Polybasic Esters: A Novel Class of Synthetic Lubricants Designed for Use in HFC Compressors

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Purdue University Purdue e-pubs International Compressor Engineering Conference School of Mechanical Engineering 1994 Polybasic Esters: A Novel Class of Synthetic Lubricants Designed for Use in HFC Compressors K. C. Lilje Albemarle Corporation M. Sabahi Albemarle Corporation Follow this and additional works at: https://docs.lib.purdue.edu/icec Lilje, K. C. and Sabahi, M., "Polybasic Esters: A Novel Class of Synthetic Lubricants Designed for Use in HFC Compressors" (1994). International Compressor Engineering Conference. Paper 962. https://docs.lib.purdue.edu/icec/962 This document has been made available through Purdue e-pubs, a service of the Purdue University Libraries. Please contact epubs@purdue.edu for additional information. Complete proceedings may be acquired in print and on CD-ROM directly from the Ray W. Herrick Laboratories at https://engineering.purdue.edu/ Herrick/Events/orderlit.html

POLYBASIC ESTERS: A NOVEL CLASS OF SYNTHETIC LUBRICANTS DESIGNED FOR USE IN HFC COMPRESSORS Kenneth C. Lilje and Mahmood Sababi ALBEMARLE Corporation Baton Rouge, Louisiana ABSTRACT A novel class of polybasic ester lubricants was developed for hydrofluorocarbon (HFC) refrigeration systems. These lubricants show outstanding properties without the use of perfonnance enhancing additives. Key test results are presented BACKGROUND The depletion of stratospheric ozone by chlorofluorocarbons (CFCs) was recognized in the early 1980s and resulted in the Montreal Protocol required phase-out of CFCs. Chlorofluorocarbons are used in a variety of applications, including refrigeration. RefrigeiaDt dichlorodifluoromethane (R12) is going to be replaced by the HFC refrigerant 1,1,1,2-tetratluoroethane (R134a) in many applications. This unsymmetrical, highly polar molecule introduces a number of problems for the refrigeration industry, particularly, lubricant compatibility. Polyalk:yleneglycols (PAGs) are one class of lubricants compatible with R134a. PAG lubricants are used in automotive air conditioning applications but are not the lubricants of choice in other refrigeration systems. This is primarily due to their very high hygroscopicity and materials compatibility concerns. Esters are another family of compatible fluids which are finding utility in many non-automotive refrigeration systems. Neopolyol esters in general show good miscibility with R134a. In addition, these esters have perfonnance advantages over PAGs and mineral oil. One major concern with esters is their potential hydrolytic instability. In addition, copper plating and lower lubricity (compared to R-12/mineral oil) have been suggested as other problems with esters. BASIC REQUIREMENTS OF A CANDIDATE A successful candidate for refrigeration applications must meet the following general requirements: 1- Miscibility with the refrigerant: The degree of miscibility varies with the application. A general range of -50 to 70 C covers most of the applications. 2- Proper viscosity: This is heavily dependent on the application and the type of compressor. Typical viscosities range from 10-220 est at 40" C. 3- Good lubricity: Of particular concern is steel/aluminum wear. 4- Low hygroscopicity: Esters in general are more hygroscopic than mineral oils but less hygroscopic than PAGs. By designing the appropriate molecules it is possible to reduce the hygroscopicity of esters. 5- Thermal and hydrolytic stability: The thermal stability of esters, in general, is excellent. Hydrolysis is a potential problem with esters which can be mediated with the proper molecular architecture. 6- Materials compatibility: This includes metals as well as polymeric materials used for insulation. 7- Low water and acid content: Controlled in manufacture and storage. 8- High flash point, fire point, and low volatility are also expected. 91

