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Seminar on Safe Transport of Lithium Battery by Air Lithium battery knowledge 12 December 2008 At Cathay City s s Auditorium Battery Association of Japan(BAJ) 1 Seminar on Safe Transport of Lithium Battery by Air 1. What is the Lithium metal battery and Lithium ion battery? 2. What kind of the features the batteries have? 3. What is the safety concept for the batteries? 4. What is the results of safety testing to the batteries? 5. In where are the batteries used? 2

Seminar on Safe Transport of Lithium Battery by Air 1. What is the Lithium metal battery and Lithium ion battery? 2. What kind of the features the batteries have? 3. What is the safety concept for the batteries? 4. What is the results of safety testing to the batteries? 5. In where are the batteries used? 3 1-1. Battery types Batteries Primary batteries (Non-rechargeable) Zinc-carbon batteries Alkaline manganese batteries Lithium metal batteries Others Chemical batteries Chemical energy Electric energy Secondary batteries (Rechargeable) Lead-acid batteries Ni-Cd Alkaline batteries Ni-MH batteries Lithium ion batteries Others Fuel cells (Power generation by supplying Chemical energy from outside) Physical batteries Physical energy Electric energy Solar cells (Power generation from solar light) Nuclear power batteries (power generation from radiation) and others 4

1-2. UN Number of Battery type UN2794 Batteries, wet, filled with acid UN2795 Batteries, wet, filled with alkali UN2796 Battery fluid, acid UN2797 Battery fluid, alkali UN2800 Batteries, wet, non spillable UN3028 Batteries, dry, containing potassium hydroxide solid UN3090 Lithium metal batteries UN3091 Lithium metal batteries contained in equipment Lithium metal batteries packed with equipment UN3480 Lithium ion batteries UN3481 Lithium ion batteries contained in equipment Lithium ion batteries packed with equipment UN3171 Battery-powered vehicle Battery-powered equipment UN3292 Batteries, contained sodium Battery/Batteries Battery /Batteries and Equipment) Changed the battery type or New UN Number 5 1-3. Naming of Lithium Batteries Lithium metal battery Lithium primary battery Lithium metal primary battery Lithium ion battery Lithium rechargeable battery Lithium ion rechargeable battery 6

Seminar on Safe Transport of Lithium Battery by Air 1. What is the Lithium metal battery and Lithium ion battery? 2. What kind of the features the batteries have? 3. What is the safety concept for the batteries? 4. What is the results of safety testing to the batteries? 5. In where are the batteries used? 7 2-1. Chemical Reaction of Lithium metal cell (UN3090) - Positive Electrode Reaction Mn Ⅳ O2 + - + e Discharge Mn Ⅲ O2 ( ) - Negative Electrode Reaction Li Discharge - + e - Total Reaction Mn Ⅳ O2 Discharge + Li Mn Ⅲ O2 ( ) e - e - e - Discharge e - MnO2 Lithium 8

2-2. Chemical Reaction of Lithium ion cell (UN3480) - Positive Electrode Reaction - Negative Electrode Reaction - Total Reaction LiCoO2 Cy +xli + + xe - Charge Discharge Charge Discharge Charge Li1-xCoO CoO2 + x + xe - CyLix LiCoO2 + CyC Li1-xCoO CoO2 + CyLix Discharge e - e - e - Charge e - e - e - Discharge e - e - LiCoO2 Graphite LiCoO2 Graphite 9 Cylindrical Structure 2-3. Structure of Lithium ion cells (UN3480) Prismatic Positive terminal Positive lead PTC Separator Positive terminal Insulator Positive electrode Separator Negative electrode Cell can Negative terminal Negative Container Positive electrode Negative electrode 10

2-4. Structure of Lithium metal cell UN3090 (Coin Type) negative cap collector negative electrode(li) separator gasket positive electrode (MnO 2 ) positive can 11 2-5. Structure of Lithium ion UN3480 (Polymer type) Casing / Aluminum laminate film Positive electrode collector Positive electrode Gel type electrolyte Separator Negative electrode Negative electrode collector 12

