Discipline: Engineering (Track & Civil) Category: Code of Practice. Clearances. Section 7. Applicability. ARTC Network wide.

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Discipline: Engineering (Track & Civil) Category: Code Practice Clearances Section 7 Applicability ARTC Network wide Primary Source Document Status Version Date Reviewed Prepared by Reviewed by Endorsed Approved 2.4 03 Sep 12 Standards Stakeholders Manager Standards General Manager Technical Standards & Environment Amendment Record Version Date Reviewed Clause Description Amendment 2.0 31 Jul 09 Implementation draft network wide document which is an amalgamation the CoP for SA/WA & Vic and NSW requirements. 2.1 18 Jun 10 Banner added regarding mandatory requirements in other documents and alternative interpretations. 2.2 01 Aug 11 Fig. 7.2-7.7 Correction minor editorial error in relation to Rollingstock Outlines A-F showing incorrect clearance 80mm, corrected to 75mm. 2.3 08 Nov 11 Banner added regarding elements RISSB National CoP being incorporated 2.4 03 Sep 12 7.2.6, 7.2.7 7.1m Plate F required for DIRN and Inland routes. Minor editorial changes including removal CRN applicability box from cover. Australian Rail Track Corporation Limited 2011 Disclaimer: This document has been prepared by ARTC for internal use and may not be relied on by any other party without ARTC s prior written consent. Use this document shall be subject to the terms the relevant contract with ARTC. ARTC and its employees shall have no liability to unauthorised users the information for any loss, damage, cost or expense incurred or arising by reason an unauthorised user using or relying upon the information in this document, whether caused by error, negligence, omission or misrepresentation in this document. This document is uncontrolled when printed. Authorised users this document should visit ARTC s intranet or extranet (www.artc.com.au) to access the latest version this document.

This ARTC CoP has drawn on the Rail Industry Safety and Standards Board (RISSB) National Code Practice Volume 4, Track and Civil Infrastructure, but is not identical. The ARTC CoP has been subject to Risk Assessment as required by the various State Rail Safety Regulators. The results these risk assessments have made it necessary to deviate from the RISSB CoP in some areas. ARTC maintains traceability the differences. Version 2.4 Date last revision: 03 Sep 12 Page 2 34

Contents Contents 7 Section 7: Clearances... 4 7.1 General... 4 7.2... 4 7.2.1 Clearance Outlines... 4 7.2.2 Determination clearance standards... 5 7.2.3 Exceedences and infringements adopted standards... 6 7.2.4 Infringements the base operating standard... 6 7.2.5 New structures or new rollingstock... 6 7.2.6 Existing structures and existing rollingstock... 7 7.2.7 Rollingstock and structure outline standards... 7 7.2.8 Documentation... 9 7.3 Inspection and Assessment... 29 7.3.1 Scheduled clearances inspection (see section 7.2.1 for definitions) 29 7.3.2 Assessment and actions... 30 Appendix A Clearance Design Procedures... 32 Version 2.4 Date last revision: 03 Sep 12 Page 3 34

