Type Approval Certificate of Ballast Water Management System

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Type Approval Certificate of Ballast Water Management System This is to certify that the Ballast Water Management System listed below has been examined and tested in accordance with the requirements of the specifications contained in the Guidelines contained in IMO resolution MEPC 74.58. This certificate is valid only for Ballast Water Management system referred to below. This certificate is issued to Producer Address Ballast Water Management System supplied: Under type and model designation and incorporating: Ballast Water Management System manufactured by: Hyde Marine 2000 McClaren Woods Drive Coraopolis, Pennsylvania, 508 United States of America (USA) Hyde Marine Inc Hyde GUARDIAN, Type HG 300, incorporating types HG 60 to HG 6000 with alternative filter housings of SF50, SF70 and SF90 for Galaxy Filters and alternative filter types of Filtrex ACB, Hydac RF0, Filtersafe/Ballastsafe and Amiad Omega. Hyde Marine Inc To equipment/assembly drawing No: E5868-00, Rev. J : Other equipment manufactured by: Berson Milieutechniek BV Arkal Filtration Systems Calgon Carbon To equipment/assembly drawing No: E5868., Rev. A E5868.3, Rev. A : Treatment Rated Capacity: 60 to 6000 M 3 /h A copy of this Type Approval Certificate should be carried on board a vessel fitted with this Ballast Water Management System at all times. A reference to the test protocol and a copy of the test results should be available for inspection on board the vessel. If the Type Approval Certificate is issued based on approval by another Administration, reference to that Type Approval Certificate shall be made. Limiting Conditions imposed as described in the Design Appraisal Document forms part of this certificate. This certificate remains valid up to the expiry dated unless cancelled or revoked, or until such date where it is superseded by the requirements of the Marine Equipment Directive whichever is the earlier, provided the conditions in the attached schedule are complied with and the equipment remains satisfactory in service. of issue 3 April 204 Expiry date 2 April 209 Sahan Abeysekara Certificate No. Signed Southampton GTC Office Office Lloyd's Register EMEA Sheet No of Name LR03..203.2 S. Abeysekara Specialist to Lloyd's Register EMEA is a subsidiary of the Lloyd s Register Group Note: This certificate is not valid for equipment, the design or manufacture of which has been varied or modified from the specimen tested. The manufacturer should notify the nominated body named on this certificate of any modification or changes to the equipment in order to obtain a valid Certificate. This certificate is issued under the authority given in Merchant Shipping Notice No MSN 735 (M+F) as amended to date. oyd's Register Group Limited, its affiliates and subsidiaries and their respective officers, employees or agents are, individually and collectively, referred to in this clause as the 'Lloyd's Register'. Lloyd's Register assumes no responsibility and shall not be liable to any person for any loss, damage or expense caused by reliance on the information or advice in this document or howsoever provided, unless that person has signed a contract with the relevant Lloyd's Register entity for the provision of. which is retained and published by Lloyd's Register, the original electronic and certified version shall always prevail.

Innovation Campus, Burgess Road, Southampton, SO6 7QF Telephone 0330 440 345 2 of 3 April 206 MTES/ENG/TA/SA/WP254625 ATTACHMENT TO CERTIFICATE OF TYPE APPROVAL No. The undernoted documents have been appraised for compliance with the relevant International Conventions and UK legislation for the Type Approval of Marine Equipment for use on Merchant Ships Registered in the United Kingdom. This Design Appraisal Document forms part of the Certificate that is issued under the authority given in the MCA Merchant Shipping Notice No MSN 735. APPROVED RATINGS IN CERTIFICATE NO MCA 0900032/M3 Model Flow rate Filter unit UV unit HG 60 60 3 x 8 080620 HG 00 00 4 x 3 60620 HG 50 50 4 x 4 60620 HG 200 200 4 x 5 60635 HG 250 250 4 x 6 60635 HG 300 300 4 x 6 60835 HG 350 350 4 x 8 6235 HG 400 400 4 x 8 6235 HG 450 450 4 x 0 6235 HG 500 500 4 x 2 20235 HG 600 600 6 x 8 20235 HG 700 700 6 x 0 20835 HG 800 800 6 x 2 20835 HG 900 900 6 x 2 20835 HG 000 000 6 x 4 20835 HG 250 250 6 x 6 20850 HG 350 350 6 x 8 20850 HG 400 400 6 x 20 20850 HG 500 500 6 x 20 20850 HG 600 600 6 x 24 20835 x 2 HG 2000 2000 6 x 28 20835 x 2 HG 2500 2500 6 x 32 20850 x 2 HG 3000 3000 6 x 42 20850 x 2 HG 4000 4000 6 x 56 20850 x 3 HG 5000 5000 6 x 64 20850 x 4 HG 6000 6000 6 x 80 20850 x 4 Filtration grade (μm): 55

