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Efforts for Noise Reduction on FASTECH360 High Speed Test Trains Takeshi Kurita* Yusuke Wakabayashi* Haruo Yamada** Masahiko Horiuchi** With a target of achieving 360 km/h operation speed, JR East has developed FASTECH360 high speed test trains equipped with new noise reduction technologies such as new low-noise pantographs, pantograph noise insulating boards, noise absorption at the lower part of the car body and circumference smooth diaphragms for gaps between cars. Running tests of those trains have been ongoing since June 2005. We are continuing to make improvements even after the start of the running tests based on the measurement results of car noise sources acquired using a spiral microphone array. In the running tests of FASTECH360Z and coupled to each other, we have achieved noise reduction by 4 to 5 db compared to the noise caused in the coupled operation of present series E3 and E2. While we have not been able to reach the target speed 360 km/h, still we have successfully operated the coupled train set at around 330 km/h at a noise level that is equal to the level of present trains in operation running at 275 km/h. In other words, noise at 330 km/h is no worse than the present level. l Keywords: Shinkansen, Noise, Microphone array, Pantograph, Aerodynamic noise 1 Introduction Noise from the upper part of car body Noise from pantographs The biggest issue in increasing Shinkansen speed is noise control. With a target of 360 km/h operation speed, JR East has developed two test train sets (eight-car train set exclusive for Shinkansen) and FASTECH360Z (six-car train set for through service on Shinkansen and conventional lines) and has been carrying out running tests on the Tohoku Shinkansen line (mainly in the section between Sendai and Kitakami) since June 2005 (since April 2006 for FASTECH360Z). In this paper, we will introduce an overview of noise reduction on FASTECH360 (generic name for and FASTECH360Z) and the efforts for noise reduction as well as the noise measurement results after the start of the running tests. 2 Overview of Noise Reduction with FASTECH360 2.1 Noise Sources on the Shinkansen Noise sources on the Shinkansen while running are, as shown in Fig. 1, classified into five categories: noise from pantographs, aerodynamic noise from the train head, noise from the upper part of the car body (aerodynamic noise between cars etc.), noise from the lower part of the car body (wheel/rail noise, aerodynamic noise around bogies etc.) and structure-borne noise (vibration and noise generated from concrete viaduct structures). We will give an overview of noise reduction with rolling stock other than for structure-borne noise, using examples from. FASTECH360Z is equipped with the same countermeasures as applied to, but some changes are added such as retractable noise insulating boards to keep within the rolling stock gauge of conventional lines. Aerodynamic noise from the train head Noise from the lower part of car body Structure-borne noise Fig. 1 Noise Sources of Running Shinkansen Train 2.2 Countermeasures for Noise Sources of Rolling Stock 2.2.1 Noise from Pantographs We installed two types of pantographs 1) 2) to : a <-shaped arm type pantograph ((a) in Fig. 3) that is an improved type of the PS207 pantographs installed to series E2-1000 (Fig. 2) and a single-arm type pantograph ((b) in Fig. 3) that has no intermediate hinges. Those are pantographs that have achieved noise reduction by improving the structure between the base frame windshield covers, the biggest noise source of the PS207 pantograph. One of the two pantographs installed to a train set is folded and noise-insulated with pantograph noise insulating panels. Since that brings about a diffraction attenuation effect by hiding the folded pantograph behind the noise insulating panels, noise from the folded pantograph can be further reduced at the noise receiving points. With an aim of achieving at a larger diffracting attenuation effect, we initially installed pantograph noise insulating boards with a Z-shaped cross section (Fig. 4) 1) 3). 16 JR EAST Technical Review-No.12 *Advanced Railway System Development Center, Research and Development Center of JR East Group ** Transport & Rolling Stock Department, (Previously at Advanced Railway System Development Center, Research and Development Center of JR East Group)