General Mandatory requirements also exist in other documents. Where alternative interpretations occur, the Manager Standards shall be informed so the ambiguity can be removed. Pending removal the ambiguity the interpretation with the safest outcome shall be adopted. 7 Section 7: Clearances 7.1 General This Section applies to clearances between a) rollingstock and structures; and b) rollingstock on adjacent tracks. Structure outlines are provided for the purpose rollingstock operation and train passage only. In addition where required, owners are to make provision for access or egress (emergency or otherwise), rollingstock clearances to people, plant or equipment, projection parts the body from rollingstock, risks from derailed rollingstock, other health and safety reasons, service, maintenance and future clearance upgrades.. Where a guard rail has been fitted to provide protection to a structure in the event a derailment the structure outline shall be widened to accommodate derailed rollingstock running against the guard rail. The minimum clearance shall not be employed in a particular situation if more clearance can be provided. 7.2 7.2.1 Clearance Outlines Clearance standards shall be determined and specified for each line section in conjunction with operators. These standards should specify the following: a) Static rollingstock outline The cross-sectional outline a maximum size vehicle at rest. b) Maximum kinematic rollingstock outline Equivalent to the "permissible Rollingstock outline" defined in AS 4292.2 and includes the effects vehicle centre and end throw, track tolerances and dynamic rollingstock limits described in the general procedure in Appendix A. c) Base operating standard for structures The outline which may be infringed only in special circumstances and subject to there being no exceedance the appropriate track tolerances for clearance (in ARTC this may be taken as the Kinematic Envelope plus 100mm). d) Maintenance intervention standard for structures The outline that will first require maintenance actions to be taken to restore clearances to a standard such that no operating restrictions are required (in ARTC this may be taken as the Kinematic Envelope plus 200mm). e) Structure outline The standard that determines what structures on the line section should be included in the clearance register, i.e. because they could become subject to maintenance intervention. (in ARTC the structure outline for the purpose clearance measurements should be 2.5m in width plus, on curves, allowances for vehicle displacement and superelevation. These outlines are illustrated in Figure 7.1. Version 2.4 Date last revision: 03 Sep 12 Page 4 34

Figure 7.1 Schematic Clearance Outlines 7.2.2 Determination clearance standards Appendix A outlines a method that may be used to determine clearance standards. These procedures may be used for the specification clearance standards listed in Clause 7.2.1 when considering both new and existing combinations structures and rollingstock. The standards determined should represent the worst-case combination structure and rollingstock for the track section under consideration. Appendix A uses the static rollingstock outline as the starting point for determining the remaining clearance outlines listed in Clause 7.2.1. When determining the clearance standards the following clearance management practices shall be taken into consideration: a) Infringement the maximum kinematic rollingstock outline shall not be permitted in normal operations and shall be treated as a track obstruction. Version 2.4 Date last revision: 03 Sep 12 Page 5 34

b) Infringement the base operating standard for structures shall result in action being taken prior to the passage the next train. c) Infringement the maintenance intervention standard for structures shall result in action being taken to restore clearances. Consideration should be given to increased monitoring for further deterioration until the clearances are restored. d) Permanent infringements the maintenance intervention standard shall be subject to increased rates scheduled inspection in accordance with Clause 7.3.1. e) Where a permanent infringement the structure outline occurs the structure shall be placed on a clearance register and subject to scheduled inspection in accordance with Clause 7.2.8. 7.2.3 Exceedences and infringements adopted standards Design and rating methods based on the guidelines given in Clause 7.2.2 may be used to determine whether to approve the following exceedences and infringements the specified clearance standards: a) Exceedance static rollingstock outline including out--gauge loads. b) Exceedance dynamic rollingstock limits or track tolerances used to determine the maximum kinematic rollingstock outline. c) Infringement structure outlines. d) Infringement base operating standards for structures. e) Infringement maintenance intervention standards for structures. Approval by the owner may be subject to conditions such as speed restriction or tightened track tolerances. 7.2.4 Infringements the base operating standard No structure should be designed, or have a change in configuration, which will result in a safety margin less than 200mm. The safety margin between the maximum kinematic rollingstock outlines on adjacent tracks shall not be less than 200mm. For a limited period the clearance, other than at platforms or where the track position is fixed, may be reduced down to the Base Operating Standard 100mm without restricting operating conditions. However, inspection and maintenance systems should be reviewed and modified where specified by ARTC. In accordance with clause 7.2.2 (c). The permanent infringement the base operating standard for clearances should be subject to approval by the owner and only be permitted in special circumstances, such as at platforms. [1] Normal practice is to locate platforms as close as possible to the train for passenger safety. This may be achieved by allowing the platform to be built to the kinematic envelope the largest swept path envelope rollingstock using the route. The track may need higher inspection or maintenance levels than for open track. [2] The Infrastructure owners (track and platform) should determine with the passenger train operators tolerances for the furthest position the track from the platform. 7.2.5 New structures or new rollingstock - general Where new structures or new types rollingstock are being considered, the requirements to be specified should be determined in accordance with one or other the following: a) The dynamic rollingstock limits and track tolerances used should be appropriate to the actual rollingstock and infrastructure combination being considered. Version 2.4 Date last revision: 03 Sep 12 Page 6 34

