LIST OF LICENSED INVESTMENT ADVISERS (FINANCIAL PLANNER) AS AT 31 JULY 2005
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1 LIST OF LICENSED INVESTMENT ADVISERS (FINANCIAL PLANNER) AS AT 31 JULY 2005 Corporation: NO COMPANY NAME 1. CTLA Financial Planners Sdn. Bhd. 2. Deakin Wealth Solutions Sdn. Bhd. 3. DF Wealth Management Sdn. Bhd. 4. Efficient Frontier Capital Advisors Sdn. Bhd. 5. Great Vision Financial Advisers Sdn. Bhd. 6. Greenwich Wealth Management Sdn. Bhd. 7. IIFIN Planners Sdn. Bhd. 8. Impact Independent Financial Advisory Sdn. Bhd. 9. Independent Planners Sdn. Bhd. 10. MAAKL Mutual Bhd. 11. MyFP Services Sdn. Bhd. 12. Optiplan Sdn. Bhd. 13. OSK Wealth Planners Sdn. Bhd. 14. Phillip Wealth Planners Sdn. Bhd. 15. Premier Financial Services Sdn. Bhd. 16. Proper.T Wealth Planners Sdn. Bhd. 17. Provident Financial Planner Sdn. Bhd. 18. S&P Networth Advisors Sdn. Bhd.
2 19. SBB Mutual Berhad 20. Standard Financial Planner Sdn. Bhd. 21. Total Financial Planning Advisory Sdn. Bhd. 22. Whitman Independent Advisors Sdn. Bhd. Individuals: NO NAME 1. Abd Aziz bin Ibrahim (Aziz Ibrahim Financial Consultant) 2. Badariyah binti Bahari (Mont Biz Management) 3. Battchoo Ratilal (Battchoo & Co.) 4. Chin Ming Chung (Bizcom Management) 5. Chong Chai Pin (C & A Financial Planning) 6. Chong Paw Long (Valueplan Management) 7. Chong Sui Wei (Wealth Concepts Consultancy) 8. Choong Choon Ming (CCM Consulting) 9. Christopher Heng Kee Chai (Christopher Heng & Co.) 10. Chua Lian Chooi (L.C. Chua & Associates) 11. Heong Kong Chee (Ethan Heong Agency) 12. Janet Ang Siew Cheng (Business Match Management Consultants) 13. Jerome Christian Nicholas David (J David & Associates) 14. Khoo Choon Keat (Khoo Choon Keat & Associates)
3 15. Koh Kheng Hwa (K.C. Koh Tax Accounting & Corporate Services) 16. Lai Keun Ban (Lai Keun Ban And Associates) 17. Lee Hooi Seng (Good Life Planning) 18. Lee Meang Sun (Roland Lee Consultancy) 19. Ling Chai Kua (Carliang Service & Agency) 20. Ling Teck Sen (Certified Financial Planning Group & Co.) 21. Loh Huey Chin (Loh Huey Chin Agency) 22. Michael Toh Chin Boon (Michael Toh Chin Boon) 23. Mohamad Manmohan bin Abdullah (Life Specialist Wealth Planner) 24. Ng Kim Leng (Ng Kim Leng) 25. Peter Yap Seng (Peter Yap & Company) 26. Ruslinda binti Sulaiman (RH Planners & Services) 27. Saw Chye Lay (Infodollars Consultancy) 28. Tay Cheng Lye (TCL Management Services) 29. Tham Sow Keng (Tham Sow Keng) 30. Thum Kheng Pong (KP Resources) 31. Ting Kow Fong (TKF Planning & Advisory) 32. Vatsala a/p Ayadurai (Vatsala a/p Ayadurai) 33. Wan Hooi Poh (Wan Hooi Poh (Kim Consultancy)) 34. Yong Tat Meng (Golden Years Agency)
