List of Capital Markets Services Licence holders for Dealing in Private Retirement Scheme as at 30 November 2014 No Company 1. A.D. Financial Sdn. Bhd. 2. Affin Hwang Asset Management Berhad 3. AIA Pension and Asset Management Sdn. Bhd. 4. AmInvestment Management Sdn Bhd 5. AmInvestment Services Berhad 6. Blueprint Planning Sdn. Bhd. 7. CIMB-Principal Asset Management Berhad 8. FA Advisory Sdn Bhd 9. FIN FREEDOM SDN BHD 10. Harveston Wealth Management Sdn Bhd 11. ifast Capital Sdn Bhd 12. Kenanga Investment Bank Berhad 13. Kenanga Investors Berhad 14. Legacy Advisory Sdn Bhd 15. Manulife Asset Management Services Berhad 16. Phillip Mutual Berhad 17. PMB Investment Berhad 18. Public Mutual Berhad 19. RHB Asset Management Sdn Bhd 20. Standard Financial Adviser Sdn Bhd 21. VKA Wealth Planners Sdn. Bhd. 22. Whitman Independent Advisors Sdn. Bhd.
1. A.D. Financial Sdn. Bhd. (formerly known as A.D. Capital Sdn. Bhd.) A.D. Capital Holdings Sdn. Bhd. Directors Yap Kean Wai Tai Hui Chung Wong Shan May Suite 716, 7th Floor,Block E, Phileo Damansara 1,Jalan 16/11, 46350 Petaling Jaya, Selangor, Telephone 603 7956 8833 Fax 603 7957 3833 2. Affin Hwang Asset Management Berhad s Affin Hwang Investment Bank Berhad Nikko Asset Management Asia Limited Directors Teng Chee Wai Tan Sri Dato' Seri Che Lodin bin Wok Kamaruddin Major General Dato' Latip Bin Ismail Maimoonah binti Mohamed Hussain Blair Chilton Pickerell Seet Oon Hui Eleanor (Xue Enhui Eleanor) Abd Malik Bin A Rahman Alternate Director to Blair Chilton Pickerell Compliance Officer Azizah binti Shukor Shahrin Bin Shaikh Mohd Ho Pei Yee Nurmadihah binti Jusoh Wan Juliana Aigawati binti Wan Mat Sim Yee Ling Key Management Shahrin Bin Shaikh Mohd Head of Compliance Suite 10-01, 10th Floor, Suite 11-01, 11th Floor, Suite 12-03, 12th Floor & 23rd Floor, Suite 21-03 55100 Kuala Lumpur, Wilayah Persekutuan, Telephone 603 2116 6000 Fax 603 2116 6100
3. AIA Pension and Asset Management Sdn. Bhd. AIA Bhd. Directors Wang Ming Yuan Dato' Thomas Mun Lung Lee Mohd Daruis bin Zainuddin William Lisle Chief Executive Officer Compliance Officer Wang Ming-Yuan Cheah May Shi Chan Yiu Ming Level 21, Menara AIA, 99 Jalan Ampang, 50450 Kuala Lumpur, Wilayah Persekutuan, Telephone 603 2056 3655 Fax 603 2056 3692 4. AmInvestment Management Sdn. Bhd. AmInvestment Group Berhad Directors Datin Maznah binti Mahbob Professor Dr. Annuar bin Md Nassir Kok Tuck Cheong Mohd Fauzi Mohd Tahir Mustafa bin Mohd Nor Compliance Officer Koh Suet Peng Nervinderjeet Kaur a/p Gurnam Singh Telephone 603 2078 2633 Fax 603 2026 5630 Tingkat 9 & 10, Bangunan AmBank Group, 55 Jalan Raja Chulan, 50200 Kuala Lumpur, Wilayah Persekutuan,