b) Designs should include the dynamic rollingstock limits in Table 7.1 and track tolerances in Table 7.2 and should be appropriate to the actual rollingstock and infrastructure combination being considered. c) Existing clearance standards where the maximum kinematic rollingstock outline should be appropriate to the dynamic rollingstock limits and track tolerances the actual rollingstock and infrastructure combination being considered. 7.2.6 New Structures on the Defined Interstate Rail Network (DIRN) and the Inland Route a) Unless otherwise formally approved by appropriate ARTC Executive General Manager, all new structures over mainlines and passing loops/sidings shall be constructed to give full plate F (See Figures 7.17, 7.18 and 7.19 below) i.e. this will give 7.1m clearance above rail. b) Some the conditions under which exceptions to the above may be approved include: Some structures are specifically covered by provisions in ARTC s NSW lease and this allows for the Rail Infrastructure Corporation (RIC) to replace existing structures at existing heights. Where an approved business case justifies approval a structure that is designed to be lifted to give 7.1m in future. 7.2.7 New Structures on other Corridors For any other Corridors, any variations to the above must be approved by the appropriate ARTC Executive General Manager. 7.2.8 Existing structures and existing rollingstock Where existing structures and existing types rollingstock, see Note 1, are being considered the permissible rollingstock outlines may be determined from clearance standards for the relevant line section. Note [1] Refers to rollingstock that meets the ROA Manual Engineering Standards and Practices and was built and in-service prior to the publication this Code. 7.2.9 Rollingstock and structure outline standards For the static rollingstock outlines in Figures 7.2 to 7.7 the corresponding structure outlines in Figures 7.8 to 7.19 may be adopted. These structure outlines have been derived from the corresponding static rollingstock outlines by applying the following: a) Dynamic rollingstock limits from Table 7.1. b) Track tolerances from Table 7.2. c) 150 mm and 0 mm cant elevation to provide for clearances on the inside and outside rail respectively curved track. d) For curves 300 m radius or greater, centre and end throws based on 300 m radius. e) For curves radius 100 m and greater but less than 300 m radius, centre and end throws based on 100 m radius. f) 200 mm air gap, see Note 1. Version 2.4 Date last revision: 03 Sep 12 Page 7 34

Table 7.1 Dynamic Rollingstock Limits FACTOR Lateral translation, see Note 1 ASSUMED LIMITS ± 40 mm Body roll, see Note 2: Rollingstock outlines (not double stack containers) ±2 about a roll centre 610 mm above rail level Rollingstock outlines (for double stack containers). Bounce, see Note 3 Wheel clearance (worn wheel to new rail), see Note 1 ±2.5 about a roll centre 440 mm above rail level +50 mm ±20 mm (refer to Figure 7.2) [1] ± means linear displacement parallel to the plane the top the rails to each side rollingstock centreline. [2] ± means angular displacement clockwise and anti-clockwise about the roll centre on the rollingstock centreline. [3] + means upward linear displacement normal to the plane the top the rails. Table 7.2 Track Tolerances Factor Assumed tolerances, see Note 1, (mm) Straight Track > 300 m Radius <300 m Radius Rail side wear, see Note 2 ± 5 + 25, - 5 + 25, -5 Gauge widening, see Note 2 ± 0 ± 0 +0, -15 Gauge (from 1435 mm), see Note 2 ± 20 ± 20 ± 25 Track alignment (from design), see Note 3 ± 50 ± 50 ± 75 Cross-level (from design), see Note 4 ± 30 ± 30 ± 30 Rail Level, see Note 5 ± 100 ± 100 ± 100 [1] These geometry tolerances are intended for the purpose calculating clearances only. [2] On straight track ± means linear displacement parallel to the plane the top the rails to each side the design centreline the track. On curved track, + means linear displacement to the outside the curve and - means linear displacement to the inside the curve parallel to the plane the top the rails. [3] On straight track ± means horizontal linear displacement each side the design centreline the track. On curved track, + means horizontal linear displacement to the outside the curve and - means horizontal linear displacement to the inside the curve. [4] ± means vertical displacement the left and right rails respectively resulting in a clockwise and anti-clockwise rotation the track in the vertical plane normal to the track. [5] ± means vertical linear displacement above (+) and below (-) design rail level. Version 2.4 Date last revision: 03 Sep 12 Page 8 34