4 Corporation: 1. Company: Company Secretaries: Representatives: CTLA Financial Planners Sdn. Bhd. Lee Chee Thye Young Yoke Kwai Rozzana bt Mohamed Sazali Low Peng Wai Lee Kok Weng Arbayah binti Ismail Mohammad bin Hussain Lee Chee Thye (Licensed Person) Young Yoke Kwai Rozzana bt Mohamed Sazali Low Peng Wai Arbayah binti Ismail (Licensed Person) Lee Chee Thye Wan Kar Seong 1. Lee Chee Thye P/A0476/IR(FP)/ Arbayah binti Ismail P/A0477/IR(FP)/ Jalan PJU 1/42A Blok F2 Dataran Prima Petaling Jaya Tel: Fax: Company: Deakin Wealth Solutions Sdn. Bhd. Tengku Mohammad Reza bin Tengku Izham Shah Ronald Leong Yik Seng Tan Min Min Phang Kwong Raymond Lum Wil-Liam Oo Lay Choo Lee Ten Ten Tengku Mohammad Reza bin Tengku Izham Shah Ronald Leong Yik Seng (Licensed Person)
5 Tan Min Min Phang Kwong Raymond Representatives: Chee Sock Kion 1. Ronald Leong Yik Seng P/A0499/IR(FP)/ Phang Kwong Raymond P/A0544/IR(FP)/2005 Suite 330, Block A, 3rd Floor (Lift Lobby No 6) Damansara Intan No. 1, Jalan SS20/ Petaling Jaya Tel: Fax: Company: Representatives: DF Wealth Management Sdn. Bhd. Tan Poh Lee Yeoh Cheng Chin Tan Poh Lee (Licensed Person) Yeoh Cheng Chin (Licensed Person) Tan Poh Lee 1. Tan Poh Lee P/A0463/IR(FP)/ Yeoh Cheng Chin P/A0464/IR(FP)/2004 C-P63, Kelana Square, Jalan SS 7/ Petaling Jaya Tel: Fax: Company: Efficient Frontier Capital Advisors Sdn. Bhd. Zarina binti Omar Munawir bin Mohammad
6 Representative: Zarina binti Omar (Licensed Person) Munawir bin Mohammad Fadillah binti Omar Anwarul Haq bin Ahmad 1. Zarina binti Omar P/A0500/IR(FP)/2004 No. 27A, Jalan BK5A/2 Bandar Kinrara Puchong Tel: Fax: Company: Representatives: Principal Office Great Vision Financial Advisers Sdn. Bhd. Great Vision Capital Sdn Bhd Tang Wey Hon Chua Tia Guan Tang Wey Hon Chua Tia Guan (Licensed Person) Mohamad Sani bin Ayob Choo Yin Kwan. 1. Chua Tia Guan P/A0437/IR(FP)/ Phang Kar Yew P/A0438/IR(FP)/2004 Aras 9, Menara ING Intan Millennium Square 68 Jalan Batai Laut 4 Taman Intan Klang Tel: Fax:
7 59-1, The Boulevard, Mid Valley City Lingkaran Syed Putra Kuala Lumpur Tel: Fax: Company: Representative: Greenwich Wealth Management Sdn. Bhd. Poh Chee Seng Tang Sin Luan Poh Chee Seng (Licensed Person) Tang Sin Luan Chua Hock Tee 1. Poh Chee Seng P/A0501/IR(FP)/ , Suite 2 Jalan Ros Merah 2/3 Taman Johor Jaya Johor Bahru Johor Tel: Fax: Company: Representative: IIFIN Planners Sdn. Bhd. Maznita binti Mokhtar Puteri Afroze binti Ahmed Kamil Ab Latiff bin Hashim Maznita binti Mokhtar (Licensed Person) Puteri Afroze binti Ahmed Kamil Ab Latiff bin Hashim Nurul Farahin binti Md Ambia. 1. Maznita binti Mokhtar P/A0482/IR(FP)/2004
