RESOLUTION MEPC.281(70) (Adopted on 28 October 2016) AMENDMENTS TO THE 2014 GUIDELINES ON THE METHOD OF CALCULATION OF THE ATTAINED ENERGY EFFICIENCY

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ANNEX 9 RESOLUTION MEPC.281(70) Annex 9, page 1 AMENDMENTS TO THE 2014 GUIDELINES ON THE METHOD OF CALCULATION OF THE ATTAINED THE MARINE ENVIRONMENT PROTECTION COMMITTEE, RECALLING article 38(a) of the Convention on the International Maritime Organization concerning the functions of the Marine Environment Protection Committee (the Committee) conferred upon it by international conventions for the prevention and control of marine pollution from ships, RECALLING ALSO that it adopted, by resolution MEPC.203(62), Amendments to the annex of the Protocol of 1997 to amend the International Convention for the Prevention of Pollution from Ships, 1973, as modified by the Protocol of 1978 relating thereto (inclusion of regulations on energy efficiency for ships in MARPOL Annex VI), NOTING that the aforementioned amendments to MARPOL Annex VI entered into force on 1 January 2013, NOTING ALSO that regulation 20 (Attained Energy Efficiency Design Index (attained EEDI)) of MARPOL Annex VI, as amended, requires that the EEDI shall be calculated taking into account the guidelines developed by the Organization, NOTING the 2012 Guidelines on the method of calculation of the attained Energy Efficiency Design Index (EEDI) for new ships, adopted by resolution MEPC.212(63), and, the amendments thereto, adopted by resolution MEPC.224(64), NOTING FURTHER that it adopted, by resolution MEPC.245(66), the 2014 Guidelines on the method of calculation of the attained Energy Efficiency Design Index (EEDI) for new ships, and by resolution MEPC.263(68), amendments thereto, RECOGNIZING that the aforementioned amendments to MARPOL Annex VI require relevant guidelines for the smooth and uniform implementation of the regulations, HAVING CONSIDERED, at its seventieth session, proposed amendments to the 2014 Guidelines on the method of calculation of the attained Energy Efficiency Design Index (EEDI) for new ships, as amended, 1 ADOPTS amendments to the 2014 Guidelines on the method of calculation of the attained Energy Efficiency Design Index (EEDI) for new ships, as amended, as set out in the annex to the present resolution; 2 INVITES Administrations to take the aforementioned amendments into account when developing and enacting national laws which give force to and implement provisions set forth in regulation 20 of MARPOL Annex VI, as amended;

Annex 9, page 2 3 REQUESTS the Parties to MARPOL Annex VI and other Member Governments to bring the amendments to the attention of shipowners, ship operators, shipbuilders, ship designers and any other interested parties; 4 AGREES to keep these Guidelines, as amended, under review, in the light of experience gained with their implementation.

ANNEX Annex 9, page 3 AMENDMENTS TO THE 2014 GUIDELINES ON THE METHOD OF CALCULATION OF THE ATTAINED 1 The following text is added after 2.12.3 in the table of contents: "2.12.4 f c bulk carriers designed to carry light cargoes; wood chip carriers" 2 Paragraph 2.1 is replaced with the following: ".1 C F is a non-dimensional conversion factor between fuel consumption measured in g and CO 2 emission also measured in g based on carbon content. The subscripts ME(i) and AE(i) refer to the main and auxiliary engine(s) respectively. C F corresponds to the fuel used when determining SFC listed in the applicable test report included in a Technical File as defined in paragraph 1.3.15 of NO X Technical Code ("test report included in a NO X technical file" hereafter). The value of C F is as follows: Type of fuel 1 Diesel/Gas Oil 2 Light Fuel Oil (LFO) Reference Lower calorific value (kj/kg) Carbon content C F (t-co 2/t- Fuel) ISO 8217 Grades DMX through DMB 42,700 0.8744 3.206 ISO 8217 Grades RMA through RMD 41,200 0.8594 3.151 ISO 8217 Grades RME through RMK 40,200 0.8493 3.114 Propane 46,300 0.8182 3.000 Butane 45,700 0.8264 3.030 3 Heavy Fuel Oil (HFO) 4 Liquefied Petroleum Gas (LPG) 5 Liquefied Natural Gas (LNG) 48,000 0.7500 2.750 6 Methanol 19,900 0.3750 1.375 7 Ethanol 26,800 0.5217 1.913 In case of a ship equipped with a dual-fuel main or auxiliary engine, the C F-factor for fuel and the C F-factor for fuel oil should apply and be multiplied with the specific fuel oil consumption of each fuel at the relevant EEDI load point. Meanwhile, fuel should be identified whether it is regarded as the "primary fuel" in accordance with the formula below: f DF = ntotal total( i) i1 nfuel i1 P P fuel( i) nliquid i1 V liquid( i) liquid( i) V LCV liquid( i) LCV liquid( i) V LCV where, f DF is the fuel availability ratio of fuel corrected for the power ratio of engines to total engines, f DF should not be greater than 1;