7.2.10 Documentation A register providing information on all clearance locations inside the adopted structure outline 2.5 m plus an allowance for curves and superelevation shall be established and maintained. General inspections should be carried out with reference to this register. Documentation should include clearance classification each track section in terms the standards adopted. All locations on a track section where structures (or the maximum kinematic rollingstock outline on adjacent track) infringe on the adopted structure outline shall be placed on a clearance register. For a given line section the maximum kinematic rollingstock outline on an adjacent track may be treated in a similar way to a structure over or adjacent the line. Version 2.4 Date last revision: 03 Sep 12 Page 9 34

Figure 7.2 Rollingstock Outline A 460 760 1070 Track and Rollingstock Outline 2970 3580 4040 4190 4270 1220 940 200 675 1450 1070 1120 Rail Level 340 This area shall be occupied by wheels only 75 End View 275 150 Extensions for Trip Arm Only 22850 2970 4270 Pivot 16150 3350 Design Vehicle Configuration [1] The dimensions between bogie pivots and from bogie pivot to end body should not be increased unless allowance is made by a reduction in width to compensate for increased centre and end throw on a curve 100 m radius. [2] The clearances above rail should be preserved under all conditions operation, loading and maintenance a vehicle on level track. Version 2.4 Date last revision: 03 Sep 12 Page 10 34

Figure 7.3 Rollingstock Outline B 460 760 1070 Track and Rollingstock Outline 3050 3530 4040 4190 4270 1220 940 200 675 1070 1450 1120 Rail Level 340 This area shall be occupied by wheels only 75 End View 275 150 Extensions for Trip Arm Only 21300 3050 4270 Pivot 15000 3150 Design Vehicle Configuration [1] The dimensions between bogie pivots and from bogie pivot to end body should not be increased unless allowance is made by a reduction in width to compensate for increased centre and end throw on a curve 100 m radius. [2] The clearances above rail should be preserved under all conditions operation, loading and maintenance a vehicle on level track. Version 2.4 Date last revision: 03 Sep 12 Page 11 34

Figure 7.4 Rollingstock Outline C 460 1250 Track and Rollingstock Outline 2970 3580 4030 4270 1130 940 675 1450 1345 1120 Rail Level For Bogie Components 75 End View 150 Extensions for Trip Arm Only 22850 2970 4270 Pivot 16150 3350 Design Vehicle Configuration [1] The dimensions between bogie pivots and from bogie pivot to end body should not be increased unless allowance is made by a reduction in width to compensate for increased centre and end throw on a curve 100 m radius. [2] The clearances above rail should be preserved under all conditions operation, loading and maintenance a vehicle on level track. Version 2.4 Date last revision: 03 Sep 12 Page 12 34

Figure 7.5 Rollingstock Outline D 460 1250 Track and Rollingstock Outline 3050 3580 4030 4270 1130 940 675 1450 1345 1120 Rail Level For Bogie Components 75 End View 150 Extensions for Trip Arm Only 21300 3050 4270 Pivot 15000 3150 Design Vehicle Configuration [1] The dimensions between bogie pivots and from bogie pivot to end body should not be increased unless allowance is made by a reduction in width to compensate for increased centre and end throw on a curve 100 m radius. [2] The clearances above rail should be preserved under all conditions operation, loading and maintenance a vehicle on level track. Version 2.4 Date last revision: 03 Sep 12 Page 13 34