8 39-3A, Blok H, Jalan PJU1/3F SunwayMas Commercial Centre Petaling Jaya Tel: Fax: Company: Representatives: Impact Independent Financial Advisory Sdn. Bhd. Raju a/l K. Ramasamy Shaharatul Na im binti Mohamad Aris Dr. Anthonysamy a/l Savarinathan Ravindran Nair a/l Vasudevan Nair Santhana Dass a/l Savarinathan Raju a/l K. Ramasamy (Licensed Person) Shaharatul Na im binti Mohamad Aris (Licensed Person) Dr. Anthonysamy a/l Savarinathan Ravindran Nair a/l Vasudevan Nair (Licensed Person) Teoh Gaik Lim 1. Raju a/l K. Ramasamy P/A0508/IR(FP)/ Ravindran Nair a/l Vasudevan Nair P/A0509/IR(FP)/ Shaharatul Na im binti Mohamad Aris P/A0510/IR(FP)/2005 Suite 339, Blok A1 Leisure Commerce Square No. 9, Jalan PJS8/ Petaling Jaya Tel : Fax : Company: Independent Planners Sdn. Bhd. Looi Kok Loon Victor Foo Seang Kwang
9 Representatives: Looi Kok Loon Victor Foo Seang Kwang (Licensed Person) Leong Shueu Yin 1. Victor Foo Seang Kwang P/A0504/IR(FP)/ Teoh Loon Heng P/A0505/IR(FP)/2005 A-3A-01, Plaza Mont Kiara 2 Jalan Kiara Kual Lumpur Tel : Fax: Company: Representative: MAAKL Mutual Bhd. MAA Corporation Sdn Bhd Khyra Liberty Sdn Bhd Tunku Ya acob bin Tunku Abdullah Yeo Took Keat Wong Boon Choy (Licensed Person) Wong Say Fun Leong Tuck Onn Nikmat bin Abdullah Lai Chung Wah Lily Yin Kam May 1. Wong Boon Choy P/A0546/IR(FP)/ , Mezzanine Floor MAA Tower No. 12, Jalan Dewan Bahasa Kuala Lumpur Tel: Fax:
10 11. Company: Representatives: MyFP Services Sdn. Bhd. Chan Chee Sing Eng Meei Yu Foo Jee Yee Mak Meng Chin Eng Meei Yu (Licensed Person) Foo Jee Yee (Licensed Person) Mak Meng Chin (Licensed Person) Tan Chu Kee. 1. Eng Meei Yu P/A0450/IR(FP)/ Foo Jee Yee P/A0452/IR(FP)/ Mak Meng Chin P/A0451/IR(FP)/2004 Lot 5 & 6, Bukit Jalil Golf & Country Resort Jalan 3/155B Bukit Jalil Kuala Lumpur Tel: Fax: Company: Company Secretaries: Representative: Optiplan Sdn. Bhd. Ti Lian Keong Cheong Kim Chee Ti Lian Keong Cheong Kim Chee (Licensed Person) Tan Sock Jong Chandra Dass a/l Sivaram Cheong Kim Chee Suite C-06-07, Plaza Mont Kiara No. 2, Jalan Kiara, Mont Kiara Kuala Lumpur Tel: Fax: P/A0447/IR(FP)/2004
11 13. Company: Representatives: OSK Wealth Planners Sdn. Bhd. OSK Holdings Berhad Equitable Investment Co. (HK) Ltd Richard Lewis Bender Dato Nik Mohamed Din bin Nik Yusoff Qua Mu Im (Licensed Person) Leong Hon Sze Ong Yin Suen Leong Oi Wah. 1. Qua Mu Im P/A0431/IR(FP)/ th Floor, Plaza OSK Jalan Ampang Kuala Lumpur Tel.: Fax: Company: Representative: Phillip Wealth Planners Sdn. Bhd. Lim Hua Min Lim Wah Lin Nona binti Salleh Chong Teik Siang Hisham bin Sh Osman (Licensed Person) Tan Boon Seng. 1. Hisham bin Sh Osman P/A0560/IR(FP)/2005 B-2-6, Megan Avenue II No. 12, Jalan Yap Kwan Seng Kuala Lumpur Tel: Fax:
12 15. Company: Representative: Premier Financial Services Sdn. Bhd. Kee Wah Soong Chong Poh Leng Kee Hoong Wah Kee Wah Soong Chong Poh Leng Dato Nik Mod Amin Nik Abdul Majid Wan Faris Bin Salleh 1. Gan Boon Kiow P/A0466/IR(FP)/ nd Floor, Bangunan WSF 42-1B, Jalan Sultan Ismail Kuala Lumpur Tel: Fax: Company: Representative: Proper.T Wealth Planners Sdn. Bhd. Tan Kim Han Lee Suh Fen Tan Kim Han (Licensed Person) Lee Suh Fen Tan Kim Han. 1. Tan Kim Han P/A0440/IR(FP)/2004 Lot 134, Wisma Datuk Hj Mohd Off Jalan Hang Tuah Melaka Tel: Fax:
13 17. Company: Representative: Provident Financial Planner Sdn. Bhd. Soo Joo Heng Cheah Suat Khoon Soo Joo Siang Soo Joo Heng (Licensed Person) Cheah Suat Khoon Soo Joo Siang Ong Ai Leng 1. Soo Joo Heng P/A0536/IR(FP)/2005 No. 58-A, Jalan Cantonment Pulau Pinang Tel: Fax: Company: Representatives: S&P Networth Advisors Sdn. Bhd. Chan Wan Siew Teh Aik Leong Chan Wan Siew (Licensed Person) Teh Aik Leong (Licensed Person) Chong Sook Furn. 1. Chan Wan Siew P/A0434/IR(FP)/ Teh Aik Leong P/A0433/IR(FP)/ Teoh Ka Nai P/A0435/IR(FP)/ Wong Hung Chew P/A0436/IR(FP)/2004 E3A-11, Blok E Phileo Damansara 1 9 Jalan 16/11 Off Jalan Damansara Petaling Jaya
14 Tel: Fax: Company: Shareholder: Representatives: SBB Mutual Berhad BHL Venture Berhad Dato (Dr) Yeap Leong Huat Tan Sri Dato (Dr) R.V. Navaratnam Dato Dr. Yahya bin Ismail Raja Puan Sri Dato Noora Ashikin binti Raja Abdullah Wong Joon Hin Foo Choy Leng 1. Low Hong Ceong P/A0475/IR(FP)/ Chan Kok Hin P/A0474/IR(FP)/ Razanah Ruhana binti Mustapha P/A0478/IR(FP)/ Yeap Cheng Hock P/A0485/IR(FP)/ Chuah Siew Sim P/A0486/IR(FP)/ Looi Siew Fun P/A0487/IR(FP)/ Tang Wee Hen P/A0488/IR(FP)/ Vijayaletchumy a/p A. Tambusamy P/A0489/IR(FP)/ Oon Yen Nee P/A0490/IR(FP)/ Ng Yoke Ling P/A0491/IR(FP)/ Lee Ling P/A0492/IR(FP)/ Joyce Liew Sweet Ching P/A0493/IR(FP)/ Chan Kwee Peng P/A0494/IR(FP)/ Christopher Chiu Sze Siong P/A0498/IR(FP)/ Anne Haemamalini a/p S. Vythilingam P/A0485/IR(FP)/ Cheong Soo Peow P/A0496/IR(FP)/ Henry Lim Han Keong P/A0495/IR(FP)/ Lam Kam Ken P/A0484/IR(FP)/ Moi Pak Kheong P/A0511/IR(FP)/ Yip Lee Gip Lai Kheun P/A0512/IR(FP)/ ,52 & 54, Jalan SS 21/39 Damansara Utama Petaling Jaya