Base frame windshield covers Fig. 2 PS207 Pantograph (a) <-shaped arm (b) Single-arm Fig. 3 New Low-Noise Pantographs placed on a silicon rubber plate, each fraction is flexibly connected to each other and the contact strip has higher ability to follows contact lines because of its smaller movable mass. Using that together with high tensile overhead contact lines achieves good current collection performance; and noise can be reduced by current collection using only one pantograph per train set. 2.2.2 Noise from the Lower Part of Car Body Reduction of noise from pantographs of series E2-1000 cars that incorporate PS207 pantographs and low-noise insulators results in relative increase of the noise from the lower part of the car body that is hidden by the noise barrier. Accordingly, reduction of noise from the lower part of car body is an important issue in reducing total noise. We thus installed bogie side covers of the height to the bottom surface of underfloor equipment on. In order to reduce the noise from the lower part of car body in the multiple noise reflection between car body and noise barrier, we also applied sound-absorbing panels 1) to car body side skirts including the abovementioned bogie side covers and underfloor covers (Fig. 7). Contact strip Fig. 4 Z-Shaped Pantograph Noise Insulating Panels Spring Traditionally, a Shinkansen train collects current using two pantographs per train set (four pantographs in coupled operation) to prevent arc that might be caused by contact loss (pantographs of each section of a coupled train set are not electrically connected to each other, while two pantographs in a train set are connected with a bus line). However FASTECH360 is operated using only one pantograph per train set to collect current (Fig. 5, using a pantograph to the rear in terms of running direction); therefore, the pantograph for FASTECH360 has to have significantly higher current collection performance than PS207 to prevent contact loss as much as possible. Accordingly, we developed a multi-fractionated contact strip 1) (Fig. 6). Since the 10-fraction main contact strip is Fig. 6 Structure of Multi-Fractionated Contact Strip (a) Car body side skirt (b) Underfloor cover Fig. 7 Sound Absorption at the Lower Part of Car Body Lifted pantograph Folded pantograph Lifted pantograph Folded pantograph FASTECH360Z Running direction Fig. 5 Pantographs Used in Coupled Operation of FASTECH360Z and (Northbound Train) JR EAST Technical Review-No.12 17

2.2.3 Aerodynamic Noise from the Train Head The noise from the train head mainly consists of aerodynamic noise from the head bogie, the handrail of the door of the crew cabin and the snowplow. We thus introduced bogie side covers, smoother handrails and snowplow covers (Fig. 8) to lessen that noise. 2.2.4 Noise from the Upper Part of the Car Body We developed circumference smooth diaphragms (Fig. 9) to reduce noise from the gaps between cars. Sliding doors and windows on the side are also smooth with the surface of the car body. Fig. 10 and 11 show a schematic diagram of noise measurement for using a spiral microphone array 4) and the measurement results. Fig. 11 (a) shows the measurement results at the early stage of the running test. The figure shows that much noise is generated at the rear end of the pantograph noise insulating panel as well as from some wheels and circumference diaphragms. Therefore, we studied methods to reduce that noise. We thought that the noise source at the pantograph noise insulating panel, particularly the source of the aerodynamic noise at the rear end, was from the wake vortices. In order to reduce the relative length of the wake vortices in the direction of the height of the noise insulating panel, we carried out running tests in turn attaching vortex generators (small process that have the shape of a semicircular pillar, Fig. 12) and flat-sectional pantograph noise insulating panels with a 45 degree bevel at both ends of the panel Fig. 8 Snowplow Cover Fig. 9 Circumference Smooth Diaphragm 3 Running Test Results 3.1 Efforts in Noise Reduction after the Start of the Running Tests 3.1.1 Identification of Noise Sources and Study of Countermeasures Fig. 12 Vortex Generator Added to Z-Shaped Pantograph Noise Insulating Panel Spiral microphone array 10 m Line sensor camera 4 m 5 m Removal of noise barrier Fig. 10 Noise Measurement Using a Spiral Microphone Array Fig. 13 45-Degree Type Flat-Sectional Pantograph Noise Insulating Panel Pantograph noise insulating panel Circumference smooth diaphragm Pantograph noise insulating panel Full-circumference smooth vestibule diaphragm Running direction (a) September 2005 Wheel Wheel Wheel Running direction 10 db 10 db (b) November 2005 Fig. 11 Measurement Results of Rolling Stock Noise Source Distribution for (at Around 340 km/h, Noise Barrier Removed for Measurement) 18 JR EAST Technical Review-No.12