Figure 7.6 Rollingstock Outline E 1600 5900 Track and Rollingstock Outline 3200 1130 675 1450 265 100 1120 Rail Level For Bogie Components 75 80 End View 25900 3200 5900 Pivot 18300 3800 Design Vehicle Configuration [1] The dimensions between bogie pivots and from bogie pivot to end body should not be increased unless allowance is made by a reduction in width to compensate for increased centre and end throw on a curve 100 m radius. [2] The clearances above rail should be preserved under all conditions operation, loading and maintenance a vehicle on level track. Version 2.4 Date last revision: 03 Sep 12 Page 14 34

Figure 7.7 Rollingstock Outline F 1600 6500 Track and Rollingstock Outline 3200 1130 1450 675 265 1120 100 Rail Level For Bogie Components 75 80 End View 25900 3200 6500 Pivot 18300 3800 Design Vehicle Configuration [1] The dimensions between bogie pivots and from bogie pivot to end body should not be increased unless allowance is made by a reduction in width to compensate for increased centre and end throw on a curve 100 m radius. [2] The clearances above rail should be preserved under all conditions operation, loading and maintenance a vehicle on level track. Version 2.4 Date last revision: 03 Sep 12 Page 15 34

Figure 7.8 Structure Outline Straight Track Used for Rollingstock Outlines A and B 2200 1600 1600 2200 800 800 4800 4400 3700 Design Track Design Rail Level [1] Uses dynamic rollingstock limits from Table 7.1 and track tolerances from Table 7.2. Version 2.4 Date last revision: 03 Sep 12 Page 16 34

Figure 7.9 Structure Outline Curved Track 300 M Radius Used for Rollingstock Outlines A and B 2600 2100 120 700 1700 2300 Design Track 4800 4400 3600 3700 4500 4800 Inside Curve Outside Curve Design Rail Level [1] Uses dynamic rollingstock limits from Table 7.1 and track tolerances from Table 7.2 Version 2.4 Date last revision: 03 Sep 12 Page 17 34

Figure 7.10 Structure Outline Curved Track 100 M and <300 M Radius Used for Rollingstock Outlines A and B 2900 2400 1400 1200 2000 2500 Design Track 4800 4300 3500 3700 4400 4800 Inside Curve Outside Curve Design Rail Level [1] Uses dynamic rollingstock limits from Table 7.1 and track tolerances from Table 7.2. Version 2.4 Date last revision: 03 Sep 12 Page 18 34

Figure 7.11 Structure Outline Straight Track Used for Rollingstock Outlines C and D 2200 1800 800 800 1800 2200 Design Track 4800 4400 3700 Design Rail Level [1] Uses dynamic rollingstock limits from Table 7.1 and track tolerances from Table 7.2. Version 2.4 Date last revision: 03 Sep 12 Page 19 34

Figure 7.12 Structure Outlines Curved Track 300 M Radius Used for Rollingstock Outlines C and D 2600 2400 1200 700 1900 2300 Design Track 4800 4200 3600 3700 4500 4800 Inside Curve Outside Curve Design Rail Level [1] Uses dynamic rollingstock limits from Table 7.1 and track tolerances from Table 7.2. Version 2.4 Date last revision: 03 Sep 12 Page 20 34

Figure 7.13 Structure Outline Curved Track 100 M and <300 M Radius Used for Rollingstock Outlines C and D 2900 2600 1300 900 2200 2500 Design Track 4800 4300 3500 3700 4400 4800 Inside Curve Outside Curve Design Rail Level [1] Uses dynamic rollingstock limits from Table 7.1 and track tolerances from Table 7.2. Version 2.4 Date last revision: 03 Sep 12 Page 21 34

Figure 7.14 Structure Outline Straight Track Used for Rollingstock Outline E 2400 1300 1300 2400 Design Track 6500 6200 Design Rail Level [1] Uses dynamic rollingstock limits from Table 7.1 and track tolerances from Table 7.2. Version 2.4 Date last revision: 03 Sep 12 Page 22 34

