English version of. Executive Order on vehicles' technical compatibility with the rail network (Bekendtgørelse nr af 30. november 2012) Preface

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English version of Executive Order on vehicles' technical compatibility with the rail network (Bekendtgørelse nr. 1127 af 30. november 2012) Preface Please note that the English version is for informational purposes only. Where the wording in the Danish and English versions may conflict, the Danish version prevails.

Order No.1127 of 30 November 2012 Order on vehicles' technical compatibility with the rail network 1) In pursuance of Article 21h (1.1), Article 21k (5-6), and Article 26 (1.1) of the Rail Act cf. Consolidation Act No. 1249 of 11 November 2010, the following is set by authorisation in accordance with Article 24 (1): Scope of application Article 1. The Order lays down provisions on the technical compatibility requirements for vehicles which must be approved for use on the section of the Danish rail network covered by European Parliament and Council Directive 2008/57/EC of 17 June 2008 on the interoperability of the rail system within the Community, with subsequent amendments (hereinafter referred to as the Interoperability Directive). Article 2. The following definitions apply to this Order: Definitions 1) A-regulation: Other countries' regulations or international standards which are equivalent to equivalent Danish requirements and which are categorized as an A-regulation in the national reference document published on the European Railway Agency's web site. 2) Notified bodies: The bodies tasked with assessing conformity or suitability for use of interoperability constituents and with conducting the EC verification procedure for the subsystems. 1 The draft Order has been notified in accordance with Directive 98/34/EC of the European Parliament and of the Council (the information directive) as amended by Directive 98/48/EC.

3) Existing vehicle: A vehicle which is, or has been, in operation in Denmark or in other countries. 4) Compatibility certificate: The certificate which is prepared by the designated body as documentation that the vehicle type is compatible with the network. 5) Vehicle: A railway vehicle with or without motive power, which runs on its own wheels on a railway section. A vehicle consists of one or more structurally or functionally defined subsystems or parts of such subsystems. 6) National technical regulations: The national, technical regulations which Denmark, in pursuance of the Interoperability Directive's Article 17.3, has notified The EU Commission (also called notified national technical regulations). 7) Technical compatibility: A vehicle's technical compatibility with the infrastructure at the network level. Route specific conditions are not included in the verification of technical compatibility. 8) TSI LOC&PAS: Commission Decision of 26 April 2011 concerning a technical specification for interoperability relating to the rolling stock subsystem Locomotives and passenger rolling stock of the trans-european conventional rail system (Official Journal 2011 No. L 139, pgs. 1-151) implemented by Order No. 1190 of 12 December 2011 on locomotives and passenger cars, which are used on the Danish railway network. 9) TSI WAG: Commission Decision of 28 July 2006 concerning the technical specification of interoperability relating to the subsystem rolling stock freight of the trans-european conventional rail system (2006/861/EC) with later amendments. 10) Open points: Points that relate to topics that are identified as important, but are not included in a TSI. This can be due to a lack of agreement on a joint solution, that the topic is considered to be handled in another TSI. 11) Designated bodies: The bodies that are responsible for evaluating whether a vehicle is in accordance with notified national technical regulations. Approvals procedure and technical requirements Article 3. A compatibility certificate can only be issued where a designated body, cf. paragraph 2, no. 11, has verified that a vehicle type conforms with the requirements in Annex 1. The designated body uses the following columns in Annex 1: 1) If a vehicle is verified in accordance with TSI LOC&PAS cf. paragraph 2, no. 8, by a notified body, then column 1 is used.

