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Energy Management in Parallel Hybrid Electric Vehicles Combining Neural Networks and Equivalent Consumption Minimization Strategy vikas.gupta@mcia.upc.edu Abstract In this paper a hybrid algorithm combining Neural Networks and Equivalent Consumption minimization strategy (ECMS) is presented for energy management in parallel hybrid electric vehicles. This hybrid algorithm is divided into parts, in first part the selection of mode from the five possible modes i.e. motor only mode (mode 1), engine only mode (mode 2), engine + motor mode (mode 3), charging mode (mode 4) and regenerative mode (mode 5) is done by neural networks. Neural networks itself do not provide optimal MCIA Research Center, Universitat Politcnica de Catalunya, Rambla Sant Nebridi 22, 08222 Terrassa, Spain Page 1 of 14

result for fuel consumption, so to obtain better solution equivalent consumption minimization strategy is employed in MODE 3 in second part of the hybrid algorithm. European drive cycle UN/ECE Extra-Urban driving cycle (part 2) has been used for testing the hybrid algorithm. The results obtained from hybrid algorithm have been compared with results obtained from control algorithm like neural networks only, fuzzy only and rule based. This hybrid algorithm shows better fuel economy as compared to the results obtained from control algorithms like neural, fuzzy and rule based. This hybrid algorithm can be used for both online and offline scenario. Keywords Parallel electric hybrid vehicles, equivalent consumption minimization strategy, neural networks, hybrid algorithm, fuel consumption. Introduction Lot of techniques has been used in past years for energy management in parallel hybrid vehicles like neural networks [1, 2, 3], particle swarm optimization [4], dynamic programming, fuzzy logic [5, 6, 7, 8], equivalent consumption minimization strategy (ECMS) [9, 10, 11], rule based [12, 13], genetic algorithm [14, 15], etc but most of the techniques used for energy management in hybrid vehicles fail to give optimal result for fuel consumption. Dynamic programming provides gives optimal solution but the main drawback of dynamic programming is prior knowledge of driving cycle is needed; therefore dynamic programming is used only in case of offline scenario and not in online scenario thus reduces the limit of usage of dynamic programming [16, 17]. Hybrid vehicles [18] specially parallel hybrids are becoming popular with every passing year. Currently hybrid vehicle is one of the potential solution of global problems like risen fuel prices, global warming, pollution...etc since parallel hybrid vehicle [19] gives less fuel consumption and carbon emissions as compared to normal gasoline vehicles. As compared to pure electric vehicles, the parallel hybrid vehicles [20] are more popular, the main reason is limitation in battery technology and thus limit the use of pure electric vehicles per charge. This paper presents a hybrid technique which combines neural networks and equivalent consumption minimization strategy for energy management in hybrid vehicles. This hybrid technique gives better solution for fuel consumption and Page 2 of 14

it can also be used for both offline and online scenario. Paper has been divided into four sections. Section 2 describes the vehicle structure of parallel hybrid and the vehicle modelling with various parameters and values taken. Section 3 describes the hybrid algorithm in detail. In section 4 results are presented and section 5 the conclusion section, highlights the main advantages of this hybrid technique. Vehicle Structure and Modelling In parallel hybrid the electric motor and internal combustion engine is connected in parallel with the transmission system as shown in figure 1. Generally parallel hybrids consist of two power sources, electric motor and internal combustion engine. Figure 1: Parallel hybrid drivetrain The angular speed of both engine and motor is supposed to be the same since same gear boxes are used for both the engine and the motor shown in equation 1. ω ice = ω em (1) The power requested to move the vehicle is split between the electric motor and the ICE, given in equation 2. T request = T em + T ice (2) The total force which an HEV has to overcome for motion is shown in equation 3. F wheel = Ma cc + µmgcosα + Mgsinα + 0.5ρ a C D A frontal v 2 (3) Where, Ma cc is the acceleration, M is the mass of the vehicle and acc is the acceleration of the vehicle µαmg cosα is the friction force, µ is the coefficient Page 3 of 14

of friction, g is acceleration due to gravity, α is the road grade, Mgsinα is the gravity force, 0.5 ρ a C D A frontal v 2 is the air drag, ρ a is the air drag, C D drag coefficient, A frontal is the frontal area of the vehicle, v is the velocity of the vehicle. The tractive torque at the wheels may be expressed as, T wheel = F wheel r wheel = [Ma cc +µmgcosα+mgsinα+0.5ρ a C D A frontal v 2 ] r wheel (4) Where, r wheel is the radius of the tyre. The torque and power requested by the vehicle to overcome the different loads are calculated as, T requested = T wheel /η trans g r (5) P requested = T requested (v/r wheel ) g r (6) η trans is the efficiency of the power train and gr is the gear ratio. Figure 2 shows a simple battery model. The battery energy at any time instant t is calculated as, E batt (t) = E batt (t 0 ) ± P batt (t)dt (7) Where, sign (+) and (-) are applied, respectively, during charging and discharging. The power of the battery may be calculated as in [8], Figure 2: Battery model P batt = V 2 oc V oc V 2 oc 4P inv,dc R b 2R b (8) Page 4 of 14

