AURiZON George Passmore Director Business Performance Queensland Competition Authority Level 27, 145 Ann Street BRISBANE QLD 4000 FY17 - Amendment 31 May 2018 Dear George, Aurizon submitted its for the financial year July 2016 to June 2017, in October 2017. The aim of the annual Capita! submission is to recognise the prudency of invested capital and therefore allow for inclusion in the Regulatory Asset Base for recovery via coal access tariffs The QCA review the Aurizon 's submission using the prudency investment tests as detailed at clause 2 of Schedule E of the 2016 Access Undertaking (UT4) The QCA engaged an engineering consultant, AECOM, to review the submitted claim During the QCA review, AECOM identified an issue triggering the need for an amendment to the amount in the October 2017 submission. This amendment relates to expenditure of $359,413 for which a credit was later provided by the supplier. To support the amended claim, please find attached the amended Capex amounts, by Project, as Appendix A. Please note: A.04291 Asset Management System Project expenditure has been reduced by $359,413; A corresponding adjustment has been made to interest During Construction (IDC); and The net result of this change is a reduction in total expenditure, to $230,489,132 excluding IDC. or $240,415,754 including IDC. T 13 23 32 info@aurizon.com.au aurizon.corn.au 192 Ann St Brisbane QLD 4000 Australia [ GPO Box 456 Brisbane QLD 4001 Australia Aurizon Pty Ltd ACN 132 181 116
Should you have any enquiries, please contact Kathryn Hogan on 07 3019 2513 or via email Kathryn Hogan@aurizon.com.au. Kind regards, Donna Bowman Regulation Manager (Access Undertaking) Aurizon 2 HI H
AURIZON Appendix A: Project List MATERIAL PROJECTS A. 04156 Nl Caval Ridge Connecting Infrastructure Growth Expansion Track Goonyella 10.423,680 A.04291 Asset Management System Other System Operational System Wide 35,146,030 A. 04599 Nl Havilah Culverts Upgrade Growth Expansion Structures Newlands 4.158,181 IV. 00035 NR Callemondah Yard Spur 1 Connection IV.00144 Rail FY17 Other Civil Track Blackwater 3,299,216 iv.00145 Track Upgrade Program FY17-FY19 IV.00146 Sleeper s Program FY17- FY19 IV.00177 Structures FY17 IV.00399 2017 Cyclone Debbie Rectification Civil Rail System Wide 31,495,740 Civil Track System Wide 21,590,978 Civil Sleepers System Wide 11,452,120 Civil Structures System Wide 11,570.468 Civil Various System Wide 8,191,446 Total (Material Projects) $137,327,859 T 13 23 32 info@aurizon.com.au aurizon.com.au 192 Ann St Brisbane QLD 4000 Australia GPO Box 456 Brisbane QLD 4001 Australia Aurizon Pty Ltd ACN 132 181 116
NON-MATERIAL PROJECTS (pre-escalation A.01552 WIRP1: Wiggins Balloon Loop Growth Civil Track Blackwater 354,434 A.01631 WIRP1: Rocklands to Stanwell Duplication Growth Civil Track Blackwater 146,700 A.01731 WIRP1: Dingo to Bluff Duplication Growth Civil Track Blackwater 391,913 A.02620 Dragging Detectors: Coal A. 02628 Coal System: Coal Loss Management s A. 02803 Nl Wotonga Feeder Station Growth Electrical Electrical Expansion A. 02966 NR Blackwater: Power Assets A. 02967 NR Goonyella: Power Assets System Wide -19,810 Other Corridor Environmental System Wide 84,076 Goonyella 5,208 Electrical Power Blackwater 2,657,599 Electrical Power Goonyella 1,052,417 A. 02976 WIRP1: North Coast Line Growth Civil Track Blackwater 998,373 A. 03465 NR CQ Coal Transformer Refurbishments A.03477 CQ Coal Train Simulator A.03627 NR Goonyella Crew Change & Stowage A.03676 NR Blackwater Crew Change & Stowage Electrical Power System Wide 19,822 s System Wide 116 Corridor Corridor Access Goonyella 28,662 Corridor Corridor Access Blackwater 23,664
A.03686 WIRP1: Moura System Upgrade Growth Civil Track Moura 55,449 A.03735 WIRP1: Bauhima North Upgrade Growth Civil Track Blackwater 39,857 A. 03742 WIRP1: Moura East Growth Civil Track Moura 282 A. 03876 NR Moura Corridor Crew Change Stow Loc A.03931 NR Train Disaster Recovery Project A. 03961 NR Operational LAN WAN Architecture A. 03978 NR Optical Fibre Transmission Upgrade A.03980 Project Pluto- Planning Corridor Corridor Access Moura 5,976 Other Telecoms s Telecoms Backbone Telecoms Backbone Other System Operational System Wide 53,292 System Wide -29,472 Blackwater 838 System Wide 1,456,760 System Phase 2 A. 04003 Nl GAPE x110 Growth Civil Track Newlands -24,824 A. 04043 WIRP1: WIBL Electrification Works Growth Electrical Electrical A. 04187 NR CSEE Track Circuit Upgrade Rocklands A. 04221 NR Microwave Resilience System Upgrades A. 04231 NR Ethernet to Corner - SCADA Upgrade A. 04270 NR Neutral Section Electrical Expansion Operational s s Distribution Blackwater 1,657 System Wide 5,089 Blackwater -10,348 System Wide 13,618 Goonyella 377.568
