List of Capital Markets Services Licence holders for Dealing in Private Retirement Scheme as at 30 November 2014

Transcription

1 List of Capital Markets Services Licence holders for Dealing in Private Retirement Scheme as at 30 November 2014 No Company 1. A.D. Financial Sdn. Bhd. 2. Affin Hwang Asset Management Berhad 3. AIA Pension and Asset Management Sdn. Bhd. 4. AmInvestment Management Sdn Bhd 5. AmInvestment Services Berhad 6. Blueprint Planning Sdn. Bhd. 7. CIMB-Principal Asset Management Berhad 8. FA Advisory Sdn Bhd 9. FIN FREEDOM SDN BHD 10. Harveston Wealth Management Sdn Bhd 11. ifast Capital Sdn Bhd 12. Kenanga Investment Bank Berhad 13. Kenanga Investors Berhad 14. Legacy Advisory Sdn Bhd 15. Manulife Asset Management Services Berhad 16. Phillip Mutual Berhad 17. PMB Investment Berhad 18. Public Mutual Berhad 19. RHB Asset Management Sdn Bhd 20. Standard Financial Adviser Sdn Bhd 21. VKA Wealth Planners Sdn. Bhd. 22. Whitman Independent Advisors Sdn. Bhd.

2 1. A.D. Financial Sdn. Bhd. (formerly known as A.D. Capital Sdn. Bhd.) A.D. Capital Holdings Sdn. Bhd. Directors Yap Kean Wai Tai Hui Chung Wong Shan May Suite 716, 7th Floor,Block E, Phileo Damansara 1,Jalan 16/11, Petaling Jaya, Selangor, Telephone Fax Affin Hwang Asset Management Berhad s Affin Hwang Investment Bank Berhad Nikko Asset Management Asia Limited Directors Teng Chee Wai Tan Sri Dato' Seri Che Lodin bin Wok Kamaruddin Major General Dato' Latip Bin Ismail Maimoonah binti Mohamed Hussain Blair Chilton Pickerell Seet Oon Hui Eleanor (Xue Enhui Eleanor) Abd Malik Bin A Rahman Alternate Director to Blair Chilton Pickerell Compliance Officer Azizah binti Shukor Shahrin Bin Shaikh Mohd Ho Pei Yee Nurmadihah binti Jusoh Wan Juliana Aigawati binti Wan Mat Sim Yee Ling Key Management Shahrin Bin Shaikh Mohd Head of Compliance Suite 10-01, 10th Floor, Suite 11-01, 11th Floor, Suite 12-03, 12th Floor & 23rd Floor, Suite Kuala Lumpur, Wilayah Persekutuan, Telephone Fax

3 3. AIA Pension and Asset Management Sdn. Bhd. AIA Bhd. Directors Wang Ming Yuan Dato' Thomas Mun Lung Lee Mohd Daruis bin Zainuddin William Lisle Chief Executive Officer Compliance Officer Wang Ming-Yuan Cheah May Shi Chan Yiu Ming Level 21, Menara AIA, 99 Jalan Ampang, Kuala Lumpur, Wilayah Persekutuan, Telephone Fax AmInvestment Management Sdn. Bhd. AmInvestment Group Berhad Directors Datin Maznah binti Mahbob Professor Dr. Annuar bin Md Nassir Kok Tuck Cheong Mohd Fauzi Mohd Tahir Mustafa bin Mohd Nor Compliance Officer Koh Suet Peng Nervinderjeet Kaur a/p Gurnam Singh Telephone Fax Tingkat 9 & 10, Bangunan AmBank Group, 55 Jalan Raja Chulan, Kuala Lumpur, Wilayah Persekutuan,

4 5. AmInvestment Services Berhad AmInvestment Bank Berhad Directors Harinder Pal Singh a/l Joga Singh Prof. Dr Annuar Md Nassir Datin Maznah binti Mahbob Kok Tuck Cheong Mustafa bin Mohd Nor Compliance Officer Koh Suet Peng Nervinderjeet Kaur a/p Gurnam Singh 9 th Floor, Bangunan AmBank Group, 55 Jalan Raja Chulan, Kuala Lumpur, Wilayah Persekutuan, Telephone Fax Blueprint Planning Sdn. Bhd. s Raju K. Ramasamy Normaria binti Omar Wong Li Yuin V. Thanga Velu a/l A Velu Directors V. Thanga Velu a/l A Velu Normaria binti Omar Wong Li Yuin Company Secretaries Kuan Hui Fang Tham Wai Ying Telephone Fax No.107, Level 1, Block 2, Laman Seri Business Park, Persiaran Sukan Seksyen 13, Shah Alam, Selangor,

