Challenge A: A more and more energy efficient railway

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Evaluation of the hybrid locomotive "PLATHEE"- A Platform for Energy Efficiency and Environmentally Friendly Hybrid Trains Marina THIOUNN-GUERMEUR SNCF, Innovation and Research Department, PARIS - FRANCE Abstract Even if rail is considered as a clean transport mode, the energy cost amounts of SNCF and pollutant emissions can be reduced; that s why SNCF has launched an ambitious program regarding sustainable development. As part of this engagement, the research project PLATHEE (Hybrid A Platform for Energy Efficiency and Environmentally Friendly Hybrid Trains) has for ambition improvement of energy efficiency, energy sources diversification and polluting emissions reduction (noise, gas and particles). The sizing method and the energy management on board of PLATHEE based on the spectral analysis is an innovative principle. Thanks to this new strategy, two kinds of complementary storage systems are running in order to take account the operational constraints and also maintenance. This hybridization can bring the technological break-through for future railway systems to reduce both operating costs and to reduce carbon emissions. The running tests of PLATHEE aim to confirm it. The evaluation by SNCF of this achieved hybrid locomotive consisted to validate the energy management functioning and to quantify its gains term of consumption and emission reduction. Introduction The hybridization principle chosen consists in separating the generating block from the consuming block. Hybrid motorization uses at least two sources of energy a main source added to a buffer storage system. This storage can deliver the peak power required for the mission (smoothing the calls of power) and can also recycle a potential surplus energy PLATHEE was build from a shunting locomotive BB63500. It is a modular platform of research and investigation for hybridization. This research project gathers several partners who are in charge particular parts of the project in order to build the demonstration platform and to make its evaluation. Thus, National Research Institute, university laboratory and sme (small and medium-sized enterprises) have joined SNCF in this project. The chosen components which are now set up on PLATHEE have been sized thanks to a spectral analysis of the traction mission. This analysis allowed to identify and study the technological blocks of PLATHEE in order to optimise their sizing and their use to guarantee, for example, their lifetime for low cost. Thus, this energy management has been defined for the locomotive sizing but also in order to determine the supply power distribution between the different systems during the running phases of the locomotive. This strategy more intelligent, which included the downsized energy production and energy storage systems, enables to improve energy efficiency of traction system and minimizes environmental impacts with performances of the original locomotive maintained. The diesel engine have been sized to provide only the average power supply, its nominal power is around 235 kw. Two kinds of energy storage systems have been chosen: batteries and ultracapacitors have the same function of buffer but time constants of these components are different. The ultracapacitor provides a strong power for a short period whereas the battery is a component that supplies energy over a longer period. During periods when demand is lower, surplus produced by the diesel engine is used to recharge the storage systems. In this case, it can be adjusted to an optimal rate in terms of consumption and the emission of pollutants. The energy management is possible thanks to the converters linked on each blocks and supervision electronics. These command and control electronics are key to driving our hybrid locomotive. They

ensure notably the transmission of orders to the electronic command drive of power converters in order to operate for instance with the best consumption strategy. Fig.1 : PLATHEE during the running tests In this paper, the sizing of PLATHEE and the characteristics of embedded components will be reminded. The hybrid locomotive achieved, then running tests will be explained. Finally tests results and the obtained gains will be presented. Design and construction In order to cover all the technical competences which are necessary to build this locomotive and to carry out this project, co-financed by the French Environment and Energy Management Agency, a consortium of industrial and academic partners are working together: SNCF, 2HENERGY, ERCTEEL, INRETS, LAPLACE, ALSTOM, SOCOFER, SOPRANO and MAFELEC. PLATHEE has been built from an existing BB63500 diesel locomotive which ensures shunting mission and sorting missions. In the BB63413 locomotive, only the frame, the bogies and the 4 DC electric motors have been kept. The traction chain of the BB63413 locomotive has the following characteristics: 1 Diesel Engine, MGO V12 type, 607 kw @ 1500 rpm 1 Generator, dimensional output 936 kva, 360 kw @ 900 rpm (continuous speed) 4 DC Electrical motor with excitation in series, 172 V / 520 A @ 285 rpm, Imax 825 A Compressor and fan Diesel Engine Main Generator auxiliaries auxiliary generator 72V batterie Fig. 2 : simplified block diagram of BB63000 traction chain

