TECHNICAL STANDARD ORDERS (TSO) CERTIFICATION CONSIDERATION IN CHINA FOR INTEGRATED MODULAR AVIONICS (IMA) HARDWARE ELEMENTS

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TECHNICAL STANDARD ORDERS (TSO) CERTIFICATION CONSIDERATION IN CHINA FOR INTEGRATED MODULAR AVIONICS (IMA) HARDWARE ELEMENTS Presented By: Frank(Fei) Xia, AVIAGE SYSTEMS Date: April 21, 2016

ABOUT AVIAGE SYSTEMS PRODUCTS/SERVICE Pwer f GE AVIC 50/50 Jint Venture Glbal Civil Avinics Business Tie-One supplier in COMAC C919 prgram Glbal Headquarter: Shanghai, China VISION Integrated Mdular Avinics (IMA) Display Systems (DS) Flight Management Systems (FMS) Onbard Maintenance Systems (OMS) Flight Recrding Systems (FRS) System and prduct level design, integratin, verificatin, certificatin, and aftermarket supprt service. Be the glbal civil avinics leader that elevates the future f flight by unleashing and integrating wrld-class talent, cutting-edge innvatin, and pwerful partnership.

ABOUT SPEAKER Frank (Fei) Xia Certificatin Engineer with AVIAGE SYSTEMS Respnsible fr driving and cnducting TSO certificatin activities and assurance f electrnic hardware cmpliance with DO-254. Began the aviatin career at COMAC in 2008, and have ver 8 years f experience in airwrthiness certificatin, flight peratin, and prject management. Master s Degree in Aircraft Engineering frm Beijing University f Aernautics and Astrnautics (BUAA). Prject Management Prfessinal (PMP) certified by Prject Management Institute (PMI). 3

ABOUT TOPICS Tpic 1: Overview f the Chinese Technical Standard Order (CTSO) and its related regulatins and guidelines issued by Civil Aviatin Administratin f China(CAAC), and the current bilateral airwrthiness agreement n TSO articles between China /U.S and China/ E.U. Tpic 2: Cnsideratin n use f TSO authrized cmpnents in IMA system develpment and certificatin prcess t meet the requirements f DO-297. Tpic 3: Practice and experience f the first CTSO-C153 certificatin prgram in China fr IMA hardware elements. Nte: The cntent f this presentatin is based n the authrs understanding and practice experience in relatin t the CAAC regulatins and guidance, which has nt been endrsed r authrized by CAAC. 4

TOPIC 1 Overview f Chinese Technical Standard Order (CTSO) 5

CTSO & CTSOA AND GUIDELINES A Chinese Technical Standard Order (CTSO) is a minimum perfrmance standard issued by CAAC fr specified material, parts, r appliances used n civil aircraft, as defined in CCAR-21-R3. And each CTSO is cnsidered as part f CCAR-37. A CTSO Authrizatin (CTSOA) is a CAAC design and prductin apprval issued t a manufacturer f an article that has been fund t meet a specific CTSO. CTSOA des nt mean installatin apprval. CAAC issued the fllwing Administratin Prcedures (APs) which prvide the guidance n design and prductin certificatin prcedure : AP-21-06-R3 Certificatin Prcedure fr Civil Aviatin Material, Part and Onbard Equipment AP-21-04-R3 Certificatin and Surveillance Prcedure f Prductin Apprval 6

SUMMARY OF CTSO AUTHORIZED ARTICLES By Feb 16, 2015, CAAC has ttally published 79 CTSOs, and issued 81 CTSOA certificates t 57 manufacturers fr 226 types f appliances. Categries Distributin f CTSO Articles Apprved by CAAC Data Surce: CAAC AC-21-AA-2015-10R14 List f Apprved Aviatin Prduct and Part by CAAC 7

AGREEMENT BETWEEN CAAC AND FAA ON TSO ARTICLES Oct 14, 1991 Bilateral Airwrthiness Agreement (BAA) Mar 23, 1995 Schedule f Implementatin Prcedures (SIP) Oct 23, 2005 Bilateral Aviatin Safety Agreement (BASA) CAAC DESIGN APPROVAL Validatin f Design Apprval (VDA) AP-21-AA-2009-19 Accept TSO articles imprted frm U.S. with: FAA Exprt Certificates f Airwrthiness FAA Frm 8130-3 Nte: CAAC VDA is required when first time imprted int China FAA DESIGN APPROVAL Letter f Design Apprval (LODA) AC 21-46, Order 8150.1B Accept CTSO articles imprted frm China with: CAAC Exprt Certificates f Airwrthiness fr 6 types TSO articles: {TSO-C62d, C13f, C90c, C85A, C175, C127a} CAAC Frm AAC-038 8

