted speed over a section of line which applies to all trains when not operating at an Enhanced Permissible Speed. Permissible Speeds are detailed in the Sectional Appendix. Enhanced Permissible Speed The permitted speed (higher than the Permissible Speed) over a section of line which applies to a specific type of Tilting Train. Enhanced Permissible Speeds are detailed in the Sectional Appendix. GC/RT5021 describes the requirements for calculation of the Enhanced Permissible Speed. Automatic Train Protection An automatic system for preventing trains from exceeding the limit of their movement authorities and from exceeding the Permissible Speed (or Enhanced Permissible Speed, where applicable) and any prevailing speed restrictions. Cab signalling Provision of in-cab movement authority and speed limit information to the driver of a train, instead of using lineside signals and signs. 4 Introduction 4.1 It is necessary to apply controls to ensure that Tilting Trains do not exceed their Enhanced Permissible Speed on a curve because the margin between the Enhanced Permissible Speed and the speed at which the train will overturn is significantly less than the margin for trains travelling at the Permissible Speed. 4.2 On routes where speed limit information is provided by lineside signs, this document mandates the use of additional signs to indicate the Enhanced Permissible Speed. As with all lineside speed signs, they serve as a reminder to drivers. A driver s actual authority to drive at a given speed comes from the speed limit information contained in the relevant Sectional Appendix of the Rule Book. RAILTRACK 3

Page 4 of 9 4.3 At any given location, a different Enhanced Permissible Speed may apply for each type of Tilting Train authorised to operate on the route. All Enhanced Permissible Speeds are detailed in the Sectional Appendices. However, to minimise the risk of drivers of Tilting Trains being confused by a multiplicity of Enhanced Permissible Speed signs, this document mandates that only one Enhanced Permissible Speed is displayed on the sign at any given location. Although the driver of a Tilting Train is required to traverse the curve at the speed permitted by the Sectional Appendix, the speed value displayed will be the highest Enhanced Permissible Speed at which all Tilting Trains authorised to use the route can safely traverse the curve without an unacceptable risk of overturning. 4.4 To further reduce the risk of drivers of both tilting and conventional trains inadvertently reading a speed sign that is not intended for them, the document also mandates that: Enhanced Permissible Speed signs must be distinctive in form; the total number of speeds indicated at any given location must not be greater than three (one Enhanced Permissible Speed and two speeds for conventional trains, for example passenger and freight); all changes in Permissible Speed and Enhanced Permissible Speed on a route must be signed (that is continuous route signing is to be applied); the positions of Permissible Speed and Enhanced Permissible Speed signs for any given speed change must be coincident; Enhanced Permissible Speed signs must not be positioned in isolation (ie. where provided, they must always have an accompanying sign for conventional trains). 4.5 At locations where an Enhanced Permissible Speed applies, the document mandates the use of a speed supervision and control system. The purpose of this system is to ensure that the train speed at the start of the curve does not exceed the Enhanced Permissible Speed by a margin which would give an unacceptable risk of overturning. 4.6 The document permits the use of Cab Signalling with full Automatic Train Protection, instead of using lineside signs, as the means for indicating the permitted speeds to the driver and for ensuring that he does not exceed those speeds. 5 General requirements for operation at Enhanced Permissible Speeds 5.1 Provision of speed limit information and speed supervision and control Tilting Trains shall be permitted to operate at Enhanced Permissible Speeds through curves only if speed limit information and speed supervision and control is provided by one of the following means: a) use of lineside signs, with a speed supervision and control system, or b) use of Cab Signalling with an Automatic Train Protection system. The specific requirements for these arrangements are set out in sections 6, 7 and 8. 4 RAILTRACK

