Title: A review of car waste heat recovery systems utilising thermoelectric generators and heat pipes

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Accepted Manuscript Title: A review of car waste heat recovery systems utilising thermoelectric generators and heat pipes Author: B. Orr, A. Akbarzadeh, M. Mochizuki, R. Singh PII: S1359-4311(15)01128-X DOI: http://dx.doi.org/doi: 10.1016/j.applthermaleng.2015.10.081 Reference: ATE 7198 To appear in: Applied Thermal Engineering Please cite this article as: B. Orr, A. Akbarzadeh, M. Mochizuki, R. Singh, A review of car waste heat recovery systems utilising thermoelectric generators and heat pipes, Applied Thermal Engineering (2015), http://dx.doi.org/doi: 10.1016/j.applthermaleng.2015.10.081. This is a PDF file of an unedited manuscript that has been accepted for publication. As a service to our customers we are providing this early version of the manuscript. The manuscript will undergo copyediting, typesetting, and review of the resulting proof before it is published in its final form. Please note that during the production process errors may be discovered which could affect the content, and all legal disclaimers that apply to the journal pertain.

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 A review of car waste heat recovery systems utilising thermoelectric generators and heat pipes B. Orr a, *, A. Akbarzadeh a, M. Mochizuki b, R. Singh b a RMIT University, Bundoora, Victoria, Australia b Fujikura Ltd, Kiba, Tokyo, Japan *(corresponding author) Email: s3236808@student.rmit.edu.au Abstract The internal combustion engine (ICE) does not efficiently convert chemical energy into mechanical energy. A majority of this energy is dissipated as heat in the exhaust and coolant. Rather than directly improving the efficiency of the engine, efforts are being made to improve the efficiency of the engine indirectly by using a waste heat recovery system. Two promising technologies that were found to be useful for this purpose were thermoelectric generators (TEGs) and heat pipes. Both TEGs and heat pipes are solid state, passive, silent, scalable and durable. The use of heat pipes can potentially reduce the thermal resistance and pressure losses in the system as well as temperature regulation of the TEGs and increased design flexibility. TEGs do have limitations such as low temperature limits and relatively low efficiency. Heat pipes do have limitations such as maximum rates of heat transfer and temperature limits. When used in conjunction, these technologies have the potential to create a completely solid state and passive waste heat recovery system. Keywords: Waste heat recovery; Heat pipes; Thermoelectric generators 1. Introduction Before a new car is released to the market, testing is undertaken to ensure it meets the latest emissions regulations. The regulations differ from country to country but they are always getting more stringent. The CO 2 emissions of a car are proportional to its fuel consumption. Therefore, to meet these tightening regulations, car companies must reduce the fuel consumption of their cars. Current ICEs are on average approximately 25% efficient [1] under typical driving conditions (i.e.: European driving cycle) but can range from 20% to 45% depending on the engine type and operating conditions. The remaining 55% to 80% will be wasted as heat in both the coolant and the exhaust gases. A waste heat recovery system has the potential to convert some of this waste heat into electricity and consequently reduce the fuel consumption of the car by reducing the load on the car alternator. Heat pipes and TEGs could be used in conjunction for use in a waste heat recovery system. Their compact size and solid state design make them ideal for automotive applications. TEGs make use of what is known as the Seebeck effect which is explained in figure 1. A TEG is made up of many elements of N type and P type semiconductor material which are connected electrically in series but thermally in parallel. When one side of the TEG is heated and the other side cooled, a voltage is generated. The voltage generation means there are applications for these TEGs to generate electricity where temperature differences are present. Their efficiency is typically 5% [2] and they can generate power from any temperature difference. Their efficiency is 1 Page 1 of 13

