CODE BULLETIN C-60. American Chemistry Council Product Approval Code of Practice January 2018 Edition

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CODE BULLETIN C-60 American Chemistry Council Product Approval Code of Practice January 2018 Edition To: Practitioners of the American Chemistry Council Product Approval Code of Practice and Interested Parties Original Issue date: Effective Date: May 10, 2018 Re: Acceptance of the Sequence X into the Product Approval Code of Practice January 2018 Edition The American Chemistry Council s (ACC) Product Approval Protocol Task Group (PAPTG) reached consensus to accept the Sequence X into the Product Approval Code of Practice. Sequence X information is incorporated into the following Appendices: Appendix A- Requirements for Engine Test Stand/Laboratory Calibration Appendix B- Candidate Scheduling, Registration and Tracking Procedure Appendix F- Multiple Test Evaluation Procedures Appendix H- Guidelines for Minor Formulations Modifications Appendix I- Program Guidelines Existing text and proposed edits to the relevant Appendices are provided below. Please note: existing text and proposed edits are combined; existing text is in black and proposed edits are in red text. Existing Text and Proposed Text on Page A-1 Discussion Details on the calibration requirements are provided in the ASTM Lubricant Test Monitoring System (LTMS) Manual defined in ASTM Test Monitoring Center Technical Memorandum 94-200. This manual must be adhered to for the purposes of ACC calibration. The manual may be obtained from the ASTM TMC at the following address: ASTM Test Monitoring Center, 6555 Penn Avenue, Pittsburgh, PA 15206-4489 (phone) 412/365-1000, (fax) 412/365-1047 When the use of the LTMS is called for, there is a potential need for the application of

Page 2 engineering judgment. The process for acceptance of such engineering judgment is included as Addendum A1, in this Appendix. The requirements for the engine test types currently covered by the Code are defined by test type as: Sequences IIIF, IIIFHD, IIIFVS, IIIG, IIIGA, IIIGB, IIIGVS, IIIH, IIIHA, IIIHB, IVA, VG, VH, VID, VIE, VIF, VIII, IX, X; Caterpillar 1K, 1M-PC, 1N, 1P, 1R, C13, Caterpillar engine Oil Aeration Test (COAT); Mack T-8, T-8E, T-11, T-12; RFWT; Cummins ISB, ISM and Volvo T-13. Existing Text and Proposed Text on Page B-3 e) Test: An up-to-eight character code used to designate the type of test run. PC HD Test Code Test Code Sequence IIIF Sequence IIIFVS Sequence IIIG Sequence IIIGVS Sequence IIIGA Sequence IIIGB Sequence IIIH Sequence IIIHA Sequence IIIHB Sequence IVA Sequence VG Sequence VH Sequence VID Sequence VIE Sequence VIF Sequence VIII Sequence IX Sequence X IIIF IIIFVS IIIG IIIGVS IIIGA IIIGB IIIH IIIHA IIIHB IVA VG VH VID VIE VIF VIII IX X Caterpillar 1N Caterpillar 1M-PC Caterpillar 1K Caterpillar 1P Caterpillar 1R Caterpillar C13 Mack T-8 Mack T-8E Mack T-11 Cummins ISB Cummins ISM RFWT Sequence IIIFHD CAT Oil Aeration Volvo T-13 1N 1MPC 1K 1P 1R C13 T8 T8E T11 T12 ISB ISM 65L IIIFHD COAT T13 This code is permanent for each test type and is assigned by the ACC Monitoring Agency. The Test Sponsor inserts this code. Existing Text and Proposed Text on Page F-4 through F-7 MTEP Methods for Rated Parameters As indicated in the MTEP Guidelines section above, when a specification includes requirements for handling data from multiple tests, the specified MTEP method shall be used for that specification. However, for any specification that does not specify an MTEP method (e.g., an ACEA specification); the technique specified in the following table shall be used.