Page 5 of 5 5.2 Use of Cab Signalling Cab Signalling with an Automatic Train Protection system shall be used to control the speed of Tilting Trains on curves if: the Tilting Trains are operating at speeds greater than 125mph on the approach to curves, or a Cab Signalling system is in use for controlling the movement of trains, instead of lineside signalling. 5.3 Temporary and Emergency speed restrictions Where lineside signs are provided, Tilting Trains shall travel over Temporary and Emergency Speed restrictions at the same speeds as conventional trains, and the provision of signs and AWS magnets for such speed restrictions in accordance with GK/RT0038 shall reflect this requirement. 5.4 Review of arrangements for compliance Prior to the implementation of any change to the Permissible Speed or Enhanced Permissible Speed at a given location, the arrangements for compliance with this document shall be reviewed and amended where necessary. 6 Provision of lineside signs 6.1 Provision of speed indicators 6.1.1 Lineside speed indicators shall be provided at every change in Permissible Speed and Enhanced Permissible Speed on routes on which Tilting Trains operate. 6.1.2 Where the same speed applies to both conventional and Tilting Trains, a Permissible Speed indicator shall be provided without an Enhanced Permissible Speed indicator. Where a different speed applies, an Enhanced Permissible Speed indicator shall be provided in addition to the speed indicator(s) for conventional trains. An Enhanced Permissible Speed indicator shall not be provided in isolation. 6.1.3 The Enhanced Permissible Speed indicators shall use a unique and distinctive form so drivers can distinguish them easily from conventional speed indicators. The form of the indicators is mandated in GK/RT0033 and is different in both shape and colour from conventional speed indicators. 6.1.4 An Enhanced Permissible Speed indicator, where provided, shall always be positioned immediately below a Permissible Speed indicator. 6.1.5 Where more than one Enhanced Permissible Speed applies through a given curve, as shown in the Sectional Appendix, only one speed value shall be shown on the Enhanced Permissible Speed indicator. The value shown shall be the highest Enhanced Permissible Speed at which all Tilting Trains authorised to operate on the route can safely traverse the curve without an unacceptable risk of overturning. Requirements for calculating the Enhanced Permissible Speeds are given in GC/RT5021. 6.1.6 A total of no more than three speed values shall be shown on the lineside indicators at any one speed change location. RAILTRACK 5

Page 6 of 9 6.2 Provision of warning indicators and associated AWS magnets 6.2.1 GK/RT0038 sets out the requirements for providing warning indicators and associated AWS magnets for Enhanced Permissible Speeds. It includes the additional requirements relevant to continuous route signing. 6.2.2 The Enhanced Permissible Speed warning indicators shall use a unique and distinctive form so drivers can distinguish them easily from conventional warning indicators. The form of the indicators is mandated in GK/RT0033 and is different in both shape and colour from conventional warning indicators. 6.2.3 An Enhanced Permissible Speed warning indicator, where provided, shall always be positioned immediately below a Permissible Speed warning indicator applying to the same reduced speed section of line. An Enhanced Permissible Speed warning indicator shall not be provided in isolation. 6.2.4 The speed value shown on the Enhanced Permissible Speed warning indicator shall be the same as that shown on the corresponding Enhanced Permissible Speed indicator. 6.2.5 The position of each warning indicator and AWS magnet is determined by the train which requires the greatest braking distance on the approach to the lower speed restriction. The tables of distances and the other requirements for selecting the position of the warning indicator and AWS magnet are set out in GK/RT0038. 6.3 Positioning and visibility of signs Signs provided for Enhanced Permissible Speeds shall be subject to an on-site assessment, to ensure so far as possible that the positioning is adequate, taking into account: the time for which the sign needs to be visible for the driver to observe and assimilate the information conveyed by it; other tasks which the driver may be required to perform at the same time as observing the sign. 7 Speed supervision and control system 7.1 Capability of speed supervision and control system The speed supervision and control system shall monitor and be capable of controlling the speed of each Tilting Train on the approach to all curves where an Enhanced Permissible Speed applies, to ensure that, when the train reaches the start of the curve, the train speed does not exceed the Enhanced Permissible Speed applicable to the train by a margin which would give an unacceptable risk of overturning. 7.2 In-cab displays and warnings 7.2.1 No in-cab speed limit information shall be displayed to the driver by the system (in order to avoid any possible conflict of information with lineside signals and speed sign information) unless the system is fitted throughout the route and continuously displays speed limit information to the driver. Where in-cab speed limit information is displayed, it shall be consistent with the Permissible Speeds (or Enhanced Permissible Speeds, where applicable) and speed restrictions on the route, and with the movement authorities given by the signalling system. 6 RAILTRACK

