Overview of HDM-4 Road Deterioration and User Effects Models

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Overview of HDM-4 Road Deterioration and User Effects Models Henry Kerali The World Bank

History of the HDM model de Weille 1966 Highway Cost Model 1971 Kenya Study 1971-75 RTIM (TRRL) Caribbean Study 1977-82 India Study 1976-82 Brazil Study 1975-84 HDM-II 1981 RTIM2 (TRL) HDM-III 1987 HDM-VOC HDM-4 Model 4 1994 2000 ISOHDM RTIM3 (TRL)

HDM-4 Analytical Framework Predicts road network performance as a function of: Traffic volumes and loading Road pavement type and strength Maintenance standards Environment Quantifies benefits to road users from: Savings in vehicle operating costs (VOC) Reduced road user travel times Decrease in number of accidents Environmental effects + Exogenous Costs & Benefits (user specified)

Life Cycle Analysis Input Data Predict Road Deterioration Predict Road Work Effects Repeat for all years VOC, Accident & Time costs Discount Annual Costs & Compare Output NPV, IRR,..

Road Deterioration Models

Purpose of Deterioration Models Road investment decision support systems must have some form of pavement deterioration modeling capability Objective is to predict the future condition and the effects of maintenance

Life Cycle Analysis Predict long term pavement performance Predict effects of maintenance standards Calculate annual costs: Road Agency + Road User Poor Roughness Rehabilitation Maintenance Standard Pavement Performance Curve Good Time (years) or Traffic Loading

Pavement Performance Pavement Types modelled: Bituminous (AC, ST, etc.) Unsealed (Gravel, Earth, Sand, etc.) Concrete (JPCP, JRCP, CRCP, etc.) Block (Bricks, etc.) Models from pavement performance experiments in: Brazil, Kenya, India, South Africa France, USA, Sweden, Finland, Australia

Bituminous Pavement Types Surface Type Surface Material Base Type Base Material Pavement Type AC GB CRS AMGB HRA GM PMA AB AB AMAB AM RAC SB CS AMSB CM LS PA AP TNA AMAP SMA FDA CAPE GB CRS STGB DBSD GM SBSD AB AB STAB ST SL SB CS STSB PM LS AP TNA STAP FDA

Pavement Defects Modeled in HDM-4 Bituminous Concrete Block* Unsealed Cracking Rutting Ravelling Potholing Roughness Edge break Surface texture Skid resistance Cracking Joint spalling Faulting Failures Serviceability rating Roughness Rutting Surface texture Roughness *not in current release Gravel loss Roughness Plus deterioration of drains

Unsealed Roads

Unsealed Road Deterioration..

Unsealed Road Deterioration

Concrete Roads Joint Spalling Punch outs Cracking Faulting Slab failures Riding Quality Models From USA Chile

Bituminous Pavements Predicted defects: Cracking Ravelling Edge Break Potholes Riding Quality Skidding

Bituminous Road Deterioration.

Bituminous Road Deterioration..

Initiation and Progression Periods Cracking, ravelling and potholing have initiation and progression periods INITIATION PROGRESSION Cracked Area (%) Pavement Age (years)

Cracking Model! ICA=K cia {CDS 2 *a 0 exp[a 1 SNP+a 2 (YE4/SN 2 )+CRT} ICA time to cracking initiation, in years CDS construction quality SNP structural number of pavement YE4 traffic loading K cia calibration factor CRT effect of maintenance

Cracking Initiation Calibration Crack Initiation Percent Area of Cracking 100 90 80 70 60 50 40 30 20 10 0 0 5 10 15 20 Years Kci = 1.00 Kci = 1.80 Kci = 0.55

All Cracking Progression daca = K cpa CRP CDS za [(z A *a 0 *a 1 *δt A *YE4*SNP a2 + SCA a1 ) 1/a1 - SCA] CRP = retardation of cracking progression due to preventive treatment Progression of All cracking commences when δta > 0 or ACAa > 0

Cracking Progression Calibration Crack Progression Percent Area of Cracking 100 90 80 70 60 50 40 30 20 10 0 0 5 10 15 20 Years Kcp = 1.0 Kcp = 2.0 Kcp = 0.4

Rutting Rutting = F(age, traffic, strength, compaction) Rutting (mm) Weak Pavement Strong Pavement Pavement Age (Years)

Interactions Between Defects Cracking Area Rut depth t 1 t 1 Time Time Water ingress Lower strength Faster deformation Uneven Surface Spalling Potholes Patches ROUGHNESS RUE Models Uneven surface Shear Patches Further cracking

Roughness Roughness = F(age, strength, potholes, cracking, ravelling, rutting) 14 Roughness (IRI) 12 10 8 6 4 2 Do Nothing Treatment 0 1 6 11 Year 16

Road Work Effects Models

Road Work Effects Pavement deterioration grouping: Surface Structural Surface deterioration can be halted at almost any point by maintenance Structural deterioration rates can be reduced by maintenance, but never halted.