47 48 49 50 51 52 53 54 55 56 57 58 59 60 61 62 63 64 65 66 67 68 69 70 71 72 73 74 75 76 77 78 79 80 81 82 83 84 85 86 87 88 89 90 91 92 93 94 95 96 97 98 limited by the Carnot efficiency so the higher the temperature difference, the more efficient they will be. A TEG operates at approximately 20% of the Carnot efficiency over a wide temperature range [3]. The thermoelectric figure of merit (ZT) can be used to compare the efficiencies of different TEGs operating at the same temperatures. The higher the ZT, the better the TEG. The ZT of thermoelectric has improved over time but presently the best commercially available TEGs have a ZT of approximately 1 [3]. Compared to other waste heat recovery technologies, the use of TEGs in a waste heat recovery system has many desirable attributes such as silence, small size, scalability and durability. Their key attribute is that they have no moving parts and no chemical reactions therefore there is little maintenance required due to wear and corrosion. Their efficiency is relatively low compared a Rankine cycle waste heat recovery system [4] but as there are no costs associated with waste heat, efficiency is not the most important factor. The most popular form of thermoelectric material is Bismuth Telluride. The use of this material in generators is limited because their maximum hot side operating temperature is relatively low. As they are widely used and mass produced, their cost is low compared to other thermoelectric materials. Other materials and techniques have been used to improve the power generation and efficiency of TEGs. The most promising and practical materials to be used for TEGs in exhaust heat recovery systems would be materials rated for a high temperature. This means a larger temperature difference can be present and potentially more power and higher efficiency can be achieved. The use of high temperature TEGs also allows for the simplification of a design because efforts do not need to be made to prevent the TEGs from overheating. Lead Telluride and Calcium Manganese have been used as a material in TEGs due to their ability to handle higher temperatures. Some TEGs have been manufactured with segmented material. A material with a high ZT at higher temperatures is used on the hot side (i.e.: Lead Telluride) and a material with a high ZT at lower temperatures is used on the cold side (i.e.: Bismuth Telluride). More power would be produced compared to a TEG made of just the high temperature rated material. Other materials such as Skutterudites and other manufacturing techniques such as quantum well structures have been investigated to improve TEG power generation efficiency [5] but they are still very expensive and not commercially available. A heat pipe is a metallic pipe that is sealed at both ends and is partially filled with a fluid at vacuum pressure. Heat pipes are very good heat conductors therefore they are used to transfer heat relatively long distances with minimal thermal resistance. Their thermal conductivity can be magnitudes higher than copper. A heat pipe is a completely passive heat transfer device. No fans or moving parts are needed. Water is typically used as the working fluid but other fluids can be used for different operating temperatures [6]. Heat pipes consist of an evaporator section, an adiabatic section and a condenser section. As the pressure inside the pipe is nearly at vacuum pressure, the liquid changes phase to vapour at relatively low temperatures. Only saturated liquid and saturated vapour is inside. When heat is applied to the evaporator section, the liquid turns to vapour and travels up to the condenser section. The colder condenser section condenses the vapour back to liquid, consequently removing heat. The liquid then returns to the evaporator in a wick using capillary action. The cycle then repeats itself. This process is explained in figure 2. The use of heat pipes in a waste heat recovery system has a number a benefits and limitations. When fins are used in the gas stream, heat pipes can be used to increase the fin efficiency which consequently reduces the thermal resistance between the TEG and gases. This will allow the TEG surface temperature to be closer to the gas temperature. In some cases, reduction of pressure loss is a higher priority. The higher fin efficiency allows for less fin surface area to be used 2 Page 2 of 13