The dimensioning of the energy chain of the hybrid locomotive has been done on the basis of the characteristics of the missions and thanks to the frequency method analysis studied in a PhD thesis. This analysis not only sized the locomotive but also defined the strategy for the energy management which was presented in WCRR 2008. The architecture of the PLATHEE locomotive is illustrated on Fig. 3 Generating set and rectifier Voltage Bus Storage Block for 1 bogie Power supply for separate excitation «0V» Auxiliaries : Batt Chg, Cpr et MVT Electrical motors with external excitation Fig. 3: PLATHEE architecture The traction chain of PLATHEE locomotive has the following characteristics: 1 Generating set, 220 kwe @ 2000 rpm 1 fuel cell, 50 kw, build in another collaborative project. In September 2009, running tests have been done with the fuel cell, FC have been taken away in October 2009. Running tests presented in this paper do not concern the configuration of PLATHEE with the FC. 4 ultracapacitor modules, 25F / module, 4 x 3 kwh stored energy, 1 traction battery, Nickel Cadmium technology, 138 Ah, 50 kwh stored energy Auxiliaries composed by o 72V batterie charger, 6 kw o cooling system for electrical motors o power supply for the external excitation o air compressor, 20 kw Bus voltage. 590 V in open circuit voltage, 540 V in charge 2 DC Electrical motor with separate excitation All these sources need converters more than 20 are used, including auxiliary equipments. The buck-boost choppers are all interleaved converters of 3 or 6 legs. In order to standardize the converters, modules of 3 phases in parallel are built on the same heatsink using the same IGBT for all the converters. The module is also used in inverters. Before being integrated in the platform, the components have been tested in a static bench: performance of energy storage systems has been checked, the effectiveness of the converters architecture and the current regulation have been validated. PLATHEE has not only a new traction chain but also a new design cabin for the driver (IHM concerning the traction chain, DEL for lighting) and a new braking system. The integration finished in April 2009, the final design of PLATHEE is presented in Fig. 4.

Ultra capacitors Fuel cell system Generator New design cabin for driver Electronic Power Energy Management System Batteries Fig. 4 : PLATHEE integration Running tests conditions The aim of the running tests is to validate the energy management functioning and to quantify its gains in term of consumption and emission reduction. PLATHEE have been compared to a BB63500, the two locomotives achieved same railway missions: Long distance routes : between towns of St Pierre des Corps and Blois (fig. 5) Shunting mission : in the yard of St Pierre des Corps Local sorting : short distance evolutions Parking phase : in stations In a first step, the circulation of a BB63500 enabled to have a reference in terms of consumption, pollution emission and noise emission. After that, railways routes have been done with PLATHEE. 110 100 Blois kp 179,6 90 altitude 80 70 60 Onzain kp194 Amboise kp 212 Montlouis Bridge on the Loirer River 50 St Pierre des Corps kp 233 40 179 182 185 188 191 194 197 200 203 206 209 212 215 218 221 224 227 230 233 236 kp Fig. 5 : Longitudinal profile between St Pierre des Corps and Blois

As showed in Fig. 6, the test train formation is: The two tested locomotives: BB63687 tested as reference and BB63413 called PLATHEE. For reference tests, BB63687 was in traction and PLATHEE as towed vehicle, 2 electrical motors were isolated in order to be similar to the PLATHEE traction chain. For PLATHEE performance tests, the two locomotives were inverted. A test coach where data recorders were installed. There recorded dynamic and electrical performances A wagon for instrumentation and acquisition system for pollution measures. Following the test configuration, this wagon has been inverted in order to be close to the tested locomotive. PLATHEE test coach wagon (pollution measures) BB 63687 BB 63687 test coach wagon (pollution measures) PLATHEE Fig. 6: The 2 test train formations for PLATHEE running tests. Two kind of instrumentation were installed on board: electrical measures measures concerning diesel engine parameters, diesel consumption and pollutant emissions During the running tests, the sampling frequency chosen was 2000 Hz. It is noteworthy that the pollutant emission measurements were performed for the first time on a moving train, perfectly reflecting the dynamic conditions of use of a Diesel engine. These measures are usually realized on static benches. Gases were taken in the exhaust pipe and were processed and analysed in the wagon close to the tested locomotive (Fig.7). Outside, instrumentation for noise measurements were also installed. Fig. 7: instrumentation and process systems for pollution measurement in dynamic conditions