AGREEMENT BETWEEN CAAC AND EASA ON TSO ARTICLES April 6, 2010 Wrking Agreement Between CAAC and EASA n ETSO and CTSO articles CAAC APPROVAL per AP-21-06R3 fr Design Apprval - Shuld be CTSOA - CAAC VDA is nt applicable AP-21-04R3 fr Prductin Apprval Accept ETSO articles imprted frm EASA with: Frm AAC-038 issued by CAAC EASA APPROVAL per ETSOAP(Issue 2) fr ETSOA prcedure POAP(Issue 1) fr Prductin Apprval EASA Alternative Prcedures t DOA Accept CTSO articles imprted frm China with: Frm 1 issued by EASA 9

TOPIC 2 Use f TSO Authrized Cmpnents in IMA System 1 0

CONCEPT OF IMA IMA is a shared set f flexible, reusable, and interperable hardware and sftware resurces that, when integrated, frm a platfrm that prvides services, designed and verified t a defined set f safety and perfrmance requirements, t hst applicatins perfrming aircraft functins.[sectin 1.2, DO-297] Relatinship f IMA design terms (Figure Surce: DO-297) 11

IMA RELATED CERTIFICATION GUIDELINES FAA TSO-C153 2002 RTCA DO-297 2005 CAAC MD-AA-2011-003 2011 CAAC CTSO-C153 (2016) FAA AC 20-145 2003 FAA AC 20-170 2010 CAAC Issue Paper EE-9 2014 DO-297 takes the cncept f incremental acceptance, which divides the acceptance int six certificatin tasks in the certificatin prgram. FAA AC 20-170 recgnizes DO-297 as an acceptable means f cmpliance and prvides explanatins fr IMA certificatin and apprval in accrding with DO-297 as well as TSO-C153. CAAC issued MD-AA-2011-003 and Issue Paper EE-9 t recgnize AC 20-170 and DO-297 as acceptable guidance and means f cmpliance in C919 prgram. Prpsed CTSO-C153 is dcumented by reference t FAA TSO-C153, and it s expected that CAAC will issue it in first half year f 2016. 12

TSO-C153 VS FUNCTIONAL TSO FAA AC 20-170 specifies tw types f TSO authrized cmpnents in IMA system: TSO-C153 TSO-C153 applies fr Generic hardware mdules Cabinets/racks that hst hardware mdules Sftware that enables electrnic part marking and/r future lading f functinal sftware DO-297 Tasks Cncept Task 4: Aircraft Integratin f IMA System Task 3: IMA System Acceptance Task 2:Hsted Applicatin Acceptance Task 1:Mdule Acceptance Field Laded Platfrm Cmpnents Task 1:Mdule Acceptance Factry Laded Bt Sftware(Firmware) Task 1:Mdule Acceptance Hardware Elements Functinal TSOs Functinal TSOs are nes with the defined aircraft functinality, which are traditinally implemented by separate LRUs. Nt nrmally used except in the cntext f IMA systems. TSO-C153 & FTSOs Cncept IMA System Certificatin Under TC/STC Prgram via APR4754a(Including Installatin Apprval f TSO Authrizatin Articles) Functinal TSOs Authrizatin: Applicatins Hsted in IMA System Field Laded Platfrm Cmpnents TSO-C153 Authrizatin: Hardware Elements Factry Laded Bt Sftware(Firmware) 13

DO-297 ACCEPTANCE VERSUS TSO FTSO A nn-tso functin is ne that: Is nt cvered by a TSO-apprved minimum perfrmance standard (MPS) Des nt supprt r affect the hsting article s TSO functin(s) Culd technically be implemented utside f the TSO article. S far, CAAC has nt issued any related regulatins r guidance n the definitin f nn-tso functins and hw t apprve them in a CTSO prgram. Y Y Functins and subfunctins cntained in IMA system Is the functin cvered by TSO MPS? N Des the functin Supprt r affect TSO functins (e.g. OS, Cnfig) N Functinal TSO + Supprting Functins N Culd the functin be implemented utside f the TSO article? Y Nn-TSO Functins Definitin f TSO/Nn-TSO functins based n FAA Order 8110.4C 14

