Modelling and Control of Ultracapacitor based Bidirectional DC-DC converter systems PhD Scholar : Saichand K

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Modelling and Control of Ultracapacitor based Bidirectional DC-DC converter systems PhD Scholar : Saichand K Advisor: Prof. Vinod John Department of Electrical Engineering, Indian Institute of Science, Bangalore

Modelling and Control of Ultracapacitor based Bidirectional DC-DC converter systems K. Saichand Advisor: Prof. Vinod John Power electronics group, Department of electrical engineering, Indian Institute of Science (IISc), Bangalore - 560012. Electrical Divisional Symposium April 7-8, 2017 0 / 13

Comparison of energy storage elements (a) Source: https://upload.wikimedia.org/wikipedia/commons/6/6b/supercapacitors_chart.svg (b) 1 / 13

Comparison of energy storage elements (a) Source: https://upload.wikimedia.org/wikipedia/commons/6/6b/supercapacitors_chart.svg Advantages over batteries: Greater reliability Uses non-corrosive electrolytes and low material toxicity Has higher power density, Low cost per cycle Low ESR => Fast charging and discharging Low ESR => Low heating levels during charging and discharging (b) 1 / 13

Comparison of energy storage elements (a) Source: https://upload.wikimedia.org/wikipedia/commons/6/6b/supercapacitors_chart.svg Advantages over batteries: Greater reliability Uses non-corrosive electrolytes and low material toxicity Has higher power density, Low cost per cycle Low ESR => Fast charging and discharging Low ESR => Low heating levels during charging and discharging Disadvantages over batteries: Lower energy density Greater self-discharge (Always needs a power conv. for regulating the voltage) High voltage drop Low ESR leads to rapid discharge when shorted 1 / 13 (b)

Ultracapacitor based backup systems Fuel cell/ Batteries/ Other Energy sources Critical Loads Ultracapacitor bank charging Bi-directional dc-dc converter Ride through provision Ultracapacitor stack addresses: Short duration black-outs Peak power demands Load leveling the battery packs in EV/HEV. Ultracapacitors used widely in power quality improvement, traction, EV/HEV etc; 2 / 13

Ultracapacitor based backup systems Fuel cell/ Batteries/ Other Energy sources Critical Loads Ultracapacitor bank discharging Bi-directional dc-dc converter Ride through provision Ultracapacitor stack addresses: Short duration black-outs Peak power demands Load leveling the battery packs in EV/HEV. Ultracapacitors used widely in power quality improvement, traction, EV/HEV etc; 2 / 13

Power Supply for momentary power mains failures Two port network SW3 UC stack + _ Critical Load UCs has a potential to replace batteries for light energy density applications. UC based backup systems can be used in both grid connected or stand alone applications. A non-isolated bidirectional converter is chosen since supply and UC stack side voltages are quite close. 3 / 13

Power Supply for momentary power mains failures Two port network SW3 UC stack + _ Critical Load UCs has a potential to replace batteries for light energy density applications. UC based backup systems can be used in both grid connected or stand alone applications. A non-isolated bidirectional converter is chosen since supply and UC stack side voltages are quite close. System operates as buck converter during charging, boost converter during discharging. During charging, UC stack voltage V uc is regulated. During discharging, output voltage V o is regulated. 3 / 13

List of contributions 1 PWM Blocking control for seamless mode transition 2 Virtual resistance control for seamless mode transition 3 Reduced order modelling of ultracapacitors 4 Generalized passives design for UC based backup system 5 Adaptive control during discharging mode of operation with enhanced performance 3 / 13

List of works 1 PWM Blocking control for seamless mode transition 2 Virtual resistance control for seamless mode transition 3 Reduced order modelling of ultracapacitors 4 Generalized passives design for UC based backup system 5 Adaptive control during discharging mode of operation with enhanced performance 3 / 13

PWM blocking for seamless mode transition UC based converters have two operating modes - a) charging mode, b) discharging mode. Inner current loop Charging mode 4 / 13

PWM blocking for seamless mode transition UC based converters have two operating modes - a) charging mode, b) discharging mode. Inner current loop Discharging mode 4 / 13