2) If a vehicle is verified in accordance with TSI WAG cf. paragraph 2, no. 9, by a notified body, then column 2 is used. 3) If a vehicle is verified in accordance with Order No. 542 of 12 June 2012 on technical requirements for on-track machines by a designated body, cf. paragraph 2, no. 11, with the authority to do this, then column 3 is used. 4) In other situations, including the approval of existing vehicles, then column 4 is used. Paragraph 2 No additional controls of the relevant parameter are to be carried out where an approval issued in another country documents compliance with A-regulations for the given Annex 1 parameter. Paragraph 3 The compatibility certificate is to be prepared in accordance with module SB cf. Commission Decision 2010/713/EU of 9 November 2010 on modules for the procedures for assessment of conformity, suitability for use and EC verification which are to be used in the technical specifications for interoperability adopted under Directive 2008/57/EC of the European Parliament and of the Council. Paragraph 4 Documentation of technical compatibility, cf. Annex 1, which is to be verified for serie vehicles, is to be included in the vehicle's technical dossier. It is to be stated separately on the verification certificate which requirements have been controlled in relation to technical compatibility. Closing of open points in TSI LOC&PAS Article 4. The Order closes the following open points in TSI LOC&PAS, cf. Annex 1: 1) Point 4.2.3.3.2 (monitoring of shaft bearing condition). 2) Point 4.2.3.4.2 (dynamic properties when in motion) and point 4.2.3.4.3.2 (wheel set equivalent conicity). 3) Point 4.2.4.8.3 (brake system, which is independent of adhesion conditions). 4) Point 4.2.8.2.9.4.2 (contact piece material). 5) Point 4.2.8.2.9.10 (lowering of pantograph). Closing of open points in TSI WAG Article 5. The Order closes the following open points in TSI WAG, cf. Annex 1: 1) Point 4.2.3.3.2 (sensor for overheated shaft bearing). 2) Point 4.2.6.3 (crosswinds).

Article 6. The Order enters into force on 1 st July 2013. Entry into force and transitional provisions The Danish Transport Authority the 30 th November 2012 Carsten Falk Hansen /Leif Funch

Annex 1 Regulations for Technical compatibility between vehicles and the rail network Relevant compatibility points specified and numbered in accordance with the parameter list in Commission Decision 2009/965/EC 1. General documentation 1.1 General documentation 1 2 3 4 National regulations for passenger trains and locomotives (cf. Order No. 1190 of 12 December 2011) TSI LOC&PAS section 4.8. National regulations for freight (cf. TSI WAG, 2006/861/EC) section 4.8.2. National regulations for on track machines (cf. Order No. 542 of 12. June 2012) A filled in parameter list is to be available cf. Commission Decision 2011/665/EU, Annex II, in which data for the below parameters is specified. National regulations for use of transition and dispensation regulations and for approval of existing vehicles (applies in this given case to all types of vehicles) A filled in parameter list is to be available cf. Commission Decision 2011/665/EU, Annex II, in which data for the below parameters is specified. 2. Structure and mechanical parts 2.1.2.1 Load conditions and weighted mass 4.2.2.10 TSI WAG section 4.2.3.2 EN 14033-1 section 7.6 The vehicle's maximum weight per meter and the setting conditions are to be specified in the technical documentation.

2.1.2.2 Axle load and wheel load 4.2.3.2 TSI WAG section 4.2.3.2 EN 14033-1 section 7.3 table 2 The vehicle's maximum axle load and the setting conditions are to be specified in the technical documentation. 3. Track interaction and gauging 3.1.1 Vehicle gauge 4.2.3.1 TSI WAG section 4.2.3.1 EN 14033-1 section 5.1 The vehicle gauge must not exceed DSB ref. line 1992 calculated in accordance with UIC 505-1 or EN15273-1, 2 and 3, and is to be unambiguously identified. 3.2.1 Running safety and dynamics 4.2.3.4 TSI WAG section 4.2.3.4 EN 14033-1 section 8 The prevention of derailment when running across distorted track and dynamic properties in motion are to be verified. The following standards are accepted: EN 14363 or UIC 518.

3.2.2 Equivalent conicity, wheel profile and limits A) Equivalent conicity: The equivalent conicity is to at maximum increase by 0.05 in operational situations in relation to the equivalent conicity derived in test runs associated with type approval, as specified in section 5.4.3.3 in EN14363. The equivalent conicity is to be calculated in the same way and under the same track conditions as operational situations and as used in the test runs associated with type approval. The regulation closes open point 4.2.3.4.2 in TSI LOC&PAS TSI WAG section 4.2.3.4 EN 14033-1 section 7.4 A) Equivalent conicity: The equivalent conicity is to maximum increase by 0.05 under operational conditions in relation to the equivalent conicity derived in test runs associated with type approval, as specified in section 5.4.3.3 in EN14363/section 6.3.3 in UIC518. The equivalent conicity is to be calculated in the same way and under the same track conditions as operational situations and as used in the test runs associated with type approval. The usage conditions for equivalent conicity operational values set by the supplier are to be stated in the documentation for the vehicle. The usage conditions for equivalent conicity operational values set by the supplier are to be stated in the documentation for vehicle. The rule closes open point 4.2.3.4.3.2 in TSI LOC&PAS. B: Wheel profile Is to comply with EN 13715 or UIC 510-2. C: Limit values for wheel gauge: Is to comply with EN15313 or UIC 510-2.

