Optical Specifications of SMF PMDs Study. 400 Gb/s Ethernet Task Force IEEE Interim Meeting 8-10 September 2014 Ottawa, Canada Chris Cole

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Optical Specifications of SMF PMDs Study 400 Gb/s Ethernet Task Force IEEE 802.3 Interim Meeting 8-10 September 2014 Ottawa, Canada Chris Cole

Finisar Contributors Gilles Denoyer Bernd Huebner Jonathan King Chris Kocot William Ling Ilya Lyubomirsky Daniel Mahgerefteh Thelinh Nguyen Thang Pham Jack Xu 8-10 September 2014 2

Duplex SMF & PSM4 PMDs Decision Tree SMF PMDs studied 802.3bs today 50G bit rate per λ 100G NRZ PAM-4 PAM-4 DMT modulation modulation 50Gb/s NRZ 50Gb/s PAM-4 100Gb/s PAM-4 100Gb/s DMT 8-10 September 2014 3

TX Limit, Mux Loss & Modulation Penalty Eye safety limit (1310nm) = 14.1m AOP Mux loss 2:1 ratio 4:1 ratio 8:1 ratio Modulation penalty NRZ PAM-4 DMT-k (25G DML, +/- 3σ clipping) Modulation 5% accuracy penalty = 1.5 = 2.5 = 3.5 = 0.0 = 4.8 = 8.8 = 0.2 DMT-k sub-carrier I & Q channel power split factor penalty Fk = 10 * log10 (2 * k) 8-10 September 2014 4

TDP 2km 2km NRZ PAM4 8-10 September 2014 5 PAM4 PAM4 DMT-k Source Mod Mod DML Mod 25G DML Grid LAN WDM LAN WDM LAN WDM CWDM LAN WDM FEC KP4 KP4 KP4 KP4 BCH Operating BER 2.0e-4 2.0e-4 2.0e-4 2.0e-4 1.0E-03 TX analog BW * 20 20 20 20 21 RX analog BW * 40 20 20 31 21 RX FFE taps or FFT pts. 3 3 3 13 k TDP 1.8 0.7 1.0 2.5 2.5 Methodology as per cole_3bs_01a_0714, updated with jitter, and residual quantization effects for 100G PAM-4 & DMT * TX & RX analog BW added as per requests from the floor

TDP 10km 10km NRZ PAM4 8-10 September 2014 6 PAM4 PAM4 DMT-k Source Mod Mod DML Mod 25G DML Grid LAN WDM LAN WDM LAN WDM LAN WDM LAN WDM FEC BCH BCH BCH BCH BCH Operating BER 1.0E-03 1.0E-03 1.0E-03 1.0E-03 1.0E-03 TX analog BW * 21 21 21 21 21 RX analog BW * 42 21 21 32 21 RX FFE taps or FFT pts. 3 3 3 13 k TDP 2.3 0.7 1.5 2.5 3.0 Methodology as per cole_3bs_01a_0714, updated with jitter, and residual quantization effects for 100G PAM-4 & DMT * TX & RX analog BW added as per requests from the floor

RX Channel Loss & FEC Gain 2km Channel Insertion Loss & MPI Penalty = 5 4.0 channel base loss up to 1.0 MPI Penalty 10km Channel Insertion Loss & MPI Penalty = 7 6.3 channel base loss up to 0.7 MPI Penalty FEC Optical Gain (vs. 1e-12 BER ) KR4 KP4 BCH (2858, 2570, t=24) = 2.6 = 3.2 = 3.8 8-10 September 2014 7

RX DeMux Loss & Bandwidth Penalty DeMux loss 2:1 ratio 4:1 ratio 8:1 ratio Bandwidth Penalty (vs. 25G NRZ) 50G NRZ 50G PAM-4 100G PAM-4 100G DMT FEC overhead Bandwidth Penalty KR4 (0%) KP4 (3%) BCH (8%) BCH (DMT, 25G DML) = 1.5 = 2.5 = 3.5 = 1.5 = 0.0 = 1.0 = 0.0 = 0.0 = 0.1 = 0.2 = 0.0 8-10 September 2014 8

