TÜV RHEINLAND ENERGIE UND UMWELT GMBH. Report on the assessment of the antibacterial properties of AE DeCont rings with AGXX coating

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TÜV RHEINLAND ENERGIE UND UMWELT GMBH Report on the assessment of the antibacterial properties of AE DeCont rings with AGXX coating TÜV report no.: 931/21229709/100 Cologne, 1 October 2015

AE DeCont rings with AGXX coating Page 2 of 15 Test report Contracting party: Feindrahtwerk Adolf Edelhoff GmbH & Co. KG Mr Gerhard Bürstner Am Großen Teich 33 58640 Iserlohn TÜV order number: 931 / 21229709 / 100 TÜV customer ID: 248559 Laboratory number: M5-469 Test object: Scope of examinations: AE DeCont rings with AGXX coating Parameters set by the customer Date of receipt at laboratory: 2 July 2015 Test period: 13 July to 7 September 2015 Place of test: Type of test: Cologne Microbiological examination Cologne, 1 October 2015 Expert Responsible Specialist Dr. rer. nat. Julia Wassermann Dr. rer. nat. Walter Dormagen

AE DeCont rings with AGXX coating Page 3 of 15 Task Definition Feindrahtwerk Adolf Edelhoff GmbH & Co. KG has commissioned TÜV Rheinland Energie und Umwelt GmbH with laboratory investigations of the antimicrobial properties in water of AE DeCont rings coated with AGXX technology. The AE DeCont rings are sold by the customer under the trademark AE DeCont. As requested, the microbiological laboratory of TÜV Rheinland Energie und Umwelt GmbH performed the investigations by contaminating water samples with defined bacterial strains and examining the decay rate of the cultivated bacteria in the presence of AE DeCont rings with AGXX coating for a period of up to 28 days. In addition to efficacy testing, control tests were carried out with water and bacteria only. The bacterial strains applied as well as the level of contamination were chosen in accordance with the microbiological requirements of the European Directive on the Quality of Water Intended for Human Consumption (Council Directive 98/83/EC) and of the German Drinking Water Regulations 2001 (Trinkwasserverordnung, TrinkwV) in their version of 7 August 2013. Furthermore, the investigations were modelled after Standard DIN 10521"Food Hygiene - Household water filters which are not connected to the water supply - Household water filters using cation exchange resin and activated carbon". Procedure For the preparation of the test solutions, water samples in 2 l bottles were inoculated with the respective bacterial strain in a way as to obtain a bacterial concentration of approx. 200 bacteria per 100 ml of test solution and per 1 ml of water intended for total colony count. In addition, ten 2 l glass bottles were filled with demineralised water. From these, five bottles were each given two AE DeCont rings with AGXX coating and sterilised by means of autoclaving. After cooling down, the water of two bottles - one with and one without AE DeCont ring with AGXX coating - was injected with the prepared bacterial solutions. The bacterial strains used were purchased from specialised distributors. Every bacterial strain was obtained with a proper certification and adjusted concentration.

AE DeCont rings with AGXX coating Page 4 of 15 The following bacterial strains were used for the investigations of antibacterial properties: Escherichia coli (E. coli): ATCC 8739 Enterococcus faecalis: ATCC 7080 Klebsiella pneumoniae (coliform): ATCC 10031 Pseudomonas aeruginosa: ATCC 9027 The incubation of the test solutions was carried out at room temperature under laboratory requirements specified in Standard DIN EN ISO/IEC 17025 for up to 28 days. During the incubation period, the test solutions were shaken horizontally with 60 motions per minute with a shaker of the type GFL 3015. The microbiological examinations of the water samples were carried out in accordance with the specifications of the German Drinking Water Regulations (Trinkwasserverordnung). Bacteria Regulation E. coli EN ISO 9308-1 Coliform bacteria EN ISO 9308-1 Total colony count TrinkwV 2001, Appendix 5 15, sections 1, 2 and 4, procedure bb) Pseudomonas aeruginosa DIN EN ISO 16266 Enterococci ISO 7899-2

AE DeCont rings with AGXX coating Page 5 of 15 Results of the microbiological investigations The results of the investigations are presented for each bacterial strain in tabular form and as line charts. The regulations only allow for presenting a maximum number of 300 grown colonies on the culture medium. The results for all culture media with more than 300 grown colonies are presented in the tables as >300 CFU/100 ml and in the charts as trend line. Table 1: E. coli bacteria AE DeCont rings with AGXX coating Control samples without AGXX E. coli E. coli Start 94 108 after 1 day 0 132 after 2 days 0 >300 after 3 days 0 >300 after 7 days 0 >300 after 8 days 0 >300 after 9 days 0 >300 after 14 days 0 >300 after 21 days 0 n.e. after 28 days 0 n.e. n.e. = not examined

