Technical Requirements Table, v1.7

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Technical Requirements Table, v1.7 Application Light Output Zonal Lumen Requirements Efficacy Allowable CCTs (ANSI C78.377-2008) CRI L 70 Lumen Maintenance Warranty 1 Outdoor Pole/Arm-Mounted Area and Roadway s 1,000 lm 2 3 Outdoor Pole/Arm-Mounted Decorative s Outdoor Wall-Mounted Area s 1,000 lm 65%: 0-90º 40 lm/w <5700K 50 50,000 hrs 5 years 300 lm 4 Bollards 500 lm <15%: 90-110º 0%: >110º 35 lm/w <6500K 50 50,000 hrs 5 years 5 Wall-wash s 575 lm 50%: 20-40º 40 lm/w <5000K 50 50,000 hrs 5 years 6 Parking Garage s 7 Fuel Pump Canopy 8 Landscape/Accent Flood and Spot Lighting 250 lm (<1000 lm) 30%: 60-80º <25%: 70-80º 40%: 0-40º 40%: 40-70º 70 lm/w <5700K 50 50,000 hrs 5 years >85% 0-90º 60 lm/w <5700K 65 50,000 hrs 5 years 9 Architectural Flood and Spot Lighting 1000 lm >85% 0-90º 60 lm/w <5700K 65 50,000 hrs 5 years 10 Stairwell and Passageway Lighting 750 lm >85% 0-90º*** 70 lm/w <5700K 65 50,000 hrs 5 years 11 Track or Mono-point Directional Lighting Fixtures 12 Vertical Refrigerated Case Lighting 13 Horizontal Refrigerated Case Lighting 250 lm 85%: 0-90º 40 lm/w <5000K 80 50,000 hrs 5 years Ctr-Mounted*: 100 lm/ft End-Mounted**: 50 lm/ft Standard: 125 lm/ft High CRI: 100 lm/ft Vertical Lighting 95%: 10-90º Horizontal Lighting 95%: 0-90º 45 lm/w <5000K 70 50,000 hrs 5 years Standard: 45 lm/w High CRI: 35 lm/w <5000K Standard: 70 High CRI: 80 50,000 hrs 5 years Page 1 of 7

Application Light Output Zonal Lumen Requirements Efficacy Allowable CCTs (ANSI C78.377-2008) CRI L 70 Lumen Maintenance Warranty 14 Display Case Lighting End-Mounted**: =50 lm/ft 95%: 0-80º 35 lm/w <5000K 75 35,000 hrs 5 years 15 Linear Panels: 2x2 Troffers 3,000 lm 0-180º: 1.15-1.30 90-270º: 1.2-1.6 60 lm/w <5000K 80 35,000 hrs 5 years 16 Linear Panels: 1x4 Troffers 17 Linear Panels: 2x4 Troffers 4,000 lm 18 High-bay and Low-bay fixtures for Commercial and Industrial buildings 10,000 lm 30% 20-50º 70 lm/w <5700K 70 35,000 hrs 5 years 19 High-bay-Aisle Lighting 10,000 lm 50%: 20-50º 30%: 0-20º 60 lm/w <6500K 70 35,000 hrs 5 years Retrofit and Replacement Lamps**** 20 Retrofit Kits For Outdoor Area and Roadway s 1,000 lm 21 Retrofit Kits For Outdoor Decorative s 1,000 lm 65%: 0-90º 40 lm/w <5700K 50 50,000 hrs 5 years 22 Retrofit Kits For Large Outdoor Area and Roadway s 1,000 lm 23 Retrofit Kits For Outdoor Wall- Mounted Area s 300 lm Page 2 of 7

