Ref: NIWE/OSWH&IB/EMPL/ Date: Sub: Modified Procedure for empanelment of small wind turbines with MNRE / NIWE Reg.

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ANNEXURE III Ref: NIWE/OSWH&IB/EMPL/2015-16 ate: 11.02.2016 Sub: Modified Procedure for empanelment of small wind turbines with MNRE / NIWE Reg. Small wind turbines manufacturers who wish to get their models empanelled with MNRE / NIWE must submit the documents to NIWE along with the advance fee, as applicable, as per Annexure-I. The time limit of submission of the aforesaid documents is 3 months from the date of application. The process of review of documentation will begin only after submission of all the required documents as per Annexure-I. Models applying for empanelment will be considered for empanelment under two categories: 1. Models with valid Type Test reports will be considered for empanelment, based on the recommendations of the Committee for empanelment formulated by MNRE, after successfully completing the review process provided the said models have the type testing reports from NIWE or Internationally recognised testing agencies duly accredited by their corresponding national accreditation bodies affiliated to International Laboratory Accreditation Cooperation (ILAC) under Mutual Recognition Arrangement (MRA). The review process fees to be charged by NIWE shall be finalized shortly by the SWT Empanelment Committee constituted by MNRE. 2. Models without valid Type Test reports shall apply for empanelment with a documentation review fee of Rs. 1.00 lakh plus statutory levies as applicable.the manufacturer after successfully completing the review process will have to sign an agreement for type testing of the wind turbine at WTRS, Kayathar for which an additional fee of Rs. 1.0 lakh plus statutory levies as applicable upto 10 kw will be charged. After successful completion of the type testing at WTRS Kayathar, model will be considered for empanelment based on the recommendations of Committee for empanelment formulated by MNRE. The testing fees for models above 10 kw will be finalized shortly by the SWT Empanelment Committee constituted by MNRE. Encl: As above.

S.No Annexure-I APPLICATION FOR EMPANELMENT OF MOEL NAME...,RATING... (Strikeout whichever is not applicable) Whether submitted or not To be filled To be verified ocument Type in by by NIWE with manufacturer remarks if any. MOELS WITH VALI TYPE TEST REPORT I. In the case of Empanelment for manufacturers with a valid type test report from accredited laboratory* : 1 Registration certificate showing legal identity of the company 2 QMS Adhering to ISO 9001 3 Technical specification of the turbine (as per Format-I ) 4 Product manual covering details of installation, maintenance, routine inspection and personnel safety. 5 Type test reports for power performance measurement, Safety & function tests and duration test. In the case of grid connected model, a power quality test report as per IEC 61400-21 also needs to be furnished 6 In case of Joint Venture, agreement with the Principal MOELS WITHOUT VALI TYPE TEST REPORT II. In the case of Empanelment for manufacturers without a valid type test report from accredited laboratory *: 1 Registration certificate showing legal identity of the company 2 Proof of having applied for ISO 9001 / QMS adhering to ISO 9001 3 Technical specification of the turbine (as per Format-I ) 4 Product manual covering details of installation, maintenance, routine inspection and personnel safety. 5 Minimum simplified design document ( as per Format-II) 6 Number of installations and its performance ( as per Format-III)-OPTIONAL 7 In case of Joint Venture, agreement with the Principal * Any laboratory duly accredited by their corresponding national accreditation bodies affiliated to International Laboratory Accreditation Cooperation (ILAC) under Mutual Recognition Arrangement (MRA). (Authorized Signatory of manufacturer)

Format I TECHNICAL SPECIFICATIONS OF SMALL WIN TURBINE Small Wind Turbine Configuration and Operation ata Make, Model General Configuration Axis of rotation Orientation Number of blades Rotor diameter (m) Hub height (m) Horizontal / vertical Upwind/ ownwind esign class As per IEC 61400-2 Rated Electrical Power (W) Performance Rated wind speed (m/s) Cut-in wind speed(m/s) Cut-out wind speed (m/s) Swept area (m 2 ) Rotor Rotational eed (rpm) irection of rotation Over-speed control Yaw System Tower Wind irection Sensor Yaw control method Type Height (m) Model Battery Charger Manufacturer Nominal Battery Voltage (V) C Maximum output power (W) Inverter details ( in case of grid connected model- to be submitted in lieu of Battery charger) Maximum/ peak output power (W) Rated power (W) No. of phases Rated voltage (V) Operating frequency Manufacturer's Power Curve

Simplified esign details required for Small Wind Turbine ocumentation. Format II 1.0 General Aero-generator/ Turbine escription rawings Analysis escriptio n () ecifications () Schematics (Sch) (1) (2) (3) (4) 1.1 General Turbine Characteristics and Configuration escription Turbine description and general specifications Major component weights and centres of gravity Operational limits, Electrical power, Sch system 1.2 External conditions and design class 1.3 Control and protection philosophy 1.4 Codes and standards 1.5 Co-ordinate Systems, Sch 2.0 Control and Protection System 2.1 escription and, component specifications including transducers and sensors ( for measurement of voltage, rpm etc) 2.2 etailed control logic Sch flow chart 2.3 Set point list 2.4 Remote control/, Sch, monitoring 2.5 Protection system, Sch logic 2.6 Over-speed sensing, Sch 2.7 Overpower/current sensing 2.8 Emergency stop button Note: Shaded portion is optional, Sch, Sch Remarks