15 Tel: Fax: Company: Company Secretaries: Representatives: Standard Financial Planner Sdn. Bhd. Chong Moan Cheong Moon Lam Wong Keng Leong Tung Lai Tee Lai Foon Lim Yan Chang Sek Hai Choon Wong Yip Kee Tan Poo Hong Loh Choon Foong Chong Moan Cheong Moon Lam (Licensed Person) Lim Yan Chang (Licensed Person) Sek Hai Choon (Licensed Person) Ng Shee Peng Malathey a/p Vellasamy Lim Koon Lie 1. Chong Moan Lam P/A0471/IR(FP)/ Sek Hai Choon P/A0472/IR(FP)/ Lim Yan Chang P/A0473/IR(FP)/ Au Yong Mun Bong P/A0521/IR(FP)/ Bose Dasan a/l K Palasingam P/A0513/IR(FP)/ Heng Lee Ming P/A0515/IR(FP)/ Kok Teck Koon P/A0522/IR(FP)/ Lim Tau Ming P/A0514/IR(FP)/ Loh Choon Foong P/A0523/IR(FP)/ Oon Kee Hock P/A0518/IR(FP)/ Soon Chiam Tin P/A0524/IR(FP)/ Tan Beng Wah P/A0525/IR(FP)/ Teh Chet Yeong P/A0516/IR(FP)/ Wee Lian Siu P/A0517/IR(FP)/ th Floor, Menara Safuan No. 80, Jalan Ampang Kuala Lumpur Tel: Fax:
16 21. Company: Representative: Total Financial Planning Advisory Sdn. Bhd. Ng Kee Beng Sabina binti Saran Lee Bee Geok Ng Kee Beng (Licensed Person) Sabina binti Saran Ng Kee Beng 1. Ng Kee Beng P/A0465/IR(FP)/ , Jalan Bandar Rawang 3 Pusat Bandar Rawang Rawang Tel: Fax: Company: Representatives: Whitman Independent Advisors Sdn. Bhd. Yap Ming Hui Yap Choy Har Yap Ming Hui (Licensed Person) Yap Choy Har Ooi Yee Pei 1. Yap Ming Hui P/A0470/IR(FP)/ Lee Sen Tiong P/A0468/IR(FP)/ Soh Swee Ting P/A0542/IR(FP)/ Lai Yun Woon P/A0543/IR(FP)/2005 No. 19-2, Level 1 Block E1 Jalan PJK 1/42 Dataran Prima Petaling Jaya Tel: Fax:
17 Individuals: 1. : Abd Aziz bin Ibrahim Aziz Ibrahim Financial Consultant H-1-15A, Jalan PJU 10/10A Saujana Damansara Petaling Jaya 2. : Badariyah binti Bahari Mont Biz Management 22, Jalan 6/27D Seksyen 6, Wangsa Maju Kuala Lumpur Tel: : Battchoo Ratilal Battchoo & Co. B608, 6 th Floor, Block B Dataran Usahawan Kelana (Kelana Square) 17 Jalan SS7/ Kelana Jaya Petaling Jaya, Tel: Fax: : Chin Ming Chung Bizcom Management 32A, Lorong Taman Ipoh 1 Taman Ipoh Selatan Ipoh Perak
18 Tel: : Chong Chai Pin C & A Financial Planning 2E/F/G, Ground Floor Jalan Giam, Taman Majidee Johor Bahru Johor Tel: No. 16A, Jalan Johar 2 Taman Desa Cemerlang Ulu Tiram Johor Tel: No. 25A & B, 2 nd Floor Jalan Dato Tan Seng Leong Kluang Johor Tel: : Chong Paw Long Valueplan Management No , Jalan Permas 10 Bandar Baru Permas Jaya Johor Bahru Johor Tel: : Chong Sui Wei Wealth Concepts Consultancy
19 Suite 14.01, 14 th Floor Menara ING No. 84, Jalan Raja Chulan Kuala Lumpur Tel: : Choong Choon Ming CCM Consulting 22 GM, Jalan Perdana 5/11 Pandan Perdana Kuala Lumpur Tel: : Christopher Heng Kee Chai Christopher Heng & Co , Kompleks Mutiara (Level 8) 3 ½ Miles, Jalan Ipoh Kuala Lumpur Tel: : Chua Lian Chooi L.C. Chua & Associates , Level 3, Krystal Point Corporate Park No. 1, Jalan Tun Dr Awang Bayan Lepas Penang Tel: : Heong Kong Chee Ethan Heong Agency
