Advanced Catalyst Systems for HDD On-Road BS VI and Off-Road Trem IV

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ECMA 11 th International Conference & Exhibition - 2018, Pune, India, Oct. 25-26, 2018 Advanced Catalyst Systems for HDD On-Road BS VI and Off-Road Trem IV Weiyong Tang, Ph.D. Mobile Emissions Catalysts Asia Pacific 1 29.10.2018

BASF Provides Broad Catalyst Products to Help Reduce Pollutions Control tail-pipe emissions for new LDV vehicles Control tail-pipe emissions for new HDV vehicles Innovative Catalyst Products Control tail-pipe emissions for new off-road equipment Control tail-pipe emissions for used on- and off-road vehicles Reduce ground-level ozone Reduce evaporative emissions

Agenda Regulation review and market trend System design and validation for BS VI HDD on-road Aftertreatment pathways for Trem IV off-road Summary

Regulation Comparison HDD (g/kwh) Norm NS V NS VIa NS VIb BS VI EU VI CO 4.0 4.0 4.0 4.0 4.0 HC 0.55 0.16 0.16 0.16 0.16 NO x 2 0.46 0.46 0.46 0.46 NH 3 25ppm 10ppm 10ppm 10ppm 10ppm PM 0.03 0.01 0.01 0.01 0.01 PN 6x10 11 6x10 11 6x10 11 6x10 11 Cycle ETC WHTC WHTC WHTC WHTC Same between India and China as Europe Off-Road (g/kwh) (56-129kw range) Norm NS IV Trem IV US T4F EU IV EU V CO 5.0 5.0 5.0 5.0 5.0 HC 0.19 0.19 0.19 0.19 0.19 NO x 3.3 0.4 0.4 0.4 0.4 PM 0.025 0.025 0.02 0.025 0.015 PN 5x10 12 1x10 12 Cycle NRTC NRTC NRTC NRTC NRTC Variations seen between India and China <56kw EU IIIB, >56kw EU IV

Market Trend HDD US: ULNOx is likely moving forward with implementation target of 2023 EU: EU VI D focus on ISC (in-service conformality) and EU VII under discussion Market sees a mixture of Vanadia and zeolite SCR systems China: Vanadia SCR in Stage IV and V and Cu-zeolite SCR system in Stage VI Off-Road US: EPA Tier 4F no PN requirement, exploratory SCRoF development EU: SCRoF system for meeting Europe off-road Stage V in 2019 China: Split into DPF solutions for smaller displacement and SCR solutions for larger displacement

Aftertreatment Systems for India and China Europe (SCR route) DOC and V-SCR in Y2005 DOC-DPF-SCR started 2013 Non-EGR high efficiency SCR United States (EGR route) DPF in 2007 and 2011 DOC-DPF-SCR started 2010 Volume reduction, higher E/O, N 2 O Key design consideration (for India and China): How much should the E/O BSNOx be? EGR vs. Non-EGR How should the soot in DPF be regenerated? Active vs. Passive What type of SCR catalyst should be used? Cu vs. V

Cu-Zeolite vs. Vanadia SCR SCR NOx conversion efficiency Cu-SCR V-SCR Fe-SCR Ref: Matthew Henry of Cummins at the SAE 2016 Heavy-Duty Diesel Emissions Control Symposium Gothenburg Catalyst Type Active Component Low Temp Activity High Temp Stability HC Impact Sulfur Effect V-W-Ti V 2 O 5 0 -- 0 + Zeolite Fe - + - - Zeolite Cu ++ ++ + -

Temperature (oc) Conversion (%) DOC Design and Validation DOC inlet temperature and space velocity are two key design factors DOC inlet temperature, o C Exhaust flow rate, kg/min Analysis of 400h engine aged part 100 90 80 70 60 50 40 30 20 10 0 CO conv. @ 250oC HC conv. @ 250oC CO conv. @ 350oC HC conv. @ 350oC NO conv. @ 350oC Reference 400h engine aged 250 200 150 100 50 0 CO L/O T50 HC L/O T50 Tested points: Unable to L/O Stable L/O (w/ high HC slip) Stable L/O (w/ medium HC slip) Stable L/O (w/ low HC slip) Reference 400h engine aged