5. AmInvestment Services Berhad AmInvestment Bank Berhad Directors Harinder Pal Singh a/l Joga Singh Prof. Dr Annuar Md Nassir Datin Maznah binti Mahbob Kok Tuck Cheong Mustafa bin Mohd Nor Compliance Officer Koh Suet Peng Nervinderjeet Kaur a/p Gurnam Singh 9 th Floor, Bangunan AmBank Group, 55 Jalan Raja Chulan, 50200 Kuala Lumpur, Wilayah Persekutuan, Telephone 603 2032 2888 Fax 603 2026 5630 6. Blueprint Planning Sdn. Bhd. s Raju K. Ramasamy Normaria binti Omar Wong Li Yuin V. Thanga Velu a/l A Velu Directors V. Thanga Velu a/l A Velu Normaria binti Omar Wong Li Yuin Company Secretaries Kuan Hui Fang Tham Wai Ying Telephone 603 5512 5845 Fax 603 5510 5845 No.107, Level 1, Block 2, Laman Seri Business Park, Persiaran Sukan Seksyen 13, 40100 Shah Alam, Selangor,
7. CIMB-Principal Asset Management Berhad (formerly known as Commerce Trust Berhad) s CIMB Group Sdn Bhd Pricipal International (Asia) Limited Directors Munirah binti Khairuddin Dato' Tengku Zafrul bin Tengku Abdul Aziz Raja Noorma binti Raja Othman Wong Joon Hian Anwar bin Haji @ Aji Rex, Auyeung Pak Kuen Fad'l bin Mohamed A. Huzaime bin Abdul Hamid John Campbell Tupling Nor Azzam Bin Abdul Jalil Luis Eduardo Valdes Illanes Ned Alan Burmeister Badlisyah bin Abdul Ghani Alternate Director to Luis Eduardo Valdes Illanes Alternate Director to Raja Noorma binti Raja Othman Company Secretaries Compliance Officer Rossaya Mohd Nashir Halimah binti Habib Yap Ben Shiow Telephone 603 2084 2000 Fax 603 2084 2004 Level 5, Menara Milenium, 8 Jalan Damanlela, Bukit Damansara, 50490 Kuala Lumpur, Wilayah Persekutuan,
8. FA Advisory Sdn Bhd (formerly known as Uniplan Advisory Sdn. Bhd.) s Financial Alliance Corporation Pte Ltd Tan Ai Chin Woon Wai Min Directors Tan Ai Chin Tang Khan Loon Wan Mohamad Sani Bin Wan A Hamid Kua Swee Tieng Telephone 603 6211 4011 Fax 603 6211 4031 Suite 29-6, Level 29, Menara 1 Mont' Kiara, 1 Jalan Kiara, Mont' Kiara, 50480 Kuala Lumpur, Wilayah Persekutuan, 9. FIN Freedom Sdn Bhd (formerly known as Lion Wealth Advisors Sdn Bhd) s Lion Team Adviser Sdn. Bhd. Chan Boon Jiunn Lim Beng Leng Sin Chee Kwan Lam Wai Min@Lam Ah Kow Goh Suan Chin Directors Sin Chee Kwan Thum Kheng Pong Chew Ai Keow D'Piazza Mall, No. 70-1-73, Jalan Mahsuri, 11900 Bayan Lepas, Pulau Pinang, Telephone 604 644 3466 Fax 604 645 3544
10. Harveston Wealth Management Sdn Bhd (formerly known as GV Wealth Planners Sdn. Bhd.) Harveston Capital Sdn. Bhd. Directors Chin Chee Keong Phang Kar Yew Tan Kian Keong Ooi Chin Ann Company Secretaries Ng Phooi Yuen Lau Chin Lee Telephone 03-2035 6998 Fax 03-7831 7998 D-9-02, Block D, Oasis Square, No 2 Jalan PJU 1A/7A, Ara Damansara, 47301 Petaling Jaya, Selangor, 11. ifast Capital Sdn Bhd ifast Malaysia Sdn Bhd (F.K.A. ifast-osk Sdn Bhd) Directors Lim Chung Chun Tan Yik Kuan Wong Weiyi Zakaria Bin Lebai Said Company Secretaries Kuan Hui Fang Wong Wai Foong Telephone 603 2149 0555 Fax 603 2143 1218 Level 28, Menara Standard Chartered, No. 30 Jalan Sultan Ismail, 50250 Kuala Lumpur, Wilayah Persekutuan,
