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REPORT DOCUMENTATION PAGE Form Approved OMB No. 0704-0188 The public reporting burden for this collection of information is estimated to average 1 hour per response, including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information. Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing the burden, to Department of Defense, Washington Headquarters Services, Directorate for Information Operations and Reports (0704-0188), 1215 Jefferson Davis Highway, Suite 1204, Arlington, VA 22202-4302. Respondents should be aware that notwithstanding any other provision of law, no person shall be subject to any penalty for failing to comply with a collection of information if it does not display a currently valid OMB control number. PLEASE DO NOT RETURN YOUR FORM TO THE ABOVE ADDRESS. 1. REPORT DATE (DD-MM-YYYY) 2. REPORT TYPE 3. DATES COVERED (From - To) 02/16/2010 Technical Report - Briefing Charts 4. TITLE AND SUBTITLE 5a. CONTRACT NUMBER Electrolytes in Support of 5V Li-ion Batteries 5b. GRANT NUMBER 5c. PROGRAM ELEMENT NUMBER 6. AUTHOR(S) 5d. PROJECT NUMBER 5e. TASK NUMBER 5f. WORK UNIT NUMBER 7. PERFORMING ORGANIZATION NAME(S) AND ADDRESS(ES) 8. PERFORMING ORGANIZATION Army Research Laboratory Adelphi MD United States REPORT NUMBER 9. SPONSORING/MONITORING AGENCY NAME(S) AND ADDRESS(ES) Army Research Laboratory Adelphi MD United States 10. SPONSOR/MONITOR'S ACRONYM(S) 11. SPONSOR/MONITOR'S REPORT NUMBER(S) 12. DISTRIBUTION/AVAILABILITY STATEMENT A = Approved For Public Release 12/3/2015 No 13. SUPPLEMENTARY NOTES 14. ABSTRACT 15. SUBJECT TERMS 16. SECURITY CLASSIFICATION OF: a. REPORT b. ABSTRACT c. THIS PAGE U U U 17. LIMITATION OF ABSTRACT 18. NUMBER OF PAGES 19a. NAME OF RESPONSIBLE PERSON 19b. TELEPHONE NUMBER (Include area code) Standard Form 298 (Rev. 8/98) Prescribed by ANSI Std. Z39.18

U.S. Army Research, Development and Engineering Command Electrolytes in Support of 5V Li-ion Batteries Inventors: Drs. Kang Xu and Arthur von Wald Cresce ARL 10-28 February 16, 2011

Technology Overview This ground breaking invention enables Li-ion batteries to operate at high voltage (5V), which is impossible with current state-of-art electrolytes. There is a strong commercial interest in high voltage, or 5V Li ion batteries Various candidates LiCoPO 4, LiNi 0.5 Mn 1.5 O 4, Li 2 FeCoPO 4 etc, projected to deliver 15~40% more energy than state-of-art LiFePO 4 The additive invented by SEDD is easy to prepare, low in cost and causes minimum impact on the existing battery manufacturing processing The electrolyte formulated is an open and flexible system that is compatible with multiple cathode chemistries Demo ed on LiCoPO 4 in a previous presentation Now on spinel systems Energy = Voltage X Capacity (Wh) Voltage Anode Cathode Interphases

Why 5 V is important Answer: (1) Energy Density Energy is proportional to voltage and capacity (2) Energy quality (voltage quality) Higher quality when energy delivered at higher voltage The current SOA Li Ion battery chemistries runs on 4 V class cathodes 5 V chemistry is coveted because of two factors: Energy density: proportional to voltage Energy quality: higher quality when delivered at higher voltage Take a battery pack for HEV as example: 300 V hybrid electric system requires at least 100 LiFePO 4 Li ion cells in series power electronics, protection circuits etc adds to parasitic weight safety concerns about probability of imbalanced cells only ~60LiNi 0.5 Mn 1.5 O 4 cells needed to be in series Voltage Capacity Power Energy = Voltage X Capacity (Wh)