Annex 9, page 4 V is the total net fuel capacity on board in m 3. If other arrangements, like exchangeable (specialized) LNG tank-containers and/or arrangements allowing frequent refuelling are used, the capacity of the whole LNG fuelling system should be used for V. The boil-off rate (BOR) of cargo tanks can be calculated and included to V if it is connected to the fuel supply system (FGSS); V liquid is the total net liquid fuel capacity on board in m 3 of liquid fuel tanks permanently connected to the ship's fuel system. If one fuel tank is disconnected by permanent sealing valves, V liquid of the fuel tank can be ignored; is the density of fuel in kg/m 3 ; liquid is the density of each liquid fuel in kg/m 3 ; LCV is the low calorific value of fuel in kj/kg; LCV liquid is the low calorific value of liquid fuel in kj/kg; K is the filling rate for fuel tanks; K liquid is the filling rate for liquid fuel tanks; P total is the total installed engine power, P ME and P AE in kw; P fuel is the dual fuel engine installed power, P ME and P AE in kw;.1 If the total fuel capacity is at least 50% of the fuel capacity dedicated to the dual fuel engines, namely f DF 0.5, then fuel is regarded as the "Primary fuel," and f DF = 1 and f DFliquid = 0 for each dual fuel engine..2 If f DF < 0.5, fuel is not regarded as the "primary fuel." The C F and SFC in the EEDI calculation for each dual fuel engine (both main and auxiliary engines) should be calculated as the weighted average of C F and SFC for liquid and mode, according to f DF and f DFliquid, such as the original item of P ME(i) C FME(i) SFC ME(i) in the EEDI calculation is to be replaced by the formula below. P ME(i) (f DF(i) (C FME pilot fuel(i) SFC ME pilot fuel(i) + C FME (i) SFC ME (i)) + f DFliquid(i) C FME liquid(i) SFC ME liquid(i)) " 3 The following sentences are added at the end of existing paragraph 2.7.1: "Reference lower calorific values of additional fuels are given in the table in paragraph 2.1 of these Guidelines. The reference lower calorific value corresponding to the conversion factor of the respective fuel should be used for calculation."

2 1 4 RESOLUTION MEPC.281(70) Annex 9, page 5 4 A new paragraph 2.12.4 is added after the existing paragraph 2.12.3 as follows: ".4 For bulk carriers having R of less than 0.55 (e.g. wood chip carriers), the following cubic capacity correction factor, fc bulk carriers designed to carry light cargoes, should apply: f c bulk carriers designed to carry light cargoes = R -0.15 where: R is the capacity ratio of the deadweight of the ship (tonnes) as determined by paragraph 2.4 divided by the total cubic capacity of the cargo holds of the ship (m 3 )." 5 Appendix 4 is replaced with the following: "APPENDIX 4 EEDI CALCULATION EXAMPLES FOR USE OF DUAL FUEL ENGINES Case 1: Standard Kamsarmax ship, one main engine (MDO), standard auxiliary engines (MDO), no shaft generator: AE for MDO MDO TANK HFO TANK ME for MDO 9930kW 1 MCR ME MCR rating of main engine kw 9930 2 Capacity Deadweight of the ship at summer load draft DWT 81200 3 V ref Ships speed as defined in EEDI regulation kn 14 4 P ME 0.75 x MCR ME kw 7447.5 5 P AE 0.05 x MCR ME kw 496.5 6 C FME C F factor of Main engine using MDO - 3.206 7 C FAE C F factor of Auxiliary engine using MDO - 3.206 8 SFC ME Specific fuel consumption of at P ME g/kwh 165 9 SFC AE Specific fuel consumption of at P AE g/kwh 210 10 EEDI ((P MExC F ME x SFC ME)+(P AE x C FAE x SFC AE)) / (v ref x Capacity) gco 2/tnm 3.76 Case 2: LNG is regarded as the "primary fuel" if dual-fuel main engine and dual-fuel auxiliary engine (LNG, pilot fuel MDO; no shaft generator) are equipped with bigger LNG tanks