B: Wheel profile TSI LOC&PAS section 4.2.3.4.3.1. C: Limit values for wheel gauge: TSI LOC&PAS section 4.2.3.5.2. 3.2.3 Track loading compatibility parameters 4.2.3.4 The limit values for test tracks are to be defined in accordance with EN 13848-1 and the limit values are to comply with the requirements in EN 14363. TSI WAG section 4.2.3.4 EN 14033-1 section 8 a) Track forces are, based on measurements at the type level, comply with criteria from UIC 518 or EN 14363 b) Cant deficiency in mm (maximum uncompensated lateral acceleration) which the vehicle is assessed for, is to be documented. 3.3.2 Wheel set (axle + wheels) TSI LOC&PAS section 4.2.3.5.2. TSI WAG section 4.2.3.3 EN 14033-1 section 7. Distance between wheels on a single axle are to be in accordance with UIC 510 or EN13260.

3.3.5 Bearings on the wheel set LOC&PAS section 4.2.3.3.2. There are no Danish requirements for train based monitoring of bearing temperature. The bearing operating temperature range (max./min.) is to be set by testing and be specified in the technical documentation. The regulation closes the open points in section 4.2.3.3.2 in TSI LOC&PAS There are no Danish requirements for train based monitoring of bearing temperatures. The bearing operating temperature range (max./min.) is to be set by testing and be specified in the technical documentation. The regulation closes open point 4.2.3.3.2 in TSI WAG. There are no Danish requirements for train based monitoring of bearing temperatures. The bearing operating temperature range (max./min.) is to be set by testing and be specified in the technical documentation. The area on the vehicle which is to be visible to bearing monitoring equipment by the track is to comply with EN 15437-1. There are no Danish requirements for train based monitoring of bearing temperatures. The bearing operating temperature range (max./min.) is to be set by testing and be specified in the technical documentation. The area on the vehicle which is to be visible to bearing monitoring equipment by the track is to comply with EN 15437-1. 3.3.6 Minimum curve radius to be negotiated TSI LOC&PAS section 4.2.3.6 TSI WAG section 4.2 EN 14033-1, Annex B The vehicle's curve radius should be maximum 150m and is to be specified in the technical documentation. 3.3.7 Rail guard 4.2.3.7 EN 14033-1 section 7.8 The vehicle is to be supplied with rail guards in accordance with. UIC 615-1 4. Braking

4.4.1 Emergency braking command 4.2.5.3 Not relevant for machines Vehicles for use in tunnels are to be fitted with a locomotive driver operated override for all emergency brake release switches in passenger areas (NBO) 4.7.3 Magnetic track brake 4.7.4 Eddy current track brake 5. Passenger-related items 4.2.4.8 Eddy current rail brakes must not be used in Denmark. It is to be documented that the system is deactivated. The regulation closes open point 4.2.4.8.3 in TSI LOC&PAS Not relevant for goods EN 14033-1 section 9.6 Eddy current rail brakes must not be used in Denmark. It is to be documented that the system is deactivated. If magnetic rail brakes are fitted, then these are to be in accordance with UIC 541-06 Eddy current rail brakes must not be used in Denmark. It is to be documented that the system is deactivated. 6. Environmental conditions and aerodynamic effects

6.1.2.1 Crosswind effects Relevant design values for wind speeds are to be in accordance with the requirements in EN 14067-6 relating to Railway Equipment - Aerodynamics - Part 6: Requirements and testing procedures for crosswind evaluations. The provision is to be used with point 4.2.6.2.5 of the TSI. The regulation closes open point 4.2.6.2.5 in TSI LOC&PAS Relevant design values for wind speeds are to be in accordance with the requirements in EN 14067-6 relating to Railway Equipment - Aerodynamics - Part 6: Requirements and testing procedures for crosswind evaluations. The regulation closes open point 4.2.6.3 in TSI WAG. Relevant design values for wind speeds are to be in accordance with the requirements in EN 14067-6 relating to Railway Equipment - Aerodynamics - Part 6: Requirements and testing procedures for crosswind evaluations. Maximum crosswind effect data at relevant operation speeds are to be specified in the technical documentation. 7. External warning, marking functions and software integrity requirements 7.2.2 External lights 4.2.7 TSI WAG section 4.2.7.4 EN 14033-1 section 13.2 Front and tail lamps are to be in accordance with UIC 534/532/651 and with a front light dipping function. Swedish and German signalling (position and function) are accepted.