5 7. CIMB-Principal Asset Management Berhad (formerly known as Commerce Trust Berhad) s CIMB Group Sdn Bhd Pricipal International (Asia) Limited Directors Munirah binti Khairuddin Dato' Tengku Zafrul bin Tengku Abdul Aziz Raja Noorma binti Raja Othman Wong Joon Hian Anwar bin Aji Rex, Auyeung Pak Kuen Fad'l bin Mohamed A. Huzaime bin Abdul Hamid John Campbell Tupling Nor Azzam Bin Abdul Jalil Luis Eduardo Valdes Illanes Ned Alan Burmeister Badlisyah bin Abdul Ghani Alternate Director to Luis Eduardo Valdes Illanes Alternate Director to Raja Noorma binti Raja Othman Company Secretaries Compliance Officer Rossaya Mohd Nashir Halimah binti Habib Yap Ben Shiow Telephone Fax Level 5, Menara Milenium, 8 Jalan Damanlela, Bukit Damansara, Kuala Lumpur, Wilayah Persekutuan,

6 8. FA Advisory Sdn Bhd (formerly known as Uniplan Advisory Sdn. Bhd.) s Financial Alliance Corporation Pte Ltd Tan Ai Chin Woon Wai Min Directors Tan Ai Chin Tang Khan Loon Wan Mohamad Sani Bin Wan A Hamid Kua Swee Tieng Telephone Fax Suite 29-6, Level 29, Menara 1 Mont' Kiara, 1 Jalan Kiara, Mont' Kiara, Kuala Lumpur, Wilayah Persekutuan, 9. FIN Freedom Sdn Bhd (formerly known as Lion Wealth Advisors Sdn Bhd) s Lion Team Adviser Sdn. Bhd. Chan Boon Jiunn Lim Beng Leng Sin Chee Kwan Lam Wai Min@Lam Ah Kow Goh Suan Chin Directors Sin Chee Kwan Thum Kheng Pong Chew Ai Keow D'Piazza Mall, No , Jalan Mahsuri, Bayan Lepas, Pulau Pinang, Telephone Fax

7 10. Harveston Wealth Management Sdn Bhd (formerly known as GV Wealth Planners Sdn. Bhd.) Harveston Capital Sdn. Bhd. Directors Chin Chee Keong Phang Kar Yew Tan Kian Keong Ooi Chin Ann Company Secretaries Ng Phooi Yuen Lau Chin Lee Telephone Fax D-9-02, Block D, Oasis Square, No 2 Jalan PJU 1A/7A, Ara Damansara, Petaling Jaya, Selangor, 11. ifast Capital Sdn Bhd ifast Malaysia Sdn Bhd (F.K.A. ifast-osk Sdn Bhd) Directors Lim Chung Chun Tan Yik Kuan Wong Weiyi Zakaria Bin Lebai Said Company Secretaries Kuan Hui Fang Wong Wai Foong Telephone Fax Level 28, Menara Standard Chartered, No. 30 Jalan Sultan Ismail, Kuala Lumpur, Wilayah Persekutuan,

8 12. Kenanga Investment Bank Berhad K & N Kenanga Holdings Berhad Directors YM Tengku Dato Paduka Noor Zakiah binti Tengku Ismail YM Raja Dato Seri Abdul Aziz bin Raja Salim Dato' Richard Alexander John Curtis Kevin How Kow Luigi Fortunato Ghirardello Syed Ahmad Alwee Alsree Nilesh Navlakha Ismail Harith Merican Luk Wai Hong, William Chief Executive Officer Compliance Officers Norliza Binti Abd Samad Chay Wai Leong Nurul Aini bt Ahmad Ali Nordin Anisah Binti Abdul Wahab Maheswari A/P G Kanniah Hasmira binti Yusoff Evawani binti Abdul Aziz Saifulizan bin Bahar Key Management Bruno Teo Tzieu Head of Dealing - Securities Chan Tuck Kiong Head of Dealing - Securities Lee Kok Khee Head of Dealing - Securities Muhammad Yazid bin Md Diah Head of Dealing - Debt Capital Markets/Bonds Ng Yoke Mun Head of Operations Lum Chee Wah Head of Operations Donald Dings Marandha Head of Operations Lai Yew Hoong Head of Corporate Finance (Debt) Chua Beng Cheng Head of Corporate Finance Sim Kheng Boon Head of Corporate Finance Tan Heng Chee Head of Corporate Finance Chan Ken Yew Head of Research Maheswari A/P G Kanniah Head of Compliance (es) 4-10, 15-16, 18 & 20, Kenanga International, Jalan Sultan Ismail, Kuala Lumpur, Wilayah Persekutuan, Telephone Fax