Page 7 of 7 7.2.2 It is permissible to provide an audible and/or visual indication to warn the driver, in order that the driver can take action to prevent imminent intervention by the system. 7.2.3 If the system intervenes to reduce the train speed, an audible and/or visual warning shall be given to the driver. 7.3 Record of system intervention Intervention by the system to reduce the speed of the train shall be recorded by the train data recorder. 7.4 System performance requirements 7.4.1 The system shall not cause interference to other infrastructure equipment or train-borne equipment which could jeopardise safe operation. 7.4.2 All other systems and equipment which provide input to the speed supervision and control system shall be designed and maintained to a sufficient level of integrity to ensure that the safety performance of the system is not jeopardised. 7.4.3 So far as is reasonably practicable, any failure of the train-borne equipment shall be indicated to the driver. 7.4.4 So far as is reasonably practicable, there shall be no credible failure mode of the system whereby it could fail to provide the required speed supervision and control, except where such a failure is indicated to the driver. 7.4.5 For essential operational purposes (for example, in the event of a system failure), it is permissible to provide facilities for the isolation of the system on the train. 7.5 Operation and maintenance of speed supervision and control systems The Infrastructure Controller and Train Operators shall devise and implement appropriate arrangements in respect of the speed supervision and control system for: ensuring that only those Tilting Trains that are fitted with a train-borne subsystem which is compatible with the track-based sub-system are authorised to operate at Enhanced Permissible Speeds; the maintenance of the system (in accordance with the requirements of GK/RT0170 and GM/RT2004); the reporting and investigation of failures of the system (in accordance with the requirements of GK/RT0106); enabling the safe movement of trains in the event of a system failure or isolation. These arrangements shall prohibit Tilting Trains from travelling through curves at Enhanced Permissible Speeds under system failure and isolation conditions; the configuration management and change control of the system. 7.6 Interface with TPWS or other speed supervision and control systems Where TPWS (or other speed supervision and control system) is used on the approach to a curve for the safety of conventional trains, its effectiveness in fulfilling that purpose shall not be significantly degraded by the need to operate Tilting Trains over the same curve at Enhanced Permissible Speeds. Risk assessment shall be applied to assist in deciding whether or not effectiveness has been significantly degraded. RAILTRACK 7

Page 8 of 9 8 Provision of Cab Signalling 8.1 Speed display A Cab Signalling system which is used to meet the requirements of this document shall, as a minimum, provide a continuous display of speed limit information that is consistent with the Permissible Speeds (or Enhanced Permissible Speeds, where applicable) and speed restrictions on the route, and with the movement authorities given by the signalling system. 8.2 Automatic Train Protection An Automatic Train Protection system shall be provided in conjunction with the Cab Signalling. This system shall, as a minimum, meet the requirements of section 7. 8 RAILTRACK

Page 9 of 9 GA/RT6001 References s Change Procedures GC/RT5021 Track System Requirements (Programmed to be issued February 2000) GK/RT0033 GK/RT0038 GK/RT0106 GK/RT0170 GM/RT2004 Lineside Signs Speed Restrictions Management of Safety Related Failures of Signalling and Operational Telecommunications Systems Asset Management for the Safety of Signalling and Operational Telecommunications Systems and Equipment Rail Vehicle Maintenance and Overhaul Policy The Catalogue of s and the s CD-ROM give the current issue number and status of documents published by the Safety & Standards Directorate. RAILTRACK 9