Advancements in the Integration of PV and Energy Storage Systems. APEC March Tim Zgonena

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Advancements in the Integration of PV and Energy Storage Systems APEC March 2016 2015 UL LLC Tim Zgonena Principal Engineer Distributed Energy Resources Equipment UL LLC

WE ARE A GLOBAL FORCE FOR GOOD Standards Research Copyright 2016 UL LLC. All rights reserved. No portion of this material may be reprinted in any form without the written permission of UL LLC or as otherwise provided in writing. UL and the UL logo are trademarks of UL LLC. 2

Where we are North America 37% of employees 44% of revenue Global UL 10,715 employees >100 locations in 34 countries Serving customers in >100 Countries Europe & Latin America 12% of employees 15% of revenue Asia & Africa 41% of employees 41% of revenue North America Canada United States Latin America Argentina Brazil Mexico DO NOT DISTRIBUTE WITHOUT PERMISSION Europe Denmark France Germany Italy Netherlands Poland Africa Spain South Africa Sweden Tunisia Switzerland Turkey United Kingdom Asia Australia Bangladesh Greater China India Japan Malaysia New Zealand Philippines Singapore South Korea Thailand UAE Viet Nam 3

Overview Short Description: To enable the integration of PV and Energy Storage Systems standards, codes and deployment guidelines must improve and advance in parallel with technological innovation and increased demand for cleaner energy. In this session we will address: Safety, performance, and interoperability considerations Interconnection Standards and Certifications, including IEEE 1547 amendments and revisions, (Long Term) Advanced inverter test protocols for California Rule 21 grid interconnection and UL 1741 SA supplement, (Short Term) Energy Storage standards including UL9540 Regulatory overview

Most Traditional UL Equipment Safety Standards Evaluate Functionality Electrical Hazards Fire Hazards Mechanical Hazards Verification of electrical ratings These hazards are evaluated and tested under normal and foreseeable abnormal conditions

Renewable Energy Standards for Power Conversion and Grid Interconnection USA UL1741 UL62109 - UL62109-1 General Published - UL62109-2 Inverter specific in process (Q3 2015) IEEE 1547 and IEEE 1547.1 Canada CSA C22.2 No. 107.1 (present) CSA 62109 (future) - Allows for use of IEEE 1547 and 1547.1

UL 1741 Covers Power Conversion and Protection Equipment for the Following Types of DR products: Photovoltaics, PV Fuel Cells Micro-turbines Wind and Hydro Turbines Engine Generator Set Utility Interactive Inverters Stand Alone Inverters Multi-Mode Inverters AC Modules Charge Controllers PV Balance of Systems, Combiner Boxes, GFDIs, etc 7

IEC 62109 and UL1741 The scope of UL 1741 includes sections that are not published in IEC 62109, such as: Requirements for other renewable energy sources like fuel cells, rotating machines, etc, Grid interconnection systems equipment. We will have both UL1741 and UL62109 standards and the STP will determine the best way to address interactions and overlaps between both.

Utility Grid Compatibility and Interconnection IEEE 1547 Interconnecting Distributed Resources with Electric Power Systems, was written to address major electric utility concerns: utility worker safety, user safety, equipment safety, power reliability and power quality.

Grid Interconnection Standards IEEE 1547 Interconnection System Requirements Voltage Regulation Grounding Disconnects Monitoring Islanding IEEE 1547.1 Interconnection System Testing Temperature Stability Response to Abnormal Voltage Response to Abnormal Frequency Synchronization Protection from EMI Surge Withstand Paralleling Device DC Injection Unintentional Islanding Reverse Power Open Phase Reconnect after disturbance Harmonics UL 1741 Power Conversion and Interconnection Equip Construction Testing normal and abnormal Protection against risks of injury to persons and connected equipment. Ratings, Markings and Instructions Specific DR Tests for specific technologies Production line testing Certifications address NEC and electric utility interconnection needs. This linkage between UL1741 and IEEE 1547 established a set of standardized interconnection requirements and procedures that are being used to evaluate utility interconnected DG products for both electrical safety and utility grid interconnection to address the needs of Electrical AHJs and Utility Interconnection Engineers. Note - These products work well for lower percentages of grid penetration.

Standards Interactions and Overlaps IEEE IEEE 1547 IEEE 1547 IEEE 1547 1547 UL1741 UL 62109

Need for New Grid Support Inverter Requirements and Certifications IEEE 1547A & 1547.1A Short term fixes and expansion CPUC Rule 21 Phases 1-3 Ongoing IEEE 1547 and 1547.1 revisions UL1741 SA - Grid Support Utility Interactive Supplement to bridge the gap until the new IEEE 1547 and IEEE 1547.1 Grid Support revisions are completed.

UL1741 New Supplement for Grid Support Utility Interactive Inverters Excellent Task Group! weekly meetings to develop the UL1741 Supplement for >2yrs Inverter Industry Electric Utilities CA, HI and AZ National Labs SANDIA and NREL EPRI NRTLs / Test Labs Draft is being formatted after addressing 429 STP comments in preparation for a ballot in April 2016.