9 Cawangan Jalan Boulevard Utama, Miri, Sarawak Level 2 & 3, Lot 2465, Jalan Boulevard Utama, Boulevard Commercial Centre, Miri, Sarawak, Telephone Fax Cawangan Jalan Genuang, Segamat, Johor Tingkat Bawah dan Tingkat Mezzanine, No.34, Jalan Genuang, Segamat, Johor, Telephone Fax Cawangan Jalan Persiaran Barat, Petaling Jaya, Selangor Ground - Fifth Floor,East Wing, Quattro West, No. 4, Lorong Persiaran Barat, Petaling Jaya, Selangor, Telephone Fax Cawangan Jalan Sultan Ahmad Shah, Pulau Pinang Lot 1.02, Aras 1 dan Lot 2.02, Aras 2, Menara KWSP, 38, Jalan Sultan Ahmad Shah, Pulau Pinang, Pulau Pinang, Telephone Fax Cawangan Jalan Sungai Sarawak, Kuching, Sarawak Level 2, 3 & 4, Wisma Mahmud, Jalan Sungai Sarawak, Kuching, Sarawak, Telephone Fax Cawangan Jalan Syed Abdul Hamid Sagaff, Kluang, Johor 33 & 35 (Tingkat Bawah dan Tingkat Satu A&B), Jalan Syed Abdul Hamid Sagaff, Kluang, Johor, Telephone Fax Cawangan Jalan USJ 10/1A, Subang Jaya, Selangor 55C (2nd Floor), Jalan USJ 10/1F, Subang Jaya, Selangor, Telephone Fax Cawangan Lorong Kampung Datu 3, Sibu, Sarawak Tingkat Bawah & Tingkat Satu, No , Lorong Kampung Datu 3, Sibu, Sarawak, Telephone Fax Cawangan Taman Bandar Tangkak, Tangkak, Johor Tingkat Bawah, No. 4, Jalan Dataran 1, Taman Bandar Tangkak, Tangkak, Johor, Telephone Fax

10 Cawangan Taman Intan, Klang, Selangor Bilik 7.02, Aras 7, Menara ING, Intan Millenium Square, No. 68, Jalan Batai Laut 4, Taman Intan, Klang, Selangor, Telephone Fax Cawangan Taman Pelangi, Johor Bahru, Johor Aras 2 & 3, Menara Pelangi, Jalan Kuning, Taman Pelangi, Johor Bahru, Johor, Telephone Fax Cawangan The Curve, Mutiara Damansara, Petaling Jaya, Selangor Lot 240, Tingkat 2, The Curve, No. 6, Jalan PJU7/3, Mutiara Damansara, Petaling Jaya, Selangor, Telephone Fax Cawangan Batu Pahat, Johor No. 24, 24A & 24B, Jalan Penjaja 3, Kim Park Centre, Batu Pahat, Johor, Telephone Fax Cawangan Bintulu, Sarawak Groud Floor of Survey Lot No. 4203, Parkcity Commerce Square, Phase 6, Jalan Diwarta, Bintulu, Town District, Sarawak, Telephone Fax Cawangan Wisma Genting, Kuala Lumpur 1st Floor, Wisma Genting, Jalan Sultan Ismail, Kuala Lumpur, Wilayah Persekutuan, Telephone Fax Cawangan Ipoh, Perak No. 63, Ground, 1st, 2nd and 4th Floor, Persiaran Green Hill, Ipoh, Perak, Telephone Fax Cawangan Jalan Ali, Muar, Johor 57, 59 & 61, Jalan Ali, Muar, Johor, Telephone Fax Cawangan Yong Peng, Johor Tingkat Bawah, 234, Jalan Besar, Taman Semberong Baru, Yong Peng, Johor, Telephone Fax