in the side view that showed good results in past running tests of series E2-1000 cars 5) (Fig. 13, hereinafter 45 degree type flatsectional pantograph noise insulating panels ). As shown in Fig. 11 (b), 45 degree type flat-sectional pantograph noise insulating panels showed better results in significant noise reduction from the noise insulating panels themselves. For the noise from the wheels (front half of the train set), we carried out running tests blocking the ventilation route for the cooling fins on the back of the brake disc on the wheel side. The tests result proved that the noise could be reduced to the level at the other wheels as shown in Fig. 11 (b). In other words, the source of the noise was found to be aerodynamic noise from the cooling fins. Regarding noise from the circumference diaphragms, we found that much noise was generated when air flowed in the gap of the diaphragm plates; therefore, the noise could be reduced by blocking the gaps as shown in Fig. 11 (b). (dynamic characteristic: SLOW). Based on the results shown in Fig. 15, we gained a perspective in November 2005 that we would be able to improve the running speed of (noncoupled operation) to approx. 320 km/h at the noise level equivalent to that of present trains running at 275 km/h by applying the noise reduction method in 3.1.1. 3.1.3 Other Rolling Stock Improvements for Noise Reduction Based on the study explained in 3.1.1, we further improved noise reduction for. For pantograph noise insulating panels, we carried out a wind tunnel test using a 1/10 scale model in March 2006 and replaced in July to September 2006 the panels with 30 degree type flat-sectional pantograph noise insulating panels that generate less noise (Fig. 16). In August 2006, we unified both pantographs of a train set to single-arm type pantographs that have better noise reduction performance. From May through September 3.1.2 Noise at 25 m from the Track Center Fig. 14 and 15 respectively show the noise measurement overview and the measurement results using nondirectional microphones 1.8 m Rail level Nondirectional microphone Liner microphone array H 1.2 m 25 m Fig. 16 30-Degree Type Flat-Sectional Pantograph Noise Insulating Panel Fig. 14 Noise Measurement at 25 m around 374k300 (H = 8.6 m) and 387k750 (H = 8.6 m) on Tohoku Shinkansen With Added Ribs Noise level [db (A)] Before improvement of After improvement of (Nov. 2005) Operating train (series E3 + E2) 2 db (a) Noise at 25 m (around 374k300 on Tohoku Shinkansen) Fig. 17 Improved Brake Disc Noise level [db (A)] Before improvement of After improvement of (Nov. 2005) Operating train (series E3 + E2) 2 db (b) Noise at 25m (around 387k750 on Tohoku Shinkansen) Fig. 15 Noise Measurement Results at 25 m (in November 2005) Fig. 18 Improved Circumference Smooth Diaphragm JR EAST Technical Review-No.12 19

2006, we improved the shape of the cooling fins on the back of the brake disc on the wheel side (Fig. 17, added ribs on the inner periphery of the disc to reduce air flow to the fins) and improved the circumference diaphragm (Fig. 18, changed the material of the middle of the three diaphragm plates to rubber and connected both end plates with rubber to block the gap where air enters). For FASTECH360Z that started running tests in April 2006, we applied the same improvement as. For example, we changed the angle of the front and rear ends of the retractable pantograph noise insulating panels from a right angle to 30 degrees (Fig. 19). Comparing Fig. 15 (a) and (b) we can see that the effect shown in (b) is around, while the effect in (a) is around 0.5 db. Since the effect of the improvement on rolling stock around 374k300 is relatively small, we assumed that structure-borne noise affected that smaller effect. In order to reduce the structure-borne noise, we replaced the track pad with the low-spring constant track pad (Fig. 20, static spring constant is 30 MN/m, approx. half the usual track pad) in a 200 m section (100 m in each direction) from around 374k300 in July 2006. Pantograph Peak Level [db] FASTECH360Z (lifted pantograph, using pantograph noise insulating panels) FASTECH360Z (folded pantograph, using pantograph noise insulating panels) (lifted pantograph, using pantograph noise insulating panels) (folded pantograph, using pantograph noise insulating panels) Series E3 (lifted pantograph, using pantograph noise insulating panels) Series E2 (lifted pantograph) Fig. 21 Pantograph Peak Level Using Liner Microphone Array Peak level Between Cars Without Pantographs [db] FASTECH360Z Series E2 Series E3 Fig. 22 Peak Level Between Cars Without Pantographs Using Liner Microphone Array Fig. 19 Retractable Pantograph Noise Insulating Panel (FASTECH360Z) A-weighted Sound Level [db] FASTECH360Z + Series E3 + E2 (operating train) Series E2 (operating train) (a) Noise at 25 m (Around 374k300 on Tohoku Shinkansen) Fig. 20 Cross Section of Track Pad 3.2 Noise Reduction Performance of FASTECH360 Fig. 21 and 22 show the peak level at the pantograph and the peak level between cars without pantographs that were measured using a liner microphone array (time constant 35 ms) at around 387k750 on the Tohoku Shinkansen from August through November 2006. Fig. 23 shows the measurement results with a nondirectional microphone (dynamic characteristic: SLOW), around 374k300 and 387k750 on the Tohoku Shinkansen from August through A-weighted Sound Level [db] FASTECH360Z + Series E3 + E2 (operating train) Series E2 (operating train) (b) Noise at 25 m (Around 387k750 on Tohoku Shinkansen) Fig. 23 Noise at 25 m (Measured from August through November 2006) 20 JR EAST Technical Review-No.12