System Design and Validation 13L HDD 3L HDD Typical design SCR to engine displacement ratio: 1.8-2.5 DOC PGM loading: 20-35g/ft 3 CSF PGM loading: 3-5g/ft 3 84.5% 99% 97% 94.8% 92.2% BS VI limit WHTC E/O Cold WHTC T/P (fresh) Hot WHTC T/P (fresh) Weighted WHTC T/P (fresh) Weighted WHTC E/O Weighted WHTC T/P (fresh) Weighted WHTC T/P (aged)

System Endurance and Robustness (a) WHTC cycle 1-10 (b) WHTC cycle 108-117 (c) WHTC cycle 206-214 14 100% 14 100% 14 100% 12 10 90% 80% 70% 12 10 90% 80% 70% 12 10 90% 80% 70% 8 6 60% 50% 40% 8 6 60% 50% 40% 8 6 60% 50% 40% 4 2 30% 20% 10% 4 2 30% 20% 10% 4 2 30% 20% 10% 0 1 2 3 4 5 6 7 8 9 10 0% 0 108 109 110 111 112 113 114 115 116 117 0% 0 206 207 208 209 210 211 212 213 214 0% NOx_TP NOx_EO Conversion NOx_TP NOx_EO Conversion Nox_TP NOx_EO Conversion No measurable loss of system NOx conversion capability after 100h continuous WHTC engine runs Sequence Description Sequence Cycle cumulative NOx conversion result Step 1 Evaluate system performance using 10ppm S fuel Step 1 94.6% (ca. 0.32 on cycle average SCR in NO 2 /NOx) Step 2 Switch to 395ppm S fuel, run transient cycle for 28h, with performance measurements in the beginning, middle and end of it, followed by active regenerate event and system performance evaluation Step 2 Step 3 90.4% 61.4% (@14h) 38.2% (@28h) 90.6% (after the 500 o C regen event) 90.4% 64.4% (@14h) 37.7% (@28h) 90.8% (after the 500 o C regen event) Step 3 Continue 395ppm S fuel, ditto step 2, also for 28h Step 4 89.1% 66.4% (@12.5h) 41.2% (@25h) 90.4% (after the 550 o C regen event) Step 4 Step 5 Continue 395ppm S fuel, ditto step 2, for 25h Continue 395ppm S fuel, ditto step 2, for 28h Step 5 89.6% 69.4% (@14h) 38.2% (@28h) 89.3% (after the 500 o C regen event) Step 6 Switch back to 10ppm S fuel, system performance evaluation before active regenerate event followed by another performance check Step 6 90.0% 93.1% (after the 500 o C regen event) (ca. 0.24 on cycle average SCR in NO 2 /NOx) Simulation experiment of fuel quality impact: system can recovery from refilling with high sulfur fuel

EU6 System Durability Experience 13L HHDD 3L LHDD

BASF Cu-SCR Pipeline Ref Tech New Tech Ref Tech New Tech

Off-Road Challenges Tier 4 (a & b) further classified into 6 engine families (ranging between 11 < hp 750) with different emission limits U.S. Off-road sector includes 60 engine manufacturers 600 equipment manufacturers 6,000 different engine models Most OEMs not experienced in emissions after treatment Packaging and operator 360 visibility constraints Full useful life of 8,000 hours or 10 years - simulation undefined Similar challenges are anticipated for India Trem IV off-road ATS development

Trem IV Aftertreatment Roadmap w/ NOx abatement 56-75kw

Trem IV Off-Road Product Strategy Design Consideration Most likely splitting into EGR and non-egr engines ATS design Compared to SCR, CSF/PFC is the preferable solution for smaller displacement engines For larger displacement, SCR solution is more suitable to achieve a better TCO Technology maturity level and system cost are two key factors to most OEMs BASF Offering EGR route DOC+CSF // DOC+POC SOF reduction DOC On-road DOC for fuel L/O and NO 2 -make Zoned CSF (DOC on filter) Co-development opportunity SCR route Cu-SCR Robustness demonstrated Cu-SCRoF In launch for EU Stage V application Regional prototype capability V-SCR Improved low temperature deno x

An Example: SOF Reduction DOC for Off-Road On-road experience applied for off-road

Summary Both India and China follow Europe on HDD on-road regulations Variations are seen in the off-road Stage IV standard (aka PN) Proven US 2010 / EU VI catalyst technologies are strongly recommended System design and validation should consider unique market application Low temperature operation, uneven fuel quality, etc. New Cu-SCR technology provides cost reduction opportunity in the future Off-road Term IV will likely see split between EGR and SCR solutions 56-75kw is the broadline for the split