Figure 7.15 Structure Outline Curved Track 300 M Radius Used for Rollingstock Outline E 3100 2000 1500 2600 Design Track 6200 6500 6500 6000 Design Rail Level [1] Uses dynamic rollingstock limits from Table 7.1 and track tolerances from Table 7.2. Version 2.4 Date last revision: 03 Sep 12 Page 23 34

Figure 7.16 Structure Outline Curved Track 100 M and <300 M Radius Used for Rollingstock Outline E 3500 2900 2300 1900 Design Track 6500 5900 6200 6500 Inside Curve Outside Curve Design Rail Level [1] Uses dynamic rollingstock limits from Table 7.1 and track tolerances from Table 7.2. Version 2.4 Date last revision: 03 Sep 12 Page 24 34

Figure 7.17 Structure Outline Straight Track Used for Rollingstock Outline F 2500 1300 1300 2500 7100 6800 Design Track Design Rail Level [1] Uses dynamic rollingstock limits from Table 7.1 and track tolerances from Table 7.2. Version 2.4 Date last revision: 03 Sep 12 Page 25 34

Figure 7.18 Structure Outline Curved Track 300 M Radius Used for Rollingstock Outline F 3200 2000 1500 2600 7100 6600 Design Track 6800 7100 Inside Curve Outside Curve Design Rail Level [1] Uses dynamic rollingstock limits from Table 7.1 and track tolerances from Table 7.2. Version 2.4 Date last revision: 03 Sep 12 Page 26 34

Figure 7.19 Structure Outline Curved Track 100 M and <300 M Radius Used for Rollingstock Outline F 3600 2200 1900 2900 7100 6600 Design Track 6800 7100 Inside Curve Outside Curve Design Rail Level [1] Uses dynamic rollingstock limits from Table 7.1 and track tolerances from Table 7.2. Version 2.4 Date last revision: 03 Sep 12 Page 27 34

Figure 7.20 Wheel Clearance (Worn Wheel to New Rail) 20 New Wheel Flange (Worn Wheel Flange shown hatched) New Rail 1 20 Version 2.4 Date last revision: 03 Sep 12 Page 28 34

Inspection and Assessment 7.3 Inspection and Assessment 7.3.1 Scheduled clearances inspection (see section 7.2.1 for definitions) a) Patrol inspection The purpose a patrol inspection for clearances is to identify visible clearance infringements and to report any structure or adjacent track that is damaged, unsound or changed geometry. The interval between patrol inspections structure-to-track and track-to-track clearances shall not exceed 7 days or as specified otherwise by ARTC e.g. in an approved Technical Maintenance Plan. Track patrol inspections should keep a lookout for clearance infringements and conditions (i.e. indicators infringements) that may affect train operations including the following: (i) (ii) (iii) (iv) (v) (vi) (vii) track obstructions; changes in track or structure location since previous inspection; visible markings or damage to structures, including platform edges; horizontal and vertical alignment past or through structures; evidence recent or current movement; fouling point markers are not visible, conspicuous or performing the function intended; other obvious defects that may affect clearances. The speed at which the inspection is carried out should be consistent with the local conditions and the full scope the inspection being carried out (e.g. the type and number other infrastructure elements being inspected). b) General inspections Compliance General inspections at locations on the clearance register should confirm compliance with the clearance standards and be able to detect the following: (i) (ii) (iii) (iv) structures infringing the maintenance intervention standard; structures infringing the base operating standard; adjacent tracks infringing the maintenance intervention standard; adjacent tracks infringing the base operating standard. These inspections should identify locations clearance degradation requiring action and determine the need for further specialist inspection. c) General inspections - Frequency and tasks General inspections clearances shall be carried out in a manner and at an interval appropriate to the location, rates deterioration and other local factors (e.g. track type), and in any case at intervals not greater than those specified below or as otherwise specified by ARTC e.g. in an approved Technical Maintenance Plan. At locations restricted clearance such as platforms the frequency general inspection should be increased. A general inspection including determination the available clearances should also be carried out when there are suspected defects following work affecting the location the track(s) or structure or defects are identified from patrol inspections. The scheduled inspections should include the tasks the patrol inspection in addition to the measurement the following: (i) (ii) (iii) (iv) clearance from datum points to specified locations; distance between track centrelines (including fouling clearances at turnouts); track superelevation if specified on the datum; track curvature if specified on the datum. Version 2.4 Date last revision: 03 Sep 12 Page 29 34