UL1741 New Supplement for Grid Support Utility Interactive Inverters Anti-Islanding L/HVRT L/HFRT Must Trip Test Normal Ramp Rate Soft-Start Ramp Rate Specified Power Factor Volt/Var Mode Other / Optional Frequency Watt Volt Watt

UL1741 Multi-Mode Task Group and Upcoming Microgrid Task Group UL is working with industry and California electric utilities to enhance the UL1741 and UL62109-2 requirements for multiple mode inverters. Make use of the IEEE 1547.1 Synchronization Tests. Need to better define how and when multi-mode products transition from grid support / ride through functionality to stand alone operation to supply critical local loads. A Microgrid task group is being formed to develop microgrid equipment requirements.

Need to Clearly Differentiate The differences between utility interactive generation products: Utility Interactive Grid Support Utility Interactive Special Purpose Utility Interactive products Clearly define product functions, ratings and requirement compliance within the product markings, ratings, manual, certification documentation and new certification categories.

UL1741SA Consensus Process Standards Development Organization Standards Technical Panel 26 Producers 5 Users 7 Government 7 AHJ 13 Supply chain 19 General 4 Testing & Stds Proposal Preliminary Review Submitter s Review of Comments Ballot Comment Resolution We are here Draft is being formatted after addressing 429 STP comments in preparation for a 30 day reballot in April 2016. Re-ballot Adoption or Failure Anyone UL CSDS system STP Standard Subscribers Considers comments May revise proposal STP votes Standard subscribers review Public review STP resolves all comments Changes to proposal based on comments STP confirms or changes vote Consensus needed to adopt Proposal fails if consensus is not achieved Disclaimer goes here 18

Energy Storage Applications Utility Commercial Residential Disclaimer goes here 19

Energy Storage Codes and Standards UL Safety Standards: ANSI UL 9540, Energy Storage Systems and Equipment (under development) ANSI UL 1973, Batteries for Use in Light Electric Rail (LER) and Stationary Applications UL 1974, Evaluation Of Batteries For Repurposing (under development) ANSI UL 1741, Inverters, Converters, Controllers and Interconnection System Equipment for Use With Distributed Energy Resources IEC TC 120 Standards (under development): IEC CD 62934, Unit Parameters and Testing methods of Electrical Energy Storage (EES) Systems IEC CD 62935, Planning and Installation of Electrical Energy Storage Systems IEC CD 62936, Environmental issues of EES systems IEC CD 62937, Safety Considerations Related to the Installation of Grid Integrated Electrical Energy Storage (EES) Systems Disclaimer goes here 20

Codes and Standards IEEE C & S related to ES: IEEE 1679, Recommended Practice for the Characterization and Evaluation of Emerging Energy Storage Technologies in Stationary Applications IEEE 1547, Interconnecting Distributed Resources with Electric Power Systems IEEE P2030.2, Guide for the Interoperability of Energy Storage Systems Integrated with the Electric Power Infrastructure (under development) IEEE P2030.3, Standard for Test Procedures for Electric Energy Storage Equipment and Systems for Electric Power Systems Applications (under development) NFPA C & S updates related to ES: NFPA 70, National Electrical Code (NEC), Article 706 (under development) addressing energy storage Other committee documents: PNNL 22010, Protocol for Uniformly Measuring the Performance of Energy Storage Systems PNNL 23618, Inventory of Safety-related Codes and Standards for Energy Storage Systems PNNL 23578, Overview of Development and Deployment of Codes, Standards and Regulations Affecting Energy Storage System Safety in the United States Disclaimer goes here 21

UL 9540 - Scope Safety of energy storage systems: Includes energy storage systems that are: Standalone to provide energy for local loads For use in utility-interactive applications in compliance with UL1741, IEEE 1547 and IEEE 1547.1 or Other applications intended to provide grid support functionality, Able to perform multiple operational modes May include balance of plant and other ancillary equipment of the system

Overview of UL 9540 Requirements Types of Energy Storage Systems Electrochemical UL 1973 Chemical CSA FC1, NFPA 2, UL 2200, etc. Mechanical (fly wheel, CAES systems - under development) ASME B & PV Code, ASME B31 piping codes UL 9540 moving parts tests Thermal (Thermal heat system under development) ASME B & PV Code, ASME B31 piping codes 23

UL 9540 Tests UL 9540 EESS system technolog y tests Electric tests Normal operations Dielectric voltage withstand Grounding and bonding Insulation resistance Grid Interconnection tests UL1741 IEEE 1547 & IEEE 1547.1 UL1741 SA Supplement for Grid Support Utility Interactive UL 1741 Special Purpose Utility Interactive (mfr and utility defined) Mechanical tests Over speed test Faulted securement test Broken part Fluid containment tests Leakage Strength Environmental tests UL and the UL logo are trademarks of UL LLC 2015 24

UL 9741 Safety of Bidirectional Electric Vehicle Charging Systems and Equipment. This published document combines the applicable EV and DG requirements. These requirements will cover bidirectional electric vehicle charging equipment that charge electric vehicles from an electric power system and also include functionality to export power from the electric vehicle to an electric power system.

