DRAFT RECOMMENDATION N. 006REC1072

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Making the railway system work better for society. DRAFT RECOMMENDATION N. 006REC1072 OF THE EUROPEAN UNION AGENCY FOR RAILWAYS ON The amendment of Commission Regulation (EU) No 1304/2014 concerning the technical specification for interoperability relating to the subsystem Rolling stock noise 120 Rue Marc Lefrancq BP 20392 FR-59307 Valenciennes Cedex 1 / 7

THE EXECUTIVE DIRECTOR HAVING REGARD TO Regulation (EU) 2016/796 of the European Parliament and of the Council of 11 May 2016 on the European Union Agency for Railways and repealing Regulation (EC) No 881/2004, hereafter referred to as the Agency Regulation, in particular Articles 4 and 19 thereof, HAVING REGARD TO Directive (EU) 2016/797 of the European Parliament and of the Council of 11 May 2016 on the interoperability of the rail system within the European Union, in particular Article 5 thereof, Whereas [to be further developed] HAS ADOPTED the following recommendation: 1. The TSI Noise should be amended as set out in Annex of this recommendation. 2. The following considerations should be taken into account and included in the Regulation to be adopted for this amendment to the TSI Noise: [To be further developed] This recommendation is addressed to the European Commission. Valenciennes, Josef DOPPELBAUER Executive Director Annex: recommendation for the revision of the TSI Noise 120 Rue Marc Lefrancq BP 20392 FR-59307 Valenciennes Cedex 2 / 7

Annex: Amendments to Technical specification for interoperability relating to the subsystem Rolling stock noise (Annex to Regulation 1304/2014) 1. In chapter 1 Introduction, section 1.1 is replaced by the following: 1.1 Introduction 1.1.1 Scope related to rolling stock This TSI applies to all rolling stock within the scope of Regulation (EU) No 1302/2014 (LOC&PAS TSI) and Regulation (EU) No 321/2013 (WAG TSI); 1.1.2 Scope related to operational aspects This TSI applies to the operation of freight which are used on infrastructure designated as quieter routes. 2. In chapter 4 Characterisation of the subsystem, the following text is added at the end of section 4.3 Functional and technical specifications of the interfaces This TSI has the following interface with operation and traffic management subsystem dealt with in Decision 2012/757/EU (OPE TSI) with regard to: pass-by noise. 3. In chapter 4 Characterisation of the subsystem, the following text is added at the end of section 4.4 Operating rules : 4.4.1 Specific rules for the operation of on quieter routes in case of degraded operation The contingency arrangements as defined in point 4.2.3.6.3 of the OPE TSI include the operation of not compliant with point 7.2.2.2 on quieter routes. This measure can be applied to address rolling stock failures, extreme weather conditions, infrastructure failures or infrastructure and scheduled maintenance activities. 4. In chapter 6 Conformity assessment and EC verification, points 6.2.2.3.2.1 EMUs, DMUs, locomotives and coaches and 6.2.2.3.2.2 Wagons, the text V test is replaced by v test (four replacements). 5. In chapter 7 Implementation, section 7.2 Application of this TSI to renewed and upgraded subsystems is replaced by the following clause: 7.2 Application of this TSI to existing subsystems 7.2.1 General provisions in case of renewal or upgrade 120 Rue Marc Lefrancq BP 20392 FR-59307 Valenciennes Cedex 3 / 7

The applicant shall demonstrate that the noise levels of renewed or upgraded units remain below the limits set out in the TSI which was applicable when the unit in question was first authorised. If no TSI existed at the time of the first authorisation, it shall be demonstrated that the noise levels of renewed or upgraded units are either not increased or remain below the limits set out in Decision 2006/66/EC or Decision 2002/735/EC. The demonstration shall be limited to the basic parameters affected by the renewal/upgrade. If the simplified evaluation is applied, the original unit may represent the reference unit in accordance with the provisions of point 6.2.3. The replacement of a whole unit or (a) vehicle(s) within a unit (e.g. a replacement after a severe damage) does not require a conformity assessment against this TSI, as long as the unit or the vehicle(s) are identical to the ones they replace. 7.2.2 Additional provisions for the application of this TSI to existing From 1 January 20xx, which do not fulfil the conditions set out in point 7.2.2.2 of this TSI shall not be operated on the quieter routes as defined in Appendix D. This provision does not apply to listed in Appendix E. If a wagon is being equipped with quieter brake blocks as defined in 7.2.2.1 and no noise sources are added to the wagon under assessment, then it shall be assumed that the requirements of point 4.2.3 are met without further testing. 7.2.2.1 Quieter brake blocks A quieter brake block is a brake block belonging to one of the following categories: a) Brake block listed in Appendix G of WAG TSI b) Brake block assessed in accordance with the procedure set out in Appendix G of this TSI. 7.2.2.2 Wagons operated on quieter routes Wagons belonging to one of the categories below can be operated on quieter routes: - Wagons holding an EC declaration of verification against Commission Decision 2006/66/EC concerning the technical specification for interoperability relating to the subsystem rolling stock noise of the trans-european conventional rail system. - Wagons holding an EC declaration of verification against Commission Decision 2011/229/EU concerning the technical specifications of interoperability relating to the subsystem rolling stock noise of the trans-european conventional rail system. - Wagons holding an EC declaration of verification against this TSI. - Wagons fitted with quieter brake blocks as defined in 7.2.2.1 or brake discs for the service brake function. - Wagons fitted with composite brake blocks listed in appendix F. The operation of these on quieter routes will be limited to the area of use defined in that appendix. 120 Rue Marc Lefrancq BP 20392 FR-59307 Valenciennes Cedex 4 / 7