Innovation Campus, Burgess Road, Southampton, SO6 7QF Telephone 0330 440 345 3 of 3 April 206 MTES/ENG/TA/SA/WP254625 Alternative filter housing arrangements: Model Flow rate Filter unit UV unit HG 350 350 SF50 x 3 20850 HG 400 400 SF50 x 4 20850 HG 500 500 SF50 x 4 20850 HG 500 500 SF70 x 3 20850 HG 600 600 SF50 x 4 20835 x 2 HG 600 600 SF70 x 3 20835 x 2 HG 2000 2000 SF50 x 5 20835 x 2 HG 2000 2000 SF70 x 4 20835 x 2 HG 2000 2000 SF90 x 3 20835 x 2 HG 2500 2500 SF50 x 6 20850 x 2 HG 2500 2500 SF70 x 4 20850 x 2 HG 2500 2500 SF90 x 3 20850 x 2 HG 3000 3000 SF50 x 7 20850 x 2 HG 3000 3000 SF70 x 5 20850 x 2 HG 3000 3000 SF90 x 4 20850 x 2 HG 4000 4000 SF50 x 9 20850 x 3 HG 4000 4000 SF70 x 7 20850 x 3 HG 4000 4000 SF90 x 5 20850 x 3 HG 5000 5000 SF50 x 20850 x 4 HG 5000 5000 SF70 x 8 20850 x 4 HG 5000 5000 SF90 x 6 20850 x 4 HG 6000 6000 SF50 x 3 20850 x 5 HG 6000 6000 SF70 x 0 20850 x 5 HG 6000 6000 SF90 x 8 20850 x 5 Filtration grade (μm): 55

Innovation Campus, Burgess Road, Southampton, SO6 7QF Telephone 0330 440 345 4 of 3 April 206 MTES/ENG/TA/SA/WP254625 APPROVED RATINGS IN CERTIFICATES NO MCA 090032/M3 Alternative filter design arrangements: Filtrex ACB Model Flow rate Filter unit UV unit HG 60 60 ACB-906-00 080420/080620 HG 00 00 ACB-90-50 60620 HG 50 50 ACB-95-50 60620 HG 250 250 ACB-935-200 60635 HG 300 300 ACB-945-200 60835 HG 350 350 ACB-955-250 6235 HG 450 450 ACB-955-250 6235 HG 500 500 ACB-955-250 20235 HG 600 600 ACB-985-300 20235 HG 700 700 ACB-985-300 20835 HG 800 800 ACB-999-350 20835 HG 900 900 ACB-999-350 20835 HG 000 000 ACB-999-350 20835 HG 250 250 ACB-900-400 20850 HG 500 500 2 x ACB-985-300 20850 HG 600 600 2 x ACB-999-350 20835 x 2 HG 2000 2000 2 x ACB-999-350 20835 x 2 HG 2500 2500 2 x ACB-900-400 20850 x 2 HG 3000 3000 3 x ACB-999-350 20850 x 2 HG 4000 4000 4 x ACB-999-350 20850 x 3 HG 5000 5000 5 x ACB-999-350 20850 x 4 HG 6000 6000 6 x ACB-999-350 20850 x 4 Filtration grade (μm): 30

Innovation Campus, Burgess Road, Southampton, SO6 7QF Telephone 0330 440 345 5 of 3 April 206 MTES/ENG/TA/SA/WP254625 Hydac RF0 Model Flow rate Filter unit UV unit HG 60 60 RF0-0 080420/080620 HG 00 00 RF0-0 60620 HG 50 50 RF0-20 60620 HG 250 250 RF0-20 60635 HG 300 300 RF0-25 60835 HG 350 350 RF0-25 6235 HG 450 450 RF0-25 6235 HG 500 500 RF0-25 20235 HG 600 600 RF0-30 20235 HG 700 700 RF0-30 20835 HG 800 800 RF0-35 20835 HG 900 900 RF0-35 20835 HG 000 000 RF0-35 20835 HG 250 250 RF0-40 20850 HG 500 500 RF0-40 20850 HG 600 600 RF0-50 20835 x 2 HG 2000 2000 RF0-50 20835 x 2 HG 2500 2500 RF0-60 20850 x 2 HG 3000 3000 RF0-60 20850 x 2 HG 4000 4000 2 x RF0-50 20850 x 3 HG 5000 5000 2 x RF0-60 20850 x 4 HG 6000 6000 2 x RF0-60 20850 x 4 Filtration grade (μm): 40

