Design of Electric Drive Vehicle Batteries for Long Life and Low Cost

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Design of Electric Drive Vehicle Batteries for Long Life and Low Cost Robustness to Geographic and Consumer-Usage Variation Kandler Smith* Tony Markel Gi-Heon Kim Ahmad Pesaran Presented at the IEEE 2010 Workshop on Accelerated Stress Testing and Reliability, 6-8 October 2010, Denver, Colorado NREL is a national laboratory of the U.S. Department of Energy, Office of Energy Efficiency and Renewable Energy, operated by the Alliance for Sustainable Energy, LLC. * kandler.smith@nrel.gov Kandler Smith, NREL NREL/PR-5400-48933 EDV Battery Robust Design - 1

Motivation The fuel-displacement potential of EVs and PHEVs is elusive Cost reduction needed for significant market penetration to be achieved Batteries are the most expensive component of the vehicle Consumers expect >10 years vehicle life Periodic battery replacement (e.g., every 5 years) not warranted Battery life and cost are intimately related Batteries are substantially oversized to meet power and energy performance requirements at the end-of-life HEVs: only 10% to 25% of energy is used Toyota Prius HEV: 1.2 kwh total energy, typically < 300 Wh is used PHEVs: only 50% of energy is used Chevy Volt PHEV: ~16 kwh total energy, only 8 kwh is used Need to understand worst-case conditions for battery aging Worst-case duty cycles and environments drive the need to oversize batteries Systems solutions and controls can be added to overcome some of these conditions Life-predictive models are preferable to rules-of-thumb EDV Battery Robust Design - 2

NREL Battery Optimization & Trade-off Analysis Optimization with vehicle simulations under realistic driving cycles and environments Explore strategies to extend life and/or reduce cost Battery sizing, thermal preconditioning and standby cooling, 2 nd use, battery ownership, vehicle-to-grid Missing : Life model capable of analyzing arbitrary real-world scenarios EDV Battery Robust Design - 3

Typical Structure of Li-ion Batteries Designing Thermodynamics Designing Kinetics V Li + V EDV Battery Robust Design - 4

Multi-Scale Physics in Li-ion Battery Requirements Performance Life Cost Safety EDV Battery Robust Design - 5

Outline Aging mechanisms in Li-ion batteries Aging models based on accelerated testing Robust design for long life, low cost EDV Battery Robust Design - 6

Outline Aging mechanisms in Li-ion batteries Aging models based on accelerated testing from the electrochemist s point of view Anode Robust design for long life, low cost Cathode Images: Vetter et al., Ageing mechanisms in lithiumion batteries, J. Power Sources, 147 (2005) 269-281 EDV Battery Robust Design - 7

Performance Fade System-level observations Capacity loss Impedance rise/power fade Potential change Calendar life goal: 10 to 15 years Effects during storage Self discharge, impedance rise Cycle life goal: 3,000 to 5,000 deep cycles Effects during use Mechanical degradation, Li metal plating Where do changes occur? 1. Electrode/electrolyte interface, affecting both electrode & electrolyte 2. Active materials 3. Composite electrode Anode: graphitic carbons Li x C 6 Cathode: metal oxides Li y CoO 2, Li y (Ni,Co,Mn,Al)O 2, Li y MnO 4, EDV Battery Robust Design - 8

Anode Aging 1. Solid/Electrolyte Interphase (SEI) Layer Passive protective layer, product of organic electrolyte decomposition SEI formation = f(a s, formation conditions) Mostly formed during first cycle of battery, but continues to grow at slow rate May penetrate into electrode & separator pores a s & D eff e High temperature effects Exothermic side reactions cause self heating Film breaks down and dissolves, later precipitates More-stable inorganic SEI formed, blocking Li insertion Low temperature effects (during charging) Slow diffusion causes Li saturation at Li x C 6 surface Slow kinetics causes increased overpotential EDV Battery Robust Design - 9

Anode Aging 2. Changes of Active Material Volume changes during insertion/de-insertion (~10%) Solvent intercalation, electrolyte reduction, gas evolution inside Li x C 6 Stress Cracks 3. Changes of Composite Electrode SEI & volume changes cause: contact loss between Li x C 6, conductive binder, and current collector reduced electrode porosity EDV Battery Robust Design - 10

Anode Aging Image: Vetter et al., Ageing mechanisms in lithium-ion batteries, J. Power Sources, 147 (2005) 269-281 EDV Battery Robust Design - 11

Cathode Aging Li(Ni,Co,Al)O 2 Materials LiCoO 2 common cathode material LiNiO 2 structure unstable unless doped with Co or Al Li(Ni,Co,Al)O 2 volume changes are small good cycle life Discharged state stable at high temperatures LiCoO 2 charged beyond 4.2 volts, Co dissolves and migrates to anode Surface effects Image: Vetter et al., Ageing mechanisms in lithium-ion batteries, J. Power Sources, 147 (2005) 269-281 SEI film formation accelerated when charged > 4.2 V, high temperatures Electrolyte oxidation and LiPF 6 decomposition Li(Ni,Co,Al)O 2 source O 2 rock-salt structure with low σ, D s Gas evolution EDV Battery Robust Design - 12