2-6. Major Constitution of Lithium metal batteries (UN3090) Manganese Dioxide lithium battery (CR) (IEC Designation :CR) Positive Electrode : Manganese Dioxide (MnO 2 ) Negative Electrode : Lithium Metal Electrolyte : Propylene Carbonate - Solvent 1,2-Dimethoxyethane - Solvent Lithium Triflate - Salt or Lithium Perchlorate - Salt Separator : Polyethylene, Polypropylene Carbon Monofluride lithium battery (BR) Positive Electrode : Carbon Monofluoride (CF) n Negative Electrode : Lithium Metal Electrolyte : γ-butyrolactone - Solvent 1,2-Dimethoxyethane - Solvent Lithium Tetrafluroborate - Salt Separator : Polypropylene 13 2-7. Major Constitution of Lithium metal batteries (UN3090) Thionyl Chloride lithium battery (ER) Positive Electrode : Thionyl Chloride (SOCL 2 ) Negative Electrode : Lithium Metal Electrolyte : Thionyl Chloride Sulfur Dioxide lithium battery Positive Electrode : Sulfur Dioxide (SO 2 ) Negative Electrode : Lithium Metal Electrolyte : Sulfur Dioxide Acetonitrile Lithium Bromide - Salt 14

2-8. Major Constitution of Lithium ion batteries (UN3480) Lithium ion battery Positive Electrode : Lithium cobalt oxide LiCoO 2 (IEC Designation:ICR, ICP) Lithium nickel oxide LiNiO 2 Lithium manganese oxide LiMn 2 O 4 (IEC Designation:IMR, IMP) Negative Electrode : Cylindrical, Prismatic & coke, hard carbon, graphite Electrolyte : Ethylene carbonate, Propylene carbonate - Solvent Hexafluoro lithium phosphate - salt Lithium per chlorate - salt Separator Polyethylene 15 Seminar on Safe Transport of Lithium Battery by Air 1. What is the Lithium metal battery and Lithium ion battery? 2. What kind of the features the batteries have? 3. What is the safety concept for the batteries? 4. What is the results of safety testing to the batteries? 5. In where are the batteries used? 16

3-1. UN Classification according to content of lithium TRANSPORT OF DANGEROUS GOODS Model Regulations Classification Lithium Content Note: Cell: Manufacturer semi-product Battery: Consumer product Transportation Test Requirement UNITED NATIONS Small Large Cell Battery Cell Battery Cell Battery 1 g (Metal UN3090) 20Wh 1.5g (Ion UN3480) 2 g (Metal UN3090) 100Wh 8 g (Ion UN3480) (Metal UN3090) 12 g (Ion UN3480) (Metal UN3090) 500 g (Ion UN3480) 12 g (Metal UN3090) (Ion UN3480) (Metal UN3090) 500 g (Ion UN3480) UN38.3 Yes UN38.3 Yes Yes Yes Non Dangerous Goods Transportation 1 Jan.2008~ Jan.2009~ Class 9 DG Class 9 DG 17 3-2. Watt hour formula (Wh) Lithium metal and Lithium ion batteries Wh=Rated Capacity(Ah) x voltage (V) 18

3-3. UN Tests and Requirements 38.3 Test Item Test 1. Altitude simulation Test 2. Thermal Test Test 3. Vibration Test 4. Shock Test 5. External Short Circuit Test 6. Impact (Internal Short Circuit) Test 7. Overcharge Test 8. Forced Discharge Test Condition 11.6 kpa, 6hours +75 deg.c ~ - 40 deg.c,6hours,10 Times 7 Hz ~ 200 Hz, 3 hours,12 Times Peak acceleration : 150 gn, Pulse duration : 6 msec. 0.1 ohm, 55 deg.c, 6hours R15.8 mm rod is placed on the battery, A 9.1 kg mass is to be dropped from 61 cm. 2 times the max. charge voltage or 22 V 12 V : Serious Test (no gas, no fire, no explode) 19 3-4. Safety Concept Safety Features within a Cell First level (PTC) Reversible protector operation No damage remain Second level (Gasket & Separator) Ultimate emergency activation Fail-safe operation 20

3-5. PTC and Gasket Device (Current Interrupt) Positive Cap with Current Shutdown Mechanism PTC (Positive Temperature Coefficient) Positive Cap 1 Gas Release Vent Positive Cap 2 Welding Sealing Cap Gasket Current Interrupt Device 21 3-6. First Level Safety - PTC Operation Test 12 10 Ambient temperature:20deg.c PTC works Current / A 8 6 4 2 0 Test Start 0 500 0.5 1000 1.0 1500 1.5 2000 2.0 2500 2.5 Time / Sec. ms 22

3-7. First Level Safety - Characteristics of PTC The Relation between Resistance and Temperature 10 5 Resistance Ω 10 4 10 3 10 2 10 0 10-1 10-2 0 50 100 150 Temperature deg.c 23 3-8. First Level Safety - PTC Mechanism (a) Normal Temp. (b) Hot Temp. Dotted line:pass 24