12. Kenanga Investment Bank Berhad K & N Kenanga Holdings Berhad Directors YM Tengku Dato Paduka Noor Zakiah binti Tengku Ismail YM Raja Dato Seri Abdul Aziz bin Raja Salim Dato' Richard Alexander John Curtis Kevin How Kow Luigi Fortunato Ghirardello Syed Ahmad Alwee Alsree Nilesh Navlakha Ismail Harith Merican Luk Wai Hong, William Chief Executive Officer Compliance Officers Norliza Binti Abd Samad Chay Wai Leong Nurul Aini bt Ahmad Ali Nordin Anisah Binti Abdul Wahab Maheswari A/P G Kanniah Hasmira binti Yusoff Evawani binti Abdul Aziz Saifulizan bin Bahar Key Management Bruno Teo Tzieu Head of Dealing - Securities Chan Tuck Kiong Head of Dealing - Securities Lee Kok Khee Head of Dealing - Securities Muhammad Yazid bin Md Diah Head of Dealing - Debt Capital Markets/Bonds Ng Yoke Mun Head of Operations Lum Chee Wah Head of Operations Donald Dings Marandha Head of Operations Lai Yew Hoong Head of Corporate Finance (Debt) Chua Beng Cheng Head of Corporate Finance Sim Kheng Boon Head of Corporate Finance Tan Heng Chee Head of Corporate Finance Chan Ken Yew Head of Research Maheswari A/P G Kanniah Head of Compliance (es) 4-10, 15-16, 18 & 20, Kenanga International, Jalan Sultan Ismail, 50250 Kuala Lumpur, Wilayah Persekutuan, Telephone 603 2162 1490 Fax 603 2713 9337
Cawangan Jalan Boulevard Utama, Miri, Sarawak Level 2 & 3, Lot 2465, Jalan Boulevard Utama, Boulevard Commercial Centre, 98000 Miri, Sarawak, Telephone 6085 435 577 Fax 6085 435 511 Cawangan Jalan Genuang, Segamat, Johor Tingkat Bawah dan Tingkat Mezzanine, No.34, Jalan Genuang, 85000 Segamat, Johor, Telephone 607 933 3500 Fax 607 933 3505 Cawangan Jalan Persiaran Barat, Petaling Jaya, Selangor Ground - Fifth Floor,East Wing, Quattro West, No. 4, Lorong Persiaran Barat, 46200 Petaling Jaya, Selangor, Telephone 603 7862 6200 Fax 603 7958 8829 Cawangan Jalan Sultan Ahmad Shah, Pulau Pinang Lot 1.02, Aras 1 dan Lot 2.02, Aras 2, Menara KWSP, 38, Jalan Sultan Ahmad Shah, 10050 Pulau Pinang, Pulau Pinang, Telephone 604 2106 666 Fax 604 2106 668 Cawangan Jalan Sungai Sarawak, Kuching, Sarawak Level 2, 3 & 4, Wisma Mahmud, Jalan Sungai Sarawak, 93100 Kuching, Sarawak, Telephone 082-338000 Fax 082-338222 Cawangan Jalan Syed Abdul Hamid Sagaff, Kluang, Johor 33 & 35 (Tingkat Bawah dan Tingkat Satu A&B), Jalan Syed Abdul Hamid Sagaff, 86000 Kluang, Johor, Telephone 607 777 1161 Fax 607 777 1162 Cawangan Jalan USJ 10/1A, Subang Jaya, Selangor 55C (2nd Floor), Jalan USJ 10/1F, 47610 Subang Jaya, Selangor, Telephone 603 8024 1773 Fax 603 8024 1787 Cawangan Lorong Kampung Datu 3, Sibu, Sarawak Tingkat Bawah & Tingkat Satu, No. 11 12, Lorong Kampung Datu 3, 96000 Sibu, Sarawak, Telephone 6084 313 855 Fax 6084 329 735 Cawangan Taman Bandar Tangkak, Tangkak, Johor Tingkat Bawah, No. 4, Jalan Dataran 1, Taman Bandar Tangkak, 84900 Tangkak, Johor, Telephone 606 978 2292 Fax 606 978 2322