Road Works

Road Works Effects Condition Reconstruct Overlay Traffic / Time

Road Maintenance & Improvement Affects long term pavement performance Funding requirements depend on specified maintenance standards & unit costs Poor Maintenance Standard Roughness Rehabilitation Pavement Performance Curve Good Time (years) or Traffic Loading

Road Work Classification Preservation Routine Patching, Edge repair Drainage, Crack sealing Periodic Preventive treatments Rehabilitation Pavement reconstruction Special Emergencies Winter maintenance Development Improvements Widening Realignment Off-carriageway works Construction Upgrading New sections

Maintenance Interventions Scheduled Fixed intervals of time between interventions Interventions at fixed points of time Responsive Pavement condition Pavement strength Surface age Traffic volumes/loadings Accident rates

Maintenance May Affect Pavement strength Pavement condition Pavement history Maintenance cost REMEMBER the type of treatment dictates what it will influence

Road User Effects Modelling

Road User Effects Vehicle operating costs fuel, oil, tyres, parts consumption vehicle utilisation & depreciation Travel time passengers cargo Road accidents Energy consumption Vehicle emissions & noise

Features in HDM-4 Effects of traffic congestion on speed, fuel, tyres and maintenance costs Non-motorised transport modelling Effects of roadworks on users Traffic safety impact Vehicle emissions impact Vehicle noise impact

Motorised Vehicles Motorised Motorcycles Passenger cars Utilities Trucks Buses Motorcycles Small car Light delivery Light truck Minibus Medium car Light goods Heavy truck Light bus Large car 4 wheel drive Medium truck Medium bus Articulated truck Heavy bus Category Coach Class Type

Non-Motorised Vehicles Non-Motorised Pedestrian Bicycle Cycle-Rickshaw Animal Cart Farm Tractor Pedestrian Bicycle Passenger (Commercial) Animal Cart Farm Tractor Freight (Commercial) Category Freight (Private) Class Type

Implications of New Model Lower rates of fuel consumption than HDM-III for many vehicles Effect of speed on fuel significantly lower for passenger cars Considers other factors -- eg surface texture and type -- on fuel Model can be used for congestion analyses

Annual Distribution of Hourly Flows Flow /hr Flow Periods Peak Next to Peak Medium flow Next to Low Overnight Number of Hours in the Year

HDM-4 Speed-Flow Model S1 S2 Speed km/h S3 Snom Sult Qo Qnom Qult Flow in PCSE/h

Fuel Consumption 40 Additioanl Fuel in ml/km 35 30 25 20 15 NZ - Two-lane India - Two-lane India - One-lane 10 5 0 0.0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 1.0 Relative Flow

Vehicle Parts Replacement Costs 1.8 1.6 Parts Consumption as % New Vehicle Price/1000 km 1.4 1.2 1.0 0.8 0.6 0.4 0.2 PC and LDV HB MT HT AT 0.0 0.0 2.0 4.0 6.0 8.0 10.0 12.0 14.0 16.0 18.0 20.0 Roughness in IRI m/km

Capital Costs Comprised of depreciation and interest costs HDM-III used a simple linear model Affected by operating conditions through the effects of speed on utilisation and speed on service life (de Weille s method) HDM-4 uses Optimal Life method or constant life method

Roughness on Depreciation 7 PC LT MT 6 HT AT LB Depreciation Cost in Baht/km. 5 4 3 2 MB HB MC 1 0 0 5 10 15 20 25 Roughness in IRI m/km

Safety HDM-4 does not predict accident rates User defines a series of look-up tables of accident rates The rates are broad, macro descriptions relating accidents to a particular set of road attributes Fatal Injury Damage only

Accident Groups Road type, class, use Traffic level Geometry, pavement type, ride quality, surface texture, presence of shoulders Non-motorised traffic Intersection type

NMT User Costs and Benefits Travel speed and time Wear and tear of NMT vehicles and components Fares/User charges Degree of conflicts with MT traffic Accident rates Energy consumption

Non-Motorised Transport

NMT Utilisation

Emissions Model Estimate quantities of pollutants produced as a function of: Road characteristics Traffic volume/congestion Vehicle technology Hydrocarbon Carbon monoxide Nitrous oxides Sulphur dioxide Carbon dioxide Particulates Lead

Energy Balance Analysis Compares total life-cycle energy consumption of different transport policies Three energy use categories: Motorised vehicles Non-motorised vehicles Road construction and maintenance

Energy Analysis Output Total energy consumption Total consumption of renewable and nonrenewable energy Total national and global energy use Specific energy consumption (per km)

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