November 2006. Fig. 21 shows that the pantograph peak level of FASTECH360 with new low-noise pantographs and 30 degree type flat-sectional noise insulating panels result in a reduction of more than 2 db compared to that of the series E2 and more than 5 db compared to that of the series E3. We also found that the peak level at the folded pantograph is lower than the peak level at the lifted pantograph because the larger part of the folded pantograph is covered with the noise insulating panels. Fig. 22 shows that the peak level between cars of FASTECH360 is lower by approx. 1 to 2 db compared to that of the series E2 and by approx. 4 db compared to that of the series E3. That is the effect of noise reduction with circumference smooth diaphragms and sound absorption at the lower part of the car body. Since Shinkansen trains in the JR East operational area run on slab track, sound absorption effect at the lower part of the car body has been significant. As for noise at 25 m, Fig. 23 shows that the improvement of rolling stock explained in 3.1.2 has achieved noise reduction in the coupled operation of FASTECH360Z and by 4 to 5 db compared to that of the present coupled operation of series E2 and E3. While we could not achieve 360 km/h running while keeping the noise at the current level, we were able to achieve 330 km/h running with the noise level equal to the present coupled operation and 340 km/h running for the train alone. The reason of the difference is that FASTECH360Z has smaller noise reduction effect than because the former has to be within the rolling stock gauge of conventional lines. Comparing Fig. 15 and Fig. 23 clarifies that the structure-borne noise around 374k300 is reduced due to the low-spring constant track pads better than the noise reduction around 387k750. That means that the contribution of structure-borne noise to the total noise is not negligible when considering the noise reduction performance of FASTECH360. 4 Conclusion (1) The running speed of the coupled operation of FASTECH360Z and with the same noise level as 275 km/h running of present coupled Shinkansen trains is 330 km/h, and is 340 km/h in single operation. (2) By using new low-noise pantographs and 30 degree type flatsectional noise insulating panels together, the peak level at the pantograph can be reduced by more than 2 db compared to the peak level of the series E2 and by more than 5 db compared to the peak noise of series E3. (3) By applying full-circumference smooth vestibule diaphragms and sound absorption at the lower part of the car body, the peak level between cars can be reduced by approx. 1 to 2 db peak level of the series E2 and by approx. 4 db compared to the peak level of the series E3. (4) Considering the noise reduction performance of FASTECH360, the contribution of structure-borne noise to the total noise is not negligible. 5 Future Works We have achieved some improvements in noise reduction in the development and running tests of FASTECH360. However it is clear that we need to take more overall approaches in future. To achieve further noise reduction for the Shinkansen, we will work to improve accuracy of estimating the contribution of each noise source; and we will need to clarify noise generation mechanisms and countermeasures for aerodynamic noise from the pantograph including the pantograph head, noise from the lower part of the car body including the aerodynamic noise from the bogie and structureborne noise. Reference: 1) A. Ido, T. Kurita, Y. Wakabayashi, M. Hara, H. Shiraishi, M. Horiuchi; Development of Technologies for Minimizing Environmental Impacts, Proceedings of 7th World Congress on Railway Research (CD-ROM), 2006. 6 2) Masaaki Hara, Takeshi Kurita, Masahiko Horiuchi, Hitoshi Sato, Toshio Shikama; Development of Low-Noise Pantograph (Reduction of Aerodynamic Noise); Proceedings of the 14th Transportation and Logistics Conference, No. 05-52, pp. 103-104, 2005. 12 3) Yusuke Wakabayashi, Takeshi Kurita, Masahiko Horiuchi, Takuya Fujimoto, Hiroharu Fujita; Development of High Performance Noise Barriers for Pantographs Using a Noise Simulation and a Model Experiment; Proceedings of 11th Jointed Railway Technology Symposium (J-RAIL 2004), pp. 331-332, 2004. 12 4) Y. Takano, K. Sasaki, T. Satoh, K. Murata, H. Mae, J. Gotoh; Development of Visualization System for High Speed Noise Sources with a Microphone Array and a Visual Sensor, Proceedings of Inter-Noise 2003, N930. 2003. 8 5) Toshikazu Sato, Kaoru Murata, Koichi Sasaki; Countermeasures of Wayside Noise Reduction on E2-1000 Series Field Test, Proceedings of 9th Jointed Railway Technology Symposium (J-RAIL 2002), pp. 469-472, 2002. 12 JR EAST Technical Review-No.12 21