11 Cawangan Teluk Intan, Perak No. 7B-1, Jalan Laman Intan, Bandar Baru Teluk Intan, Teluk Intan, Perak, Telephone Fax Cawangan Kuantan, Pahang A15, A17 & A19, Ground Floor, Jalan Tun Ismail 2, Sri Dagangan 2, Kuantan, Pahang, Telephone Fax Cawangan Melaka Raya, Melaka 71 (Ground, A & B) & 73 (Ground, A & B), Jalan Merdeka, Taman Melaka Raya, Melaka, Melaka, Telephone Fax Cawangan Penang (Menara Boustead), Pulau Pinang 7th, 8th & 16th Floor, Menara Boustead Penang, 39, Jalan Sultan Ahmad Shah, Penang, Pulau Pinang, Telephone Fax Cawangan Kota Kinabalu, Sabah Level 8, Wisma Great Eastern, 68 Jalan Gaya, Kota Kinabalu, Sabah, Telephone Fax Cawangan Damansara, Kuala Lumpur Ground, Mezzanine, 1st and 2nd Floors (West & Center Wing) & 1st Floor East Wing, Bangunan ECM Libra, 8 Jalan Damansara Endah, Damansara Heights, Kuala Lumpur, Wilayah Persekutuan, Telephone Fax Cawangan Seremban, Negeri Sembilan 1C & 1D, Ground & Ist Floor, Jalan Tunku Munawir, Seremban, Negeri Sembilan, Telephone Fax Cawangan Sitiawan, Perak Ground Floor, No 25 & 25A, Jalan Jaya 2, Medan Jaya, Sitiawan, Perak, Telephone Fax Cawangan Bandar Baru Klang, Selangor No 35 (Ground, 1st Floor & 2nd Floor), Jalan Tiara 3, Bandar Baru Klang, Klang, Selangor, Telephone Fax

12 Cawangan Batu Berendam, Melaka 22A & 22A-1, 26 & 26-1, Jalan MP 10, Taman Merdeka Permai, Batu Berendam, Melaka, Telephone Fax Cawangan Subang Jaya (Wisma Consplant 2), Selangor 1st Floor, East Wing, Wisma Consplant 2, No. 7, Jalan SS 16/1, Subang Jaya, Selangor, Telephone Fax EAF - Triang, Pahang No. 1, Groud Floor, Jalan Dagangan 6, Pusat Dagangan Triang, Triang, Pahang, Telephone Fax Cawangan Johor Bahru - Menara MSC Cyberport, Johor Bahru, Johor Suite 16-02, and 16-03A, Level 16, Menara MSC Cyberport, No 5, Jalan Bukit Meldrum, Johor Bahru, Johor, Telephone Fax Cawangan Pandan Indah, Kuala Lumpur M3-A-7 & M3-A-8, Jalan Pandan Indah 4/3A, Pandan Indah, Kuala Lumpur, Wilayah Persekutuan, Telephone Fax Cawangan Jalan Abell, Kuching Suite 9 & 10, 3rd Floor, Yung Kong Abell, Lot 365, Abell Road, Kuching, Sarawak, Telephone Fax EAF - Pontian, Johor 916, Ground Floor, Jalan Bakek, Pontian, Johor, Telephone Fax

13 13. Kenanga Investors Berhad (formerly known as CMS Trust Management Berhad) Kenanga Investment Bank Berhad Directors Syed Zafilen bin Syed Alwee Ismitz Matthew De Alwis Raja Dato' Seri Raja Abdul Aziz bin Raja Salim Datuk Syed Ahmad Alwee Alsree Kho Yaw Huat Vivek Sharma Peter John Rayner Norliza Binti Abd Samad Telephone Fax Suite 1202, 12th Floor, Kenanga International, Jalan Sultan Ismail, Kuala Lumpur, Wilayah Persekutuan, 14. Legacy Advisory Sdn Bhd s Chan Kin Wai Thaw Yeng Cheong Directors Chan Kin Wai Thaw Yeng Cheong Ng Mee Lan 7A, Jalan Todak 5, Pusat Bandar Seberang Jaya, Seberang Jaya, Pulau Pinang, Telephone Fax

