Airborne Collision Avoidance System X U

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Airborne Collision Avoidance System X U Concept and Flight Test Summary TCAS Program Office March 31, 2015 Briefing to Royal Aeronautical Society DAA Workshop

Agenda Introduction ACAS Xu Concept 2014 Flight Test Summary Conclusion / Next Steps 2

ACAS Xu s Role in Detect and Avoid Separation is the tactical process of ensuring that the risk of collision between two aircraft is acceptably small Two aircraft are not at risk of colliding if they are actively separated under direction of Air Traffic Control (ATC) or well clear of each other using visual means Detect and Avoid: Two Functions ACAS X U performs collision avoidance function Self-Separation (SS) The function of a UAS separating from other aircraft to remain well clear Collision Avoidance (CA) Final layer of safety to prevent midair collisions when all other mitigations have failed Hard maneuvers to prevent an NMAC in case of unanticipated failures of larger Conflict Management System (CMS) to maintain safe separation 3

Distinct Yet Complementary Roles Detect Shared surveillance Detect Self-Separation sub-functions timeline Track Evaluate Elements of tracking algorithms may be shared but CA and SS performance quality requirements may differ (e.g. validation for CA) Track Validate Collision Avoidance sub-functions timeline Prioritize Estimate State Declare Implicit coordination VS Explicit coordination Coordinate Determine Compatible with AT management VS Tuned to aircraft performance Select Action Command Horizontal Maneuvers VS Maneuvers Command Execute Pilot in-the-loop VS Automatic Response Execute 4

Horizontal Correlation Pilot / Auto-response ACAS Xu Concept ACAS Xu ADS-B Mode S Mode C Cooperative Collision Collision Avoidance Resolution sensor measurement Horizontal Collision and Tracking Module (STM) Threat Resolution Module (TRM) Nucleus The STM is responsible for performing surveillance of nearby aircraft, tracking the aircraft under surveillance, and providing tracks and other relevant information to the TRM The TRM uses tracks and other state information obtained from the STM to determine whether an intruder aircraft poses a threat and, if so, selects a recommended course of action 5

Horizontal Correlation Pilot / Auto-response Inputs ACAS Xu ADS-B Mode S Mode C Cooperative Collision Collision Avoidance Resolution sensor measurement Horizontal Collision and Tracking Module (STM) Threat Resolution Module (TRM) Nucleus If equipped with a 1030 MHz transmitter, Xu can use active validation of ADS-B and active coordination for threat resolution (expected baseline) inputs from cooperative targets expected to be the same as for ACAS Xa (ADS-B, Mode S, Mode C) Allows for additional surveillance methods to track non-cooperative traffic Possibility of using reduced surveillance is an open area of research 6

Horizontal Correlation Pilot / Auto-response ACAS Xu ADS-B Mode S Mode C Cooperative Collision Collision Avoidance Resolution sensor measurement Horizontal Collision and Tracking Module (STM) Threat Resolution Module (TRM) Nucleus processing generally includes track association, outlier detection, and tracking Cooperative processing includes validation (of ADS-B using active surveillance) and correlation (to determine if different surveillance tracks came from the same target) 7

Horizontal Correlation Pilot / Auto-response Correlation Cooperative/non-cooperative correlation algorithms not flight tested in 2014 ACAS Xu ADS-B Mode S Mode C Cooperative Collision Collision Avoidance Resolution sensor measurement Horizontal Collision and Tracking Module (STM) Threat Resolution Module (TRM) Nucleus Correlation between cooperative and non-cooperative tracks is necessary to determine if the tracks came from the same or different targets If a cooperative and a non-cooperative track come from the same target, correlation will identify that and will make a policy decision to send only the cooperative track to the TRM If a cooperative and a non-cooperative track come from different targets, correlation will identify that and will make a policy decision to send both of the tracks to the TRM Cooperative/non-cooperative correlation algorithms currently under development 8

Horizontal Correlation Pilot / Auto-response Threat Resolution Module ACAS Xu ADS-B Mode S Mode C Cooperative Collision Collision Avoidance Resolution sensor measurement Horizontal Collision and Tracking Module (STM) Threat Resolution Module (TRM) Nucleus Tailored threat logic: flexibility of the ACAS X family allows ACAS Xu logic tables to be tuned for specific UAS capability classes 9

Horizontal Correlation Pilot / Auto-response and Horizontal Collision Avoidance ACAS Xu ADS-B Mode S Mode C Cooperative Collision Collision Avoidance Resolution sensor measurement Horizontal Collision and Tracking Module (STM) Threat Resolution Module (TRM) Nucleus In general, vertical collision avoidance logic will be used to resolve encounters with cooperative traffic (similar to TCAS II and ACAS Xa) In general, horizontal collision avoidance logic will be used to resolve encounters with noncooperative traffic (research has shown that horizontal maneuvers are more effective than vertical maneuvers at resolving encounters with these types of targets) 10