7.2.3 Warning horn 4.2.7.2 EN 14033-1 section 13.1 A horn is to be fitted in accordance with UIC 644 8. Onboard power supply and control systems 8.2.1.5 Maximum power and maximum current that is permissible to draw from the overhead contact line 4.2.8.2.4 Not relevant Current limiting equipment is to be installed and set such that the vehicle can maximum draw 500 A continuous (t>1s), maximum 80 A when stationary Current limiting equipment is to be installed and set such that the vehicle can maximum draw 500 A continuous (t>1s), maximum 80 A when stationary 8.2.2.2 Pantograph head geometry TSI LOC&PAS section 4.2.8.2.9.2. The pantograph geometry and mechanical construction is to be of the type: EN 50367 B3 (1950 mm), and in accordance with EN 50206. The distance between the contact paths is to be minimum 360 mm. The pantograph geometry and mechanical construction is to be of the type: UIC 608 Annex 4a type 1 / EN 50367 B3 (width 1950 mm), and in accordance with EN 50206. The distance between the contact paths is to be minimum 360 mm. 8.2.2.3 Pantograph static contact force The pantograph's static contact force is to be able to be set between 60 N and 90 N. TSI LOC&PAS section 4.2.8.2.9.5. The pantograph's static contact force is to be able to be set to 70 N. The pantograph's static contact force is to be able to be set to 70 N.

8.2.2.4 Pantograph contact force (including dynamic behaviour and aerodynamic effects) TSI LOC&PAS section 4.2.8.2.9.6. The pantograph's dynamic contact force is to have an average value of less than 120 N and must not exceed the range 0 200 N. The difference between the contact force from several contact paths is to lie within +/-20%. Measurements and validations are to be in accordance with EN 50317 or EN 50318. The pantograph's dynamic contact force is to have an average value of less than 120 N and must not exceed the range 0 200 N. The difference between the contact force from several contact paths is to lie within +/-20%. Measurements and validations are to be in accordance with EN 50317 or EN 50318. 8.2.2.5 Working range of pantographs 4.2.8.2.9.1. The pantograph is to at minimum be designed for contact wire heights from 4.9 to 6.0 m. The pantograph is to at minimum be designed for contact wire heights from 4.9 to 6.0 m. 8.2.2.10 Running through phase separation sections TSI LOC&PAS section 4.2.8.2.9.8. The vehicle's energy consumption from the caternary is to be able to be brought to 0 before passing the neutral section. The vehicle's energy consumption from the caternary is to be able to be brought to 0 before passing the neutral section.

8.2.2.11 Running system separation sections TSI LOC&PAS section 4.2.8.2.9.8. The vehicle's energy consumption from the caternary is to be able to be brought to 0 before passing the neutral section. The vehicle's energy consumption from the caternary is to be able to be brought to 0 before passing the neutral section. 8.2.3.2 Contact strip material Contact pieces are to be verified as specified in section 5.2.2, 5.2.3, 5.2.4, 5.2.6 and 5.2.7 in pren 50405:2012. The contact piece is to be verified once, at the same time as the pantograph is verified, to secure the quality of power take up. If materials are used that do not have proven operational suitability, then the materials' suitability is to be verified using the CV verification module. The regulation closes open point 4.2.8.2.9.4.2 in TSI LOC&PAS Contact pieces are to be verified as specified in section 5.2.2, 5.2.3, 5.2.4, 5.2.6 and 5.2.7 in pren 50405:2012. The contact piece is to be verified, at the same time as the pantograph is verified, to secure the quality of power take up. If materials are used that do not have proven operational suitability, then the materials' suitability is to be verified using the CV verification module. Contact pieces are to be verified as specified in section 5.2.2, 5.2.3, 5.2.4, 5.2.6 and 5.2.7 in pren 50405:2012. The contact piece is to be verified, at the same time as the pantograph is verified, to secure the quality of power take up. If materials are used that do not have proven operational suitability, then the materials' suitability is to be verified using the CV verification module.