14 15. Manulife Asset Management Services Berhad (formerly known as Manulife Unit Trusts Berhad) Manulife Holdings Berhad Directors Chong Soon Min Wong Boon Choy Datuk Seri Panglima Mohd Annuar bin Zaini Md Agil bin Mohd Natt Michael Floyd Dommermuth Edmond Cheah Swee Leng Company Secretaries Compliance Officers Ling Chui Shee Jasbender Kaur A/P Mehar Singh Tew Sow Hume Yooi Foong Hing Telephone Fax Tingkat 13, Menara Manulife, No. 6, Jalan Gelenggang, Damansara Heights, Kuala Lumpur, Wilayah Persekutuan, 16. Phillip Mutual Berhad s Phillip Capital Holdings Sdn Bhd Ehsan Astaka Sdn Bhd Directors Mohd Fadzli bin Mohd Anas Tan Sri Dato Ir Talha bin Mohd Hashim Tan Sri Dato Ir Jamilus bin Md Hussin Nona binti Salleh Andy Lim Say Kiat Linus Lim Wen Sheong Lee Chay Khiong Alternate Director Tan Boon Seng B-2-7 Megan Avenue II, 12 Jalan Yap Kwan Seng, Kuala Lumpur, Wilayah Persekutuan, Telephone Fax

15 17. PMB Investment Berhad (formerly known as ASM Investment Services Berhad) Amanah Saham Mara Berhad Directors Dato' Mohammad Safie bin Asnawi Nik Mohamed Zaki bin Nik Yusoff Prof. Dr. Faridah Haji Hassan Dato Sri Abd Rahim Bin Abdul Datuk Zamani Bin Md. Noor Mansoor bin Ahmad Ameer Ali bin Vali Mohamed Ahmad Nazim bin Abd Rahman Chief Executive Officer Compliance Officer Ameer Ali bin Vali Mohamed Shahrizat binti Othman Mohd Adzhar Bin Abd Hamed Ground Floor, Wisma PMB, 1A, Jalan Lumut, Kuala Lumpur, Wilayah Persekutuan, Telephone Fax

16 18. Public Mutual Berhad s Public Consolidated Holdings Sdn Bhd Business Premium Sdn Bhd Rothputra Nominees (Tempatan) Sdn Bhd Directors Yeoh Kim Hong Tan Sri Dato Thong Yaw Hong Tan Sri Dato Sri Dr. Teh Hong Piow Dato Sri Tay Ah Lek Dato' (Dr) Mohamed Ishak bin Haji Mohamed Ariff Dato' Mohammed Najeeb Bin Abdullah Dato' Lee Kong Lee Kong Lam Haji Abdul Aziz bin Omar Quah Poh Keat Company Secretaries Compliance Officers Pang Siew Han Tang Pueh Fong Mahadi Bin Abdul Rahaman Abdul Samad Bin Jaafar Telephone Fax Block B, Sri Damansara Business Park, Persiaran Industri, Bandar Sri Damansara, Kuala Lumpur, Wilayah Persekutuan,

17 19. RHB Asset Management Sdn Bhd (formerly known as RHB Investment Management Sdn Bhd) RHB Capital Berhad Directors Ong Yin Suen Khairuddin Bin Ahmad Othman bin Jusoh Chin Yoke Chung Patrick Abdul Aziz Peru Mohamed Chief Executive Officer Compliance Officer Ho Seng Yee Azman Shah bin Md Yaman Wong Ching Fai 19th Floor, Plaza OSK, Jalan Ampang, Kuala Lumpur, Wilayah Persekutuan, Telephone Fax Standard Financial Adviser Sdn Bhd (formerly known as Standard Financial Planner Sdn. Bhd.) Professional Investment Services (Malaysia) Sdn Bhd Directors Wong Keng Leong Khoo Chuin Yuen Tan Chin Cherng Ruzilah Binti Mohammad Alias Jamil Khair Bin Ahmad Rashidi Company Secretaries Tham Wai Ying Kuan Hui Fang Telephone Fax Unit B-8-03A, Block B West, Menara PJ8, Jalan Barat Section 8, Petaling Jaya, Selangor,

18 21. VKA Wealth Planners Sdn. Bhd. s Lim Chong Hee Teo Geok Kee Zuhana binti Mohamed Nasi Directors Lim Chong Hee Teo Geok Kee Zuhana Binti Mohamed Nasir Company Secretaries Ho Shook Meng Tay Pooi Hoon E-7-27, Ioi Boulevard, Jalan Kenari 5, Bandar Puchong Jaya, Puchong, Selangor, Telephone Fax Whitman Independent Advisors Sdn. Bhd. s Yap Ming Hui Yap Choy Har Directors Yap Ming Hui Yap Choy Har Chai Yah Kang No. 19-2, Level 1, Block E1 Jalan PJU 1/42, Dataran Prima, Petaling Jaya, Selangor, Telephone Fax