CHEMICAL STRUCTURE REQUIREMENTS A survey of the literature and evaluation of potential candidate ester oils reveal three factors that may contribute to the miscibility behavior of Rl34a with the lubricant: 1- number of ester groups in the molecule 2- stereochemical structure of the molecule 3- length of the carbon chain of the ester Further scrutiny of the available data suggests. that the stereochemist:jy of the neopolyol esters may be a major contributor to the miscibility behavior of these molecules. Based on this information, we designed and synthesized molecules which would resemble this stereochemical structure. Several families of compounds were prepared and evaluated as potential lubricant candidates for use with Rl34a. The major focus of this report is on the Malonate Acrylate family of compounds which show good promise as HFC lubricants. LUBRICANTS FROM MALOTE-ACRYLATE CHtMISTRY The reaction of acrylate esters with malonate esters (Scheme 1) is fast and exothermic, producing primarily trialkyl esters of 1,1,3-propanetricarboxylic acid(!), and tetralkyl esters of 1,3,3,5-pentanetettacarboxylic acid@. The use of excess acrylate affords higher esters like the pentaalkyl ester of 1,3,3,5,7-heptanepentacarboxylic acid @),and the hexaalkyl ester of 1,3,5,5,7,9-nonanebexacarboxylic acid <!Y), and/or 1,3,3,5,7,9-nonanebexacarboxylic acid (Yl. All of these esters are miscible with Rl34a but are not necessarily good lubricants. Alcoholysis with the proper alcohol(s) produces oils with varying viscometries. Scheme 1 CII:(C00Me)1 + n \ COO Me COO Me H I./".. ~COOMe 'C'...-- 1 COO Me COOMo M.OOC~~~COOMe I COOMo D m IV v Lu.bltamt Produd 92

Thls teclmology provides the means to tailor-make the necessary lubricant for any specific application. 1be molecular structure can be designed to provide the necessary polarity, branching, and chain length. These factors directly influence the miscibility, viscometries, lubricity, and chemical stability of the lubricants. In the following sections, some representative examples of lubricants and their properties are described. THE ROLE OF ADDITIVES The industry has long struggled with idea of formulating refrigeration lubricants with performance enhancing additives. We have evaluated the effect of additives in bench tests as well as in compressor testing. Our data show that Malonate-Acrylate fluids without additives (designated with AF) show outstanding performance in bench tests and, most importantly, in compressor testing. PHYSICAL PROPERTIES The.physical properties of some representative experimental lubricants (EL) are shown in Table 1. Table 1 Physical Properties of Malonate-Acrylate Lubricants Property EL EL EL EL EL loaf 13AF 22AF 32AF 75AF @ 100 C 3.0 3.3 4.4 5.4 9.3 Viscosity @ 40 C 11.1 13.8 22.8 31.4 76.4 (est) @ -40 C 1651 2,584 11900 30700 ND @ -54 C 10,520 19,160 141000 ND ND Viscosity Index 124 118 102 105 96 Density@ 25 C (g/ml) 0.951 0.959 1.004 1.012 1.032 Pour Point (OC) < -65 < -65-60 -54-42 Flash Point ( 0 C) 220 215 226 229 256 Fire Point ( 0 C) 246 255 239 234 296 NOACK Vol. (wt.% loss) 30.3 24.8 13.5 10.6 7.7 TAN (mg KOH/g) 0.08 0.05 0.08 0.06 0.06 Water content (ppm) < 100 < 100 < 100 < 100 <100 Two Phase Temp., High oc 70 105 93 105 105 oc 20% in R134a Low C -38-35 -50-50 -35 MISCmiLITY Experience has shown that a 20% solution of lubricant in Rl34a is always near the least miscible concentration. The Rl34a/lubricant solutions were evaluated for miscibility from -50 to 105 C. Table 1 shows the excellent miscibility properties of the representative lubricants. 93

HYGROSCOPICITY The lubricants were incubated in a controlled environment (25"C, 50% relative humidity) for one week. Small samples were removed periodically and the water content was analyzed. The saturation point of the lubricant is dependent on the composition, but in general, these esters saturate at 900-1100 ppm water. CHEMICAL STABILITY The chemical stability of the lubricants was evaluated using the ANSI/ASHRAE 97-1989 method. Equal volumes of the lubricant and refrigerant, and the metal coupons were sealed in glass tubes and aged at 175 C for fourteen days. After aging, the tube contents were inspected visually for discoloration of the liquid phase, formation of extracts and wall deposits, metal attacks and copper transfer. The TAN of the fluid was measured and its change was considered an indication of the extent of molecular breakdown by hydrolysis. The liquid was also analyzed for fluoride ion content to estimate refrigerant breakdown. Generally, the additive free Malonate-Acrylate fluids performed extremely well, with no sign of chemical change, deposit formation, or copper plating. BYDROL YTIC STABILITY The hydrolytic stability was also evaluated using the ANSI/ASHRAE sealed tube test The moisture content of samples of EL 15 AP and EL 22 AP were adjusted to 300 and 600 ppm. Sealed tubes were prepiued with one ml of oil, R134a, and the appropriate coupons. After aging at 175 C for 14 days the tubes contents were evaluated visually first and then the TAN was measured (ASTM D-664). The results are summarized in Table 2. These results show that this family of lubricants exhibit outstanding hydrolytic stability, even when aged at high moisture content and severe thermal stress. In addition, no evidence of copper plating was seen. Overall, the performance of the fluids with high moisture content was strikingly good. Table 2 Typical ANSI/ASHRAE Sealed Tube Test Results EL 15 AF EL 15 AF EL 15 AF EL 22 AF EL 22 AF' EL 22 AF Water (ppm) 80 300 600 37 300 600 Color. Change LlTAN (mg KOH/g) 2 to 2.5 2 to 2 2 to 2 2 to 3 2 to 2 2 to 2.5 0.34 0.4 1.1 0.17 0.48 0.21 Deposits None none none none none none Metals clean clean clean clean clean clean "' Color Standards: 1 = colorless, 2 = very light beige, 3 = light tan, 4 "" tan Selected additive free fluids were also evaluated for hydrolytic stability under the conditions of ASTM D- 2619 (48 hr, 93 C, 25 ml water, 75 ml oil). The results are shown in Table 3. As with the sealed tube tests, outstanding performance was observed 94