Page 3 Type of Test Sequence IIIF MTEP Parameter (Units) (note 1) (note 2) Kinematic Viscosity (% increase at 40 C ) Avg. piston skirt varnish (merits) Weighted piston deposit (merits) Screened avg. cam plus lifter wear (µm) Hot stuck rings Sequence IIIFHD Kinematic Viscosity @ 60 h (% increase) Sequence IIIG (note 2) Kinematic Viscosity (% increase at 40 C ) Weighted piston deposit (merits) Avg. cam plus lifter wear (µm) Hot stuck rings Sequence IIIGA None No MTEP, No Sequence IIIGB Phosphorus retention (%) Sequence IIIH Kinematic Viscosity (% increase at 40 C ) Weighted piston deposit (merits) Sequence IIIHA MRV Viscosity (%) Sequence IIIHB Phosphorus retention (%) Sequence IVA Avg. cam wear (µm) Sequence VG Sequence VH Sequence VID Sequence VIE Sequence VIF (note 3) (note 3) Avg. engine sludge (merits) Rocker arm cover sludge (merits) Avg. piston skirt varnish (merits) Avg. engine varnish (merits) Oil screen clogging (%) Hot stuck compression rings Avg. engine sludge (merits) Rocker arm cover sludge (merits) Avg. piston skirt varnish (merits) Avg. engine varnish (merits) Hot stuck compression rings FEI 2 (%) FEI SUM (%) FEI 2 (%) FEI SUM (%) FEI 2 (%) FEI SUM (%) Sequence VIII Bearing weight loss (mg) Sequence IX Average Number of Preignitions Sequence X Chain Wear Stretch (%)

Page 4 Caterpillar 1K Caterpill ar 1MPC (note 5) Caterpillar 1N Caterpillar 1P Caterpillar 1R Caterpillar C13 Cummins ISM Cummins ISB Mack T-8 Mack T-8E (note 4) (note 5) (note 6) (note 4) (note 7) (note 4) (note 5) (note 5) (note 5) MRS (note 4) (note 8) MRS (note 8) WDK (demerits) Top Groove Fill (%) Top Land Heavy Carbon (%) Avg. Oil Consumption (g/kw h) Piston Ring Sticking (yes or no) WTD (demerits) Top Groove Fill (%) Piston Ring Sticking (yes or no) WDN (demerits) Top Groove Fill (%) Top Land Heavy Carbon (%) Oil Consumption (g/kwh) Piston Ring Sticking (yes or no) WDP (demerits) Top Groove Carbon (demerits) Top Land Carbon (demerits) Avg. Oil Consumption (0-360h) (g/h) Final Oil Consumption (312-360h) (g/h) WDR (demerits) Top Groove Carbon (demerits) Top Land Carbon (demerits) Avg. Initial (0-252 h) Oil Consumption (g/h) Avg. Final (432-504 h) Oil Consumption (g/h) Caterpillar C13 Merits Delta Oil Consumption (g/h) Average Top Land Carbon (Demerits) Average Top Groove Carbon (Demerits) Second Ring Top Carbon (Demerits) Cummins ISM Merits Crosshead Weight Loss (mg) Injector Screw Wear (mg) Oil Filter Pressure Delta (kpa) Sludge (merits) Top Ring Weight Loss (mg) Average Camshaft Wear (µm) Average Tappet Weight Loss (mg) Viscosity Increase at 3.8% soot (cst) Filter Plugging, Differential Pressure (kpa) Oil Consumption (g/kwh) Viscosity Increase at 3.8% soot (cst) Relative Viscosity at 4.8% soot (unitless number)