Horizontal Correlation Pilot / Auto-response Horizontal coordination not flight tested in 2014 ACAS Xu ADS-B Mode S Mode C Cooperative Collision Collision Avoidance Resolution sensor measurement Horizontal Collision and Tracking Module (STM) Threat Resolution Module (TRM) Nucleus Allows for global interoperability; maintains explicit coordination with TCAS II and all ACAS X platforms Backward compatibility: no changes required to legacy TCAS systems Forward compatibility: new passive coordination techniques achieve explicit coordination while minimizing spoofing risk and impact on spectrum utilization Horizontal coordination is an open area of research 11

Horizontal Correlation Pilot / Auto-response Nucleus Nucleus not flight tested in 2014 ACAS Xu ADS-B Mode S Mode C Cooperative Collision Collision Avoidance Resolution sensor measurement Horizontal Collision and Tracking Module (STM) Threat Resolution Module (TRM) Nucleus Identifies whether ownship is a peer to the intruder in order to select which collision avoidance method (vertical or horizontal) is most appropriate to resolve an encounter Nucleus is a wrapper around the TRM and uses various inputs (cooperative/non-cooperative track indication, surveillance quality, maximum climb rate, maximum turn rate, altitude) to make its decision Nucleus currently under development 12

Horizontal Correlation Pilot / Auto-response ACAS Xu Pilot / Automatic Response ADS-B Mode S Mode C Cooperative Collision Collision Avoidance Resolution sensor measurement Horizontal Collision and Tracking Module (STM) Threat Resolution Module (TRM) Nucleus ACAS Xu expects to be installed on vehicles with automatic response to RA, though this is an integration decision and not an Xu requirement Control systems must be integrated to properly provide automated RA response in all situations, as well as orderly return to normal control Automated RA response should also include some sort of indication to the flight crew so they know that the UAS is responding to an RA 13

2014 Proof-of-Concept Detect and Avoid Flight Test Two-year collaboration effort between the s TCAS Program Office, General Atomics (Honeywell & BAE Systems), and NASA Armstrong Design, implement, and test an optimized CA functionality for larger/higher performance (i.e., DOD Class 5) UAS. Test scenarios involving: s Convair (N39) and Armstrong s Ikhana Armstrong s Ikhana and General Atomics Pred B Capital Asset 14

Flight Test Concept DAA Processor Tracking Module (STM) With Honeywell Tracker Threat Resolution Module (TRM) Flight Controls ACAS Xu RA Pilot Input ADS-B 1090ES Active Emulation (ACE) ADS-B UAT (Future Req.) Active 1030 MHz Responsive TCAS II / ACAS XA Equipped LOS or BLOS Datalink Air-to-Air Radar Transponder Equipped (No CAS) ACAS XU RA Heads Up Display (HUD) Pilot Ground Control Station Self Separation Maneuvers with CPDS: Pilot-in-the-Loop ACAS XU Collision Avoidance Maneuvers: Automatic with Pilot Override Non-Cooperative 15

ACAS Xu System Overview BAE Systems IFF AN/DPX-7 ADS-B Mode S Honeywell TCAS TPA-100 Active GA-ASI Prototype Due Regard Radar Air-to-air radar Sense and Avoid Processor ACAS Xu Configuration Management Wrapper and Tracking Module (STM) Coop STM Non-Coop STM Honeywell Fusion Tracker STM Threat Resolution Module (TRM) TRM Horizontal TRM CA Maneuver CA Maneuver Digital Flight Control System (DFCS) Pilot Input Aircraft Ground Control Station SS CA Self-Separation Module / Display GA NASA CPDS Langley Stratway+ NASA Ames VSTD LVC-DE Connection Heads Up Display (HUD) Pilot 16

Configuration #1 Cooperative Sense and Avoid Processor ACAS Xu Configuration Management Wrapper ENCOUNTER CATEGORIES and Tracking Module (STM) Coop STM Non-Coop STM Honeywell Fusion Tracker STM Threat Resolution Module (TRM) TRM Horizontal TRM VS VS VS TCAS II Equipped Transponder Equipped (No CAS) Predator B Software Configuration #1 Ikhana Software Configuration #1 Intruders Goals to flight test: ACAS X U vertical collision avoidance with passive surveillance (ADS-B) Interoperability (backward compatibility) with TCAS II via Responsive Interoperability (forward compatibility) with ACAS X U via Active Emulation (ACE) Interoperability with non-cas equipped aircraft Predator B automatic response using new vertical autopilot mode 17

