Synergy in Metalworking fluids

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Synergy in Metalworking fluids AKYPO ROX (NIO) and AKYPO (EC) based on PO-EO Las Vegas Wednesday 18.05.2016 10.30 11.00 Kao Chemicals Europe Stapels / Broer 1

Synergy in Metalworking fluids Metalworking fluids formulations are based on a long list of different raw materials. A lot of combinations can be made and will lead to good results but.... some product groups are working together and show even improved properties (Synergy). The so-called carboylic acid triangle is a good eample of an anionic synergy: Alkyl ethercarboylic acids (AKYPO, EC) Long alkyl chain Short alkyl chain Fatty acids In the right combination and ratio these 3 product groups can be the basic for long (sump) life emulsions. Kao Chemicals Europe Stapels / Broer 2

EO degree Anionic Synergy AKYPO - Fatty acid Trick for low foam and high stability Short chain AKYPO low till medium foam not sensitive for water hardness Ca-soap solubilising Long chain AKYPO medium till high foam not sensitive for water hardness Ca-soap dispersing Solubilizer (improves electrolyte stab.) + Co-emulsifier (improves emulsion stab.) Fatty Acid low foam sensitive for water hardness Alkyl chain -> Kao Chemicals Europe Stapels / Broer 3

Anionic synergy : AKYPO (direction arrow means improvement for TA) EO (n) 10 8 6 4 2 0 Corrosion (LF3) LF4 LF2 LF1 Water hardness stab. Metal soap disp. 4 6 8 10 12 14 16 18 Alkyl chain (R) 18' Emulsifying RLM 100 Solubilization Foam X TD 70 RLM 25 RLM 45 CA Foam = lower foam potential Emulsifying = in formulation Kao Chemicals Europe Stapels / Broer 4 RCO 105(O) Lubricity RO 90 VG RO 50 VG RO 20 VG Electrolyte stab.

Synergy in Metalworking fluids Nonionic Anionic Surfactant Synergy is also found in combinations like: Non-ionics (Alkoylates), Anionics (e.g. Alkyl Ethercarboylic Acids (EC)). Well-known combinations are based on: Ethoylated Cetyl Oleyl alcohol types. Newly developed combinations are: Ethoylated Amide types, Propoylated and Ethoylated types It is not completely clear how they support each other; the similar chemical structure (backbone) might have a strong influence. Kao Chemicals Europe Stapels / Broer 5

Propoylated and ethoylated Emulsifiers/Stabilizers PO-EO based nonionics and anionics are well-known. The synergy between both product groups was quite unknown. Chemistry: The starting materials are saturated C16 and C18 alcohols, Raw materials widely available (also Kao), Constant price level Good starting material for low foam stability and strong emulsifying Adding PO will make the material liquid at room temperature (net sheet), Van der Waals forces, branching Adding EO will make the product more hydrophilic, Different EO length will give them specific emulsifier power ( HLB ), In the case of an Anionic the products will become also good stabilizers. The high-lights can be found in: Strong emulsifying and low foam stability. Target areas : Global: High pressure applications Mainly outside of Europe : Upgrade Sulphonate based formulations for a longer sump life. Kao Chemicals Europe Stapels / Broer 6

PO-EO based product Nonionics Anionics Non-ionic types AKYPO ROX RS 0602N C18 6 PO 2 EO NIO AKYPO ROX RS 0606N C18 6 PO 6 EO NIO AKYPO ROX RC 0960N C16 6 PO 9 EO NIO Anionic types AKYPO RSPE 66 C18 6 PO - 6 EO Ethercarboylic acid AKYPO RC 0960 C16 6 PO - 9 EO Ethercarboylic acid Registration: RS Types : global RC type : China, Canada, Europe, Japan, Korea, USA, New Zealand Registration: Europe and China USA and Canada epected 06.16 Non-ionic Anionic Combination : Strong emulsifiers Low foam stability tendency Kao Chemicals Europe Stapels / Broer 8

Eperiments Part 1: Replacement Cetyl oleyl based NIO and EC for the use in high pressure applications Part 2: Upgrade Sulphonate based formulations for a longer sump life Kao Chemicals Europe Stapels / Broer 9

Part 1: Based on market formulation (Summary) Cetyl-Oleyl versus PO-EO Nonionic 3 % Anionic 2 % Formulation 1 Cetyl-Oleyl 5 EO (oleyl) AKYPO RO 90 VG (oleyl) Formulation 2 Cetyl-Oleyl 5 EO (oleyl) AKYPO RSPE 66 (PO/EO) Formulation 3 AKYPO ROX RS 0606N (PO/EO) AKYPO RO 90 VG (oleyl) Formulation 4 AKYPO ROX RS 0606N (PO/EO) AKYPO RSPE66 (PO/EO) Kao Chemicals Europe Stapels / Broer 10