Operational results The values of fuel consumption can be stated in liters/hour (l/h) or in liters (l). They have been measured thanks to flowmeters. Consumption measurements can also be expressed in g/kwh e or kg/kwh e.in order to obtain a specific consumption. The density chosen for the conversion is 0,832 kg/l. Concentrations of emissions (ppm,%) from exhaust gases were converted to hourly emission (g/h) for parking phases and converted to g/kwh e or kg/kwh e in order to obtain a specific emission (division by electrical energy consumed by the generator for BB63687 and by the electrical motors for PLATHEE). It allows to quantify traction chain performances of each locomotive (Diesel engine and Generator for BB67687 and Generator set with energy storage systems for PLATHEE). For the measurement on the hybrid locomotive, the following convention has been taken: currents provided to the voltage bus are defined as positive currents consumed on the voltage bus are defined as negative On the test period, the BB63687 made 212 km and PLATHEE made 530 km. Results for long distance routes: between towns of St Pierre des Corps and Blois: In order to obtain a reliability of the measures, several long distance routes have been recorded. The differences between the routes are acceptable to take an average as a reference: average specific emission and average specific consumption have been used. Graphs on Fig. 8 and Fig.9 shows the data recorded during a test with BB63687 and PLATHEE. BB63687 Blois St pierre des Corps Power (kw), Generator speed (rpm), consumption (l/h) Pow er for traction Rotational Speed of Generator set Diesel consum ption Speed Speed (km/h) Time (s) Fig. 8: Long distance mission with BB63687 Hybridization on long distance routes did not give important gains on consumption and pollutant emissions because all the power supplied by the generator set has been dedicated to traction.

It can be seen on the graph Fig. 10 that the power provide by the generator set (Gen set power in blue) is almost the power consumed by the traction motors (power for traction in red). The sign difference is due to the convention which has been taken. In the first kilometres, it can be observed that the ultracapacitors (UC Power in brown) and batteries (Batt Power in light green) provide a small amount of power. When they are empty, only the generator set provides power to traction motors. The storage systems (batteries and ultracapacitors) can not be fully charged during the route (small charge when there is no traction) because the generator set has to provide the traction demand. Maximum speed achieved with PLATHEE was 79,6 km/h. 250 PLATHEE Blois St pierre des Corps M307-04Acq1 Power for traction (kw), Gen set Power (kw), consumption (l/h), UC Power (kw), Batt Power (kw), speed (km/h) 200 Generator set power 150 UC Pow er Speed 100 50 Diesel consum ption 0 0 300 600 900 1200 1500 1800 2100 2400 2700 3000 3300-50 Batt Pow er -100-150 -200-250 Time (s) Pow er for traction Fig. 9: Long distance mission with PLATHEE Results for shunting mission: As shown in the Fig.10, a shunting sequence was defined with the following cycle: acceleration up to 20km/h, coasting during 20s, then brake until stopping, pause during 1 minute. This shunting cycle is repeated 8 times. Coasting 20 s 20 km/h Pause 1 min Fig. 10: shunting cycle Measurements were done also in order to have a reference.