Configuration #2 Cooperative (HW Tracker) Sense and Avoid Processor ACAS Xu Configuration Management Wrapper ENCOUNTER CATEGORIES and Tracking Module (STM) Coop STM Non-Coop STM Honeywell Fusion Tracker STM Threat Resolution Module (TRM) TRM Horizontal TRM VS VS TCAS II Equipped Transponder Equipped (No CAS) Ikhana Software Configuration #2 Intruders Goals to flight test : Fusion Tracking with ADS-B, Active, and non-cooperative* surveillance ACAS X U vertical collision avoidance Interoperability (backward compatibility) with TCAS II via Responsive Interoperability with non-cas equipped aircraft Predator B automatic response using new vertical autopilot mode *DRR will not be able to see intruders in the Configuration #2 scenarios, but fusion will still be turned on 18

Configuration #3 Sense and Avoid Processor ACAS Xu Configuration Management Wrapper ENCOUNTER CATEGORIES and Tracking Module (STM) Coop STM Non-Coop STM Threat Resolution Module (TRM) TRM VS Non-Cooperative Honeywell Fusion Tracker STM Horizontal TRM Ikhana Software Configuration #3 Intruders Goals to flight test : ACAS X U horizontal collision avoidance with non-cooperative surveillance (Air-to-Air Radar) Interoperability with non-cooperative aircraft Predator B automatic response using horizontal autopilot mode 19

Configuration #4 (HW Tracker) Sense and Avoid Processor ACAS Xu Configuration Management Wrapper ENCOUNTER CATEGORIES and Tracking Module (STM) Coop STM Non-Coop STM Threat Resolution Module (TRM) TRM VS Non-Cooperative Honeywell Fusion Tracker STM Horizontal TRM VS Transponder Equipped (No CAS) Ikhana Software Configuration #4 Intruders Goals to flight test : Fusion Tracking with ADS-B, Active, and non-cooperative* surveillance ACAS X U horizontal collision avoidance Predator B automatic response using horizontal autopilot mode *DRR will be able to see intruders during the encounters for Configuration #4, so ADS-B and Active surveillance inputs can be turned on as desired to demonstrate fusion tracker. 20

Self-Separation Configurations Ground Control Station Self-Separation Module / Display GA NASA CPDS Langley Stratway+ NASA Ames VSTD LVC-DE Connection Heads Up Display Pilot General Atomics NASA Langley NASA Ames SSI Stratway Display Vigilant Spirit Traffic Display (VSTD) Conflict Prediction and Display System (CPDS) LVC-DE Connection 21

Flight Test Results / Summary Four configurations tested: & Honeywell STM; and Horizontal TRM Both advisory and automatic maneuver modes Each encounter designed to elicit a scripted alerting response All encounters planned to achieve 3,000 Horizontal Miss Distance (HMD) and a minimum of 200 Miss Distance (VMD) Unmanned versus Manned Goal (Nov 17-21): validate the concept of responsive coordination (using passive-only ADS-B surveillance) between two airborne CA systems 4 days of flight testing, 85 encounters, >20 hrs of flight test All required encounters flown: 500 level, 200 level, 500 blunder, 1,000 blunder, noncooperative Demonstrated interoperability with both legacy TCAS and future ACAS X systems in support of the ongoing MOPS effort in RTCA SC-228 Unmanned vs. Unmanned Goal (Dec 9-10): validate the concept of passive coordination of collision avoidance maneuvers ( Active Emulation ) between two airborne CA systems 2 days of flight testing, 30 encounters, >9 hrs of flight test Using the new 1090ES Operational Message implemented by BAE Systems in the DPX-7 IFF Transponder 22

Conclusion The first time an optimally tuned collision avoidance system was installed and flight tested on a high performance, automaticallymaneuvering UAS vehicle against intruder aircraft with real-world (200 feet) vertical offsets, utilizing ADS-B Only surveillance for cooperative intruders and primary Air-to-Air radar (developed by General Atomics) for non-cooperative intruders 2015 / 2016 Planning ongoing with anticipation for a ~July 2016 Flight Test 23

Goals 2014 / 2016 2014 Proof-of-Concept of Methods and Components Facilitate the design, development, and demonstration of ACAS X U through integration and flight test on a UAS Flight test Automatic Response to Resolution Advisories Demonstrate feasibility of ACAS X U coordination techniques; Responsive and Active Emulation (ACE) as potential future CA requirements 2016 Interoperability & Integration Operational Capability Fully-integrated and Tracking Module (STM) for ADS-B, interrogation/reply, and non-cooperative surveillance Intelligent Threat Resolution Module (TRM) switching between vertical and horizontal modes depending on aircraft capability Fully-integrated Collision Avoidance (CA) operational capability with Automatic Response on UAS 24