Cawangan Taman Intan, Klang, Selangor Bilik 7.02, Aras 7, Menara ING, Intan Millenium Square, No. 68, Jalan Batai Laut 4, Taman Intan, 41300 Klang, Selangor, Telephone 603 3345 1800 Fax 603 3345 1788 Cawangan Taman Pelangi, Johor Bahru, Johor Aras 2 & 3, Menara Pelangi, Jalan Kuning, Taman Pelangi, 80400 Johor Bahru, Johor, Telephone 607 333 3600 Fax 607 334 0499 Cawangan The Curve, Mutiara Damansara, Petaling Jaya, Selangor Lot 240, Tingkat 2, The Curve, No. 6, Jalan PJU7/3, Mutiara Damansara, 47800 Petaling Jaya, Selangor, Telephone 603 7725 9095 Fax 603 7725 9079 Cawangan Batu Pahat, Johor No. 24, 24A & 24B, Jalan Penjaja 3, Kim Park Centre, 83000 Batu Pahat, Johor, Telephone 607 432 8188 Fax 607 432 3388 Cawangan Bintulu, Sarawak Groud Floor of Survey Lot No. 4203, Parkcity Commerce Square, Phase 6, Jalan Diwarta, 97000 Bintulu, Town District, Sarawak, Telephone 6086 337 588 Fax 6086 338 166 Cawangan Wisma Genting, Kuala Lumpur 1st Floor, Wisma Genting, Jalan Sultan Ismail, 50250 Kuala Lumpur, Wilayah Persekutuan, Telephone 603 2178 1098 Fax 603 2032 5087 Cawangan Ipoh, Perak No. 63, Ground, 1st, 2nd and 4th Floor, Persiaran Green Hill, 30450 Ipoh, Perak, Telephone 605 242 2828 Fax 605 242 2323 Cawangan Jalan Ali, Muar, Johor 57, 59 & 61, Jalan Ali, 84000 Muar, Johor, Telephone 606 953 1222 Fax 606 951 6660 Cawangan Yong Peng, Johor Tingkat Bawah, 234, Jalan Besar, Taman Semberong Baru, 83700 Yong Peng, Johor, Telephone 607 467 8885 Fax 607 467 8884
Cawangan Teluk Intan, Perak No. 7B-1, Jalan Laman Intan, Bandar Baru Teluk Intan, 36000 Teluk Intan, Perak, Telephone 605 622 2828 Fax 605 622 7828 Cawangan Kuantan, Pahang A15, A17 & A19, Ground Floor, Jalan Tun Ismail 2, Sri Dagangan 2, 25000 Kuantan, Pahang, Telephone 609 517 1698 Fax 609 5138996 Cawangan Melaka Raya, Melaka 71 (Ground, A & B) & 73 (Ground, A & B), Jalan Merdeka, Taman Melaka Raya, 75000 Melaka, Melaka, Telephone 606 288 1700 Fax 606 288 1722 Cawangan Penang (Menara Boustead), Pulau Pinang 7th, 8th & 16th Floor, Menara Boustead Penang, 39, Jalan Sultan Ahmad Shah, 10500 Penang, Pulau Pinang, Telephone 604 228 3355 Fax 604 229 7457 Cawangan Kota Kinabalu, Sabah Level 8, Wisma Great Eastern, 68 Jalan Gaya, 88000 Kota Kinabalu, Sabah, Telephone 6088 236 188 Fax 6088 235 701 Cawangan Damansara, Kuala Lumpur Ground, Mezzanine, 1st and 2nd Floors (West & Center Wing) & 1st Floor East Wing, Bangunan ECM Libra, 8 Jalan Damansara Endah, Damansara Heights, 50490 Kuala Lumpur, Wilayah Persekutuan, Telephone 603 2089 1888 Fax 603 2096 1188 Cawangan Seremban, Negeri Sembilan 1C & 1D, Ground & Ist Floor, Jalan Tunku Munawir, 70000 Seremban, Negeri Sembilan, Telephone 606 765 5998 Fax 606 765 5739 Cawangan Sitiawan, Perak Ground Floor, No 25 & 25A, Jalan Jaya 2, Medan Jaya, 32000 Sitiawan, Perak, Telephone 605 693 9828 Fax 605 693 9822 Cawangan Bandar Baru Klang, Selangor No 35 (Ground, 1st Floor & 2nd Floor), Jalan Tiara 3, Bandar Baru Klang, 41150 Klang, Selangor, Telephone 603 3348 8080 Fax 603 3348 8880