RX Design Penalty 50G TIA device noise penalty (vs. 25G) = 1.0 Linear TIA AGC noise penalty (vs. Limiting) = 0.5 TIA cross-talk penalty 25G NRZ = 0.2 50G NRZ = 0.4 50G PAM-4 (linear) = 0.3 100G PAM-4 (linear) = 0.4 100G DMT-k (linear) = 0.3 Analog equalizer non-idealities or ADC quantization penalty 50G NRZ 3-tap FFE = 0.4 50G PAM-4 3-tap FFE = 0.5 100G PAM-4 6-bit ENOB ADC = 0.4 100G DMT-k 6-bit ENOB ADC = 0.6 8-10 September 2014 9

400G 2km Duplex SMF PMDs TX Specs TX Specifications Operating BER ER Full Scale (min) 4x25G NRZ LR4 No FEC / DML NRZ 8-10 September 2014 10 PAM4 / DML PAM4 DMT 25G DML 1.0E-12 2.0E-04 2.0E-04 2.0E-04 1.0E-03 7.0 4.0 4.5 7.0 4.5 7.0 4.5 TX OMA pre-mux (min) @TDP (max) m 1.2 2.4 1.5 2.2 2.5 3.5 5.0 Mux Loss TX OMA (min) @TDP (max) m Modulation Penalty TX OMA Eye (min) @TDP (max) m TDP (max) 2.5 3.5 3.5 2.5 2.5-1.3-0.1-2.0-1.3-1.0 1.0 2.5 0.0 0.0 5.0 5.0 9 + Fk -1.3-0.1-2.0-6.3-6.0-4.0-6.5 - Fk 1.0 2.2 1.8 0.7 1.0 2.5 2.5 TX OMA Eye - TDP each lane (min) m -2.3-3.8-7.0-6.5-9 - Fk

400G 2km Duplex SMF PMDs RX Specs RX Specifications Symbol (or Sample) Rate Gbaud (or GS) Operating BER TX OMA Eye - TDP each lane (min) m Channel Insertion Loss & MPI penalty NRZ 4x25G LR4 No FEC / DML NRZ 8-10 September 2014 11 PAM4 / DML PAM4 DMT 25G DML 25.8 53.2 26.6 53.2 55.9 1.0E-12 2.0E-04 2.0E-04 2.0E-04 1.0E-03-2.3-3.8-7.0-6.5-9 - Fk 6.3 5.0 5.0 5.0 5.0 RX Sens. OMA pre-fec each lane (max) m -8.6-8.8-12.0-11.5-14 - Fk FEC Optical Gain v. 1e-12 BER DeMux Loss + Lane BW Penalty TIA, Xtalk, Quantization Penalties 0.0 3.2 3.2 3.2 3.8 2.5 5.1 3.6 3.6 2.5 - Fk 0.2 1.8 1.3 1.8 1.3 RX Sens. OMA post- DeMux v. LR4 m -11.3-12.5-13.7-13.7-14.0

400G 2km Duplex SMF PMDs Comparison 400G 2km specs minus LR4 specs 4x25G NRZ no FEC & DML NRZ PAM-4 DML PAM-4 DMT-K 25G DML TX OMA delta (pre-mux) RX Sens. delta (post-demux) 0.3 1.0 0.1 2.3 2.6-1.2-2.4-2.4-2.7 Every RX Sens. delta is idealized, incomplete, and optimistic 8-10 September 2014 12

400G () PSM4 PMDs TX Specs TX Specifications CWDM Grid Operating BER ER Full Scale (min) 4x25G NRZ CWDM4 KR4 / DML 2x50G NRZ 8-10 September 2014 13 2x50G PAM4 / DML 1x100G PAM4 1x100G DMT 25G DML 5.0E-05 2.0E-04 2.0E-04 2.0E-04 1.0E-03 6.5 3.5 4.5 7.0 4.5 7.0 4.5 TX OMA pre-mux (min) @TDP (max) m -1.5 0.5-1.0-0.3 0.0 0.0 1.5 Mux Loss TX OMA (min) @TDP (max) m Modulation Penalty TX OMA Eye (min) @TDP (max) m TDP (max) 2.5 1.5 1.5 0.0 0.0-4.0-2.0-2.5-1.8-1.5 0.0 1.5 0.0 0.0 5.0 5.0 9 + Fk -4.0-2.0-2.5-6.8-6.5-5.0-7.5 - Fk 1.0 3.0 1.8 0.7 1.0 2.5 2.5 TX OMA Eye - TDP each lane (min) m -5.0-4.3-7.5-7.5-10 - Fk