PWM blocking for seamless mode transition UC based converters have two operating modes - a) charging mode, b) discharging mode. Inner current loop Discharging mode Both operating modes have similar control structures but different control objectives. However, the two states share the same physical elements of converter. This necessitates a mode transition logic between control modes. S1 Charging Discharging S3 Smooth, seamless and fast transition between control modes is crucial. 4 / 13

PWM blocking for seamless mode transition UC based converters have two operating modes - a) charging mode, b) discharging mode. Inner current loop Discharging mode S2 or PWM Blocking PWM blocking acts as a mode transition logic. How long PWM blocking should be done? This is decided by mode identification algorithm. The proposed algorithm decides the control modes accurately. S1 Charging Discharging S3 The algorithm is based on local parameters inductor current, i L and output voltage, V o. 4 / 13

~ ~ Mode identification algorithm supply present supply absent or ~ S2 PWM Blocking Charging mode ~ ~ Discharging mode S1 Charging Discharging S3 Starting PWM Blocking (1) (2) (3) (a) (4) (b) 5 / 13

~ ~ Mode identification algorithm supply present supply absent or ~ S2 PWM Blocking Charging mode ~ ~ Discharging mode S1 Charging Discharging S3 Starting PWM Blocking (1) (2) (3) (a) Table: Logic conditions for mode identification. Time durations i L V o State 0<t<t 1 i L<I T H V o>v b+ V Charging mode (S1) t 1<t<t 2 i L<I T H V o<v b V Charging-Discharging tr. (S2) t 2<t<t 3 i L> I T H V o<v b V Discharging mode (S3) t 3<t<t 4 i L>I T H V o>v b+ V Discharging-Charging tr. (S2) (4) (b) 5 / 13

~ ~ Mode identification algorithm supply present supply absent or ~ S2 PWM Blocking Charging mode ~ ~ Discharging mode S1 Charging Discharging S3 Starting PWM Blocking (1) (2) (3) (a) Table: Logic conditions for mode identification. Time durations i L V o State 0<t<t 1 i L<I T H V o>v b+ V Charging mode (S1) t 1<t<t 2 i L<I T H V o<v b V Charging-Discharging tr. (S2) t 2<t<t 3 i L> I T H V o<v b V Discharging mode (S3) t 3<t<t 4 i L>I T H V o>v b+ V Discharging-Charging tr. (S2) (4) (b) Voltage and current hysteresis included. This reduces error mode identification. Fastest mode transition using PWM blocking. 5 / 13

Experimental results for PWM blocking 1 K. Saichand and V. John, PWM block method for control of an ultracapacitor-based bidirectional DC/DC backup system, IEEE Transactions on Industry Applications, vol. 52, no. 5, pp. 4126-4134, Sept 2016. 6 / 13

Experimental results for PWM blocking Smooth and seamless transition between control modes is achieved. Accurate mode identification is performed using mode identification algorithm. The proposed control allows decoupled controls for both operating modes. During PWM blocking, no control on dynamics of inductor current i L. A virtual resistance based control allows complete control over time duration, inductor current i L dynamics during mode transition 1. 1 K. Saichand and V. John, PWM block method for control of an ultracapacitor-based bidirectional DC/DC backup system, IEEE Transactions on Industry Applications, vol. 52, no. 5, pp. 4126-4134, Sept 2016. 6 / 13

List of works 1 PWM Blocking control for seamless mode transition 2 Virtual resistance control for seamless mode transition 3 Reduced order modelling of ultracapacitors 4 Generalized passives design for UC based backup system 5 Adaptive control during discharging mode of operation with enhanced performance 6 / 13

Reduced order modelling of ultracapacitors UCs are usually modelled as series/parallel RC networks. Modelling of UC as a large capacitance in series with ESR is quite popular. Here, modelling of UC as a variable voltage source is studied. + + + (a) series RC model (b) parallel branch model _ + (d) transmission-line model _ (c) multi-branch model _ + _ + (e) voltage source model 7 / 13

Reduced order modelling of ultracapacitors UCs are usually modelled as series/parallel RC networks. Modelling of UC as a large capacitance in series with ESR is quite popular. Here, modelling of UC as a variable voltage source is studied. + + + (a) series RC model (b) parallel branch model _ + (d) transmission-line model _ (c) multi-branch model _ + _ + (e) voltage source model 7 / 13