Innovation Campus, Burgess Road, Southampton, SO6 7QF Telephone 0330 440 345 6 of 3 April 206 MTES/ENG/TA/SA/WP254625 Filtersafe Ballastsafe Model Flow rate Filter unit UV unit HG 60 60 BS-03-4 080420/080620 HG 00 00 BS-06H/V-06 60620 HG 50 50 BS-06H/V-06 60620 HG 250 250 BS-0H/V-0 60635 HG 300 300 BS-5H/V-0 60835 HG 350 350 BS-5H/V-2 6235 HG 450 450 BS-20H/V-2 6235 HG 500 500 BS-20H/V-4 20235 HG 600 600 BS-20H/V-T-4 20235 HG 700 700 BS-300H/V-4 20835 HG 800 800 BS-300H/V-4 20835 HG 900 900 BS-300H/V-T-4 20835 HG 000 000 BS-400H/V-4 20835 HG 250 250 BS-400H/V-6 20850 HG 500 500 BS-603H/V-6 20850 HG 600 600 BS-603H/V-6 20835 x 2 HG 2000 2000 BS-804H/V-8 20835 x 2 HG 2500 2500 BS-004H/V-20 20850 x 2 HG 3000 3000 BS-204H/V-24 20850 x 2 HG 4000 4000 2 x BS-804H/V-8 20850 x 3 HG 5000 5000 2 x BS-004H/V-24 20850 x 4 HG 6000 6000 2 x BS-204H/V-24 20850 x 4 Filtration grade (μm): 40

Innovation Campus, Burgess Road, Southampton, SO6 7QF Telephone 0330 440 345 7 of 3 April 206 MTES/ENG/TA/SA/WP254625 Amiad Omega Model Flow rate Filter unit UV unit HG 60 60 SAF4500 080420/080620 HG 00 00 SAF4500 60620 HG 50 50 SAF6000 60620 HG 250 250 Omega I 60635 HG 300 300 Omega I 60835 HG 350 350 Omega I 6235 HG 450 450 Omega I E 6235 HG 500 500 Omega I E 20235 HG 600 600 Omega II 20235 HG 700 700 Omega II 20835 HG 800 800 Omega II 20835 HG 900 900 Omega II E 20835 HG 000 000 Omega III 20835 HG 250 250 Omega III 20850 HG 500 500 Omega III 20850 HG 600 600 Omega III E 20835 x 2 HG 2000 2000 Omega III E 20835 x 2 HG 2500 2500 Omega IV E 20850 x 2 HG 3000 3000 Omega IV E 20850 x 2 HG 4000 4000 2 x Omega III E 20850 x 3 HG 5000 5000 2 x Omega IV E 20850 x 4 HG 6000 6000 3 x Omega IV E 20850 x 4 Filtration grade (μm): 40 UV-C Light Source (Medium Pressure): Size of chamber (inch): 8, 6 & 20 Number of lamps: 4, 6, 8, 2 & 8 Lamp power (kw): 2, 3.5 & 5 Max. water pressure (bar): 0 Max. water temperature ( C): 80 HAZARDOUS AREA CERTIFICATION Ex II 2 G Ex c d e ia ib px T4 Gb

Innovation Campus, Burgess Road, Southampton, SO6 7QF Telephone 0330 440 345 8 of 3 April 206 MTES/ENG/TA/SA/WP254625 APPROVAL DOCUMENTATION Request form 02-Dec-203 Hyde Marine drawing no. E5868-00, rev. J Hyde Marine drawing no. E5868., rev. A Hyde Marine drawing no. E5868.3, rev. A Hyde Guardian Ballast Water Treatment System, Operation and Maintenance Manual, CGS Manual Iss. Hyde Guardian Filter Service and Maintenance Manual Hyde marine In Line UV System Operations and Maintenance Manual, Version 2.0 July 2008 Hyde Guardian Electrical Components by Location Hyde Marine email 08 Apr 2009 Hyde Marine letter 07 Apr 2009 Hyde Marine letter, re additional filter housings 23-Dec-200 Hyde Marine letter, re filter scaling 23-Dec-200 Hyde GUARDIAN Ballast Water Treatment System LR Design Appraisal Document no. BDSO 82595, Issue 22-Mar-20 Drawings and documents as listed on above LR Design Appraisal Document Hyde Marine drawings HG-300S Gen II Control Cabinet Fab Rev A Mar 203 Hyde Marine drawings HG-300S Gen II Power Cabinet Fab Rev A Mar 203 Hyde Marine drawings HG-300S Gen II Elect System Fab Rev A Mar 203 Software Quality Plan QP270 Rev Undated Scheduled drawing list of ATEX critical components Rev 6 Feb 20 Hyde Marine email, Filter maintenance manual 7 March 204 Hyde Marine email, Filter test results 9 August 203 Hyde Guardian Implementation matrix Undated Hyde Guardian component comparison Undated Reactor assembly drawings No G30054, G300539 Oct 202 System General Arrangement No G90039 rev A March 203 UV vessel general arrangement No G300585 rev A March 203 UV vessel components No G300583 rev A March 203 TEST REPORTS Environmental acceptability evaluation of the Hyde Guardian Ballast water Treatment System as part of the Type Approval Process, Version 2 3 Feb 2009 Royal Netherlands institute for Sea Research (NIOZ) final report of the land-based testing of the Hyde-Guardian system January 2009 University of Maryland Center for Environmental Sciences report of shipboard trials of the Hyde Guardian system in Caribbean Sea and Western Pacific Ocean January 2009 Lou Baxter & Associates report 06 Mar 2009 Lou Baxter & Associates report 30 Mar 2009