The state of charge (SOC) of the battery, which plays a key role in the performance of HEVs, is calculated as the ratio between the current battery capacity and the nominal full capacity, SOC = E batt (t)/e batt,nom (9) Various constrains taken for optimization is defined from equation 10 to 14. [8, 9] P ICE (t) [0, P ICE,max ] (10) P EM (t) [P EM,min, P EM,max ] (11) P batt (t) [P batt,min, P batt,max ] (12) P requested = P EM + P ICE (13) SOC(t) [SOC min, SOC max ] (14) If the acceleration or power requested P request are negative, then the regenerative braking mode (mode 5) is selected and the energy produced during this mode is delivered to the battery pack, which is expressed as, E regen = 1 2 η bat η gen M (V 2 1 V 2 2 ) (15) V 1 and V 2 are being the velocities between which braking applied. The values of different parameters used in vehicle modelling and structure is given in table 1. Hybrid Algorithm (Neural Networks + ECMS) The hybrid algorithm has two parts in first part the mode of operation is predicted by neural network. The five mode of operation are: 1. MODE 1 (only motor mode) 2. MODE 2 (only engine mode) 3. MODE 3 (engine + motor mode) 4. MODE 4 (charging mode) 5. MODE 5 (regenerative braking mode) Page 5 of 14

A frontal 2.16 m 2 r wheel 0.29 m M 1500 kg η trans 0.9 g r (1st, 2nd, 3rd, 4th, 5th) 15.5, 10.1, 6.8, 5.0, 3.8 C D 0.26 ρ a 1.2 kg/m 3 α 0 o µ 0.01 η bat 0.9 p.u. η gen 0.9 p.u. Picemax 65 kw SOCmin 0.2 p.u. SOCmax 0.9 p.u. Pem, min -90 kw Pem, max 90 kw Pbatt,min -4 kw Pbatt,max 4 kw Ebatt, nom 4 kwh Ebatt (t0) 3.6 kwh Voc 300 V Rb 0.37 Ω Table 1: Vehicle Modelling and Structural Parameters [21] Multi-Perceptron Neural Network is trained using Resilient Back Propagation algorithm to predict the suitable mode. The network structure is shown in the figure 3 below. Neural Network has 4 layers. The 4 layers are: 1. 2 Neurons in the input layer for Time and Velocity 2. 50 Neurons in the first hidden layer 3. 30 Neurons in the second hidden layer 4. 5 Neurons in output layer, each neuron representing a mode. The network trained to an error of 0.005 in 1300 iterations. Error plot is shown in the figure 4. The neural network predicted the modes as shown in the figure 5. After prediction of mode is done, the power requested abs SOC (state of charge) Page 6 of 14

Figure 3: Neural Network Architecture Figure 4: Neural Network Error Figure 5: Modes predicted by Neural Network is calculated. The power requested in MODE 3 (if selected) is further optimized by ECMS. Page 7 of 14

ECMS states that in a hybrid vehicle the energy consumption from the battery is replenished by running the engine [9] which indicates that the battery discharging at any time is equivalent to some fuel consumption in the future. In ECMS the local optimization problem consider the total energy consumption, while maintaining the battery SOC almost constant. The input of the ECMS algorithm is the total power requested Prequest and ECMS searches for the best power sharing between the engine and the battery in order to minimize the equivalent fuel consumption. The objective function of ECMS is given as [9], J(t) = t 0 m eq (t)dt = t 0 m ice (t)dt + m battery (t)dt (16) m ice (t) is the instantaneous fuel consumption of the ICE expressed in kwh. The equivalent fuel consumption of the battery during discharging (MODE 3) is calculated as, K eqf m battery (t) = (K eqf P batt )/Q lhv η total (17) is a weighting factor to make the equivalence between electric energy consumption and gasoline consumption and it influences the power sharing between the ICE and the electric motor. Qlhv is the gasoline s lower heating value and total is the total electric drive train efficiency, which includes both the battery electrical motor efficiency. SOC must be maintained within a predetermined range to ensure satisfactory vehicle behaviour and adequate battery useful life. A feedback adjustment is often applied to the K eqf weighting factor to take into account the current SOC value, K eqf = EQF K p K I (18) EQF being the nominal weighting factor, according to [9] its value must be 2.4 for parallel hybrid electric vehicles to ensure appropriate velocity tracking and fuel economy performance. The values of the gains K P and K I gains are calculated as [9], X 1 = (SOC(t) SOC ref /2)/ SOC/2 (19) K P = 1 (X 1 ) 3 (20) X 2 (t) = 0.01 (SOC ref SOC(t)) + 0.99X 2 (t δ(t)) (21) K I = 1 + tanh(12 X 2 ) (22) Page 8 of 14