Motivation for modelling of ultracapacitors Ultracapacitors as variable voltage sources Table: Experimental set-up for UC based bidirectional dc-dc converter. Hardware details Filter inductor, L 300µH Filter capacitor, C f 2000µF UC stack capacitance C uc, ESR R uc 12.5F, 0.2Ω Maximum Power, Supply Voltage V g, f sw 200W, 26V, 100kHz UC stack has 12 Maxwell BCAP0150 ultracapacitors in series. i L ˆ(s) d(s) ˆ = sv gc uc LC ucs 2 + R 1 C ucs + 1 = V g L s s 2 + R 1 L s + 1 LC = V g L s 2 (s + λ 1 )(s + λ 2 ) 8 / 13

Motivation for modelling of ultracapacitors Ultracapacitors as variable voltage sources Table: Experimental set-up for UC based bidirectional dc-dc converter. Hardware details Filter inductor, L 300µH Filter capacitor, C f 2000µF UC stack capacitance C uc, ESR R uc 12.5F, 0.2Ω Maximum Power, Supply Voltage V g, f sw 200W, 26V, 100kHz UC stack has 12 Maxwell BCAP0150 ultracapacitors in series. i L ˆ(s) d(s) ˆ = sv gc uc LC ucs 2 + R 1 C ucs + 1 = V g L s s 2 + R 1 L s + 1 LC = V g L s 2 (s + λ 1 )(s + λ 2 ) λ 1 = R 1 2L 1 C ucr1 2 4L 666.268, λ 2 = R 1 2L C uc 2L + 1 C ucr1 2 4L 0.4 2L C uc 8 / 13

Motivation for modelling of ultracapacitors Ultracapacitors as variable voltage sources Table: Experimental set-up for UC based bidirectional dc-dc converter. Hardware details Filter inductor, L 300µH Filter capacitor, C f 2000µF UC stack capacitance C uc, ESR R uc 12.5F, 0.2Ω Maximum Power, Supply Voltage V g, f sw 200W, 26V, 100kHz UC stack has 12 Maxwell BCAP0150 ultracapacitors in series. i L ˆ(s) d(s) ˆ = sv gc uc LC ucs 2 + R 1 C ucs + 1 = V g L s s 2 + R 1 L s + 1 LC = V g L s 2 (s + λ 1 )(s + λ 2 ) λ 1 = R 1 2L 1 C ucr1 2 4L 666.268, λ 2 = R 1 2L C uc 2L + 1 C ucr1 2 4L 0.4 2L C uc Here, the approximation C ucr 2 1 L would be valid, allowing λ 2 = 0, and λ 1 = R 1 L. 8 / 13

Motivation for modelling of ultracapacitors Ultracapacitors as variable voltage sources Table: Experimental set-up for UC based bidirectional dc-dc converter. Hardware details Filter inductor, L 300µH Filter capacitor, C f 2000µF UC stack capacitance C uc, ESR R uc 12.5F, 0.2Ω Maximum Power, Supply Voltage V g, f sw 200W, 26V, 100kHz UC stack has 12 Maxwell BCAP0150 ultracapacitors in series. i L ˆ(s) d(s) ˆ = sv gc uc LC ucs 2 + R 1 C ucs + 1 = V g L s s 2 + R 1 L s + 1 LC = V g L s 2 (s + λ 1 )(s + λ 2 ) λ 1 = R 1 2L 1 C ucr1 2 4L 666.268, λ 2 = R 1 2L C uc 2L + 1 C ucr1 2 4L 0.4 2L C uc Here, the approximation C ucr 2 1 L would be valid, allowing λ 2 = 0, and λ 1 = R 1 L. 8 / 13

Comparison using z-domain bode plots Why analysis in z-domain?? The transfer functions of a buck converter feeding a UC stack, models are derived in z-domain. Usually, the control is implemented in digital platform. iˆ L (z) for both the ˆd(z) The non-idealities and other delays such as sampling and PWM delays can also be readily incorporated in the z-domain models. z-domain transfer functions obtained from continous time state space models. 3 F.L. Lewis, Applied Optimal Control Estimation: Digital Design & Implementation, ser. Prentice Hall and Texas Instruments digital signal processing series. Prentice-Hall, 1992. 9 / 13