A.04313 NR Gauge Face Lubrication Asset A. 04321 NR Central Coal UPS Upgrade Project A. 04339 NR Turnout Program 2014-15 A. 04357 NR Gladstone Yard Retaining Wall Upgrade Civil Track System Wide 892,139 Operational A. 04433 Billing System Other System Operational A. 04547 NR Track Upgrade Program FY15 A. 04548 NR Weighbridge A. 04563 NR CQCN Structures Program FY15 System Wide 91,245 Civil Turnouts System Wide 164,996 Civil Structures Blackwater 1,279,836 System Wide 62 Civil Rail System Wide 275,699 Weighbridges / Overloaders A. 04565 Track Access System (TAS) Other System Operational A. 04621 OH FY14 to FY17 - Goonyella A. 04622 OH FY14 to FY17 - Blackwater A.04631 Omnicom LiDAR Database A. 04641 TSMS Mobile Replacement Project IV.00001 NR Asset Protect. : Braeside WILD System Wide 390,221 Civil Structures System Wide 705 System Wide 7,215 Electrical Power Goonyella -48,476 Electrical Power Blackwater 3,358,408 s s Operational System Wide 464,224 System Wide 211,312 System Wide 13,429
IV.00005 NR Blackwater Supersite IV.00006 NR Cooling Channel Bridge Upgrade (Phase 2) Asset Type s IV.00009 GIS Implementation Other System Operational IV.00010 IV.00011 NR CQCN Corridor Sec. Civil Works 14/15 NR Overheight Detect. System Server Mig System A. 2016/17 Blackwater 3,652,531 Civil Track Blackwater 110 System Wide 1,059 Corridor Corridor Access System Wide 69,636 s Blackwater 125.055 IV. 00017 Collinsville Passing Loop Extension Other Civil Track Newlands 147.226 IV.00021 IV. 00022 NR Peak Downs Relay Room NR Telecomms Infrastructure Program IV. 00023 NR Newlands and Moura Supersites IV.00024 NR Vital Disabling Release IV. 00025 NR Track Upgrade Program FY16 IV.00026 Transmission Program - T ranche 1 IV.00028 IV.00031 NR Autotransformer Program NR FY16 Structure Program s s s s Goonyella 163,372 System Wide 1,393,924 Newlands/Moura 4,014,882 System Wide 1,341,551 Civil Track System Wide 4,785,008 s System Wide 85,533 Electrical Power System Wide 19.658 Civil Structures System Wide 1,676,330
IV. 00032 NR FY16 Turnout Program IV.00033 NR FY16 Sleeper Program IV. 00034 NR Callemondah Yard Track Upgrade IV.00036 NR Bridge Ballast s FY16 IV.00040 NR Train Detection Program IV. 00041 Connors Range 3G Coverage IV.00043 NR CQCN Access Roads FY16 IV. 00044 NR Callemondah Current Detectors Upgrade IV. 00046 NR Interlocking Program IV.00047 NR Digital Microwave Radio Replace FY16 IV.00048 NR Formation FY16 IV. 00050 Power Resilience FY16 IV.00052 Level Crossings FY16 IV. 00056 Diagnostic Computer Civil Turnouts System Wide 2,472,984 Civil Sleepers System Wide 530,321 Civil Track Blackwater 330,978 Civil Formation / Ballast s Telecoms Backbone System Wide 6,595 Goonyeila 2,343,594 Goonyella 68,316 Corridor Corridor Access System Wide 945,970 Electrical Distribution Civil Formation / Ballast System Wide 572,259 System Wide 2,719,040 System Wide 1,614,999 System Wide 184,100 Electrical Power Blackwater 2,165,919 Civil Level Crossings System Wide 346,594 System Wide 241,949
IV.00108 UTC & DTC Upgrade Program IV.00140 NO FY16 Maintenance Re- Rail Proqram IV.00141 GIS Stage 2 Other System Operational IV.00154 IV.00157 FY17 Autotransformer Project Corridor and Security Fencing IV.00168 Turnout FY17 IV.00169 Formation FY17 IV.00170 Bridge Ballast s FY17 IV. 00171 Level Crossings FY17 IV. 00257 Minerva s IV 00260 CG Access Roads FY17 IV. 00262 Power Resilience FY17 IV. 00267 Asset Protection Replacement IV.00271 UTC and DTC Upgrade Program System Wide 738,301 Civil Rail System Wide 307,548 System Wide 411,236 Electrical Power System Wide 1.805.772 Corridor Corridor Access System Wide 846,232 Civil Turnouts System Wide 7.575,864 Civil Formation / Ballast Civil Formation / Ballast System Wide 7,644.084 System Wide 6,493.554 Civil Level Crossings System Wide 4,314,533 Civil Sleepers Blackwater 4,416,762 Corridor Corridor Access System Wide 205.317 Electrical Power Blackwater 2,004,360 System Wide 902,422 System Wide 2,836 843
IV. 00359 FY16 Goonyella Flood Civil A. 04156 Nl Caval Ridge Connecting Infrastructure Various Goonyella 5,849,021 Growth Expansion Track Goonyella 10,423,680 TOTAL 2016/17 CLAIMABLE EXPENDITURE, EXCLUDING INTEREST DURING CONSTRUCTION TOTAL 2016/17 CLAIMABLE EXPENDITURE, INCLUDING INTEREST DURING CONSTRUCTION Total (Non-material Projects) $93,161,273 TOTAL $230,489,132 TOTAL $240,415,754