20 Block C, 5 th Floor Suite C5-6, Megan Avenue 1 189, Jalan Tun Razak Kuala Lumpur Tel: : Janet Ang Siew Cheng Business Match Management Consultants 148M, Jalan Mega Mendung Kompleks Bandar Bt. 5 Jalan Klang Lama Kuala Lumpur Tel: : Jerome Christian Nicholas David J David & Associates 15-1, Medan Setia 1 Plaza Damansara, Bukit Damansara Kuala Lumpur Tel: : Khoo Choon Keat Khoo Choon Keat & Associates Unit 1-2-5, Suite A No. 1, Jalan P Ramlee Penang Tel: : Koh Kheng Hwa K.C. Koh Tax Accounting & Corporate Services
21 114, Taman Kota Laksamana Melaka 30-A, Jalan Melaka Raya 25 Taman Melaka Raya Melaka Tel: (1 st Floor), Jalan Orkid Off Jalan Sia Her Yam Segamat Johor Tel: : Lai Keun Ban Lai Keun Ban And Associates No. 69-1, Jalan Melaka Raya 25 Taman Melaka Raya Melaka Tel : : Business Address Lee Hooi Seng Good Life Planning 29-A, 1 st Floor Jalan SS2/ Petaling Jaya Tel: Fax: : Lee Meang Sun Roland Lee Consultancy
22 22, Jalan Tun Sambanthan Kuala Lumpur Tel: : Ling Chai Kua Carliang Service & Agency No. 43, 1 st Floor Jalan Masjid Lama Sarikei, Sarawak Tel: : Ling Teck Sen Certified Financial Planning Group & Co Shoplot 33, Lot 733, C.F Park, Bintulu Sarawak 21. : Loh Huey Chin Loh Huey Chin Agency Unit 1-2-5, Suite B No.1, Jalan P. Ramlee Georgetown Pulau Pinang Tel: : Michael Toh Chin Boon Michael Toh Chin Boon Level 19, Menara KWSP 38, Jalan Sultan Ahmad Shah Penang
23 No. 71-3A, Jalan SS23/15, Taman Sea, Petaling Jaya 23. : Mohamad Manmohan bin Abdullah Life Specialist Wealth Planner Elite Floor, Level 21 Menara AIA, 99 Jalan Ampang Kuala Lumpur Tel: : Ng Kim Leng Ng Kim Leng No. 31, 2 nd Floor, Jalan Ros, Segamat Johor Tel: : Peter Yap Seng Peter Yap & Company Level 5, Somerset Gateway No. 9, Jalan Bukit Mata Kuching Sarawak Tel: : Ruslinda Binti Sulaiman RH Planners & Services 7-1, Jln. Opera D U2/D, Taman TTDI Jaya Shah Alam
24 Tel: : Saw Chye Lay Infodollars Consultancy 59, Jalan Belibis Taman Perling Johor Bahru Johor 28. : Tay Cheng Lye TCL Management Services 24, Lintang Bayan Bayan Lepas Pulau Pinang 29. : Tham Sow Keng Tham Sow Keng Unit 1108, 11 th Floor Block B, Phileo Damansara 1 Seksyen 16, Petaling Jaya Tel: No. 10, Jalan Sultan Ismail Kuala Lumpur Tel: : Thum Kheng Pong KP Resources 560-C, 3 rd Floor Jalan Sultan Azlan Shah, Sg. Nibong Pulau Pinang
25 Tel: : Ting Kow Fong TKF Planning & Advisory 17, Jalan 40 Selayang Baru, Selayang Batu Caves Tel : : Vatsala a/p Ayadurai Vatsala a/p Ayadurai Unit 908, Blok B P. Dagangan Phileo Damansara 1 9 Jalan 16/ Petaling Jaya Tel: : Wan Hooi Poh Wan Hoi Poh (Kim Consultancy) Level 18, Menara KWSP 38, Jalan Sultan Ahmad Shah Georgetown Pulau Pinang Tel: : Yong Tat Meng Golden Years Agency
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