Appearance emulsions (5% emulsion 10 gh, 180 ppm CaCO3) 1 2 3 4 Kao Chemicals Europe Stapels / Broer 11

Partical size distribution emulsions (5% emulsion - 10 gh, 180 ppm CaCO3) Emulsifier for micro-emulsions 2 peeks (instable) Kao Chemicals Europe Stapels / Broer 12

Foam control Laboratory equipment to mimic high pressure appl. Kao Chemicals Europe Stapels / Broer 13

Foam tests results (5% emulsion - 10 gh,180 ppm) Formulation 1 Formulation 2 Formulation 3 Formulation 4 Kao Chemicals Europe Stapels / Broer 14

High pressure foam test (summary) Nonionic 3 % Anionic 2 % Form. 1 Cetyl-Oleyl 5 EO AKYPO RO 90 VG Form. 2 Cetyl-Oleyl 5 EO AKYPO RSPE 66 Form. 3 AKYPO ROX RS 0606N AKYPO RO 90 VG Form. 4 AKYPO ROX RS 0606N AKYPO RSPE 66 foaming foam collapse ma foam [mm] 5 mm reduction 20 mm reduction formulation 1 98,3 4,8 > 30 formulation 2 29 1,2 4,4 formulation 3 75,8 1,2 5,8 formulation 4 65,3 1 3,6 Kao Chemicals Europe Stapels / Broer 15

Residue control (5% emulsion - 10 gh, 180 ppm) Formulation 1 2 3 4 1 2 3 4 (instable) Kao Chemicals Europe Stapels / Broer 16

Part 2 : Upgrade Sulphonate based formulations for longer sump life (summary) Target: Improve sump life sulphonate based formulation Tools: Reduction of Sulphonate amount Eperimental design Fine tuning miture Sulphonate AKYPO (long alkyl chain PO/EO) Fatty acid Nonionic Kao Chemicals Europe Stapels / Broer 17

Typical semi-synthetic Material Eample 1 Naphtenic Mineral Oil 10,0 Aliphatic Dicarboylic Acid 2,0 Boric Acid 2,0 MEA 10,0 TEA 7,0 Phosphate Ester 2,4 Butyl Di Glycol 3,0 Dest. Water 40,0 Petroleum Sulphonate MW 450 14,0 Tall oil fatty acid 6,0 AKYPO RO 90 VG 3,6 (Oleyl Ethercarboylic acid) 100,0 Results: - Very good electrolyte stability - Too much foam Kao Chemicals Europe Stapels / Broer 18

Variation of emulsifier package Material Eample 1 Eample 2 Eample 3 Naphtenic Mineral Oil 10,0 10,0 10,0 Aliphatic Dicarboylic Acid 2,0 2,0 2,0 Boric Acid 2,0 2,0 2,0 MEA 10,0 8,5 8,5 TEA 7,0 6,5 6,5 Phosphate Ester 2,4 2,0 2,0 Butyl Di Glycol 3,0 3,0 3,0 Dest. Water 40,0 40,0 40,0 Petroleum Sulphonate MW 450 14,0 14,0 14,0 Cetyl oleyl 5 EO (NIO) 4,0 AKYPO ROX RS 0606N 4,0 (PO-EO alkoylate) AKYPO RO 90 VG 3,6 2,0 (Oleyl Ethercarboylic Acid) AKYPO RSPE 66 2,0 (PO-EO Ethercarboylic Acid Tall oil fatty acid 6,0 6,0 6,0 100,0 100,0 100,0 Results (2 and 3): - Good electrolyte stability - Still too much foam Kao Chemicals Europe Stapels / Broer 19

DoE miture design Material Eample 3 Naphtenic Mineral Oil 10,0 Aliphatic Dicarboylic Acid 2,0 Boric Acid 2,0 MEA 8,5 TEA 6,5 Phosphate Ester 2,0 Butyl Di Glycol 3,0 Dest. Water 40,0 A Petroleum Sulphonate MW 450 14,0 (Sulfonate-MW 450) B AKYPO ROX RS 0606N 4,0 (NIO C18 POEO) C AKYPO RSPE 66 2,0 (EC C18 POEO) D Tall oil fatty acid (TOFA) 6,0 100,0 Kao Chemicals Europe Stapels / Broer 20