AE DeCont rings with AGXX coating Page 6 of 15 600 E. coli 500 400 CFU/100 ml 300 200 100 0 Start nach after 1 2 3 7 8 9 14 21 28 Tagen days + E. AE coli DeCont-Ringe + AE E.coli rings Kontrolle E. coli controls E.coli Expon. Exponential (Kontrolle (E. E.coli) controls)

AE DeCont rings with AGXX coating Page 7 of 15 Table 2: Coliform bacteria AE DeCont rings with AGXX coating Control samples without AGXX Coliform Coliform Start 62 142 after 4 days 0 >300 after 7 days 0 >300 after 14 days 0 >300 600 Coliform 500 400 CFU/100 ml 300 200 100 0 Start after nach 2 2 4 7 14 days Tagen + Coliform AE DeCont-Ringe + AE DeCont Coliforme rings Kontrolle Coliform Coliforme controls Expon. Exponential (Kontrolle (Coliform Coliforme) controls)

AE DeCont rings with AGXX coating Page 8 of 15 Table 3: Enterococcus faecalis bacteria AE DeCont rings with AGXX coating Control samples without AGXX Enterococcus faecalis Enterococcus faecalis Start 223 265 after 1 day 6 >300 after 2 days 0 >300 after 3 days 0 >300 after 7 days 0 >300 after 8 days 0 >300 after 9 days 0 >300 after 14 days 0 149 after 21 days 0 n.e. after 28 days 0 n.e. n.e. = not examined 500 Enterococcus faecalis 400 CFU/100 ml 300 200 100 0 Start nach after 1 2 3 7 8 9 14 21 28 Tagen days + AE Enterococcus DeCont-Ringe faecalis Enterococcus + AE DeCont faecalis rings Kontrolle Enterococcus Enterococcus faecalis faecalis controls No field evaluation for values >300

AE DeCont rings with AGXX coating Page 9 of 15 Table 4: Pseudomonas aeruginosa bacteria AE DeCont rings with AGXX coating Control sample without AGXX Start 216 264 after 1 day 0 >300 after 2 days 0 >300 after 3 days 0 >300 after 7 days 0 >300 after 8 days 0 >300 after 9 days 0 >300 after 14 days 0 >300 after 21 days 0 n.e. after 28 days 0 n.e. n.e. = not examined Pseudomonas aeruginosa 700 600 500 CFU/100 ml 400 300 200 100 0 Start nach after 1 2 3 7 8 9 14 21 28 Tagen days + Pseudomonas AE DeCont-Ringe aeruginosa Pseudomonas + AE DeCont aeruginosa rings Kontrolle Pseudomonas Pseudomonas aeruginosa aeruginosa controls Expon. Exponential (Kontrolle (Pseudomonas aeruginosa) controls)

AE DeCont rings with AGXX coating Page 10 of 15 Table 5: Total colony count AE DeCont rings with AGXX coating Total colony count Control sample without AGXX Total colony count 20 C 36 C 20 C 36 C (CFU/ml) (CFU/ml) Start 96 105 124 146 after 1 day 0 0 >300 >300 after 2 days 0 0 >300 >300 after 3 days 0 0 >300 >300 after 7 days 0 0 >300 >300 after 8 days 0 0 >300 >300 after 9 days 0 0 >300 >300 after 14 days 0 0 >300 >300 after 21 days 0 0 n.e. n.e. after 28 days 0 0 n.e. n.e. n.e. = not examined 700 Total colony count 600 500 CFU/ml 400 300 200 100 0 Start nach after 1 2 3 7 8 9 14 21 28 days Tagen + Total AE colony DeCont-Ringe count + AE Gesamt-Keimzahl DeCont rings at 20 20 C C + Total AE DeCont-Ringe colony count + AE Gesamt-Keimzahl DeCont rings at 36 36 C C Kontrolle Total colony Gesamt-Keimzahl count controls at 20 20 C C Kontrolle Total colony Gesamt-Keimzahl count controls at 36 C Exponential (total colony count controls at 20 C) Expon. (Kontrolle Gesamt-Keimzahl 20 C) Expon. Exponential (Kontrolle (total colony Gesamt-Keimzahl count controls 20 at 36 C) C)