3.0 Loads and Load Cases 3.1 General analysis approach 3.2 System dynamics model description : egrees of, Sch freedom Mass and stiffness distributions Aerodynamic Sch, inputs (airfoil tables, blade geometry, etc.) 3.3 Partial safety factors 3.4 Validation of calculation models: Analytical 3.5 ynamic behaviour of the system and of individual major components: Mode shapes & frequencies 3.6 Load cases: Fatigue load cases Ultimate load cases Failure modes 3.7 Loads for structural components: Blade Hub Locking device(s) shaft and bearings Mainframe and gearbox structure Gearing and drive train (including gen., brake & couplings) Tower top/yaw bearing Tower Tower connection to foundation Foundation Other 3.8 Critical deflection (blade/tower) Note: Shaded portion is optional

4.0 Components 4.1 System Level escriptions: Assembly drawings Material properties 4.2 Blade: Rotor Structure, Root Blade/hub joint Aerodynamic brake mechanism 4.3 Hub: Structure Teeter system Hub/low speed shaft joint 4.4 Low speed shaft: Structure Bearings Bearing mountings 4.5 Structure: Main frame Enclosure 4.6 Gearbox: Housing structure Gearbox/mainframe connection Gearbox/generator coupling Gearing, bearings, Sch, cooling, lubrication, shafting & couplings Nacelle 4.7 Generator: Structure Generator/nacelle connection 4.8 Yaw system: Bearing & connections Tower and Foundation 4.9 Tower: Structure Connections Cable twist, Ladders Note: Shaded portion is optional

4.10 Foundation: Structure Connection to tower Other 4.11 Brake 5.0 Electrical 5.1 Power circuit Sch 5.2 schematic Power Converter/ Charge controller,, Sch 5.5 Generator electrical Sch 5.6 isconnection 5.7 devices Earthing 5.8 Lightning Protection 6.0 Component Test Reports 6.1 Component tests (other than generator) Generator test report 6.2 giving rpm versus power from an 7.0 accredited laboratory/ Plans 7.1 Manufacturing plan, Sch, 7.2 Installation plan, Sch, 7.3 Maintenance plan, Sch, 8.0 Personnel safety 8.1 Workplace requirements 8.2 Emergency stop, Sch 8.3 Locking devices Sch 8.4 Safety instructions Note: Shaded portion is optional Note: 1. rawings are typically engineering drawings that clearly define dimensions of components or electrical schematics. They can also include material specifications, fabrication instructions or finish specifications when referring to a specific component contained within the drawing. 2. Analysis usually refers to engineering calculations such as stress analysis or calculations of structural loads or of electrical loads as well as statistical analysis. Analysis is the basis of specifications for structural, material, electrical and mechanical component requirements. This also includes plots of results and comparisons with test results. 3. ecifications () are written requirements for certain components of the wind turbine. These could include performance and dimensional specifications for a gear-box, finish requirements for gearing, bearing descriptions, electrical demands for electrical components, dimensional requirements for mechanical components, performance specifications for a hydraulic auxiliary power supply or quality documentation. 4. Schematics (Sch) are data plots, flow charts, diagrams and other illustrations (electric, pneumatics, and hydraulics). 5. escriptions () consist of text describing relevant tasks, functions, components etc. 6. A check mark ( ) indicates that rawings or Analysis are expected in the documentation for the element in the left-hand column.

INSTALLATION ETAILS OF SMALL WIN TURBINES FORMAT-III Name of the organisation: Address: Email-id: etails of contact person: Sl. No. Name of the model Capacity kw No. of installations ate of commissioning Location etails (specify state & district) Latitude, Longitude and altitude Wind speed m/s Annual Avg. Battery specification C voltage & Ah. Inverter Capacity kva ** Energy generation kwh/year (Wind) ** Energy generation kwh/year (Hybrid) Remarks Note: 1) ** The manufacturer may preferably provide the monthly generation (kwh) from January ecember for the complete year for each of the models listed above (format enclosed) 2) In case manufacturer has wind solar-hybrid system facility, power output from solar will be taken as 4 kwh/day per kw of SPV installed so as to arrive at actual generation output of aero generator. Signature and Seal of Managing irector

MONTHLY GENERATION ETAILS Name of the organization: Address: Email-id: etails of contact person: SYSTEM CONFIGURATION Solar PV System : Model no Capacity kw Aerogenerator : Model no Capacity kw Month January February March April May June July August September October November ecember Avg. Solar Insolation W/m2 Solar Generation kwh Avg. Wind eed m/s Wind Generation kwh Total Generation (wind + solar) Note: The format is to be filled in separately for each model. Signature and Seal of Managing irector