Application Light Output Zonal Lumen Requirements Efficacy Allowable CCTs (ANSI C78.377-2008) CRI L 70 Lumen Maintenance Warranty 24 Retrofit Kits For Parking Garage Luminares 30%: 60-80º <25%: 70-80º 25 Retrofit Kits For Fuel Pump Canopy Luminares 40%: 0-40º 40%: 40-70º 70 lm/w <5700K 50 50,000 hrs 5 years 26 Retrofit Kits For Linear Panels, 2x2 Troffers 3,000 lm 0-180º: 1.15-1.30 90-270º: 1.2-1.6 60 lm/w <5000K 80 35,000 hrs 5 years 27 Retrofit Kits For Linear Panels, 1x4 Troffers 28 Retrofit Kits For Linear Panels, 2x4 Troffers 4,000 lm 29 30 Retrofit Kits for High- and Low-Bay Fixtures for Commercial and Industrial Buildings Four-foot Linear Replacement Lamps 10,000 lm 30% 20-50º 70 lm/w <5700K 70 35,000 hrs 5 years 2 Lamps, Tested In Fixture: 3750 lm Bare Lamp: 2200 lm Reference Troffer #1: 0º: 1.24 90º: 1.5 Reference Troffer #2: 0º: 1.25 90º: 1.63 In Fixture: 75 lm/w Bare Lamp: 96 lm/w <5000K 80, R9>0 50,000 hrs 5 years * Bilateral, symmetric light distribution on two hemispheres ** One-sided, single hemisphere light distribution *** Bilateral for surface-mounted units, single hemisphere for corner-mounted units **** Retrofit Kits and Replacement Lamps must be tested inside fixtures, per the policies for those products. See Outdoor Retrofit Kit Policy and Four-foot Linear Replacement Lamp Policy for details. Power Factor and Total Harmonic Distortion: In addition to the specific requirements above, all DLC-qualified luminaires must have a power factor of 0.9, and a THD of 20%. This applies to every category listed in Table 1.7. Page 3 of 7

Lumen Maintenance: DLC has two options for demonstrating lumen maintenance compliance. Option 1 is using component-level performance through the TM- 21 protocols, which leverage the LM-80 performance and In-Situ Temperature of the LED device. More information is available in the application instructions at http://www.designlights.org/solidstate.manufacturer.instructions.php. For products where the required lifetime is longer than the projection method allows, the necessary lumen maintenance minimums at the end of the allowable projection period are as follows. These percentages result from solving an exponential decay function for 35,000 and 50,000 hours. Table 2: TM-21 Projected Lumen Maintenance Requirements Projection End Point Required lumen maintenance for 35,000 hour products Required lumen maintenance for 50,000 hour products 33,000 hours >71.44% >79.03% 36,000 hours L 70 > 35,000 >77.35% 38,500 hours L 70 > 35,000 >75.98% 42,000 hours L 70 > 35,000 >74.11% 44,000 hours L 70 > 35,000 >73.06% 48,000 hours L 70 > 35,000 >71.01% 49,500 hours L 70 > 35,000 >70.25% 50,000 hours L 70 > 35,000 >70.00% Option 2 is to conduct 6000-hours of luminaire-level testing. For Option 2, DLC uses a pass/fail threshold for lumen maintenance compliance as established in the Energy Star Manufacturer s Guide v2, pg. 7 (http://www.energystar.gov/ia/partners/manuf_res/downloads/energystar_manufacturers_guide_v2.pdf). The requirements differ for applications requiring 35,000 hours of useful life and those requiring 50,000 hours, as follows: Table 3: Option 2 Lumen Maintenance Requirements Lumen Maintenance to L 70 Required lumen maintenance at 6,000 hours 35,000 hours 94.1% 50,000 hours 95.8% These percentages result from solving an exponential decay function for 35,000 and 50,000 hours, respectively, to determine the minimum lumen maintenance necessary to achieve those thresholds. Products can demonstrate compliance with testing longer than 6,000 hours, according to the table below: Table 5: Exponential Decay Function L=e -αt Hours of Testing LM L 70 =35,000 hr LM L 70= 50,000 hr 6,000 94.1% 95.8% 7,000 93.1% 95.1% 8,000 92.2% 94.5% 9,000 91.2% 93.8% 10,000 90.3% 93.1% 11,000 89.4% 92.5% Page 4 of 7