99 100 101 102 103 104 105 106 107 108 109 110 111 112 113 114 115 116 117 118 119 120 121 122 123 124 125 126 127 128 129 130 131 132 133 134 135 136 137 138 139 140 141 142 143 144 145 146 147 which consequently reduces pressure losses. Heat pipes can be used to vary TEG temperatures by altering the evaporator and condenser lengths or by using special types of heat pipes such as variable conductance heat pipes. The use of heat pipes allows for more flexible designs as without heat pipes, the location of the TEGs are limited to the exhaust pipe surface. A limitation of heat pipes is that they have a maximum rate of heat transfer. If the expected rate of heat transfer is extremely high, it may not be practical to have the required quantity and size of heat pipes. Another limitation of heat pipes are their working temperature ranges. If the temperature is too high, the high pressure inside the heat pipe may lead it to rupture. Water heat pipes typically have a working temperature range from room temperature to approximately 300 C [6] but thick walled heat pipes need to be used to increase the working temperature range of the water heat pipes up to 300 C. If temperatures above that limit are required then different working fluids are to be used. Naphthalene has a working temperature range from 250 C to 450 C [7] and liquid metals such as Potassium and Sodium have even higher working temperature ranges. Unfortunately, compared to heat pipes using water, heat pipes using other working fluids are expensive. 2. Automotive waste heat recovery systems using TEGs Large multinational car companies like BMW [8], Ford [9], Renault [10] and Honda [11] have demonstrated their interest in exhaust heat recovery, developing systems that make use of TEGs. All of their designs are relatively similar. Typically the TEGs are placed on the exhaust pipe surface (Shaped as a rectangle, hexagon, etc.) and they are cooled with cold blocks using engine coolant. Examples of a rectangular shaped and hexagonal shaped heat exchanger can be seen in figure 3 and 4 respectively [12]. This technology has not yet been installed in present production cars and is still in the concept stages. The BMW system uses a shell and tube heat exchanger. High temperature TEGs are used and the system is rated to produce 750W from a number of 20W rated TEGs. The Ford system heat exchanger uses many small parallel channels lined with thermoelectric material for the exhaust gases to pass. Liquid cooling is used in this case. This system is rated to produce a maximum of approximately 400W with 4.6kg of thermoelectric material. The Renault system is to be used on a diesel truck engine. It has dimensions of 10cmX50cmX31cm. This system uses a counter flow heat exchanger arrangement using liquid cooling. A combination of high temperature TEGs at the high temperature end and low temperature TEGs at the low temperature end were used. The modelled system is predicted to produce approximately 1kW. The Honda system used a simple design of a thin flat rectangular box with TEGs placed on the top and bottom surfaces. Liquid cooling was used in this design. The system consisted of 32 30mmX30mm TEGs and produced a maximum of approximately 500W. The claimed fuel consumption reduction is 3%. An image of the prototype from Honda can be seen in figure 5. Alternative heat exchanger designs have been explored such as a design by Dai et al [13] which used liquid metal exhaust heat exchanger with a solid state electromagnetic pump. The liquid metal transfers the heat from the exhaust gases to the hot side of the TEGs. The liquid metal used was a GaInSn alloy with a melting point of 10.3 C. A total of 40 50mmX50mm BiTe TEGs were used and the system managed to power a 120W LED lighting array. Alternative heat exchangers on the cold side of the TEGs have been explored such a design by Hsu et al [14] which used finned air cooled aluminium heat sinks. This system used 24 BiTe TEGs and generated a maximum of 12.41W with an average temperature difference of 30 C. 3. Automotive waste heat recovery systems using TEGs and heat pipes 3 Page 3 of 13