Cawangan Batu Berendam, Melaka 22A & 22A-1, 26 & 26-1, Jalan MP 10, Taman Merdeka Permai, 75350 Batu Berendam, Melaka, Telephone 606 337 2550 Fax 606 337 2770 Cawangan Subang Jaya (Wisma Consplant 2), Selangor 1st Floor, East Wing, Wisma Consplant 2, No. 7, Jalan SS 16/1, 47500 Subang Jaya, Selangor, Telephone 603 5621 2118 Fax 603 5621 1748 EAF - Triang, Pahang No. 1, Groud Floor, Jalan Dagangan 6, Pusat Dagangan Triang, 28300 Triang, Pahang, Telephone 609 250 1282 Fax 609 250 1086 Cawangan Johor Bahru - Menara MSC Cyberport, Johor Bahru, Johor Suite 16-02, 16-03 and 16-03A, Level 16, Menara MSC Cyberport, No 5, Jalan Bukit Meldrum, 80300 Johor Bahru, Johor, Telephone 607 223 7423 Fax 607 223 7426 Cawangan Pandan Indah, Kuala Lumpur M3-A-7 & M3-A-8, Jalan Pandan Indah 4/3A, Pandan Indah, 55100 Kuala Lumpur, Wilayah Persekutuan, Telephone 603 4297 8806 Fax 603 4297 8809 Cawangan Jalan Abell, Kuching Suite 9 & 10, 3rd Floor, Yung Kong Abell, Lot 365, Abell Road, 93100 Kuching, Sarawak, Telephone 6082 248 877 Fax 6082 426 060 EAF - Pontian, Johor 916, Ground Floor, Jalan Bakek, 82000 Pontian, Johor, Telephone 607 6861 121 Fax 607 686115
13. Kenanga Investors Berhad (formerly known as CMS Trust Management Berhad) Kenanga Investment Bank Berhad Directors Syed Zafilen bin Syed Alwee Ismitz Matthew De Alwis Raja Dato' Seri Raja Abdul Aziz bin Raja Salim Datuk Syed Ahmad Alwee Alsree Kho Yaw Huat Vivek Sharma Peter John Rayner Norliza Binti Abd Samad Telephone 603 2057 3688 Fax 603 2161 8807 Suite 1202, 12th Floor, Kenanga International, Jalan Sultan Ismail, 50250 Kuala Lumpur, Wilayah Persekutuan, 14. Legacy Advisory Sdn Bhd s Chan Kin Wai Thaw Yeng Cheong Directors Chan Kin Wai Thaw Yeng Cheong Ng Mee Lan 7A, Jalan Todak 5, Pusat Bandar Seberang Jaya, 13700 Seberang Jaya, Pulau Pinang, Telephone 604 398 8226 Fax 604 390 6223
15. Manulife Asset Management Services Berhad (formerly known as Manulife Unit Trusts Berhad) Manulife Holdings Berhad Directors Chong Soon Min Wong Boon Choy Datuk Seri Panglima Mohd Annuar bin Zaini Md Agil bin Mohd Natt Michael Floyd Dommermuth Edmond Cheah Swee Leng Company Secretaries Compliance Officers Ling Chui Shee Jasbender Kaur A/P Mehar Singh Tew Sow Hume Yooi Foong Hing Telephone 603 2719 9228 Fax 603 2094 7654 Tingkat 13, Menara Manulife, No. 6, Jalan Gelenggang, Damansara Heights, 50490 Kuala Lumpur, Wilayah Persekutuan, 16. Phillip Mutual Berhad s Phillip Capital Holdings Sdn Bhd Ehsan Astaka Sdn Bhd Directors Mohd Fadzli bin Mohd Anas Tan Sri Dato Ir Talha bin Mohd Hashim Tan Sri Dato Ir Jamilus bin Md Hussin Nona binti Salleh Andy Lim Say Kiat Linus Lim Wen Sheong Lee Chay Khiong Alternate Director Tan Boon Seng B-2-7 Megan Avenue II, 12 Jalan Yap Kwan Seng, 50450 Kuala Lumpur, Wilayah Persekutuan, Telephone 603 2715 9802 Fax 603 2664 1716