8.2.3.4 Detection of contact strip breakage Electric units which are to be used at speeds of 160 km/h or higher, are to be fitted with automatic pantograph lowering. The regulation closes open point 4.2.8.2.9.10 in TSI LOC&PAS Not relevant for goods Electric units which are to be used at speeds of 160 km/h or higher, are to be fitted with automatic pantograph lowering. There are no requirements with respect to automatic lowering of the pantograph on 25 kv networks. 8.3.1 Energy consumption measurement TSI LOC/PASS Annex D Not relevant for goods The vehicle is to be fitted with equipment for measurement of energy consumption, measurement accuracy within +/- 2%. The vehicle is to be fitted with equipment for measurement of energy consumption, measurement accuracy within +/- 2%. 8.3.4 Earthing TSI LOC/PASS section 4.2.8.4 TSI WAG section 4.2.7.3 EN 14033-1 section 15.1 The ground connection is to comply with UIC 533 8.4.2 Electromagnetic compatibility with the signalling and telecommunications network Electric vehicles are to comply with the EMC requirements in BDK document QN 903, Q No. 0423 and 0779 and in ØSK document 95- R.0008-AC0637. This is to be verified at the series level. Not relevant for goods Electric vehicles are to comply with the EMC requirements in BDK document QN 903, Q No. 0423 and 0779 and in ØSK document 95- R.0008-AC0637. This is to be verified at the series level. Electric vehicles are to comply with the EMC requirements in BDK document QN 903, Q No. 0423 and 0779 and in ØSK document 95-R.0008-AC0637. This is to be verified at the series level.

8.4.3 Electromagnetic compatibility with other vehicles and with the trackside part of the railway system Electric vehicles are to comply with the EMC requirements in BDK document QN 903, Q No. 0423 and 0779 and in ØSK document 95- R.0008-AC0637. This is to be verified at the series level. Not relevant for goods Electric vehicles are to comply with the EMC requirements in BDK document QN 903, Q No. 0423 and 0779 and in ØSK document 95- R.0008-AC0637. This is to be verified at the series level. Electric vehicles are to comply with the EMC requirements in BDK document QN 903, Q No. 0423 and 0779 and in ØSK document 95-R.0008-AC0637. This is to be verified at the series level. 9. Staff facilities, interfaces and environment 10. Fire safety and evacuation The vehicle's fire class, cf. TSI SRT, is to be specified in the technical documentation. The vehicle is to be categorized into one of the following categories: 10.1.1.1 Classification of vehicle/fire categories TSI LOC/PASS section 4.2.10.1 TSI WAG section 4.2.7.2 EN 14033-1 section 15.3 1) Category A passenger vehicles 2) Category B passenger vehicles 3) Goods train locomotives 4) On track Machines 5) Vehicles that must not be operated in tunnels 1 km.

10.1.2 Fire protection measures TSI LOC/PASS section 4.2.10.1 TSI WAG section 4.2.7.2 EN 14033-1 section 15.3 Vehicles which are used for goods or passenger transport in tunnels, are to comply with the requirements in TSI SRT Article 4.2.5, including one of the fire safety standards which are referred to in TSI SRT Article 4.2.5.1 or DS/CEN/TS 45545. For freight or passenger transport which is not to be carried out through the use of tunnels, UIC 642 or 564-2 are respectively to be used as a norm basis. 11. Servicing 12. Onboard control command and signalling 12.1 Onboard radio system Train radios are approved in a separate subsystem and via separate certificates. Not relevant for goods Train radios are approved in a separate subsystem and via separate certificates. Train radios are approved in a separate subsystem and via separate certificates. 12.2.1 National onboard signalling systems Danish ATC is approved in a separate subsystem and via separate certificates. Not relevant for goods Danish ATC is approved in a separate subsystem and via separate certificates. Danish ATC is approved in a separate subsystem and via separate certificates.

12.2.3.1 Relation between axle distance and wheel diameter a) Vehicles which are to be able to be detected by train detection systems based on track circuits, are covered by TSI LOC&PAS section 4.2.3.3.1.1 a) Vehicles which are to be able to be detected by train detection systems based on axle counting systems, are covered by 4.2.3.3.1.2. TSI WAG section 4.3.2 a) Vehicles which are to be able to be detected by train detection systems based on track circuits, are covered by EN 14033-1, chapter 11.1 a) Vehicles which are to be able to be detected by train detection systems based on axle counter systems, are covered by EN 14033-1, chapter 11.2 c) The relationship between wheelbase and wheel diameter is covered by EN 14033-1, Chapter 7.5 and 7.6. Parameters relevant to detection of wheel sets are to be in accordance with UIC 511+512+790. The distance from the vehicle's front to the first axle must not exceed 4.2 metres. Min. axle loads are to be 4.5 t, or 3.5t if vehicle braking is via brake blocks.