3-9. Second Level Safety within a Cell SEM photographs of PE separator Before short-circuit test After short-circuit test SEM : Scanning Electron Microscope PE : Polyethylene 25 3-10. Additional Safety Features for Batteries (>= 1 cell)- Safety unit mount of Lithium ion battery (UN3480) Top view Safety unit part 26

Seminar on Safe Transport of Lithium Battery by Air 1. What is the Lithium metal battery and Lithium ion battery? 2. What kind of the features the batteries have? 3. What is the safety concept for the batteries? 4. What is the results of safety testing to the batteries? 5. In where are the batteries used? 27 4-1. External short circuit test of UN38.3 test 5 5 Model:ICR18650 Short Fully-charged state MAX. Temp.:76 50 4 Cell Voltage Cell Temp. 40 80 Voltage / V 3 2 1 30~40A flows at short -PTC works Current No fire, No smoke, No leakage 30 20 10 Current / A 60 40 20 Temperature /? 0 0 0 20 40 60 80 100 120 140 160 180 Time / min. 28

4-2. Internal short circuit test of UN38.3 test 6 (Battery) 29 4-3. Over charge test of UN38.3 test 7 14 Model:ICR18650 Fully-discharged state 3 12 Protection circuit board works 2.5 100 Voltage / V 10 8 6 4 2 Battery Voltage Current No fire, No smoke, No leakage 1.5 0.5 Battery Temp. MAX. Temp.:18 0 0 10 20 30 40 50 60 Time / min. 2 1 Current / A 80 60 40 20 30 Temperature /?

4-4. External short test of UN38.3 Test 5 (coin type) CR2450 Ave. of 5 sample. Ambient temp.=20 deg.c Surface temperature rise (deg.c) Time after short in minutes 31 Seminar on Safe Transport of Lithium Battery by Air 1. What is the Lithium metal battery and Lithium ion battery? 2. What kind of the features the batteries have? 3. What is the safety concept for the batteries? 4. What is the results of safety testing to the batteries? 5. In where are the batteries used? 32

5-1. Application of Lithium metal batteries UN3090 (Coin Type) Caluculator(CR2016,CR2032) Personal computer(cr2430) Copy machine(cr2450) Camera(remote control unit CR1220,CR2016,CR2025) 33 5-2. Application of Lithium metal batteries UN3090 (Cylindrical Type 1) Camera (CR123A) (Spiral structure) DSC (CR-V3) Auto hand washer (2CR5) APS Camera (CR2) 34

5-3. Application of Lithium metal batteries UN3090 (Cylindrical Type 2) (Bobbin structure) Personal computer (CR12600SE, CR14250SE) Water meter (CR17335SE, CR17450SE) NCU (CR17335SE, CR17450SE) 35 5-4. Application of Lithium ion batteries UN3480 Lithium ion batteries are suitable for mobile products. Digital Video Camera (Camcorder) <Feature> High energy density High voltage(three times higher than Ni-Cd and Ni-MH) Light weight No memory effect Mobile Phone Mobile DVD Mobile PC Digital Still Camera 36

5-4. Class 9 DG or Not? Li or Li-equivalent content for cell (g) 29 28 12 10 5 1.5 1 Li-Ion cell for Hybrid EV Li-Ion for portable equipment Li-Ion cell for Electrical Vehicle (EV) Classification (When passed UN test) Li cells/batteries (Exempted) Li-Ion cells/batteries (Exempted) Li and Li-Ion cells/batteries (Class 9) Large cells/batteries (Class 9) Li-Metal for industrial gas meter Li-Ion battery for pro-use video 2 5 8 10 50 100 500 Li or Li-equivalent content for battery (g) Li content(g) cell battery 1 1.5 (20Wh) 12 12< 37 2 8 (100Wh) 500 500< 5-5. Lithium ion battery UN3480 (Watt hour overview) May be shipped as general cargo Class 9 DG Notebook computer battery 10g 0 20 100 38 Wh

5-6. Comparison of energy density Gravimetric energy density ( (Wh Wh/kg) 150 100 50 0 0 * Based on bare cell Ni-Cd(C Cd(C) Ni-Cd(P Cd(P) 50 100 150 C:Cylindrical type, P:Prismatic type 200 Li-ion ion (P) Ni-MH(P) 250 Li-ion ion (C) Ni-MH(C) 300 Volumetric energy density (Wh/l( Wh/l) 350 400 39 450 謝謝 40