148 149 150 151 152 153 154 155 156 157 158 159 160 161 162 163 164 165 166 167 168 169 170 171 172 173 174 175 176 177 178 179 180 181 182 183 184 185 186 187 188 189 190 191 192 193 194 195 196 197 198 199 A waste heat recovery system has been developed by Kim et al and Baatar et al to replace a traditional car radiator [1, 15]. This system is shown in figure 6. The aim was to replace the radiator without introducing an extra moving component. Only existing moving components like the water pump and fan were used. The use of heat pipes and TEGs allowed for heat transfer and power production without introducing extra moving parts. The system consisted of 72 TEGs of 40mm by 40mm size. 128 small diameter heat pipes were used. During idle conditions the hot side was approximate 90 C and the cold side was approximately 70 C. During these conditions 28W were produced. When run in the driving mode of 80km/h, the hot side was approximately 90 C and the cold side was approximately 45 C. During these conditions 75W were produced. Kim et al [16] has designed an exhaust heat recovery using both TEGs and heat pipes as demonstrated in figure 7. In this system, the exhaust gases flow through an exhaust pipe with heat pipes protruding through. The heat pipes absorb some of the heat and spread it through the aluminium block they are inserted into. The hot side of the TEGs are placed on the surface of the aluminium block. The rejected heat from the TEGs is removed by a water cooled heat sink placed on the other side of the TEGs. This system generated a maximum of 350W using 112 40mmX40mm TEGs. Goncalves et al, Brito et al and Martins et al [17, 18, 19, 20] developed a system which works in a similar way by using the heat pipe to extract the heat from the exhaust gases to the hot side of the TEGs and using a water heat sink to cool the other side of the TEGs. In this case a variable conductance heat pipe (VCHP) is used instead of a standard heat pipe. A VCHP operates in the same way as a standard heat pipe but can maintain a steady operating temperature. A VCHP contains non condensable gases inside. With increasing heat load, these gases are pushed up the heat pipe and into the expansion tank. This increases the length of the condensing section. Therefore with an increasing heat load, the operating temperature does not change because of the increasing condenser length removing more heat. Keeping a steady heat pipe operating temperature despite varying heat loads is useful when using TEGs because they can fail when operating over their rated maximum temperature. The actual system and schematic can be seen in figure 8. Shown in figure 9 is a bench type proof of concept exhaust heat recovery system developed by Orr et al [21]. This system used heat pipes on both sides of the TEG for transferring heat both to and from the TEG. This design demonstrated how the thermal resistance on the hot and cold sides of the TEG can be kept relatively low without having to introduce moving components. The system is air cooled using a fan to simulate air flow from a car moving at speed. A counter flow heat exchanger arrangement was used to maximize the rate of heat transfer. Exhaust gases were supplied from a small 50cc gasoline engine. A total of 8 40mmX40mm TEGs were used which generated approximately 6W of power. A similar design is also demonstrated by Remeli et al [22] but in this case for industrial waste heat recovery. Orr et al [23, 24] further developed the design shown in figure 9 to be able to handle higher exhaust temperatures. The newer design is shown in figure 10. In this case, thick walled copper water heat pipes were used to increase the temperature capability of the heat pipes. Higher temperature rated TEGs and higher temperature rated thermal paste were also used. A Naphthalene heat pipe pre heat exchanger was proposed to reduce the exhaust gas temperature and protect the downstream TEGs and copper water heat pipes from overheating. As the Naphthalene heat pipes have a working temperature range between 250 C to 450 C, when the exhaust gas temperature is low, no heat will be removed but when the exhaust gas temperature is high, heat will be removed. The Naphthalene heat pipes work as a temperature regulator of the incoming exhaust gases. When 8 75mmX75mm TEGs are used, the system is predicted to produce 54W of electricity. 4 Page 4 of 13