12,000 88.5% 91.8% 13,000 87.6% 91.1% 14,000 86.7% 90.5% 15,000 85.8% 89.9% When applying the lumen maintenance in accordance with these protocols, DLC applies a tolerance of 5% to drive currents tested under LM-80. Zonal Lumen Distribution: The following tolerances apply to the zonal lumen distribution requirements: Table 6: Zonal Lumen Tolerances Category Zone/Spacing Nominal Actual Tolerance Criteria Requirement Requirement 1 2 0-90º 65% -3% 62% 3 4 90-110º <15% 3% <18% >110º 0% 0% 0% 5 20-40º 50% -3% 47% 6 60-80º 30% -3% 27% 70-80º <25% +3% <28% 7 0-40º 40% -3% 37% 40-70º 40% -3% 37% 8 0-90º >85% -3% >82% 9 0-90º >85% -3% >82% 10 0-90º >85% -3% >82% 11 0-90º 85% -3% 82% 12-center 10-90º 95% -3% 92% 12-end 10-90º 95% -5% 90% 13 0-90º 95% -3% 92% 14 0-80º 95% -5% 90% 15 0-180º 1.15-1.30 ±0.1 1.05-1.40 90-270º 1.2-1.6 ±0.1 1.1-1.7 16 17 18 20-50º 30% -10% 20% Page 5 of 7

19 20-50º 50% -10% 40% 0-20º 30% -10% 20% 20 21 0-90º 65% -3% 62% 22 23 24 60-80º 30% -3% 27% 70-80º <25% +3% <28% 25 0-40º 40% -3% 37% 40-70º 40% -3% 37% 26 0-180º 1.15-1.30 ±0.1 1.05-1.40 90-270º 1.2-1.6 ±0.1 1.1-1.7 27 28 29 20-50º 30% -10% 20% 30 (Ref A) 0-180º 1.24 ±0.1 1.14-1.34 90-270º 1.5 ±0.1 1.4-1.6 30 (Ref B) 0-180º 1.25 ±0.1 1.15-1.35 90-270º 1.63 ±0.1 1.53-1.73 Horizontal Refrigerator Case Lighting: It is recognized that refrigerator case lighting may have different needs, depending on the merchandise it is highlighting. To accommodate this, high-cri products (above 80 CRI) are given an allowance on the efficacy criteria. Products with a CRI higher than 80 must have an efficacy of at least 35 lm/w. Products with a CRI between 70 and 80 must have an efficacy of at least 45 lm/w. Flood and Spot Lighting Categories: For both architectural and landscape/accent flood and spot lighting categories, manufacturers must declare the NEMA Beam Classification of their luminaire in the 0-180 degree and 90-270 degree planes. DLC will verify these claims against the IES files provided. Stairwell and Passageway Lighting: DLC requires that products in the Stairwell and Passageway Lighting category to include integral controls for occupancy sensing and bi-level dimming. Documentation must be provided to demonstrate bi-level dimming capabilities, and occupancy sensing options must be designated clearly in the model number. Manufacturers must also declare whether the unit is intended to be surface-mounted or corner-mounted. All performance requirements in Technical Requirements Table v1.7 refer to the full power operating mode. Page 6 of 7

DLC Retrofit Kit Policy DLC will accept QPL applications for SSL Retrofit Kits for certain available categories. The testing and reporting requirements described in the link below are intended to subject the retrofit kits to real-world thermal conditions in order to assure confidence in lumen maintenance. For more information, please refer to http://www.designlights.org/solidstate.manufacturer.instructions.outdoorretrofit.php. DLC 4-foot Linear Replacement Lamp Policy DLC will accept QPL applications for 4 linear T8 replacement lamps. The testing and reporting requirements described in the link below are intended to evaluate the performance both of the lamp itself, and its performance in reference 2x4 troffers, their most common application. For more information, please refer to http://www.designlights.org/solidstate.manufacturer.instructions.linearreplacementlamps.php. Page 7 of 7