SOC ref is the reference value of the state of charge, which is 27%, whereas SOC is the allowed interval of the state of charge and its reference value is set to 4% [9]. Figure 6 shows energy path for equivalent fuel consumption during battery discharge. The summary of the hybrid algorithm is given in table 2. Figure 6: Energy path for equivalent fuel consumption during battery discharge Mode Mode 1 (Electric motor only) Mode 2 (ICE only) Mode 3 (Engine + motor) Mode 4 (Battery charging) Mode 5 (Regenerative braking) Optimization Method NEURAL - NETWORK NEURAL - NETWORK ECMS + NEURAL NETWORK NEURAL - NETWORK NEURAL - NETWORK Table 2: Summary of the Proposed Hybrid Algorithm Results European drive cycle UN/ECE Extra-Urban driving cycle (part 2) has been used for testing the hybrid algorithm. Simulation results are shown below in figures 7, 8, 9, 10. Fuel consumption results of hybrid algorithm (Neural + ECMS) are compared with results of control algorithms like neural network only, fuzzy only and rule based. The hybrid algorithm shows 17.4% improvement in fuel consumption output as compared to results obtained by neural network only, fuzzy logic only Page 9 of 14

Figure 7: UN/ECE Extra-Urban driving cycle (part 2) Figure 8: Modes predicted by Neural Network Figure 9: Power requested plot UN/ECE Extra-Urban driving cycle (part 2) and rule based control algorithm. The comparative results are shown in table 3. Page 10 of 14

Figure 10: SOC variations of hybrid algorithm for UN/ECE Extra-Urban driving cycle (part 2) Fuel consumption (L/100 km)* Algorithm UN/ECE Extra-Urban driving cycle (part 2) Rule Based 3.85 Fuzzy only 3.83 Neural Network 3.88 Neural Network + ECMS 3.53 Table 3: Comparative Results of Rule Based Versus Fuzzy only versus Neural Network only and Neural Network + ECMS *It has been assumed that the LHV of gasoline is 9.2 kwh/l Conclusion In this paper a novel hybrid algorithm (neural network + ECMS) is used to optimize the fuel consumption of a parallel hybrid electric vehicle. This paper shows the strength of hybrid algorithm (neural + ECMS) algorithm over the RULE BASED only, FUZZY only and neural network only control algorithms for energy optimization since the hybrid algorithm shows 17.4% improvement in fuel consumption results, for UN/ECE Extra-Urban driving cycle (part 2). This hybrid algorithm can be used for both offline and online scenario. Page 11 of 14

References References [1] Moreno, J, Ortuzar, M.E., and Dixon, J.W. Energy-management system for a hybrid electric vehicle, using ultracapacitors and neural networks. IEEE Transactions on Industrial Electronics. 2006; 53(2): 614-623 [2] Bhatikar, S.R., Mahajan R.L., Wipke K. and Johnson V. Neural Network Based Energy Storage System Modeling for Hybrid Electric Vehicles. National Renewable Energy Laboratory. 1999; 1-43 [3] Feldkamp, L, Nasr, M.A and Kolmanovsky, I.V. Recurrent neural network training for energy management of a mild hybrid electric vehicle with an ultra-capacitor. IEEE Workshop on Computational Intelligence in Vehicles and Vehicular Systems.2009;29-36 [4] Samanta C K, Padhy S K, Panigrahi SP, and Panigrahi B K. Hybrid swarm intelligence methods for energy management in hybrid electric vehicles. IET Electr Syst Transp 2013; 3(1): 2229. [5] Martnez, J S, John R I, Hissel D, and Pra MC. A survey-based type-2 fuzzy logic system for energy management in hybrid electrical vehicles. Information Sciences 2011; 190: 192-207. [6] Abdelsalam AA, and Cui S. Fuzzy Logic Global Power Management Strategy for Hybrid Electric Vehicles Based on a Permanent Magnet Electric Variable Transmission. Energies 2012; 5: 1175-1198. [7] Solano Martnez J, Mulot J, Harel F, Hissel D, Pra MC, John RI, and Amiet M. Experimental validation of a type-2 fuzzy logic controller for energy management in hybrid electrical vehicles. Engineering Applications of Artificial Intelligence 2013; 26: 1772-1779. [8] Li Q, Chen W, Li Y, Liu S, and Huang J. Energy management strategy for fuel cell/battery/ultracapacitor hybrid vehicle based on fuzzy logic. Electrical Power and Energy Systems 2012; 43: 514-525. [9] Tulpule P, Marano V, and Rizzoni G. Effects of Different PHEV Control Strategies on Vehicle Performance. In: American Control Conference Hyatt Regency River front, St. Louis, MO, USA, 2009, pp. 3950-3955. [10] Pisu P and Rizzoni G. A Comparative Study of Supervisory Control Strategies for Hybrid Electric Vehicles. IEEE Transactions on control system technology. 2007; 15(3): 506-518. Page 12 of 14

