Robert Beckman Head, Ocean Law & Policy Programme NUS Centre for International Law

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International Conference on Regional Cooperation for the Protection of the Marine Environment 15-16 January 2019, Singapore Panel 5. Session 1 Ship-Source Pollution: Current State of Play in Southeast Asia Robert Beckman Head, Ocean Law & Policy Programme NUS Centre for International Law 1

Outline of Presentation 1. International Conventions 2. Status of Conventions Seas of Southeast Asia 3. Regional and Sub-Regional Cooperation on Ship-Source Pollution in Southeast Asia 2

Part 1 International Conventions 3

UNCLOS & IMO Conventions UNCLOS was negotiated from 1973 to 1982 Negotiations followed 1972 Stockholm Conference on the Human Environment Negotiations had to take account of existing IMO Conventions: 1972 London Convention on Dumping of Wastes at Sea 1973 International Convention on the Prevention of Pollution from Ships (MARPOL 73/78) 1974 Convention on Safety of Life at Sea (SOLAS) Solution was to have provisions in UNCLOS which incorporate by reference the latest version of the IMO conventions and regulations 4

UNCLOS Provisions incorporating IMO Conventions by Reference Article 211(2). Flag States must adopt laws and regulations for the prevention, reduction and control of pollution of the marine environment from vessels flying their flag that.. shall at least have the same effect as that of generally accepted international rules and standards established through the competent international organization This provision requires that the laws of the flag State must be at least as effective as MARPOL 73/78 in preventing pollution from ships Also incorporates amendments to MARPOL annexes once they are generally accepted 5

Annexes to MARPOL 73/78 & Number of States Parties Annex I Oil Annex II Noxious Liquid Substances Annex III Harmful substances in Packaged Form Annex IV Sewage Annex V Garbage Annex VI Air Pollution MARPOL annexes are amended on updated on regular basis Amendments to annexes are automatically binding on parties to MARPOL 73/78 through tacit acceptance procedure 6

Number of Parties to MARPOL Annexes and % of World s Tonnage of Shipping Annex I Oil 157-99.15% Annex II Noxious Liquid Substances 157-99.15% Annex III Substances in Packaged Form 148-98.57% Annex IV Sewage 142 96.31% Annex V Garbage 153-98.73% 7

1972 LONDON & 1996 PROTOCOL Dumping in UNCLOS and 1972 London is the intentional disposal of waste at sea States Parties to UNCLOS have obligation to adopt laws and regulations on dumping that are no less effective than the global rules and standards States Parties to UNCLOS have an obligation to prohibit dumping in their waters and dumping by ships flying their flag 1996 Protocol updates 1972 London in light of developments in international environmental law after 1992 8

Other IMO Conventions on Prevention, Reduction and Control of Pollution from Ships London Convention 1972 on Dumping 87 Parties (59.37%) London Protocol 1996 51 Parties (40.18 % Oil Pollution Preparedness, Response and Cooperation 1990 (OPRC) 112 Parties (76.44%) Ballast Water Management 2004-79 Parties (80.94 %) Anti-Fouling Convention (AFS) 2001 82 Parties (94.76%) 9

Part 2 Status of Conventions Seas of Southeast Asia 10

Status of Key Conventions in Seas of SE Asia Seas of SE Asia: South China Sea & Gulf of Thailand Brunei, Cambodia, China, Indonesia, Malaysia, Philippines, Singapore, Thailand & Vietnam 1982 UNCLOS All parties except Cambodia Prevention of Pollution from Ships (MARPOL 73/78) MARPOL Annexes I & II - All parties MARPOL Annexes III to V All Parties except Brunei & Thailand Dumping at Sea (1972 London 1972 & 1996 Protocol) Only China, Philippines and Thailand 11

Implementation & Enforcement of UNCLOS & MARPOL on Ship-Source Pollution Flag States have Primary Obligation : Must adopt laws & regulations at least as effective as MARPOL 73/78 Must effectively exercise jurisdiction and control of over ships flying its flag Must require ships to carry Certificates that inspected and comply with MARPOL and other IMO Conventions Must investigate complaints that not exercising effective jurisdiction & control Port States have Secondary Obligation: May require Certificates of compliance with MARPOL and other IMO conventions as condition of entry into Port May conduct undertake investigation and institute proceedings in respect of illegal discharges in violation of MARPOL Coastal States have very limited powers to investigate illegal discharges by foreign ships in their waters 12

Problems of Implementation & Enforcement MARPOL and other IMO Conventions are very technical and complex and they are continually being amended and updated Many developing countries lack the financial resources and technical expertise required to develop a maritime administration capable of effectively implementing their obligations as flag States & port States Many States engage the services of professional Classification Societies to undertake the inspections and certifications required by many IMO conventions Shipowners on the lower end of industry often register their ships in open registry states and engage classification societies with a questionable reputation 13

IMO Measures to Enhance Implementation and Enforcement Integrated Technical Cooperation Programme (ITCP) designed to assist Governments which lack the technical knowledge and resources that are needed to operate a shipping industry safely and efficiently Sub-Committee on Implementation of IMO Instruments (III) Functions are to assess, monitor and review the current level of implementation of IMO Instruments with a view to identifying and addressing areas where members may have difficulties in fully implementing their obligations IMO Mandatory Audit Scheme provides Member States with a comprehensive and objective assessment of how effectively it administers and implements 9 mandatory IMO instruments