Emulsion stability variations on eample 3 A B C D No. Sulph. A'ROX AKYPO TOFA 1 11,5 5,0 0,5 9,0 2 11,5 4,9 3,0 6,5 3 11,5 4,9 3,0 6,5 4 14,0 1,0 5,0 6,0 5 11,5 4,9 3,0 6,5 6 8,0 7,5 5,0 5,5 7 14,0 7,5 0,5 4,0 8 11,5 4,9 3,0 6,5 9 11,0 1,0 5,0 9,0 10 14,0 1,0 2,0 9,0 11 14,0 7,5 0,5 4,0 12 11,5 7,5 0,5 6,5 13 14,0 5,0 0,5 6,5 14 10,5 7,5 5,0 3,0 15 9,0 7,5 0,5 9,0 16 12,8 6,3 3,8 3,0 17 8,0 6,3 3,8 7,8 18 14,0 1,0 2,0 9,0 19 11,5 4,9 3,0 6,5 20 14,0 2,5 0,5 9,0 21 8,0 4,0 5,0 9,0 22 14,0 4,0 5,0 3,0 ma: AKYPO / min: Sulphonate ma: Sulphonate / min: AKYPO emulsion stability measured by: electrolyte scan Kao Chemicals Europe Stapels / Broer 21

DoE - miture design A B C D No. Sulph. A'ROX AKYPO TOFA 1 11,5 5,0 0,5 9,0 2 11,5 4,9 3,0 6,5 3 11,5 4,9 3,0 6,5 4 14,0 1,0 5,0 6,0 5 11,5 4,9 3,0 6,5 6 8,0 7,5 5,0 5,5 7 14,0 7,5 0,5 4,0 8 11,5 4,9 3,0 6,5 9 11,0 1,0 5,0 9,0 10 14,0 1,0 2,0 9,0 11 14,0 7,5 0,5 4,0 12 11,5 7,5 0,5 6,5 13 14,0 5,0 0,5 6,5 14 10,5 7,5 5,0 3,0 15 9,0 7,5 0,5 9,0 16 12,8 6,3 3,8 3,0 17 8,0 6,3 3,8 7,8 18 14,0 1,0 2,0 9,0 19 11,5 4,9 3,0 6,5 20 14,0 2,5 0,5 9,0 21 8,0 4,0 5,0 9,0 22 14,0 4,0 5,0 3,0 6 7 Kao Chemicals Europe Stapels / Broer 22

Shaking cylinder 10% solution After 12h storage 250ppm Hardness no defoamer Formulation 6 Formulation 7 ma: Sulphonate / min: AKYPO Kao Chemicals Europe Stapels / Broer 23

Optimization: maimize stability & minimize foam stability Kao Chemicals Europe Stapels / Broer 24

Result of clever design - Good Electrolyte Stability - Low Foam Stability A B C D No. Sulph. A'ROX AKYPO TOFA 1 11,5 5,0 0,5 9,0 2 11,5 4,9 3,0 6,5 3 11,5 4,9 3,0 6,5 4 14,0 1,0 5,0 6,0 5 11,5 4,9 3,0 6,5 6 8,0 7,5 5,0 5,5 7 14,0 7,5 0,5 4,0 8 11,5 4,9 3,0 6,5 9 11,0 1,0 5,0 9,0 10 14,0 1,0 2,0 9,0 11 14,0 7,5 0,5 4,0 12 11,5 7,5 0,5 6,5 13 14,0 5,0 0,5 6,5 14 10,5 7,5 5,0 3,0 15 9,0 7,5 0,5 9,0 16 12,8 6,3 3,8 3,0 17 8,0 6,3 3,8 7,8 18 14,0 1,0 2,0 9,0 19 11,5 4,9 3,0 6,5 20 14,0 2,5 0,5 9,0 21 8,0 4,0 5,0 9,0 22 14,0 4,0 5,0 3,0 Formulation based on sample 3 Form 19 Naphtenic Mineral Oil 10,0 Aliphatic Dicarboylic Acid 2,0 Boric Acid 2,0 MEA 8,6 TEA 6,5 Phosphate Ester 2,0 Butyl Di Glycol 3,0 Dest. Water 40,0 A Petroleum Sulphonate MW 450 11,5 B AKYPO ROX RS 0606N 4,9 (PO-EO Alkoylate) C AKYPO RSPE 66 3,0 (PO-EO ethercarboylic acid) D Tall oil fatty acid (TOFA) 6,5 100,0 Kao Chemicals Europe Stapels / Broer 25

Shaking cylinder 10% solution After 12h storage 250ppm Hardness no defoamer Formulation 19 optimized ratio Kao Chemicals Europe Stapels / Broer 26

Other combinations are possible Propoylated-Ethoylated based emulsifiers/stabilizers Non-ionic types AKYPO ROX RC 0960N AKYPO ROX RS 0606N AKYPO ROX RS 0602N EO 8 6 4 2 X X X X X Anionic types AKYPO RC 0960 AKYPO RSPE66 0 C16 C18 C16 C18 Non-ionic Anionic All products contain 6 Propylene oide (PO) groups Non-ionic Anionic Combination : Strong emulsifiers Low foam stability tendency Including AKYPO LF types will create the Anionic Synergy Kao Chemicals Europe Stapels / Broer 27