Page 5 Mack T-11 TGA % Soot @ 4.0 cst increase @ 100 C TGA % Soot @ 12.0 cst increase @ 100 C (note 9) (note 10) (note 11) TGA % Soot @ 15.0 cst increase @ 100 C Liner Wear, µm Top Ring Mass Loss, mg Lead Content at EOT, mg/kg MRS Cylinder Liner Wear, µm Top Ring Mass Loss, mg Delta Pb @ EOT, mg/kg Delta Pb 250 to 300 hours, mg/kh Oil Consumption, g/hr (note 12) Top Ring Mass Loss, mg Cylinder Liner Wear, µm Volvo T-13 IR Peak at EOT, Abs., cm -1 Kinematic Viscosity Increase at 40 C, % COAT (note 12) Average Aeration, 40h to 50h, % Notes: 1. Units for parameters in italics are transformed. See next section for specific transformations. 2. The majority of retained tests must not have ring sticking (hot stuck). 3. The majority of retained tests must not have compression ring sticking (hot stuck). 4. None of the retained tests may have piston ring sticking. 5. If three or more operationally valid tests have been run, the majority of these tests must not have scuffing. Any scuffed tests are considered non-interpretable, and no data from these tests are to be used in MTEP calculations. 6. Two methods of calculating WTD are used, one for API Category CF and a different one for API Category CF-2. Both methods use for handling test results. 7. None of the retained tests may have piston, ring or liner scuffing. 8. The parameters used in calculating the Merit Rating value are shown. 9. This applies to used in API Category CH-4. 10. This MRS applies to used in API Category CI-4 and CJ-4. 11. This applies to used in API Category CK-4 and FA-4. 12. The provision to discard any valid test result is not applicable (See Appendix F, pg. F-3, Three or More Tests, Number 2) List of Transformations of Rated Parameters Test Parameter Transformation Sequence IIIF Viscosity, % Increase 1/square root of the % increase at 80 hours Sequence IIIFHD Viscosity, % Increase LN (PVISH060) Sequence IIIG Viscosity, % Increase Avg. cam plus lifter wear LN (PVISH100) LN (ACLW) Sequence VG Oil Screen Clogging LN (oil screen clogging +1)

Page 6 Sequence VH Rocker Arm Cover Sludge LN(10 RCS) Sequence IX Average Number of Preignitions Square root (AVPIE + 0.5) Sequence X Chain Wear Stretch (%) LN(Chain Wear Stretch) Caterpillar 1K Top Land Heavy Carbon LN (TLHC + 1) Caterpillar 1N Top Land Heavy Carbon LN (TLHC + 1) Caterpillar 1P Average Oil Consumption Final Oil Consumption LN (AOC) LN (FOC) Caterpillar C13 Delta Oil Consumption (g/h) Second Ring Top Carbon Square root (Delta OC) LN(R2TC) Delta Pb @ EOT Delta Pb 250 to 300 hours Oil Consumption LN (DPbEOT) LN (DPb250300) LN (OC) Cummins ISM Oil Filter Pressure Delta LN (OFDP) Volvo T-13 Sequence IIIH Kinematic Viscosity Increase at 40 C Kinematic Viscosity (% increase at 40 C) Square root (KV40) LN (PVIS) Sequence IIIHA MRV Viscosity (%) LN (MRV) Existing Text and Proposed Text on Page H-1 through H-2 The General Guidelines for minor modifications apply to all of the tests accepted into the ACC Code of Practice. Specific guidelines are provided for the following engine test Sequences IIIF, IIIG, IIIH, IVA, VG, VH, VID, VIE, VIF, VIII, IX, and X are listed in the section titled Guidelines for Specific Engine Tests. Guidelines for Specific Engine Tests The numbered guidelines listed here are applicable only to Sequence IIIF, IIIG, IIIH, IVA, VG, VH, VID, VIE, VIF, VIII, IX, and X engine tests. Guideline 11 must be consulted when applying these guidelines to the Sequence IX test as indicated by footnote 1 in this section. Specific tests have been included in these guidelines based on a thorough review by the Minor Formulation Modification Working Group and acceptance by the Petroleum Additives Product Approval Protocol Task Group. These tests have been judged to respond either beneficially or without harm to formulation changes allowed by the numbered guidelines. This judgment is based on collective internal company data, previous generation tests and on basic formulation knowledge. Existing Text and Proposed Text on Page I-1 2. When conducting base oil interchange, the final commercial formulation must contain all minor

Page 7 formulation modifications. For the Sequences IIIF, IIIG, IIIH, IVA, VG, VH, VID, VIE, VIF, VIII, IX, and X engine tests in the Code, the total number of changes from the tested formulations may not exceed four, including all changes made for base oil interchange. When using a matrix core data set based on the engine tests listed above, the number of changes may not exceed four. Support data, as defined in Tab 1, must be provided. The Code is available online at http://www.americanchemistry.com/paptg. Comments to this Code Bulletin (C-60) should be sent to the PAPTG Manager W.D. (Doug) Anderson prior to May 10, 2018.