Port Reception Facilities The Annexes to MARPOL 73/78 provide that port States shall ensure the provision of facilities at their ports and terminals for the reception of oily waste, garbage and sewage, without causing delay to ships, adequate to meet the needs of the ships using them The Marine Environment Protection Committee (MEPC) of the IMO has strongly encouraged member States to fulfill their obligation to ensure the provision of reception facilities In 2006, an Action Plan to tackle the alleged inadequacy of port reception facilities was developed by the Sub-Committee on Flag State Implementation (FSI) and approved by the MEPC

Port Reception Facilities In 2006 MEPC also developed a port reception facility database (PRFD) as a module of the IMO Global Integrated Shipping Information System (GISIS) The FSI has also developed a Guide to Good Practice on port reception facility providers and users, and in March 2018, MEPC adopted a Revised Consolidated Guidance for Port Reception Facility Providers and Users Despite these efforts by the IMO, the adequacy of port reception facilities for oily waste, garbage and sewage is a serious problem in Southeast Asia

Regional Cooperation on Provision of Reception Facilities Guidelines for Ensuring the Adequacy of Port Waste Reception Facilities [Resolution MEPC.83 (44) of 13 March 2000] IMO Guidelines state that given the transboundary nature of marine pollution, the requirement for State to ensure the provision of adequate reception facilities may be further improved by regional agreements Examples or regional agreements cited in the Guidelines: 1. Baltic Sea States 2. Australia and New Zealand 3. Regional Organisation for the Protection of the Marine Environment (ROPME) 4. Member States of the European Union.

Part 3 Regional and Sub-Regional Cooperation on Ship-Source Pollution in Southeast Asia 18

Tokyo MOU on Port State Control 1993 Memorandum of Understanding on Port State Control in the Asia-Pacific Region (Tokyo MOU) Secretariat in Tokyo Parties are to Memorandum are maritime authorities responsible for Port State Control Mission is to promote the effective implementation, and the universal and uniform application of relevant IMO/ILO instruments on ships operating in the region Has improved port State control in the region 19

ASEAN Regional Cooperation 1994 Project on Oil Spill Preparedness and Response in the ASEAN Seas Area (ASEAN OSPAR Project) 1994 ASEAN Oil Spill Response Action Plan (OSRAP) 2014 MOU on ASEAN Cooperation Mechanism for Joint Oil Spill Preparedness and Response (OSRAP MOU) 20

Straits of Malacca and Singapore 21

Cooperation Mechanism for Straits of Malacca and Singapore Indonesia, Malaysia and Singapore have been cooperating with each other and with the IMO since the 1970s to enhance the safety of navigation and combat ship-source pollution in the Straits of Malacca and Singapore (SOMS) The three littoral States have made several proposals the IMO for the adoption of routeing measures in the SOMS, including: Traffic Separation Scheme Mandatory Ship Reporting Vessel Traffic System 22

Cooperation on Oil Spills in Straits of Malacca and Singapore Cooperation between Littoral States of Indonesia, Malaysia and Singapore 1. Straits of Malacca and Singapore Revolving Fund (1981) 2. Standard Operating Procedure for Joint Spill Combat in the Straits of Malacca and Singapore (1982) 3. Cooperation Mechanism for the Enhancement of Safety, Security and Environmental Protection in the Straits of Malacca & Singapore (2007) 23

Cooperative Mechanism for Straits of Malacca and Singapore A Cooperative Mechanism for SOMS was established in 2007 following discussions between the three littoral States, user States and the IMO The Cooperative Mechanism provides a framework for cooperation between the three littoral States and users of the strait to enhance the safety of navigation and preserve and protect the marine environment It consists of three components: Cooperation Forum, where user States and other stakeholders meet with the littoral States Project Coordination Committee, where projects to enhance safety and protect the environment are identified and carried out by user States and littoral State Aids to Navigation Fund, where user States and other stakeholders contribute to a fund to maintain aids to navigation in the SOMS 24

Projects under SOMS Project Coordination Committee 1. Cooperation and Capacity Building on Hazardous and Noxious Substances (HNS) Preparedness and Response (2007-2015) 2. Development of Guidelines on Places of Refuge for Ships in Need of Assistance in SOMS, 2015-3. Marine Oil Spill Monitoring System in the SOMS, 2015-25

Gulf of Thailand Cooperation of Cambodia, Thailand and Vietnam on Oil Spill Preparedness and Response 26

Cooperation on Oil Spills in the Gulf of Thailand Cooperation between Cambodia, Thailand and Vietnam 2006 Joint Statement on Partnership in Oil Spill Preparedness and Response in the Gulf of Thailand 2006 Framework Programme for Joint Oil Spill Preparedness and Response in the Gulf of Thailand Strategic Action Plan for Oil Spill Preparedness and Response in Gulf of Thailand, 2017-2021 Developed under PEMSEA Partnerships in Environmental Management for the Seas of East Asia 27

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