Inspection and Assessment A general inspection frequency regime should be specified. The inspection frequency regime should take into account the associated level risk at the clearance location. If the clearance standards adopted are based on the design guidelines prescribed in Clause 7.2.7 (or a total air gap 200 mm or greater is provided) the following rates scheduled general inspection shall apply: (A) (B) If the structure is outside the adopted structure outline, scheduled general inspections are not necessary. If the structure is inside the adopted structure outline inspections shall be carried out as follows: a. Annually on passenger lines and lines carrying more than 10 million gross tonnes; b. Every 2 years on all other lines. 7.3.2 Assessment and actions a) General Clearances shall be assessed against the clearance standards adopted for each line section. The results inspections shall be assessed to determine whether the structure (or the maximum kinematic rollingstock outline on adjacent tracks) infringes the maintenance intervention or base operating standard for clearances, and action taken as set out in Item (b) and (c). b) Infringement the maintenance intervention standard Where the maintenance intervention standard is infringed either Note: (i) (ii) action should be taken to restore the clearances such that the maintenance intervention standard is not infringed, with clearances monitored until this action is completed; or approval should be sought from the owner to register the clearance location as a permanent infringement the maintenance intervention standard following detailed clearance assessment. The increased rate general inspection guidelines in Clause 7.3.1. (c) should be met. c) Infringement the base operating standard Where the base operating standard is infringed either (i) (ii) action should be taken, prior to the passage the next train, to restore the clearances such that the base operating standard is not infringed, see Note 1; or restrictions should be applied to operations, prior to the passage the next train, until action can be taken to restore clearances, see Note 2. [1] If this action does not restore clearances such that the maintenance intervention standard is not infringed, Item (b) should then be implemented for infringement the maintenance intervention standard. [2] Assessment an appropriate restriction may be carried out using the general procedures defined in Clause 7.2. d) Permanent infringements the base operating standard Where permanent infringement the base operating standard for clearances has been permitted the results inspections should be assessed to determine whether the track tolerances used to specify the clearance standards (see Clause 7.2.7) have been exceeded, see Note 1. Version 2.4 Date last revision: 03 Sep 12 Page 30 34

Inspection and Assessment Where the track tolerances have been exceeded either (i) (ii) action should be taken prior to the passage the next train, to restore the track position such that the track tolerances are not exceeded; or restrictions should be applied to operations, prior to the passage the next train, until action can be taken to restore the track position, see Note 2. [1] This may be achieved using datum markers on structures, however where this is not the case the relative position track and structure (or track and adjacent track) should be checked against the clearance standard at the location. [2] Assessment an appropriate restriction may be carried out using the general procedures defined in Clause 7.2. Version 2.4 Date last revision: 03 Sep 12 Page 31 34

