Mike Hale CSX Transportation Director of Train Accident Prevention

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Train Accident Prevention & Investigation Mike Hale CSX Transportation Director of Train Accident Prevention

Train Accidents and Derailments Train Accident An event involving the operation of on-track equipment which results in derailment of one or more wheels or damage to railroad property. Derailment A Train Accident in which the Normal Wheel/Rail Relationship is Disturbed.

3 CSX is getting better but

FRA Train Accidents Favorable 19% 2015 98 2016 79 40 8.00 FRA Train Accidents 30 20 10 6.00 4.00 2.00 0 J F M A M J J A S O N D 2015 19 20 24 23 12 16 22 26 19 21 13 26 2016 18 22 17 8 14 Rate 2.61 3.26 1.98 0.97 1.89 0.00 4

CSX Vision & Core Values Vision: To be the safest, most progressive North American railroad, relentless in the pursuit of customer and employee excellence Core Values: It starts with the customer People make the difference Safety is a way of life Fact Based Right Results, Right Way 5

Fact Based Investigation 12 Step Process 1. Safety 2. Train Documentation 3. Mark Where Lead Locomotive Stopped 4. Crew Interviews 5. Event Recorder/DVR Download 6. Inspect Cars Coupled to Locomotive not derailed 7. Determine P.D. and Wheel Action 8. Determine Principle Car 9. Site Sketch/Photos/Video 10.Track Notes (Form TA-6) 11. Principle Car Inspection (Preceding /Following Car as required) 12.Wayside Detection Information 6

Who are the Players on this TEAM? Transportation Engineering And Mechanical Additional TEAM members: Railroad Police Load Engineering & Design 7

8 Transportation Fact Finding

First Things to Determine Point of Derailment Wheel Action First Wheel Off

Point Of Derailment The (PD) point of derailment is critical when trying to analyze an event recorder Mark the rail at the point where the lead unit s, lead truck stopped This serves as the exact location if needed later for precise measurements

Event Recorders The event recorder download is a fingerprint of train handling events performed by the locomotive engineer. It will show events that may have occurred in which the engineer played no role, such as train line initiated emergencies.

Event Recorders By reviewing the download, many times you can determine quickly any unusual activity that could have played a role in contributing to the derailment. The Road Foreman of Engines a valuable team member that has been trained and is the Subject Matter Expert in reading and understanding this data.

Event Recorders Multi-event Downloaded at the Scene Using a Laptop Wayside downloads via ERADS Determine Wheel Diameter using witness groove 38 on all other AC Locomotives 36 on all DC Locomotives Make Corrections to Date/Time if necessary

FRA Event Recorder Requirements 229.5 (Definitions), by law these event recorders must retain at least 48 hours of data and show the specified data for the last 8 hours the locomotive was in motion, showing: -Speed -Time -Throttle Position -Independent Brakes -Direction of Motion -Distance -Train Brakes -Dynamic Brakes, if equipped

Event Recorders (continued) Download All Units that were On-Line ERADS downloads also helpful and more accurate (GPS & Speed) Immediate Feedback Shown In Graphic Format Shown In Data Table Format

Data Analysis Speed Amperage developed Braking Forces Throttle Action

Data Analysis

Crew Interview Representatives from Mechanical and Engineering should be present Questions centered around Train Handling Activity Prior to PD To The Interviewer - Have a list of questions prepared prior to crew interview Tools Needed Track Charts Train Doc s Time Table

Crew Interview cont. RFE Best Trained to lead the Interview Team Knowledge of Train Handling Rules and Locomotive Characteristics Advice on any necessary change to rules Engineer Certification issues RFE to provide written interpretation of download data and crew interview

Reenactment with all parties present Re create event if possible? Weather Time of day Equipment & tonnage Speed/acceleration Braking Track conditions Train handling 20

Mechanical Fact Finding

Mechanical Fact Finding Focus 1. Wheel Sets 2. 3-Piece Truck Warp Resistance Vertical Damping 3. Side Bearings Truck and Body Interface 4. Bolster Bowl/Center Plate Interface Steering 5. Draft Systems 22

Wheel Sets Proper location of principle wheel Identify Size Inspect for Defects (per AAR rules 36,41,43 & 44) Wheel Profile 23

Wheel defects of particular interest Gaging for Tread Worn Hollow & Thin Flange Wheel 24

3-Piece Truck Components 2 Major types Barber Variable Damp Ride Control Constant Damp Friction Shoe Damping Systems Truck Bolster Side Frames Brake Beams Spring Packages Adapters 25

3 - Piece Truck Inspection Includes Friction wedge rise Spring condition Side frame column wear plates Gib wear

Friction wedge rise Normal wedge rise Worn Condition 27

Friction wedge integrity/warped Suspension Side Frame to Bolster stiffness will prevent Warp Warped truck causes angle of attack issues with wheels 28

Other Truck Inspection critical components Side frame column wear Plates Gib clearance Spring Package Condition 29

Side Bearings Truck Side Bearing Arrangement Interfaces with the Body Side Bearing Wear Plate. Conventional style (roller or block) Constant Contact Measurements 30

