Date of occurrence Location name Formia-Gaeta Local time 02:41 Latitude 41:17:14 North Railway vehicle movement events Train derailment

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-2417 Occurrence Summary What Location Date of occurrence 25-06-13 Location name Formia-Gaeta Local time 02:41 Latitude 41:17:14 North Event type Railway vehicle movement events Train derailment Longitude 13:36:47 East Description Deraiment of 4 car transporter wagons of the train 60629 Direct Cause descrip Breakage of the journal and of the axle bearingof the first axle on the right side of the 15th wagon (n. 23834363032-9) of the train, due to excessive overheating of the rolling parts of the axle bearing and thermoplastic failure. Final Report Other Attachments Nam Desc Type Size Last Orga Repo Nam Desc Type Size Last Orga Repo RELA appli 3330 4/30 Softe ZION catio 911 /201 co E_IN n/pdf 5 DAGI 10:3 NE_1 2:27 7.02. AM 2015.pdf 0 What Title Train derailment, 6/25/2013, Formia-Gaeta (Italy) Occurrence type Railway vehicle movement events Train derailment Occurrence Class Serious accident Date of occurrence 25-06-13 Local time 02:41 Events Railway vehicle movement events - Train derailment Descriptions Description Deraiment of 4 car transporter wagons of the train 60629 ERAIL-REP PUBLIC 1 Tuesday, March 26, 2019

-2417 Location name Formia-Gaeta Railway System type Railway Country Italy Location type Station Border Country Line type Double track Line number Allowed line speed Km number Latitude 41:17:14 North Longitude 13:36:47 East Location description Additional location in Location type details Plain track Fixed installations Occurrence details Railway vehicles Movement type Freight train Train number 60629 RU Italy Wagons overturned No Trenitalia Cargo Train speed at mom 92 km/h Passengers onboard No Vehicle description car transporter wagons (empty) Other objects involved in the occurrence Other objects Parties involved IM Involved Italy - RFI SpA RU Italy - Trenitalia Cargo Passengers Staff Level crossing users Unauthorised persons Others Total Material consequences Material Damage Damage description Fatalities Serious injuries Minor injuries Infrastructure Estimated total mate > 2 000 000 Rolling stock 502.160,00 damages to rolling stock ERAIL-REP PUBLIC 2 Tuesday, March 26, 2019

-2417 3.502.356,30 damages to infrastructure Images Name Description Type Size Last modified Organization Repository 0 Causation Causes Direct Cause description Breakage of the journal and of the axle bearingof the first axle on the right side of the 15th wagon (n. 23834363032-9) of the train, due to excessive overheating of the rolling parts of the axle bearing and thermoplastic failure. Underlying and root causes description The type of axle bearing used in wagons Laaers 152 has some design problems that determine a watertight seal not adequate. The timing of the checks provided for the axle bearing in the Maintenance Plan was not adequate to prevent the event. The incorrect management of the warning provided by the system for the thermic control of the axle bearings, in the station of Priverno - Fossanova, dated 05.28.2013, has not led to the activation of the flows of communication in order to report the failure to the maintainer of the system and therefore the restarting of the system, which would have allowed the train stop at the Control Post, and then the discard of the 15th wagon for abnormal temperature of the axle bearing. The layout of the control center in Priverno-Fossanova appears inadequate to present effectively to the traffic controller notices of abnormalities. Causation classification Railway vehicle movement events - Train derailment 1 - Wheels, axles, boogies and running gear 1 - Design 2 - Procedures 3 - Maintenance plan 4 - Design ERAIL-REP PUBLIC 3 Tuesday, March 26, 2019

-2417 s title n. 1 REC-000090 End implementer Other texts s text It is recommended to the National Safety Authority (ANSF) to ensure that the keepers of the wagons type Laaers 152 increase the frequency of checks of the running gear provided by maintenance plans, with particular attention to the complex axle bearing- journal, and to assess their effectiveness, in order to make the circulation of the same wagons compatible with the safety of operation. title n. 2 REC-000091 End implementer Other texts s text It is recommended to the NSA (ANSF) to request to the keepers to carry out checks on the whole axle bearing - journal (and possibly on other critical components for the safety of rail traffic), whenever the rolling stock is remitted in circulation after a long stop, particularly if preventative measures have not been already taken to mitigate the risks arising from a prolonged stop. ERAIL-REP PUBLIC 4 Tuesday, March 26, 2019

-2417 title n.3 REC-000092 End implementer IM texts s text It is recommended to the NSA (ANSF) to ensure that are put in place effective actions to avoid underestimation of warnings from interfaces of the thermical check systems for axle bearings. Information on anomalies of thermal state of the bearings must be sent to stakeholders (keepers and railway undertakings) to enable a predictive analysis on the state of efficiency of rolling stock. title n. 4 REC-000093 End implementer IM texts ERAIL-REP PUBLIC 5 Tuesday, March 26, 2019

-2417 s text It is recommended to the NSA (ANSF) to verify that the information relating to systems for the temperature check of axle bearings and notices of abnormalities are made visible so easy for operators of control centers, in order to increase the effectiveness of information already provided by the equipment. Causation links Railway vehicle movement events - Train derailment Subsystem - Rolling stock - Wagons - Wheels, axles, boogies and running gear Causal factors - Design Causal factors - Procedures Causal factors - Operational planning - Maintenance plan Causal factors - Design Investigation details Legal Basis Other reason descrip National rules imposed by implementing of the Safety Directive 2004/49/EC - in light of Article 19, 1 of SD -2417 National investigatio Occurrence creation 27-06-13 12:13:43 Investigator in charge Decision to investigate 25-06-13 Declaration date 27-06-13 Date of IM/RU notific Report Type Final report Workflow Status Validated Report Version 3 Investigation Status Closed Other Attachments Name Descriptio Type Size Last Organizati Repositor 0 ERAIL-REP PUBLIC 6 Tuesday, March 26, 2019

-2417 Final Report Name Descriptio Type Size Last Organizati Repositor RELAZION applicatio 3330911 4/30/2015 Softeco E_INDAGI n/pdf 10:32:27 NE_17.02. AM 2015.pdf ERAIL-REP PUBLIC 7 Tuesday, March 26, 2019