Transition from new conceptual designs into marketable products Many new fantastic innovative product ideas. Most of these new products will need to comply with building codes before they can be accepted for general use in the US or Canada. Sometimes these new and innovative products do not neatly fit into existing codes, standards and certification categories. UL works with industry to develop new codes and standards to facilitate getting new technologies certified and accepted in the field.

Certification for the Purpose NEC moving toward equipment certified for the purpose. Field failures related to incorrect applications for equipment. Reprogrammed motor drives used a utility interactive inverters UPS used as dynamic Var compensator Industrial control equipment used for power generation applications - Electrical Spacings (Creepage and clearances) Overvoltage category Pollution degree - Operating temp range - Environmental ratings - Electrical ratings and markings for the application and sources

Coordination of System Equipment System components need to operate safely under normal and foreseeable abnormal system conditions Differentiate between system faults to which equipment need to respond to vs single fault failures within a piece of equipment Interaction between energy sources and power conversion equipment Operation ranges of system equipment Protection from system faults Source parameters

Protection of Sources Renewable power sources have specific installation and protection requirements to maintain them within their safe operating parameters and limits to prevent electric shock, fire and mechanical hazards. Photovoltaics (PV) Wind turbines Hydro turbines Fuel Cells Batteries EVs Others Maximum system voltage Maximum normal current Charge discharge current Maximum fault current Reverse current Ground faults Arc faults Overload Overspeed Thermal limits

UL3001 Safety for Distributed Energy Generation and Storage Systems Draft Scope This standard covers the safety and performance of distributed energy resource systems. These systems may be comprised of distributed energy sources such as photovoltaic arrays or wind turbines in homogenous or hybrid configurations, energy storage systems, grid interface equipment and related equipment to accomplish functionality of the distributed energy system. These requirements address the safety of system design, integration and operation. They also cover the performance of these systems as it relates to grid operability, interface with premises wiring systems, and performance of the equipment in the various modes of system operation. STATUS: Forming the Standards Technical Panel 30

Standards Need Regular Revisions to Keep Pace with Rapid Growth Industries Standards and codes in renewable energy areas are processing revisions more rapidly to keep up with technology innovations. UL regularly partners with industry to develop, validate and write new standards and codes to support new technologies.

UL Energy Partnerships To address the needs of national and international energy stakeholders, UL works closely with; Manufacturers Regulators Government agencies Industry experts Test labs Other certification agencies Other standards and code writing agencies UL s relationships and partnerships with key Energy industry stakeholders is a foundation upon which we write relevant safety and performance standards for cutting edge products and systems.

UL Participation in International Energy Standards for Safety and Performance UL is an active member in IEC, International Electrotechnical Commission. UL participates in all of the energy related Technical Committees and provides UL standards and Subject documents as draft material for the development of IEC standards. TC82 Photovoltaics TC 69 EV Charging Equip TC 23 EV Connectors TC105 Fuel Cells TC 21, TC69 Batteries TC88 Wind Turbines 33

Equipment Certifications Local AHJs evaluate power conversion equipment certification & ratings for compliance with the local installation codes to determine acceptability of the installation within that jurisdiction. Utility grid interactive products get reviewed by both local electrical inspectors and electric utility engineers for acceptance. Installation codes rely upon certifications to US national standards for the specific application.

Performance and Safety Many of the performance issues associated with the grid interactive operation of Distributed Generation (DG) products are important Safety Issues.

NFPA 70 NEC 2014 Article 625 EV Charging Systems Article 690 Photovoltaics (PV) Article 692 Fuelcells Article 694 Wind Turbines Article 705 Interconnected Electric Power Production Sources. The above articles reference 705 for electric utility interactive systems. Note: 705 requires UL1741 Listed utility interactive inverters. 2017 NEC 691 Large Scale PV 706 Energy Storage (passed) 710 Microgrids (failed) 712 DC Microgrids (passed)

Ultimate Goal Increase renewable energy safety with the help of the renewable energy industries, thought leaders, AHJs, Utilities and other interested parties, develop and maintain appropriate installation codes, standards and certifications. This will permit easier entry for manufacturers into their target markets. Facilitate a streamlined process where renewable energy equipment and systems may be designed, produced, evaluated, certified, sold, installed and operated in a smooth and agreeable manner for all parties.

Questions? Tim Zgonena UL LLC timothy.p.zgonena@ul.com Visit us Globally at http://www.ul.com UL Customer Service Phone: 1-(877-854-3577) x55703 Email: RenewableEnergyQuote@ul.com Field Evaluations http://corporate.ul.com/departments/fs/fe/fe_home.htm