2 1 4 RESOLUTION MEPC.281(70) Annex 9, page 6 AE for DF LNG TANK 3100 cu.m MDO TANK HFO TANK 400 cu.m 1200 cu.m ME for Dual Fuel 9930kW 1 MCR ME MCR rating of main engine kw 9930 2 Capacity Deadweight of the ship at summer load draft DWT 81200 3 V ref Ships speed as defined in EEDI regulation kn 14 4 P ME 0.75 x MCR ME kw 7447.5 5 P AE 0.05 x MCR ME kw 496.5 6 CF Pilotfuel C F factor of pilot fuel for dual fuel ME using MDO - 3.206 7 CF AE Plilotfuel C F factor of pilot fuel for Auxiliary engine using MDO - 3.206 8 CF LNG C F factor of dual fuel engine using LNG - 2.75 9 SFC MEPilotfuel Specific fuel consumption of pilot fuel for dual fuel ME at P ME g/kwh 6 10 SFC AE Pilotfuel Specific fuel consumption of pilot fuel for dual fuel AE at P AE g/kwh 7 11 SFC ME LNG Specific fuel consumption of ME using LNG at P ME g/kwh 136 12 SFC AE LNG Specific fuel consumption of AE using LNG at P AE g/kwh 160 13 V LNG LNG tank capacity on board m 3 3100 14 V HFO Heavy fuel oil tank capacity on board m 3 1200 15 V MDO Marine diesel oil tank capacity on board m 3 400 16 LNG Density of LNG kg/m 3 450 17 HFO Density of heavy fuel oil kg/m 3 991 18 MDO Density of Marine diesel oil kg/m 3 900 19 LCV LNG Low calorific value of LNG kj/kg 48000 20 LCV HFO Low calorific value of heavy fuel oil kj/kg 40200 21 LCV MDO Low calorific value of marine diesel oil kj/kg 42700 22 K LNG Filling rate of LNG tank - 0.95 23 K HFO Filling rate of heavy fuel tank - 0.98 24 K MDO Filling rate of marine diesel tank - 0.98 P P LCV 25 f DF ME AE LNG LNG LNG LNG PME PAE VHFO HFO LCVHFO HFO VMDO MDO LCVMDO MDO VLNG LNG LCVLNG LNG (P ME x (C F Pilotfuel x SFC ME Pilotfuel + C F LNG x SFC ME LNG ) + 26 EEDI P AE x (C F Pilotfuel x SFC AE Pilotfuel + C F LNG x SFC AE LNG)) / (V ref x Capacity) V - 0.5068 gco 2/tnm 2.78

2 1 4 RESOLUTION MEPC.281(70) Annex 9, page 7 Case 3: LNG is not regarded as the "primary fuel" if dual-fuel main engine and dual-fuel auxiliary engine (LNG, pilot fuel MDO; no shaft generator) are equipped with smaller LNG tanks AE for DF LNG TANK 600 cu.m MDO TANK HFO TANK 400 cu.m 1200 cu.m ME for Dual Fuel 9930kW 1 MCR ME MCR rating of main engine kw 9930 2 Capacity Deadweight of the ship at summer load draft DWT 81200 3 V ref Ships speed as defined in EEDI regulation kn 14 4 P ME 0.75 x MCR ME kw 7447.5 5 P AE 0.05 x MCR ME kw 496.5 6 C FPilotfuel C F factor of pilot fuel for dual fuel ME using MDO - 3.206 7 C FAE Plilotfuel C F factor of pilot fuel for Auxiliary engine using MDO - 3.206 8 C FLNG C F factor of dual fuel engine using LNG - 2.75 9 C FMDO C F factor of dual fuel ME/AE engine using MDO - 3.206 10 SFC MEPilotfuel Specific fuel consumption of pilot fuel for dual fuel ME at P ME g/kwh 6 11 SFC AE Pilotfuel Specific fuel consumption of pilot fuel for dual fuel AE at P AE g/kwh 7 12 SFC ME LNG Specific fuel consumption of ME using LNG at P ME g/kwh 136 13 SFC AE LNG Specific fuel consumption of AE using LNG at P AE g/kwh 160 14 SFC ME MDO Specific fuel consumption of dual fuel ME using MDO at P ME g/kwh 165 15 SFC AE MDO Specific fuel consumption of dual fuel AE using MDO at P AE g/kwh 187 16 V LNG LNG tank capacity on board m 3 600 17 V HFO Heavy fuel oil tank capacity on board m 3 1800 18 V MDO Marine diesel oil tank capacity on board m 3 400 19 LNG Density of LNG kg/m 3 450 20 HFO Density of heavy fuel oil kg/m 3 991 21 MDO Density of Marine diesel oil kg/m 3 900 22 LCV LNG Low calorific value of LNG kj/kg 48000 24 LCV HFO Low calorific value of heavy fuel oil kj/kg 40200 25 LCV MDO Low calorific value of marine diesel oil kj/kg 42700 26 K LNG Filling rate of LNG tank - 0.95 27 K HFO Filling rate of heavy fuel tank - 0.98