Cathode Aging Source: Vetter et al., Ageing mechanisms in lithium-ion batteries, J. Power Sources, 147 (2005) 269-281 Source: Wohlfahrt-Mehrens et al., Aging mechanisms of lithium cathode materials, J. Power Sources, 127 (2004) 58-64 EDV Battery Robust Design - 13

Summary of Aging Aging influenced by: Both high and low SOC High temperatures Low temperatures during charging Surface chemistry (anode and cathode) Phase transitions/structural changes (cathode) EDV Battery Robust Design - 14

Outline Aging mechanisms in Li-ion batteries Aging models based on accelerated testing from the automotive engineer s point of view Relative Resistance 1.35 1.3 1.25 1.2 1.15 1.1 1.05 30 40 47.5 55 1 0 0.2 0.4 0.6 Time (years) Source: V. Battaglia (LBNL), 2008 Calendar Life Robust design for long life, low cost Cycle Life Life (# cycles) ΔDoD Source: J. Hall (Boeing), 2006 EDV Battery Robust Design - 15

Accelerated storage tests Relatively well understood How Can We Predict Battery Life? Mechanism: SEI growth, Li loss Model: t ½ time dependency Arrhenius T dependency Accelerated cycling tests Poorly understood Mechanism: Mechanical stress & fracture (may be coupled with SEI fracture+regrowth) Model: Typical t or N dependency Often correlated log(# cycles) with ΔDOD Relative Resistance 1.35 1.3 1.25 1.2 1.15 1.1 1.05 Calendar Life Study at Various T ( C) 30 40 47.5 55 1 0 0.2 0.4 0.6 Source: V. Battaglia Time (years) (LBNL), 2008 Life (# cycles) Cycle Life Study at Various Cycles/Day & ΔDoD Source: J.C. Hall (Boeing), 2006 ΔDoD EDV Battery Robust Design - 16 16

Accelerated Tests May Not Predict Correct Real-Time Result Cycle-life study for geosynchronous satellite battery shows possible change in degradation mechanisms depending upon how frequently the battery is cycled Life (# cycles) Real-time cycling data (1 cycle/day) Accelerated cycling data (4 cycles/day) ΔDoD Source: J.C. Hall (Boeing) IECEC, 2006 End-of-life defined when ΔDoD times actual capacity exceeds available capacity. Important for a life-predictive model to accurately capture both cycling conditions. Prediction based on accelerated cycling results would over-estimate life! EDV Battery Robust Design - 17

How Can We Predict Battery Life? Accelerated storage tests Relatively well understood Mechanism: SEI growth, Li loss Model: (e.g., DOE TLVT) Real-world cycling & storage t ½ time dependency Arrhenius T dependency Accelerated cycling tests Poorly understood Mechanism: Mechanical stress & fracture (may be coupled with SEI fracture + regrowth) Model: (e.g., VARTA) Typical t or N dependency Often correlated log(# cycles) with ΔDOD Poorly understood NREL model extends previous work by enabling extrapolation beyond tested conditions Relative Resistance 1.35 1.3 1.25 1.2 1.15 1.1 1.05 Calendar Life Study at Various T ( C) 30 40 47.5 55 1 0 0.2 0.4 0.6 Source: V. Battaglia Time (years) (LBNL), 2008 Life (# cycles) Cycle Life Study at Various Cycles/Day & ΔDoD Source: J.C. Hall (Boeing), 2006 ΔDoD EDV Battery Robust Design - 18 18

Life Modeling Approach NCA datasets fit with empirical, yet physically justifiable formulas *K. Smith, T. Markel, A. Pesaran, PHEV Battery Trade-off Study and Standby Thermal Control, 26 th International Battery Seminar & Exhibit, Fort Lauderdale, FL, March, 2009. Calendar fade SEI growth (partially suppressed by cycling) Loss of cyclable lithium a 1 ( DOD,T,V) Cycling fade Active material structure degradation and mechanical fracture a 2 ( DOD,T,V) Relative Capacity (%) r 2 = 0.942 Resistance Growth R = a 1 t ½ + a 2 N Time (years) Li-ion NCA chemistry Tafel-Wöhler model Relative Capacity Q = min ( Q Li, Q active ) Resistance Growth (mω) Q Li = d 0 + d 1 x (a 1 t ½ ) Q active = e 0 + e 1 x (a 2 N) Predictive model that considers effects of real-world storage and cycling scenarios Data: J.C. Hall, IECEC, 2006. EDV Battery Robust Design - 19