400G () PSM4 PMDs RX Specs RX Specifications CWDM Grid Symbol (or Sample) Rate GBaud (or GS) Operating BER TX OMA Eye - TDP each lane (min) m Channel Insertion Loss & MPI penalty 4x25G NRZ CWDM4 KR4 / DML 2x50G NRZ 8-10 September 2014 14 2x50G PAM4 / DML 1x100G PAM4 1x100G DMT 25G DML 25.8 53.2 26.6 53.2 55.9 5.0E-05 2.0E-04 2.0E-04 2.0E-04 1.0E-03-5.0-4.3-7.5-7.5-10 - Fk 5.0 5.0 5.0 5.0 5.0 RX Sens. OMA pre-fec each lane (max) m -10.0-9.3-12.5-12.5-15 - Fk FEC Optical Gain DeMux Loss + Lane BW Penalty TIA, Xtalk, Quantization Penalties 2.6 3.2 3.2 3.2 3.8 2.5 3.1 1.6 1.1 0 - Fk 0.2 1.8 1.3 1.8 1.3 RX Sens. OMA post- DeMux v. CWDM4 m -10.1-11.0-12.2-12.2-12.5

400G () PSM4 PMDs Comparison 2km specs minus CWDM4 Specs 4x25G NRZ KR4 FEC & DML 2x50G NRZ 2x50G PAM-4 DML 1x100G PAM-4 1x100G DMT-K 25G DML TX OMA delta (pre-mux) RX Sens. delta (post-demux) 0.5 1.2-0.5 1.5 1.0-0.9-2.1-2.1-2.4 Every RX Sens. delta is idealized, incomplete, and optimistic 8-10 September 2014 15

400G 10km Duplex SMF PMDs TX Specs TX Specifications LAN WDM Grid Operating BER ER Full Scale (min) 4x25G NRZ LR4 No FEC / DML NRZ 8-10 September 2014 16 PAM4 / DML PAM4 DMT 25G DML 1.0E-12 1.0E-03 1.0E-03 1.0E-03 1.0E-03 7.0 4.0 4.5 7.0 4.5 7.0 4.5 TX OMA pre-mux (min) @TDP (max) m 1.2 2.4 2.5 2.7 3.5 4.0 5.0 Mux Loss TX OMA (min) @TDP (max) m Modulation Penalty TX OMA Eye (min) @TDP (max) m TDP (max) 2.5 3.5 3.5 2.5 2.5-1.3-0.1-1.0-0.8 0.0 1.5 2.5 0.0 0.0 5.0 5.0 9 + Fk -1.3-0.1-1.0-5.8-5.0-3.5-6.5 - Fk 1.0 2.2 2.3 0.7 1.5 2.5 3.0 TX OMA Eye - TDP each lane (min) m -2.3-3.3-6.5-6.0-9.5 - Fk

400G 10km Duplex SMF PMDs RX Specs RX Specifications LAN WDM Grid Symbol (or Sample) Rate Gbaud (or GS) Operating BER TX OMA Eye - TDP each lane (min) m Channel Insertion Loss & MPI penalty NRZ 4x25G LR4 No FEC / DML NRZ 8-10 September 2014 17 PAM4 / DML PAM4 DMT 25G DML 25.8 55.9 28.0 55.9 55.9 1.0E-12 1.0E-03 1.0E-03 1.0E-03 1.0E-03-2.3-3.3-6.5-6.0-9.5 - Fk 6.3 7.0 7.0 7.0 7.0 RX Sens. OMA pre-fec each lane (max) m -8.6-10.3-13.5-13.0-16.5 -Fk FEC Optical Gain v. 1e-12 BER DeMux Loss + Lane BW Penalty TIA, Xtalk, Quantization Penalties 0.0 3.8 3.8 3.8 3.8 2.5 5.2 3.7 3.7 2.5 - Fk 0.2 1.8 1.3 1.8 1.4 RX Sens. OMA post- DeMux v. LR4 m -11.3-13.5-14.7-14.7-16.6

400G 10km Duplex SMF PMDs Comparison 400G 10km specs minus LR4 specs 4x25G NRZ no FEC & DML NRZ PAM-4 DML PAM-4 DMT-K 25G DML TX OMA delta (pre-mux) RX Sens. delta (post-demux) 1.3 1.5 1.1 2.8 2.6-2.2-3.4-3.4-5.3 Every RX Sens. delta is idealized, incomplete, and optimistic 8-10 September 2014 18

Optical Specifications of SMF PMDs Study Thank you 8-10 September 2014 19