2 1 4 RESOLUTION MEPC.281(70) Annex 9, page 8 28 K MDO Filling rate of marine diesel tank - 0.98 P P V 29 f DF ME AE LNG LNG LNG LNG PME PAE VHFO HFO LCVHFO HFO VMDO MDO LCVMDO MDO VLNG LNG LCVLNG LNG - 0.1261 30 f DFliquid 1- f DF - 0.8739 (P ME x (f DF x (C F Pilotfuel x SFC ME Pilotfuel + C F LNG x SFC ME 31 EEDI LNG ) + f DFliquid xc FMDO x SFC ME MDO) + P AE x(f DF x (C FAE Pilotfuel x SFC AE Pilotfuel + C F LNG x SFC AE LNG)+f DFliquid gco 2/tnm 3.61 xc FMDO x SFC AE MDO)) / (v ref x Capacity) LCV Case 4: One dual-fuel main engine (LNG, pilot fuel MDO) and one main engine (MDO) and dual-fuel auxiliary engine (LNG, pilot fuel MDO, no shaft generator) which LNG could be regarded as "primary fuel" only for the dual-fuel main engine. AE for DF LNG TANK 1000 cu.m MDO TANK HFO TANK 400 cu.m 1200 cu.m ME for MDO 5000kW ME for Dual Fuel 4000kW 1 MCR MEMDO MCR rating of main engine using only MDO kw 5000 2 MCR MELNG MCR rating of main engine using dual fuel kw 4000 3 Capacity Deadweight of the ship at summer load draft DWT 81200 4 V ref Ships speed kn 14 5 P MEMDO 0.75 x MCR MEMDO kw 3750 6 P MELNG 0.75 x MCR MELNG kw 3000 7 P AE 0.05 x (MCR MEMDO + MCR MELNG) kw 450 8 C FPilotfuel C F factor of pilot fuel for dual fuel ME using MDO - 3.206 9 C FAE Plilotfuel C F factor of pilot fuel for Auxiliary engine using MDO - 3.206 10 C FLNG C F factor of dual fuel engine using LNG - 2.75 11 C FMDO C F factor of dual fuel ME/AE engine using MDO - 3.206 12 SFC MEPilotfuel Specific fuel consumption of pilot fuel for dual fuel ME at P ME g/kwh 6 13 SFC AE Pilotfuel Specific fuel consumption of pilot fuel for dual fuel AE at P AE g/kwh 7 14 SFC DF LNG Specific fuel consumption of dual fuel ME using LNG at P ME g/kwh 158 15 SFC AE LNG Specific fuel consumption of AE using LNG at P AE g/kwh 160 16 SFC ME MDO Specific fuel consumption of single fuel ME at P ME g/kwh 180 17 V LNG LNG tank capacity on board m 3 1000 18 V HFO Heavy fuel oil tank capacity on board m 3 1200