Innovation Campus, Burgess Road, Southampton, SO6 7QF Telephone 0330 440 345 9 of 3 April 206 MTES/ENG/TA/SA/WP254625 Summary of the test results for the shipboard and land based trials of the Hyde GUARDIAN Ballast Water Treatment System 27 Apr 2009 Inspection and Surveillance of production facilities, Con No NYK 400059 2 March 204 EC Type Examination certificate no. DNV ATEX 04992X 09-Dec-20 Test reports as listed on above referenced EC Type Examination certificate Compact NSX, rated 00A/60A/250A/400A/630A 3 and 4 pole circuit breakers LR TA CERTIFICATE 09/00032(E) 08 Aug 202 ISO 900:2008 Management System Standard certificate no 87859-200-AQ-USA-ANAB 05-Nov-203 Report submitted to Maritime and Coastguard Agency (MCA) 28 March 204 Comparative filter performance test report, DHI Feb 204 CFD analysis of reactor UV8B (080420) and HG 500 March 204 Vibration, Environmental, Power fluctuation and Tilt test report Sept 20 Performance evaluation in Land-based test facility, Project no 8765 8 March 206 PLACE OF PRODUCTION Calgon Carbon 2000 McClaren Woods Drive Coraopolis 508 Pennsylvania United States of America

Innovation Campus, Burgess Road, Southampton, SO6 7QF Telephone 0330 440 345 0 of 3 April 206 MTES/ENG/TA/SA/WP254625 CONDITIONS OF CERTIFICATION. Within five years, the licensee must submit a report to the United Kingdom s competent authority, the Maritime and Coastguard Agency (MCA), detailing all experiences with the operation of the ballast water system, including results and analysis of any scientific research relevant to the safe operation and environmental impact of the system. 2. Notwithstanding the requirement to report before the fifth anniversary of the date of the type approval certificate the licensee is required to comply with the following additional provisions: 2. The licensee must report immediately all events to the MCA leading to harm either to human health or the environment as a result of the operation of the ballast water management system. 2.2 Any indications that the ballast water management system is not performing to the standards of the ballast water convention must be reported to the MCA including any deficiencies identified by port State control. 2.3 All accidents (e.g., accidental exposure to UV) in connection with the ballast water management system must be reported immediately to the MCA. 2.4 Significant changes in the construction of the ballast water management system must be reported to both the MCA and the recognised organisation that issued the type approval certificate on behalf of the MCA; if they potentially affect the efficiency of the system, they must be approved by the MCA. 2.5 The licensee must take reasonable measures to ensure that the operator of the system is familiar with the operation of the system and is capable of operating and maintaining the system in accordance with the operating manual. 2.6 If the licensee does not comply with these additional provisions, the type approval may be revoked by the MCA. 3. Details of the location of the Hyde GUARDIAN ballast water treatment system, and its connection into the ship s ballast system are to be shown on the ship s plans, which are to be submitted for approval. 4. Due to lab capabilities and client direction the unit was only tested at 22.5º static condition along the 3300 mm axis; raising only the outlet side of the unit. The deviation from these angles is permitted, taking into consideration the type, size and service conditions of the ship and operational functioning of the equipment as the test is not a required for the electrical components as per MEPC.74(58) Annex 4, Part 3 Section 3.4. 5. This system is tested and approved for statutory compliance only if the ballast water is subjected to treatment at both uptake and discharge.

Innovation Campus, Burgess Road, Southampton, SO6 7QF Telephone 0330 440 345 of 3 April 206 MTES/ENG/TA/SA/WP254625 6. The following Land based and Ship board test reports are to be made available with the certificate MCA 0900032/M4. Royal Netherlands institute for Sea Research (NIOZ) final report of the land-based testing of the Hyde-Guardian system January 2009 University of Maryland Centre for Environmental Sciences report of shipboard trials of the Hyde Guardian system in Caribbean Sea and Western Pacific Ocean January 2009 Sahan Abeysekara Southampton GTC Office Office Lloyd's Register EMEA LR03..203.2 Sahan Abeysekara Engineering Systems, Marine Technology & Engineering Services Lloyd s Register EMEA/GTC Southampton