Fitting of NCA/Graphite Baseline Life Model to Lab Data 1. Resistance growth during storage Broussely (Saft), 2007: T = 20 C, 40 C, 60 C SOC = 50%, 100% 2. Resistance growth during cycling Hall (Boeing), 2005-2006: DoD = 20%, 40%, 60%, 80% End-of-charge voltage = 3.9, 4.0, 4.1 V Cycles/day = 1, 4 3. Capacity fade during storage Smart (NASA-JPL), 2009 T = 0 C, 10 C, 23 C, 40 C, 55 C Broussely (Saft), 2001 V = 3.6V, 4.1V 4. Capacity fade during cycling Hall/Boeing, 2005-2006: (same as # 2 above) 30 different tests >$1M in test equipment 1-4 years duration Expensive!! EDV Battery Robust Design - 20

PHEV Model Comparison with Vehicle Battery Laboratory Data HEV EDV Battery Robust Design - 21

Outline Aging mechanisms in Li-ion batteries Aging models based on accelerated testing for the vehicle systems integrator Temperature Effects Robust design for long life, low cost Duty-cycle Effects EDV Battery Robust Design - 22

Impact of Geographic Region Example: PHEV20 battery, 1 cycle/day, DoD=0.54, various climates NREL Typical Meteorological Year data used to simulate ambient conditions for each city Minneapolis Phoenix, AZ is typical worstcase design point for OEMs Aging at a constant 30 o C is similar to variable ambient conditions in Phoenix Houston 10 o C, 1 cyc./day Phoenix 15 o C, 1 cyc./day 20 o C, 1 cyc./day 30 o C, 1 cyc./day 25 o C, 1 cyc./day EDV Battery Robust Design - 23

Impact of Thermal Management in Phoenix Cooling strategies investigated: 1. No cooling 2. Air cooling h = 15 W/m 2 K T inf = 30 o C (passenger cabin air) 3. Liquid cooling h = 80 W/m 2 K T inf = 20 o C (refrigerated ethylene glycol) 4. Air cooling, with low impedance cell h = 15 W/m 2 K T inf = 30 o C (passenger cabin air) Use of a high power/low impedance cell reduces heat generation rates by 50% Other assumptions used to generate temperature profiles for the various cases: CD and CS heat generation rates chosen to represent average driving (between US06 and city driving measurements taken in the NREL lab) Two trips per day 8:00-8:30 a.m. morning commute 5:00-5:30 p.m. evening commute 34 mph average speed EDV Battery Robust Design - 24

Impact of Thermal Management in Phoenix Battery life differs depending on how the battery is cooled Example below: PHEV20, 1 cycle/day at DoD=0.54 Capacity Fade Liquid cooling is very effective at reducing peak temperatures as well as lowering the average daily temperature during the summer. It is uncertain whether the extra expense is warranted. Use of a low impedance cell reduces heat generation rates while driving, but does not lower temperature due to ambient exposure. This higher power cell costs more upfront, but does appear to have longer life. Liquid cooling Air cooling, low impedance cell Air cooling No cooling EDV Battery Robust Design - 25

$$ Value of Thermal Management in Phoenix Slower degradation saves battery cost by allowing smaller battery to meet end-of-life performance requirements All values below are compared to a baseline battery pack designed for 1 cycle/day at 30 C. None Air Low Impedance Liquid None Air Low Impedance Liquid None Air Low Impedance PHEV10 PHEV20 PHEV40 Liquid No thermal management increases baseline battery cost by 5% to 10%. Slower fade rate of low impedance cell does not justify the upfront cost of extra power in this design. None Air Low Impedance Liquid None Air Low Impedance Liquid None Air Low Impedance Liquid Effective thermal management decreases baseline pack costs by 5%. PHEV40 shows most benefit from liquid-cooled system that lowers daily average temperatures during the summer. PHEV10 PHEV20 PHEV40 EDV Battery Robust Design - 26

Impact of Duty-Cycle Two scenarios with similar petroleum displacement 1. PHEV 20, opportunity charge 2. PHEV 40, nightly charge 227 GPS-measured speed traces Vehicle Simulation PHEVxx Charging frequency Battery duty-cycle Battery Life Simulation 15 years, 30 o C Battery wear outcome Frequent deep cycling can lead to early failure. EDV Battery Robust Design - 27

Conclusions Battery degradation is complex Stressors: Chemical, electrochemical, thermal, and mechanical Physics-based models do not yet capture all relevant mechanisms Aging tests are expensive and time consuming Accelerated tests do not always reveal real-time fade rates! Models useful for proper interpretation and extrapolation Present: Semi-empirical, requires large test matrix Future: Physics-based, requires fewer tests + useful as battery design tool Robust design tools require accurate battery life prediction under multiple scenarios Knowledge must be efficiently passed from electrochemists to vehicle systems engineers Significant cost savings may be achieved through streamlined battery life verification methods and robust design EDV Battery Robust Design - 28

Acknowledgements Funding provided by DOE Office of Vehicle Technologies Dave Howell, Energy Storage Program Manager Battery aging data and discussion Jeffrey Belt, Idaho National Laboratory Loïc Gaillac and Naum Pinsky, Southern California Edison John C. Hall, Boeing Marshall Smart, NASA-Jet Propulsion Laboratory EDV Battery Robust Design - 29