2 1 4 RESOLUTION MEPC.281(70) Annex 9, page 9 19 V MDO Marine diesel oil tank capacity on board m 3 400 20 LNG Density of LNG kg/m 3 450 21 HFO Density of heavy fuel oil kg/m 3 991 22 MDO Density of Marine diesel oil kg/m 3 900 23 LCV LNG Low calorific value of LNG kj/kg 48000 24 LCV HFO Low calorific value of heavy fuel oil kj/kg 40200 25 LCV MDO Low calorific value of marine diesel oil kj/kg 42700 26 K LNG Filling rate of LNG tank - 0.95 27 K HFO Filling rate of heavy fuel tank - 0.98 28 K MDO Filling rate of Lmarine diesel tank - 0.98 P P P LCV 29 f DF MEMDO MELNG AE LNG LNG LNG LNG PMELNG PAE VHFO HFO LCVHFO HFO VMDO MDO LCVMDO MDO VLNG LNG LCVLNG LNG (P MELNG x (C F Pilotfuel x SFC ME Pilotfuel + C F LNG x SFC DF LNG ) + 30 EEDI P MEMDO x C F MDO x SFC ME MDO + P AE x (C FAE Pilotfuel x SFC AE Pilotfuel + C F LNG x SFC AE LNG)) / (v ref x Capacity) V - 0.5195 gco 2/tnm 3.28 Case 5: One dual-fuel main engine (LNG, pilot fuel MDO) and one main engine (MDO) and dual-fuel auxiliary engine (LNG, pilot fuel MDO, no shaft generator) which LNG could not be regarded as "primary fuel" for the dual- fuel main engine. AE for DF LNG TANK 600 cu.m MDO TANK HFO TANK 400 cu.m 1200 cu.m ME for MDO 5000kW ME for Dual Fuel 4000kW 1 MCR MEMDO MCR rating of main engine using only MDO kw 5000 2 MCR MELNG MCR rating of main engine using dual fuel kw 4000 3 Capacity Deadweight of the ship at summer load draft DWT 81200 4 V ref Ships speed kn 14 5 P MEMDO 0.75 x MCR MEMDO kw 3750 6 P MELNG 0.75 x MCR MELNG kw 3000 7 P AE 0.05 x (MCR MEMDO + MCR MELNG) kw 450 8 C FPilotfuel C F factor of pilot fuel for dual fuel ME using MDO - 3.206 9 C FAE Plilotfuel C F factor of pilot fuel for Auxiliary engine using MDO - 3.206 10 C FLNG C F factor of dual fuel engine using LNG - 2.75 11 C FMDO C F factor of dual fuel ME/AE engine using MDO - 2.75 12 SFC MEPilotfuel Specific fuel consumption of pilot fuel for dual fuel ME at P ME g/kwh 6 13 SFC AE Pilotfuel Specific fuel consumption of pilot fuel for dual fuel AE at P AE g/kwh 7

Annex 9, page 10 14 SFC DF LNG Specific fuel consumption of dual fuel ME using LNG at P ME g/kwh 158 15 SFC AE LNG Specific fuel consumption of AE using LNG at P AE g/kwh 160 16 SFC DF MDO Specific fuel consumption of dual fuel ME using MDO at P ME g/kwh 185 17 SFC ME MDO Specific fuel consumption of single fuel ME at P ME g/kwh 180 18 SFC AE MDO Specific fuel consumption of AE using MDO at P AE g/kwh 187 19 V LNG LNG tank capacity on board m 3 600 20 V HFO Heavy fuel oil tank capacity on board m 3 1200 21 V MDO Marine diesel oil tank capacity on board m 3 400 22 LNG Density of LNG kg/m 3 450 23 HFO Density of heavy fuel oil kg/m 3 991 24 MDO Density of Marine diesel oil kg/m 3 900 25 LCV LNG Low calorific value of LNG kj/kg 48000 26 LCV HFO Low calorific value of heavy fuel oil kj/kg 40200 27 LCV MDO Low calorific value of marine diesel oil kj/kg 42700 28 K LNG Filling rate of LNG tank - 0.95 29 K HFO Filling rate of heavy fuel tank - 0.98 30 K MDO Filling rate of marine diesel tank - 0.98 P P P V 31 f DF MEMDO MELNG AE LNG LNG LNG LNG PMELNG PAE VHFO HFO LCVHFO HFO VMDO MDO LCVMDO MDO VLNG LNG LCVLNG LNG - 0.3462 32 f DFliquid 1- f DF - 0.6538 (P MELNG x (f DF x (C F Pilotfuel x SFC ME Pilotfuel + C F LNG x SFC DF LNG ) + f DFliquid x C FMDO x SFC DF MDO))+ P MEMDO x C F MDO x 33 EEDI SFC ME MDO + P AE x (f DF x (C FAE Pilotfuel x SFC AE Pilotfuel + gco 2/tnm 3.54 C F LNG x SFC AE LNG) + f DFliquid xc FMDO x SFC AE MDO )) / (v ref x Capacity) " LCV ***