17. PMB Investment Berhad (formerly known as ASM Investment Services Berhad) Amanah Saham Mara Berhad Directors Dato' Mohammad Safie bin Asnan @ Asnawi Nik Mohamed Zaki bin Nik Yusoff Prof. Dr. Faridah Haji Hassan Dato Sri Abd Rahim Bin Abdul Datuk Zamani Bin Md. Noor Mansoor bin Ahmad Ameer Ali bin Vali Mohamed Ahmad Nazim bin Abd Rahman Chief Executive Officer Compliance Officer Ameer Ali bin Vali Mohamed Shahrizat binti Othman Mohd Adzhar Bin Abd Hamed Ground Floor, Wisma PMB, 1A, Jalan Lumut, 50400 Kuala Lumpur, Wilayah Persekutuan, Telephone 603 4145 3800 Fax 603 4145 3901
18. Public Mutual Berhad s Public Consolidated Holdings Sdn Bhd Business Premium Sdn Bhd Rothputra Nominees (Tempatan) Sdn Bhd Directors Yeoh Kim Hong Tan Sri Dato Thong Yaw Hong Tan Sri Dato Sri Dr. Teh Hong Piow Dato Sri Tay Ah Lek Dato' (Dr) Mohamed Ishak bin Haji Mohamed Ariff Dato' Mohammed Najeeb Bin Abdullah Dato' Lee Kong Nam @ Lee Kong Lam Haji Abdul Aziz bin Omar Quah Poh Keat Company Secretaries Compliance Officers Pang Siew Han Tang Pueh Fong Mahadi Bin Abdul Rahaman Abdul Samad Bin Jaafar Telephone 603 6279 6800 Fax 603 6277 9800 Block B, Sri Damansara Business Park, Persiaran Industri, Bandar Sri Damansara, 52200 Kuala Lumpur, Wilayah Persekutuan,
19. RHB Asset Management Sdn Bhd (formerly known as RHB Investment Management Sdn Bhd) RHB Capital Berhad Directors Ong Yin Suen Khairuddin Bin Ahmad Othman bin Jusoh Chin Yoke Chung Patrick Abdul Aziz Peru Mohamed Chief Executive Officer Compliance Officer Ho Seng Yee Azman Shah bin Md Yaman Wong Ching Fai 19th Floor, Plaza OSK, Jalan Ampang, 50450 Kuala Lumpur, Wilayah Persekutuan, Telephone 603 2333 8333 Fax 603 2161 6033 20. Standard Financial Adviser Sdn Bhd (formerly known as Standard Financial Planner Sdn. Bhd.) Professional Investment Services (Malaysia) Sdn Bhd Directors Wong Keng Leong Khoo Chuin Yuen Tan Chin Cherng Ruzilah Binti Mohammad Alias Jamil Khair Bin Ahmad Rashidi Company Secretaries Tham Wai Ying Kuan Hui Fang Telephone 603 7954 5486 Fax 603 7954 5489 Unit B-8-03A, Block B West, Menara PJ8, Jalan Barat Section 8, 46050 Petaling Jaya, Selangor,
21. VKA Wealth Planners Sdn. Bhd. s Lim Chong Hee Teo Geok Kee Zuhana binti Mohamed Nasi Directors Lim Chong Hee Teo Geok Kee Zuhana Binti Mohamed Nasir Company Secretaries Ho Shook Meng Tay Pooi Hoon E-7-27, Ioi Boulevard, Jalan Kenari 5, Bandar Puchong Jaya, 47170 Puchong, Selangor, Telephone 603 8071 1661 Fax 603 8071 1699 22. Whitman Independent Advisors Sdn. Bhd. s Yap Ming Hui Yap Choy Har Directors Yap Ming Hui Yap Choy Har Chai Yah Kang No. 19-2, Level 1, Block E1 Jalan PJU 1/42, Dataran Prima, 47301 Petaling Jaya, Selangor, Telephone 603 7880 8359 Fax 603 7880 8615