Table 3 Hydrolytic Stability via ASTM D-2619 Sample Rating Steel Corrosion wt loss (mglcm 2 ) Water Acidity(mg KOH) TAN Initial Pinal (mgkoh/g) (mgkoh/g) Change EL 32 AF 1b 0.0 0.5 0.06 0.16 0.10 EL 22 AF lb 0.0 <0.3 0.08 0.13 0.05 EL 15 AF lb 0.0 0.2 0.03 0.15 0.12 FALEX WEAR TESTS Boundary lubrication properties of the fluids were determined using a five hour Falex wear test at constant load. The tests were run with 390 aluminum V-blocks and AISI 3135 steel pins. These are typical metals used for bearings in small compressom. Two lubricants (EL 15 and 22) were evaluated at low and high moisture levels to assess the effect of water on lubricity. Samples with and without additives were also evaluated. All tests were run for five hours at 250 pounds (113.4 Kg) direct load. The lubricant was saturated with the refrigerant at one atmosphere throughout the test. The results are shown in Table 4. These tests show a reduction in total wear and weight change for additive free lubricants with high moisture content. On the other hand, the additive containing fluids showed an increase in total wear and weight loss with high moisture levels. The changes in Load Pressure did not follow any specific trend. Table 4 EL FALBX WEAR TESTS (Al/Steel) Lubricant Fibn Load Total Wear Pin Wt Loss Max Temperature (psi) (mm) (g) ("C) EL 15 AF (dry) 6200 0.654 0.332 82 EL 15 AF (wet) 9300 0.469 0.314 81 EL 15 (dry) 17900 0.005 0.003 72 EL 15 (wet) 11800 0.044 0.005 79 EL 22 AF (dry) 7500 0.227 0.094 89 EL 22 AF (wet) 8000 0.208 0.087 82 EL 22 (dry) 14900 0.014 0.008 80 EL 22 (wet) 17100 0.014 0.010 81 95

COMPRESSOR TESTS Although bench tests give a good indication of a lubricant's capabilities, the ultimate test is perfonnance in the actual compressor. Therefore, evaluations of these novel lubricants were conducted with 1200 BTU/Hr fractional horsepower compressors that would typically be found in borne refrigerators. The test conditions chosen simulate the 15 yr life of a compressor. The compressor is run continuously for 180 days under relatively heavy loading conditions. The lubricant experiences a high temperature for an extended period of time. 1be tests are run in duplicate and the lubricant is examined extensively at the conclusion of the test. The compressor parts are evaluated qualitatively (visually) and quantitatively (profilometer). These tests established the excellent perfonnance of the additive free fluids, which is in contrast with the results of the Falex wear tests. Typical results are shown in Table 5. Table 5 Compressor Life Test Results Lubricant ISO Viscosity Grade Mineral Oii/R12 32 EL 10 AF 10 EL 15 AF 15 EL 22 AF 22 EL 22 22 POEA 15 POEB 22 POEC 32 Wrist Pin Wear Conn. Rod Wear (10' 6 inches) (10' 6 inches) 60 57 64 54 30 69 83 69 281 124 140 28 88 46 95 66 6TAN (mg KOH/g) none 0.04 none none CONCLUSION In summary, the Malonate-Acrylate Jubricants developed in our laboratory show excellent promise. They provide required miscibility with R134a, exhibit outstanding thennal and hydrolytic stability, and show outstanding compressor results without the use of perfonnance enhancing additives. ACKNOWLEDGEMENT The authors would like to acknowledge Hugh Fisher, Mike Guillot, Bob Irwin and Bob Moore for their experimental contributions and fruitful discussions. 96