Side Bearing Measurements Roller Type Side Bearings 3/16 th to 5/16 th Constant Contact Type 5-1/16 th +/- 1/16 th 31

Center Plate / Bolster Bowl

Center Plate Clearance

Draft Systems Draft Gears 4 to 6 inches F/S slack Friction Friction/Rubber Hydraulic End-of-Car Cushioning 10 to 20 inches F/S slack Hydraulic Return Spring Center-of-Car Cushioning 20 to 30 plus inches F/S slack 34

Standard E-Type Coupler & Draft Gear Arrangement 35

End of Car Cushioning Device E Coupler Design EOC E/F Coupler Type EOC 36

Center of Car Cushioning Device Sliding Centersill 37

Mechanical Condition Coupler and draft system Car combination (long car/short car in curve) Marks on coupler Side of shank due to contact with the side of draft sill opening Contact between back of horn and striker Coupler carrier condition Draft pocket condition

39 Contact Wear Patterns Where they should or should not be

Shop Inspection of Principle Car and Others TA 5 Equipment Inspection Report 40

Track Fact Finding

Overview Track Train Accidents are caused by: Track Geometry Component Failure MWI-103-02 Stationing Track Features Geometry: Gage, Surface & Line Train Accident Investigation 42

Basic Track Geometry Gage Alignment Cross level / Super elevation 43

Track Gage Gage is the distance between the gage side of the rails, measured 5/8 inch below the top of rail. The amount of tie plate movement or abrasion marks on the crosstie and rail base movement on the tie plate must be added to the measured gage reading. The abrasion marks need to be analyzed to determine: If marks were made over a period of time. If marks were due to a sudden lateral force greater than the track structure strength. 44

Alignment Alignment is the measurement of curvature Tangent Track Alignment will equal zero Curved Track Alignment is defined by a uniform degree of curvature greater than zero Alignment deviations and degree of curvature is measured with a 62 ft. chord 45

46 Simple Curve

47 Track Misalignment

Surface Cross level The difference in height between the top of one rail and the top of the opposite rail. Tangent track - crosslevel should be zero. Curve track crosslevel (Superelevation) is the intentional raising of the outer rail above the inner rail to partially overcome centrifugal force. 49

Cross Level Measurement 50

51 Super Elevation in Curved Track

Improper Superelevation Increases: Rail Wear Fastener Wear Degradation of Rail Profile Shape Tie Wear Wheel Wear Truck Component Wear Fuel Consumption Derailment Potential Engineering Mechanical Operations 52

Equal Vertical Load on Each Rail Centrifugal Force At Equilibrium; Equal Vertical Load on High & Low Rail Gravity Resultant Force Centered 53

Warp / Twist The difference in crosslevel or superelevation measurements taken at two points on the rail less than 62 ft. apart is known as Warp or Twist. Warp in spirals and curves is more critical than crosslevel variations on tangent track. Truck center spacing of the principle car in a derailment should be considered when evaluating the amount of warp measured. 54

Warp or Twist Direction of Travel CSXT 12345 Loss of Vertical Load on Left Side Lead Truck causes Wheel Lift Low Joint Truck Center spacing of the principle car should be considered when evaluating warp measurements. 55

Track Components Track Component Examples Crossties Rail Ballast Switches Diamonds Signals Bridges 56

Track Component Issues Broken Switch Point Transverse Detail Fracture (TDD) 57

Post Accident Track Inspection Engineering TA 6 Track Notes 58

End of TAPS Presentation Find a condition or failure that relates to wheel action at the point of derailment. Assign True Cause of the incident Create and implement corrective action to prevent a reoccurrence 59

60 Improper or Shifted Loads

61 Loads like this can create serious issues!

Looks like this underneath Too Much Side Bearing Clearance Hard on Side Bearing Here 62

Importance of Proper Loading of Coal Cars AAR Open Top Loading Rules (fig.88) Section 2 Part 1 Iron Ore, Limestone, Coal, Coke, Bulk Minerals and Similar Materials Hopper and Gondolas LD LMT 237000 LT WT 49000 Load weight must be evenly distributed end to end and side to side 63

Improper Loading creates Train Handling Issues Side to Side Uneven Loading Side bearing tightness equals stiff truck Overbalance could result in wheel lift End to End Uneven Loading Truck Steering Wheel climb Air Brake concerns (empty load device) 64

Car not loaded properly from end to end Sets up a weight differential from end to end of car LD LMT 237000 LT WT 49000 Weight differential creates issues with truck steering 65

Empty / Load Sensing Devices Diaphragm Type Sensing Device Arm Type Sensing Device 66

Slope Sheet Mounted Sensing Device Empty or improperly loaded car doesn t depress diaphragm Properly loaded car, product depresses diaphragm Braking Capacity 40,50,or 60 % Braking Capacity 100% 67

Slope Sheet Empty Load Device not activated Loading procedure leaves a void in one end Although car is ¾ loaded Brake capacity is reduced Rail Car is treated as an empty 68

69 Questions?