Contribution of the hybrid traction chain is showed in the following graph (Fig.11). For this kind mission, hybridisation gives a larger gain on consumption and emissions reduction, due to the use of storage systems. Indeed, during the shunting tests, the energy storage systems have been recharged during phases without traction and this stored power was provided during the speed starting of the locomotive. It is interesting to notice that the power consumed by electric motors (Power to traction in red) is quite similar in the 8 phases of the cycle. However, it can be seen that the power supplied by the generator set (Gen set power in blue) increases gradually as the yard phases are achieved. 250 PLATHEE St-Pierre des corps Yard M306-01Acq3 Power for traction (kw), Gen set Power (kw), UC Power (kw), Batt Power (kw), 200 150 100 50-100 -150 0 250 400 550 700 850 1000 1150 1300 1450-50 UC Power Generator set power Batt Pow er -200-250 Time (s) Fig. 11: shunting mission with PLATHEE Pow er for traction By zooming in on the first 4 cycles, charge and discharge of the storage systems can be observed. Moreover, the energy management system defined in the project and settled on board made a correct allocation of the demand power between the sources: contribution of battery is more smooth that the ultracapacitor contribution. 200 Power for traction (kw), Gen set Power (kw), UC Power (kw), Batt Power (kw), 150 100 50-50 -100-150 0 250 400 550 700 850-200 -250 Fig. 11: zoom on shunting first 4 phases

Results for parking phases: The following graph (Fig. 12) shows the role of the energy management system during parking phase when the locomotive is not switched off. In function of the demand, sources must provide power or not. A first phase of the parking can be described. The energy management detected that ultracapacitors state of charge is not sufficient that s why the generator set started and reloaded the ultracapacitors. When the state of charge of UC is sufficient, the energy management system change the generator speed (1000rpm) for a cooling phase before the generator set stop. The second phase which can be described is the phase while the generator set is off. During this phase, ultracapacitors provide the energy for auxiliaries and the battery charge. During this phase there is no consumption and no emission. 80 Generator set power PLATHEE Parking in Blois M301-03Acq7 1400 60 1200 Generator set speed Gen set Power (kw),, consumption (l/h), UC Power (kw), Batt Power (kw), 40 Diesel consumption Batt Pow er 20 0 0 300 600 900 1200 1500 1800 Time (s) -20 1000 800 600 400 Gen set speed,(rpm) -40 200-60 0 UC Power -80 Fig. 12: Parking phase for PLATHEE -200 Comparison of the performance and conclusion The following chart is the synthesis of the comparison results obtained with PLATHEE running tests. Gain (%) between BB63687 as reference and PLATHEE CO (g/kwh e ) HC (g/kwh e ) NO x (g/kwh e ) PM (g/kwh e ) CO 2 (kg/kwh e ) Consumption (g/kwh e ) For Long Distance routes -88,9-95,1-67,6-97,1-19 -19,4 For shunting missions -95,1-96,2-63,1-98,4-37,1-42,3 Gain (%) between BB63687 as reference and PLATHEE For parking phases, locomotive switched on CO (g/h) HC (g/h) NO x (g/h) PM (g/h) CO 2 (kg/h) Consumption (kg/h) -99,2-98,1-78,0 / -85,0-86,4 Fig. 13: Comparison results between type BB63500 locomotive and PLATHEE

Whatever the operating phases, we find that PLATHEE emits fewer pollutants than the BB63687 and brings a substantial gain in fuel consumption and CO2 emissions. Much of this gain comes from the intrinsic emissions of PLATHEE generator set. The emissions are weak and the diesel engine complies with recent limits of regulations concerning railway engines. However, the gain provided by the hybridization on shunting mission is undeniable. Indeed, in addition to the intrinsic characteristics of the engine, the use of storage systems for the locomotive moving off brings an additional gain in terms of fuel consumption and CO2 emissions. Hybridization is also interesting during parking phases in station, because it avoids the continuous operation of the diesel engine in idling. The energy management defined turn the generator set on only when the storage is empty, or at least when their autonomy to provide the starting power is no sufficient. The gains obtained are just a start; the energy management which has been settled on board could be improved and optimised. By capitalizing these very satisfactory results SNCF is able to maintain a constructive dialogue with railway manufacturers, which must now take the relay to pass this demonstrator to green locomotives of tomorrow. Acknowledgment PLATHEE is a PREDIT labelled project (Program of Research, Experimentation and Innovation in land Transport) and co-financed by the ADEME (French Environment and Energy Management Agency).