References [11] Paganelli G., Delprat S., Guerr T.M., Rimaux J. and Santin J.J. Equivalent Consumption Minimization Strategy For Parallel Hybrid Powertrains. IEEE Vehicular Technology Conference (VTC). 2002; 2076-2081. [12] Anwar HBS. and Chen Y. A Rule Based Energy Management Strategy for Plug-in Hybrid Electric Vehicle (PHEV). American Control Conference Hyatt Regency Riverfront, St. Louis, MO, USA. 2009; 3938-3943. [13] Jalil N., Khrie NA. and Salman M. A Rule-Based Energy Management Strategy for a Series Hybrid Vehicle. Proceedings of the American Control Conference Albuquerque, New Mexico. 1997 ; 689-693. [14] Piccolo A., Ippolito L., zo Galdi V. and Vaccaro A. Optimisation of energy flow management in hybrid electric vehicles via genetic algorithms. IEEE/ASME International Conference on Advanced Intelligent Mechatronics. 2001; 434-439. [15] Fang L., Qin S., Xu G., Li T. and Zhu K. Simultaneous Optimization for Hybrid Electric Vehicle Parameters Based on Multi-Objective Genetic Algorithms. Energies. 2011; 4:532-544. [16] Kum, D. Peng, H. and Bucknor, N. K. Optimal Energy and Catalyst Temperature Management of Plug-in Hybrid Electric Vehicles for Minimum Fuel Consumption and Tail-Pipe Emissions. IEEE Trans. Control System Technology. 2013; 21, 1, 14-26. [17] Shams-Zahraei, M. Kouzani, A. Z. Kutter, S. and Bker, B. (2012) Integrated thermal and energy management of plug-in hybrid electric vehicles. Journal of Power Sources.2012; 216, 237-248. [18] Li, C. Y. and Liu, G. P. Optimal fuzzy power control and management of fuel cell/battery hybrid vehicles. Journal of Power Sources. 2009; 192, 525-533. [19] Garca, P. Torreglosa, J. P. Fernndez, L. M. and Jurado, F. Control strategies for high-power electric vehicles powered by hydrogen fuel cell, battery and supercapacitor. Expert Systems with Applications. 2013; 40, 4791-4804. [20] He Y, Chowdhury M, Pisu P, and Ma Y. An energy optimization strategy for power-split drivetrain plug-in hybrid electric vehicles. Transportation Research Part C 2012; 22: 29-41. Page 13 of 14

References [21] Ngo, V. Hofman, T. Steinbuch, M. and Serrarens, A. Optimal Control of the Gearshift Command for Hybrid Electric Vehicles. IEEE Trans. Vehicular Technology, 2012; 61, 8, 3531-3543. [22], Computation of Power of a Motor in Electric Vehicle under City Traffic and Dynamic Conditions, HCTL Open International Journal of Technology Innovations and Research, Volume 3, May 2013, Pages 21-31, ISSN: 2321-1814, ISBN: 978-1-62776-443-8. [23], Modelling of a Power Train for Plug in Electric Vehicles, Special Edition on Advanced Technique of Estimation Applications in Electrical Engineering, June - 2013 of HCTL Open International Journal of Technology Innovations and Research (IJTIR), Pages 23-39, ISSN: 2321-1814, ISBN: 978-1-62776-478-0. [24], Energy Management in Parallel Hybrid Electric Vehicles Combining Fuzzy Logic and Equivalent Consumption Minimization Algorithms, Volume 10 - July 2014, HCTL Open International Journal of Technology Innovations and Research (IJTIR), ISSN: 2321-1814, ISBN: 978-1-62951-619-6. This article is an open access article distributed under the terms and conditions of the Creative Commons Attribution 3.0 Unported License (http: //creativecommons.org/licenses/by/3.0/). c 2014 by the Authors. Licensed and Sponsored by HCTL Open, India. Page 14 of 14