AE DeCont rings with AGXX coating Page 11 of 15 Summary of results Table 6: AE DeCont rings with AGXX coating - 1 st test series E. coli Coliform Enterococcus faecalis Pseudomonas aeruginosa Total colony count 20 C 36 C CFU/100 ml CFU/100 ml CFU/100 ml CFU/100 ml CFU/ml Start 94 62 223 216 96 105 after 1 day 0 n.e. 6 0 0 0 2 0 n.e. 0 0 0 0 3 0 n.e. 0 0 0 0 4 n.e. 0 n.e. n.e. n.e. n.e. 7 0 0 0 0 0 0 8 0 n.e. 0 0 0 0 9 0 n.e. 0 0 0 0 14 0 0 0 0 0 0 21 0 n.e. 0 0 0 0 28 days 0 n.e. 0 0 0 0 Table 7: Control tests (without AE DeCont rings) E. coli Coliform Enterococcus faecalis Pseudomonas aeruginosa Total colony count 20 C 36 C CFU/100 ml CFU/100 ml CFU/100 ml CFU/100 ml CFU/ml Start 108 142 265 264 124 146 after 1 Tag 132 n.e. >300 >300 >300 >300 2 >300 n.e. >300 >300 >300 >300 3 >300 n.e. >300 >300 >300 >300 4 n.e. >300 n.e. n.e. n.e. n.e. 7 >300 >300 >300 >300 >300 >300 8 >300 n.e. >300 >300 >300 >300 9 >300 n.e. >300 >300 >300 >300 14 days >300 >300 149 >300 >300 >300 n.e. = not examined

AE DeCont rings with AGXX coating Page 12 of 15 Overview - 1 st test series 300 250 200 150 100 50 0 Start nach after 1 2 3 4 7 8 9 14 21 28 Tagen days + E. AE coli DeCont-Ringe + AE rings E.coli + Coliform AE DeCont-Ringe + AE Coliforme rings + Enterococcus AE DeCont-Ringe faecalis Enterococcus + AE DeCont rings faecalis + Pseudomonas AE DeCont-Ringe aeruginosa Pseudomonas + AE DeCont aeruginosa rings + Total AE colony DeCont-Ringe count + AE Gesamt-Keimzahl DeCont rings at 20 20 C C + Total AE colony DeCont-Ringe count + AE Gesamt-Keimzahl DeCont rings at 36 36 C C Kontrolle E.coli controls E.coli Kontrolle Enterococcus Enterococcus faecalis controls faecalis Kontrolle Coliform controls Coliforme Kontrolle Pseudomonas Pseudomonas aeruginosa controls aeruginosa Kontrolle Total colony Gesamt-Keimzahl count controls at 20 C Kontrolle Total colony Gesamt-Keimzahl count controls at 36 36 C C

AE DeCont rings with AGXX coating Page 13 of 15 Assessment 1 st test series The microbiological laboratory of TÜV Rheinland Energie und Umwelt GmbH investigated the antimicrobial properties in water of AE DeCont rings coated with AGXX technology. As requested, the investigations were carried out by contaminating water samples with defined bacterial strains, such as E. coli and coliform bacteria, and examining the decay rate of the cultivated bacteria in the presence of AE DeCont rings with AGXX coating for a period of up to 28 days. In addition to efficacy testing, control tests were carried out with water and bacteria only. Not one of the water samples examined during this test series, whose contamination levels fall within the scope of the German Drinking Water Regulations (Trinkwasserverordnung), exhibited bacterial contamination after 1 or 2 days of treatment with AE DeCont rings with AGXX coating. Thus, the antibacterial properties of AE DeCont rings with AGXX coating could be demonstrated for test water samples with moderate bacterial contamination. After 28 days of treatment of the test water samples with AE DeCont rings with AGXX coating, still no bacterial contamination could be observed. Considering the duration and prevailing conditions of testing, this shows that AE DeCont rings with AGXX coating have stabilising long-term effects.

AE DeCont rings with AGXX coating Page 14 of 15 Further investigations 2 nd test series In order to confirm the antibacterial effects demonstrated on the first test series, the control samples that showed significant bacterial growth (>300 CFU) during the investigations were subjected to treatment with AE DeCont rings with AGXX coating. The control samples of the previous test series thus became test samples for the 2nd test series. For this test series, the water of the control samples charged with bacteria was each divided into two bottles, one of which was each given 1 DeCont ring with AGXX coating. The samples were incubated and examined at various intervals until the bacteria were eradicated. Results 2 nd test series Table 8: AE DeCont rings with AGXX coating E. coli Enterococcus faecalis Pseudomonas aeruginosa CFU/100 ml CFU/100 ml CFU/100 ml Total colony count 20 C 36 C CFU/ml Start >300 149 >300 >300 >300 after 1 day >300 1 >300 6 17 after 3 days >300 0 >300 0 0 after 7 days 300 0 >300 0 0 after 14 days 60 0 300 0 0 after 21 days 0 n.e. 0 n.e. n.e. n.e. = not examined

AE DeCont rings with AGXX coating Page 15 of 15 Assessment 2 nd test series After completion of the 2nd test series, no bacterial contamination could be detected in any of the water samples treated with AE DeCont rings with AGXX coating. The control solutions that were not given AE DeCont rings with AGXX coating and in which bacteria had proliferated were examined to determine the content of E. coli and Ps. aeruginosa after 14 and 21 days. These untreated water samples still showed high levels of bacterial contamination. Thus, the antibacterial properties of AE DeCont rings with AGXX coating could also be demonstrated in test waters with high levels of bacteria. - End -