200 201 202 203 204 205 206 207 208 209 210 211 212 213 214 215 216 217 218 219 220 221 222 223 224 225 226 227 228 229 Jang et al [25] have proposed an alternative exhaust heat recovery design which utilises both TEGs and heat pipes. Rather than using traditional heat pipes, this design makes use of loop thermosiphons. The evaporator section of the loop thermosiphon runs along the length of the exhaust pipe and the condenser section runs along the length of a metallic block for which the TEGs are to be placed. Finned air cooled heat sinks were proposed for cooling of the TEGs. This system can be seen in figure 11. 4. Conclusion Investigations have found that an appropriate way of improving the overall efficiency of the fuel use in a car is to recover some of the wasted heat. Two technologies identified to be of use for waste heat recovery are TEGs and heat pipes. It was found that: Both TEGs and heat pipes are solid state, passive, silent, scalable and durable. Heat pipes can reduce the thermal resistance between the TEG and gases Heat pipes can reduce the pressure losses in the gas stream due to a reduced fin surface area. The use of heat pipes allows for more design flexibility because TEG placement is not limited to the exhaust pipe surface. Heat pipes can be used for temperature regulation of the TEGs. TEGs have limitations such as relatively low efficiency and maximum surface temperatures. Heat pipes have limitations such as maximum rates of heat transfer and working temperature ranges. A completely passive and solid state exhaust heat recovery system can be developed using both TEGs and heat pipes. 230 231 232 233 234 235 236 237 238 239 240 241 242 243 244 245 References [1] S. Kim, S. Park, S. Kim, and S. H. Rhi, "A thermoelectric generator using engine coolant for light-duty internal combustion Engine-Powered Vehicles," Journal of Electronic Materials, vol. 40, pp. 812-816, // 2011. [2] M. A. Karri, E. F. Thacher, and B. T. Helenbrook, "Exhaust energy conversion by thermoelectric generator: Two case studies," Energy Conversion and Management, vol. 52, pp. 1596-1611, // 2011. [3] H. Goldsmid, "Bismuth Telluride and Its Alloys as Materials for Thermoelectric Generation," Materials, vol. 7, pp. 2577-2592, 2014. [4] J. Ringler, M. Seifert, V. Guyotot, and W. Hübner, "Rankine Cycle for Waste Heat Recovery of IC Engines," SAE Int. J. Engines, vol. 2, pp. 67-76, 2009. [5] R. Stobart and D. Milner, "The Potential for Thermo-Electric Regeneration of Energy in Vehicles," SAE Int, 2009. [6] X. Yang, Y. Y. Yan, and D. Mullen, "Recent developments of lightweight, high performance heat pipes," Applied Thermal Engineering, vol. 33-34, pp. 1-14, 2012. 5 Page 5 of 13