Appendix A Clearance Design Procedures Appendix A Clearance Design Procedures A1 A2 Static Rollingstock Outline The static rollingstock outline for the rollingstock operating on a track section should be determined in conjunction with operators. The static rollingstock outline should be met by the rollingstock under all maintenance and loading conditions (e.g. at all wheel diameters in the range for new and condemnable worn wheels). Vehicle Swept Path The centre throw (C in mm) and end throw (E in mm) rollingstock on circular curved track may be calculated as follows: C = B² / 8R... (Eq. B1) and where: E = (L² B²) / 8R... (Eq. B2) B = length between pivot centres bogies (mm) L = overall length vehicle (mm) R = radius curve (mm) The swept path should be based on the static rollingstock outlines operating on the section track under consideration as follows: a) On straight (tangent) track the swept path should not be less than the static outlines the rollingstock. b) On circular curved track down to 100 m radius the swept path should not be less than the static outlines the rollingstock plus allowance made for centre and end throw. A3 Track Tolerances Track tolerances should be determined for the line section being considered for the following: a) Rail side wear. b) Gauge widening on curved track. c) Gauge from 1435 mm. d) Track alignment from design. e) Cross level from design. f) Rail level from design. Note: The design track position should be known as well as these tolerances. A4 Dynamic Rollingstock Limits The dynamic rollingstock limits should be determined in conjunction with operators for the following displacements: a) Linear, to each side the vehicle centreline and parallel to the plane the top the rails for lateral translation and for wheel clearance (worn wheel to new rail). b) Angular, clockwise and anti-clockwise about the roll centre, for body roll. Version 2.4 Date last revision: 03 Sep 12 Page 32 34

Appendix A Clearance Design Procedures c) Upward linear displacement normal to the plane the top the rails, for bounce. A5 A6 Maximum Kinematic Rollingstock Outline The kinematic envelope for an item rollingstock should represent the largest possible prile it can assume under the most adverse conditions. It should be determined for the particular track section using the following procedures: a) Determine the static rollingstock outline (on straight, uncanted track) for the rollingstock operating on the line section. b) For each point on the static rollingstock outline, apply horizontal displacements to widen the outline on each side its vertical centreline for (i) (ii) (iii) (iv) (v) (vi) rollingstock lateral translation; wheel clearance (worn wheel to new rail); rail side wear; gauge widening the track; gauge tolerance the track; and centre and end throw the rollingstock on curved track. c) From Step (b), apply vertical displacements to extend the outline vertically for rollingstock bounce. d) From Step (c), apply angular displacements about the point cant rotation for cant. e) From Step (d), apply angular displacements about the left hand rail for cross level tolerance. f) From Step (d), apply angular displacements about the right hand rail for cross level tolerance. g) From Steps (e) and (f), apply angular displacements about the roll centre the vehicle for body roll. (In the case tilt trains, apply additional angular displacements about the tilt centre for body tilt.) h) From Steps (e), (f) and (g), apply horizontal displacements for track alignment tolerances, and vertical displacements for rail level tolerances. i) The maximum envelope from steps (e), (f), (g) and (h) defines the maximum kinematic rollingstock outline. Air Gap Provision The provision an air gap between the maximum kinematic rollingstock outline and structures (or maximum kinematic rollingstock outlines on adjacent tracks, see Note) should take into account the following: a) Base operating standards, maintenance intervention standards, and structure outlines. b) Inspection intervals. c) Variations in and rates change the parameters used to determine the maximum kinematic rollingstock outline. d) Potential for movement the structure. Note: For a given line section the maximum kinematic rollingstock outline on an adjacent line may be treated in a similar way to a structure over the line. A7 Base Operating Standard An air gap should be added to the maximum kinematic rollingstock outline to define the base operating standard for clearances to structures or to the maximum kinematic rollingstock outline on adjacent tracks. Version 2.4 Date last revision: 03 Sep 12 Page 33 34

Appendix A Clearance Design Procedures This air gap should provide a safety margin against infringement the maximum kinematic rollingstock outline. A8 A9 Maintenance Intervention Standard An air gap should be added to the base operating standard to define the maintenance intervention standard for clearances to structures or to the maximum kinematic rollingstock outline on adjacent tracks. This air gap should provide for maintenance action to be taken before infringement the base operating standard. Structure Outline An air gap should be added to the maintenance intervention standard to define the structure outline for clearances to structures or to the maximum kinematic rollingstock outline on adjacent tracks. This air gap should provide an additional safety margin such that scheduled inspections are not considered necessary for structures (or maximum kinematic rollingstock outlines on adjacent tracks) which fall outside this outline. Version 2.4 Date last revision: 03 Sep 12 Page 34 34