Comparison using z-domain bode plots Why analysis in z-domain?? The transfer functions of a buck converter feeding a UC stack, models are derived in z-domain. Usually, the control is implemented in digital platform. iˆ L (z) for both the ˆd(z) The non-idealities and other delays such as sampling and PWM delays can also be readily incorporated in the z-domain models. z-domain transfer functions obtained from continous time state space models. Why use exact discretization? i ˆ The comparison of L (z) d(z) ˆ for both the models is performed for wide range of design and operating conditions. Discretization methods such as Forward and Backward Euler, Tustin s method are not accurate for wide range of sampling frequencies, f s 3. The comparison metrics are dependent on circuit parameters. P o (100W,100kW ), V g (30V,1000V ) 3 F.L. Lewis, Applied Optimal Control Estimation: Digital Design & Implementation, ser. Prentice Hall and Texas Instruments digital signal processing series. Prentice-Hall, 1992. 9 / 13

Magnitude (db) Phase (deg) 200 160 120 80 40 0 40 80 0 45 90 135 180 225 Comparison of Model-2 and Model-3 Model-1 ˆ i L (z) ˆ d(z) Model 1 Model 2 Model 3 270 10 1 10 0 10 1 10 2 10 3 10 4 10 5 Frequency (Hz) Figure: Bode plots comparing the three models for P o=200w, V g=30v. for the two UC models Magnitude (db) Phase (deg) 100 50 0-50 -90-135 -180-225 Bode Diagram Deviation in two models Ts = 10!5 Voltage source model Series RC model -270 10 1 10 2 10 3 10 4 10 5 Frequency (Hz) Figure: Bode plots for current loop plant transfer functions with PI control for Model 1 and Model 3. Model 2 and Model 3 match closely which shows that λ 2 0 is a valid approximation. For a given design application, Model 1 and Model 3 diverge especially at low frequency regions. The deviation between the two models reduces due to high gain of PI controller at low frequencies. The high frequency characteristics determines the stability and bandwidth. Phase margin of 70 and bandwidth of 10kHz is achieved. 10 / 13

Comparison of ˆ i L (z) ˆ d(z) for the two UC models Charging mode inner current loop bandwidth, f b = 4 2π t Settling time, t of 70µs is observed based on which bandwidth of 9kHz is achieved. This verifies the dynamic performance of the designed inner loop current control. UC stack is charged in CC mode. The charging profile shows the stability of the designed current control. The charging duration can be verified by C uc V uc t c = i L. The UC stack voltage, V uc and charging current, i L is chosen to be low, so that charging duration, t c would be sufficiently high. 10 / 13

List of works 1 PWM Blocking control for seamless mode transition 2 Virtual resistance control for seamless mode transition 3 Reduced order modelling of ultracapacitors 4 Generalized passives design for UC based backup system 5 Adaptive control during discharging mode of operation with enhanced performance 10 / 13

Generalized passives design Necessity and contributions Why particularly necessary in UC based storage systems?? Batteries treated as fixed voltage sources. UC stack undergo greater depth of discharge. Converter design should accommodate wide range of operating conditions. 4 K. Saichand and V. John, A generalized design procedure for passives in a ultracapacitor based bidirectional DC-DC system for backup power applications, in Thirteenth Annual IEEE INDICON, 2016. IEEE Bangalore Section, 2016. 11 / 13

Generalized passives design Necessity and contributions Why particularly necessary in UC based storage systems?? Batteries treated as fixed voltage sources. UC stack undergo greater depth of discharge. Converter design should accommodate wide range of operating conditions. Converter design should accommodate wide variation in UC stack voltage, V uc. The converter and passives design should also accommodate for both the charging and discharging operating modes. 4 K. Saichand and V. John, A generalized design procedure for passives in a ultracapacitor based bidirectional DC-DC system for backup power applications, in Thirteenth Annual IEEE INDICON, 2016. IEEE Bangalore Section, 2016. 11 / 13

Generalized passives design Necessity and contributions Why particularly necessary in UC based storage systems?? Batteries treated as fixed voltage sources. UC stack undergo greater depth of discharge. Converter design should accommodate wide range of operating conditions. Converter design should accommodate wide variation in UC stack voltage, V uc. The converter and passives design should also accommodate for both the charging and discharging operating modes. Generalized design of passives is necessary: To validate any proposed ultracapacitor model, For performance studies on a UC based dc/dc systems for wide range of design applications. 4. Crucial in modeling of ultracapacitors and in design of adaptive control. 4 K. Saichand and V. John, A generalized design procedure for passives in a ultracapacitor based bidirectional DC-DC system for backup power applications, in Thirteenth Annual IEEE INDICON, 2016. IEEE Bangalore Section, 2016. 11 / 13