TOPIC 3: CTSO-C153 Certificatin Cnsideratin 1 5

MINIMUM PERFORMANCE STANDARD (MPS) CTSO-C153 des nt call ut any industry standards as well as FAA TSO-C153. T btain CTSO-C153 authrizatin, applicants must : Develp and submit an MPS fr each individual hardware element in accrding t the criteria and guidance in Appendix A. Demnstrate the cmpliance t the requirements specified in the MPS. In the MPS, applicants shuld specify : All minimum perfrmance requirements stated in measurable terms. [Table 1, Appendix 1, CTSO-C153 ] Requirements f envirnmental qualificatin tests per RTCA/DO-160D (change 2) [Table 1, Appendix 1, CTSO-C153] Test prcedure t verify that the element perfrms its intended functins bth ver standard cnditins and envirnmental cnditin. When t btain functinal TSO authrizatin with CTSO-C153 authrizatin tgether, the functins which assure that the hardware element crrectly executes the functinal sftware shuld be addressed in the MPS. 16

TEST CONFIGURATION Test cnfiguratin shuld be specified in MPS r the separate test prcedure dcuments. CTSO-C153 prvides the minimum test cnfiguratin requirements f the hardware elements. Fr cabinet r rack, the test cnfiguratin shuld include (as a minimum): Cabinet r rack with all integrated cling and pwer supplies Pwer supply mdules (if nt integrated int the cabinet r rack) Prcessing mdules Fr a mdule t be tested, the test cnfiguratin shuld include (as a minimum): Cabinet r rack Pwer supply mdules (if required by the mdule t functin) Prcessing mdules (if required by the mdule t functin) Data cmmunicatin mdules (if nt integrated int the cabinet r rack) Data cmmunicatin (if required by the mdule t functin) Apprpriate cvers r psitin fillers installed in all unused psitins f cabinet/rack (if applicable). Apprpriate cvers r psitin fillers installed in all unused psitins f cabinet/rack (if applicable). 17

TEST CONFIGURATION WHEN t use the special purpse test sftware r functinal sftware fr demnstrating the peratin f the hardware element functins, APPLICANTS must verify, validate, and cntrl the cnfiguratin f the sftware t ensure the validity f the testing. WHEN t apply CTSO-C153 authrizatin fr several separate IMA mdules in the meantime, APPLICANTS may elect the apprach f testing the related mdules tgether installed in a cabinet r rack. 18

ENVIRONMENTAL QUALIFICATION TEST (EQT) Applicants shuld perfrm the EQT per the envirnmental cnditins specified in the MPS. Certain D0-160 EQT items are excluded frm CTSO-C153 as specified in Table 2 f Appendix 1, as they can nly be apprpriately perfrmed WITH: The cnfigured IMA system specified fr the applicable aircraft under TC/ STC. The functinal sftware(s) installed and perating. Per Appendix A f AC 20-170, applicants may elect the applicable envirnmental qualificatin tests t meet the requirements f the custmers and expected installatin envirnment. Applicants may use Categry X n any envirnmental test prcedure t indicate that the cmpliance with the MPS has nt been demnstrated under CTSO-C153 tests. 19

MARKING LABEL CTSO MARKING MEANS The article deign meets the CAAC CTSO fr which it is marked, The article cnfrms t the apprved design since it was prduced under an apprved quality systems. CTSO MARKING DOES NOT MEAN The article is apprved fr installatin r, The article s design meets airwrthiness regulatins fr a particular prduct (aircraft, engine r prpeller). General Requirement fr CTSO articles: [CCAR 21.312] Manufacturer s name and address Article s name Mdule Number/Part number Serius number(r manufacture date) CTSO number Additinal cnsideratin fr C153 Articles: [CTSO-C153] CTSO authrizatin fr cabinet (rack) nly Separate part numbers fr hardware and sftware Electrnic TSO nameplate 20

SUMMARY RTCA/DO-297 and FAA AC 20-170 prvide the means f cmpliance f IMA certificatin and apprval, and als prvide the guidance n hw t use the TSO certified cmpnents in IMA certificatin apprval, which are fllwed in CAAC certificatin prgram. Applicants f CTSOA shuld cnsider the scpe and requirements fr CTSO- C153 and Functinal TSO as well as nn-tso functins. Applicants fr CTSO-C153 authrizatin shuld develp and submit MPS fr each individual hardware element, which shuld meet the specific requirements f CTSO-C153 and AC 20-170 (e.g. test cnfiguratin, DO-160 test items, marking label.) 21

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