6. In Appendix A, the text This TSI does not contain any open points, is replaced by the following table: Element of the Rolling Stock subsystem Clause of this TSI Technical aspect not covered by this TSI Comments Quieter brake block 7.2.2.1 and Appendix G Assessment of the acoustic properties of the brake blocks Alternative technical solutions available (see point 7.2.2) 7. The following text is added at the end of the TSI: Appendix D D.1 Definition Quieter routes A quieter route is a part of the network of a minimum length of 20 km in the geographical scope of this TSI, on which the annual average daily operated freight trains in 2016 during night time was higher than 12. Night time is defined for each Member State in its national legislation transposing Directive 2002/49/EC. D.2 Maps depicting the quieter routes The Member States shall provide the Agency with the maps depicting the quieter routes no later than 3 months after the date of publication of this TSI. The maps shall be published on the Agency website (http://www.era.europa.eu) no later than 6 months after the date of publication of this TSI. These maps contain conditions for access defined in Article 27(2) of Directive 2012/34/EU. Therefore, they shall be included in the network statement referred to in Article 27(1) of the same directive. D.3 Update Member States shall update the maps at least every 5 years after the application date of this TSI using traffic data for the preceding year instead of the year set out in D.1. Member States shall provide the Agency with the updated maps for their publication. The Agency shall inform the Commission of any changes to the maps. The Commission shall inform the Member States of these changes through the committee referred to in Article 51 of Directive (EU) 2016/797. The updated maps shall be applicable one year after the Commission has informed the Member States. The Agency shall publish the maps one month after the Commission has informed the Member States. Appendix E Wagons exempted Wagons specified in Article 21(16) of Directive (EU) 2016/797 Wagons subject to a derogation against one of the following legal acts: o Commission Decision 2006/66/EC concerning the technical specification for interoperability relating to the subsystem rolling stock noise of the trans-european conventional rail system. 120 Rue Marc Lefrancq BP 20392 FR-59307 Valenciennes Cedex 5 / 7

o Commission Decision 2011/229/EU concerning the technical specifications of interoperability relating to the subsystem rolling stock noise of the trans-european conventional rail system. o This TSI Wagons, for which the application of this Regulation is not mandatory (e.g. Schnabel, ontrack machines, operated on the 1 520 mm track gauge system, for purely historical or touristic use) Wagons which are exclusively operated for infrastructure maintenance and construction works. Appendix F Historic composite brake blocks Appendix F.1 Historic composite brake blocks for national use Manufacturer/ Name of the product Designation/type of block Area of use Becorit 929-1 United Kingdom, Switzerland Cobra W539 United Kingdom Cobra W573 United Kingdom Cobra V330 United Kingdom Cofren Mix S153 M128 M128 Mix S153 Norway Ferodo 3325 United Kingdom Futuris HA30 United Kingdom ICER 904 Spain ICER 905 Spain, Portugal Jurid 816 United Kingdom, Switzerland Jurid 838 Spain KB 903 United Kingdom S 153 Wabtec 333 Norway Norway, Sweden Appendix F.2 Historic composite brake blocks for international use. These blocks are allowed to be used in the EU railway network under the conditions defined below until 1/2/2022. 120 Rue Marc Lefrancq BP 20392 FR-59307 Valenciennes Cedex 6 / 7

Manufacturer/na me of product Valeo/Hersot Wabco/Cobra Designation/type of block 693 W554 Wabco/Cobra W 392 K Ferodo I/B 436 K Abex 229 Mintex DON TBL 804 K Jurid 738 Type of friction coefficient K K (Fe - sintered) K (Fe - sintered) Area of use Various Swivellingpocket, standardise d pocket Swivellingpocket, standardise d pocket Y 31 C1 and Y 33 A bogies Various Y 31 C bogie Date of conformity assessment 1.2.1984 1); 2) 1.2.1984 1) 1.4.1989 1; 2)) 1.3.1992 31.12.2004 1); 2) 1.1.1994 1) 1.3.1995 31.12.2004 1); 2) Appendix G Assessment of the acoustic performance of a brake block The purpose of this procedure is to demonstrate the acoustic performance of a composite brake block at interoperability constituent level. This procedure is an open point. 120 Rue Marc Lefrancq BP 20392 FR-59307 Valenciennes Cedex 7 / 7