Technology Overview This innovation includes a series of new additive compounds based on phosphate ester with highly fluorinated alkyl side arms SOA electrolyte cannot support 5V chemistry Cell impedance increasing with cycling Rapidly fading capacity SOA electrolyte with 1% HFiP presence dramatically improved stability Flexible with different cathode chemistry As demo ed with LiCoPO 4 (4.8 V) in previous presentation Here with LiNi 0.5 Mn 1.5 O 4 (4.6 V) Cell impedance stabilized over long cycling Capacity retention > 90% at 300 th cycle 5 5 4.5 4 3.5 3 1.0 m LiPF in EC/EMC (30:70) 6 on LiNi Mn O 0.5 1.5 4 80th SOA electrolyte 0 0.5 1 1.5 Capacity/mAh 50th 1st HFiP F O 3 C CF 3 O P O F 3 C O CF 3 F 3 C CF 3 4.5 4 3.5 3 1.0 m LiPF in EC/EMC (30:70) 6 with 1% ARL-3 on LiNi Mn O 0.5 1.5 4 SOA electrolyte + 1% HFiP 80th 0 0.5 1 1.5 Capacity/mAh 1st 50th

Technology Advantages The 5V Li ion cathode needs a 5V electrolyte Potentially up to 40% greater energy density than LiFePO 4 Higher voltage at cell level may reduce number of cells required for application This additive provides a simple but effective way for such a 5V electrolyte Dramatically improves capacity retention Significantly reduces cell impedance Effectively stabilizes electrolyte against high voltage (5V) and high temperature (55 o C) Easy and inexpensive method to prepare Two-step synthesis, high yield Easy purification Potential flame-retardant serves as safety advantage over state-of-art electrolytes It was well-established that phosphate-esters are effective flame-retardants

Technology Differentiation A BB2590, the current Soldier rechargeable battery, constructed with this cathode material has a projected energy density of about 170 Wh/kg relative to current specifications of about 120 Wh/kg. What problem will it solve? A Soldier currently is required to carry 50 lbs of batteries. This technology could reduce the overall weight by about 20 lbs allowing to soldier to carry other essential equipment. Current military vehicles consume immense quantities of fossil fuels. Cost to bring fuel forward to the battlefield is enormous in terms of dollars. Hybrid electric vehicles based on this technology will consume less fuel. Military Battery BB2590 Charge Station for BB2590 Li Ion Batteries

Technology Proof of Concept Method of preparation of these novel additives Reaction in organic media 1 H- NMR 19 F- NMR Purification Coin cells assembled using cathode materials provided by partners 19 F- decoupling J H-F = 5.19 Hz J H-P = 11.99 Hz F H F 2 C C P O F 3 C (a) 1 H- decoupling Structural characterization Current TRL: 5

Military Applications Battery is the most expensive logistic component second only to ammunitions In 2009 ~$263 millionmarket Lessen the burden of Soldier: power-hungry electronics Soldier power for a longer life rechargeable Li-ion, e.g., BB-2590 50 lbs reduced by 20 lbs. Lessen the logistic burden: vulnerable transport convoy Military hybrid electric vehicle applications to reduce fuel consumption and reduce the need for dangerous logistical refueling operations APU in various Military Vehicles Storage in Camp Stationary Power System Soldier Wearable Power Vulnerability of Logistic Train in Remote Theater Secondary Power Source for Directed Energy Applications

Commercial Applications Three major markets Electric Vehicle, Hybrid Electric Vehicle Consumer Electronics Large scale stationary energy storage Projected By 2015 (Sanyo estimate)*: $18 Billion in Automotive applications $18 Billion in Consumer electronics $24 Billion in Large scale stationary energy storage Consumer Electronics Electrified Vehicular Power Systems Energy Storage for Grid Stabilization

Technology Agreements A patent license and CRADA is sought. The current technology is TRL 5 and will benefit from a collaboration between the inventor team and the commercialization partner in order to speed the development to the market. This would most readily be done through a license agreement/crada. A patent application has been filed.