246 247 248 249 250 251 252 253 254 255 256 257 258 259 260 261 262 263 264 265 266 267 268 269 270 271 272 273 274 275 276 277 278 279 280 281 282 283 284 285 286 287 288 289 290 291 292 293 294 295 296 [7] C. T. Kniess, M. B. H. Mantelli, A. Cunha, G. J. M. Martins, G. V. Nuernberg, W. Angelo, et al., "Experimental study of mercury and naphthalene thermosyphons," presented at the 14th International Heat pipe Conference, Florianopolis, Brazil, 2007. [8] J. LaGrandeur, D. Crane, S. Hung, B. Mazar, and A. Eder, "Automotive waste heat conversion to electric power using skutterudite, TAGS, PbTe and BiTe," in International Conference on Thermoelectrics, 2006, pp. 343-348. [9] Q. E. Hussain, D. R. Brigham, and C. W. Maranville, "Thermoelectric Exhaust Heat Recovery for Hybrid Vehicles," SAE Int. J. Engines, vol. 2, pp. 1132-1142, 2009. [10] N. Espinosa, M. Lazard, L. Aixala, and H. Scherrer, "Modeling a thermoelectric generator applied to diesel automotive heat recovery," Journal of Electronic Materials, vol. 39, pp. 1446-1455, // 2010. [11] M. Mori, T. Yamagami, M. Sorazawa, T. Miyabe, S. Takahashi, and T. Haraguchi, "Simulation of Fuel Economy Effectiveness of Exhaust Heat Recovery System Using Thermoelectric Generator in a Series Hybrid," SAE Int. J. Mater. Manuf. vol. 4, pp. 1268-1276, 2011. [12] K. M. Saqr, M. K. Mansour, and M. N. Musa, "Thermal design of automobile exhaust based thermoelectric generators: Objectives and challenges," International Journal of Automotive Technology, vol. 9, pp. 155-160, // 2008. [13] D. Dai, Y. Zhou, and J. Liu, "Liquid metal based thermoelectric generation system for waste heat recovery," Renewable Energy, vol. 36, pp. 3530-3536, // 2011. [14] C. T. Hsu, G. Y. Huang, H. S. Chu, B. Yu, and D. J. Yao, "Experiments and simulations on low-temperature waste heat harvesting system by thermoelectric power generators," Applied Energy, vol. 88, pp. 1291-1297, // 2011. [15] N. Baatar and S. Kim, "A Thermoelectric Generator Replacing Radiator for Internal Combustion Engine Vehicles," TELKOMNIKA, vol. 9, pp. 523-530, 2011. [16] S. K. Kim, B. C. Won, S. H. Rhi, S. H. Kim, J. H. Yoo, and J. C. Jang, "Thermoelectric power generation system for future hybrid vehicles using hot exhaust gas," Journal of Electronic Materials, vol. 40, pp. 778-783, // 2011. [17] L. M. Goncalves, J. Martins, J. Antunes, R. Rocha, and F. P. Brito, "Heat-pipe assisted thermoelectric generators for exhaust gas applications," in ASME 2010 International Mechanical Engineering Congress & Exposition, 2010, pp. 1387-1396. [18] F. P. Brito, L. M. Goncalves, J. Martins, N. Antunes, and D. Sousa, "Influence of Heat Pipe Operating Temperature on Exhaust Heat Thermoelectric Generation," SAE Int. J. Passeng. Cars - Mech. Syst., vol. 6, 2013 [19] F. P. Brito, J. Martins, E. Hançer, N. Antunes, and L. M. Gonçalves, "Thermoelectric Exhaust Heat Recovery with Heat Pipe-Based Thermal Control," Journal of Electronic Materials, 2015. [20] J. Martins, L. M. Goncalves, J. Antunes, and F. P. Brito, "Thermoelectric Exhaust Energy Recovery with Temperature Control through Heat Pipes," SAE Int, 2011. [21] B. Orr, B. Singh, L. Tan, and A. Akbarzadeh, "Electricity generation from an exhaust heat recovery system utilising thermoelectric cells and heat pipes," Applied Thermal Engineering, vol. 73, pp. 586-595, 2014. [22] M. F. Remeli, L. Tan, A. Date, B. Singh, and A. Akbarzadeh, "Simultaneous power generation and heat recovery using a heat pipe assisted thermoelectric generator system," Energy Conversion and Management, vol. 91, pp. 110-119, 2// 2015. [23] B. Orr, A. Akbarzadeh, and P. Lappas, "Predicting the performance of a car exhaust heat recovery system that utilises thermoelectric generators and heat pipes," in SOLAR2014, Melbourne, Australia, 2014. [24] B. G. Orr, A. Akbarzadeh, and P. Lappas, "Reducing Automobile CO2 Emissions with an Exhaust Heat Recovery System Utilising Thermoelectric Generators and Heat Pipes," presented at the APAC18, Melbourne, Australia, 2015. 6 Page 6 of 13

297 298 299 300 301 [25] J. C. Jang, R. G. Chi, S. H. Rhi, K. B. Lee, H. C. Hwang, J. S. Lee, et al., "Heat Pipe- Assisted Thermoelectric Power Generation Technology for Waste Heat Recovery," Journal of Electronic Materials, 2015. 7 Page 7 of 13

302 303 304 Fig. 1. Seebeck effect 305 306 307 Fig. 2. How a heat pipe works 8 Page 8 of 13

308 309 310 Fig. 3. Rectangular exhaust heat exchanger 311 312 313 Fig. 4. Hexagonal exhaust heat exchanger 9 Page 9 of 13

314 315 316 Fig. 5. Honda prototype TEG exhaust heat recovery system 317 318 319 Fig. 6. Combined radiator and TEG waste heat recovery system 10 Page 10 of 13

320 321 Fig. 7. Exhaust heat recovery system utilising both TEGs and heat pipes 322 11 Page 11 of 13

323 324 325 Fig. 8. TEG temperature regulation using a VCHP in an exhaust heat recovery system 326 327 328 Fig. 9. An exhaust heat recovery system using heat pipes to transfer heat both to and from the TEGs 12 Page 12 of 13

329 330 331 Fig. 10. Using a Naphthalene heat pipe preheat exchanger to prevent the TEGs from overheating 332 333 334 Fig. 11. An exhaust heat recovery system using a loop heat pipe to extract the heat 13 Page 13 of 13