List of works 1 PWM Blocking control for seamless mode transition 2 Virtual resistance control for seamless mode transition 3 Reduced order modelling of ultracapacitors 4 Generalized passives design for UC based backup system 5 Adaptive control during discharging mode of operation with enhanced performance 11 / 13

Adaptive control for discharging mode of operation UC stack + _ 5 K. Saichand and V. John, Adaptive control strategy for ultracapacitor based bidirectional DC-DC converters, accepted for publication in Applied Power Electronics Conference. Tampa, Florida: APEC-2017, March 2017, pp. 1-6. 12 / 13

Adaptive control for discharging mode of operation UC stack + _ The control structure should accommodate for variation in: plant characteristics RHP zero especially due to UC stack deep discharging. Advantages of adaptive control The controller gains are estimated on-line. The proposed control ensures best performance criteria possible. Adaptive control incorporates the variation of RHP zero and varies the bandwidth accordingly 5. 5 K. Saichand and V. John, Adaptive control strategy for ultracapacitor based bidirectional DC-DC converters, accepted for publication in Applied Power Electronics Conference. Tampa, Florida: APEC-2017, March 2017, pp. 1-6. 12 / 13

Conclusions and Contributions Mode identification algorithm based on PWM blocking has been proposed which ensures: Fastest mode transition. Smooth, seamless mode transition. Accurate identification of control modes. Alternately, virtual resistance control is proposed which allows control on current dynamics during mode transition as well. Simplified voltage source model for UCs similar to batteries have been proposed and verified which simplifies the controller design. The possibility of using this simplified model have been studied for wide range of design applications. For this, a generalized passives design is carried out where the variation of passives for various design applications is carried out. An adaptive control has been proposed which allows online variation of controller gains to accommodate system characteristics and RHP zero variation. 13 / 13

List of Key Publications [1] K. Saichand and V. John, PWM block method for control of an ultracapacitor-based bidirectional DC/DC backup system, IEEE Transactions on Industry Applications, vol. 52, no. 5, pp. 4126 4134, Sept 2016. [2] K. Saichand, A. Kumrawat, and V. John, High performance AC-DC control power supply for low voltage ride through inverters, Sadhana, vol. 41, no. 2, pp. 147 159, 2016. [3] K. Saichand and V. John, Simplified modeling of ultracapacitors for bidirectional DC-DC converter applications, accepted for publication in Applied Power Electronics Conference. Tampa, Florida: APEC-2017, March 2017, pp. 1 6. [4] K. Saichand and V. John, Adaptive control strategy for ultracapacitor based bidirectional DC-DC converters, accepted for publication in Applied Power Electronics Conference. Tampa, Florida: APEC-2017, March 2017, pp. 1 6. [5] K. Saichand and V. John, A generalized design procedure for passives in a ultracapacitor based bidirectional DC-DC system for backup power applications, accepted for publication in Thirteenth Annual IEEE INDICON, 2016. IISc Bangalore: IEEE Bangalore Section, December 2016, pp. 1 6. [6] K. Saichand and V. John, PWM block method for control of ultracapacitor based bidirectional dc/dc backup system, in 2014 IEEE International Conference on Power Electronics, Drives and Energy Systems (PEDES), IISc bangalore, December 2014, pp. 1 6. [7] A. Kumrawat, K. Saichand, and V. John, Design of AC-DC control power supply with wide input voltage variation, in 2013 IEEE Innovative Smart Grid Technologies-Asia (ISGT Asia), Nov 2013, pp. 1 6. [8] K. Saichand, A. Kumrawat, and V. John, Design of start-up power circuit for control power supplies with wide input voltage variation, in National power electronics conference. IIT Kanpur: NPEC, December 2013, pp. 1 6. [9] K. Saichand and V. John, Virtual resistance based control for ultracapacitor based bidirectional DC/DC backup system, in National power electronics conference. IIT Bombay: NPEC, December 2015, pp. 1 6. 13 / 13

Thank You... 13 / 13