MIT ICAT M I T I n t e r n a t i o n a l C e n t e r f o r A i r T r a n s p o r t a t i o n

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M I T I n t e r n a t i o n a l C e n t e r f o r A i r T r a n s p o r t a t i o n Standard Flow Abstractions as Mechanisms for Reducing ATC Complexity Jonathan Histon May 11, 2004

Introduction Research goal: Improve our understanding of complexity in the ATC domain. Complexity represents a limiting factor in ATC operations: Limit sector and system capacity to prevent controller overload. ATC environment is extremely structured: Standardized procedures Division of airspace into sectors ATC preferred routes Structure is believed to be an important influence on cognitive complexity. Not considered in current metrics. Research Question: What is the relationship between this structure and cognitive complexity? Not quite right - I need to iterate on this more... Picture From FlightExplorer Software 2

Previous Work: Structure-Based Abstractions Standard Flows Aircraft classified into standard and nonstandard classes based on relationship to established flow patterns. Groupings Common, shared property, property can define non-interacting groups of aircraft o E.g. non-interacting flight levels Critical Points Sector Hot Spots Reduce problem from 4D to 1D time-ofarrival. Standard flow Standard flow Standard aircraft Non-standard aircraft Grouping Critical point Sector boundary 3

Example Basis for Standard Flow Abstraction > 0.5 Density Map, Utica Sector (ZBW), October 19, 2001 4

Mechanisms of Structure Hypothesis: structure-based abstractions reduce cognitive / situation complexity through reducing order of problem space Where order is a measure of the dimensionality of the problem Example: 1 D Problem Space ( T ) 2 D Problem Space ( X, T ) 3 D Problem Space (X, Y, T ) Point Scenario Line Scenario Area Scenario 5

Experiment Task Observe ~ 4 minutes of traffic flow through sector Monitor for potential conflicts When suspect conflict, pause simulation and identify aircraft involved 6

Experiment Design Independent Variable 3 Levels of problem dimensionality o Area o Line o Point Dependent Variables Time-to-Conflict when detected Detection accuracy Subjective questionnaires Within Subjects design Conflict: Point Line Area 6 conflicts (trials) per level of independent variable Scenario for each level of independent variable o All conflicts for each level occurred within the scenario Order of scenarios counterbalanced C1 C2 C3 C4 C5 C6 7

Equivalency of Levels of Independent Variable In order to evaluate hypothesis, scenarios should be as similar as possible Scenario design established general similarity: Same aircraft rate (~ 6.5 aircraft / minute / flow) Same range of # of aircraft on screen (6-12 aircraft) Similar range of # of aircraft on screen when conflict occurred o Point: 9 +/- 1 o Area: 9 +/- 2 o Line: 9 +/- 2 8

19 Participants Predominantly students 2 Air Traffic Control Trainees from France Predominantly male (8) Age ranged from 23 42 Few participants regularly play computer games (27%) Most never played ATC simulations (71%) 9

Primary Dependent Variable: Time-to-Conflict Both Aircraft Visible User Identifies Conflict Conflict Occurs Time-to- Conflict Time 10

Conflicts are Identified Earlier in Point and Line Scenarios Computed average Time-toconflict per scenario for each subject ANOVA is significant at p < 0.00002 Follow-up two-tailed t- tests indicate all differences statistically significant at p < 0.002 Tim e-to-c onflict (sec) 10.0 8.0 6.0 4.0 2.0 0.0 Point Line Area 11

Time-to-Conflict Distributions Peak in Line condition clearly earlier than for Area Point condition much flatter Sharp drop indicative of attention capture? Point Line Area 25% 2 15% 1 5% % of Conflicts 10.0 8.0 6.0 4.0 2.0 Missed Time-to-Conflict (sec) 12

More Errors Occurred in Area Scenario Missed detections occurred primarily in the Area Scenario Incorrect identifications occurred primarily in the Area Scenario % of Conflicts Missed 15% 1 5% Point Line Area Incorrect Conflicts (per Scenario) 2.50 2.00 1.50 1.00 0.50 0.00 Point Line Area 13

Subjects are Least Comfortable Identifying Conflicts in Area Scenario Very Comfortable Average Comfort Level Not Very Comfortable 5.0 4.0 3.0 2.0 1.0 Did you feel you were able to comfortably identify all conflicts in the scenario? Point Line Area 14

Most Subjects Identified Point Scenario as Easiest Which scenario did you find it easiest to identify conflicts in? 67% % of Subjects 33% Point Line Area All Same 15

Subject Comments Think aloud protocol Pair-wise comparisons Grouping / Standard flow indicators o gap, between them, through here What made the hardest scenario difficult? Lack of predetermined routes Lack of intersection points between possible routes Multiple horizontal streams - gives multiple intersection venues. Hard to memorize them and monitor them continuously What made the easiest scenario easier? The intersecting stream structure made it simpler to do. Simultaneous near collisions were not possible, so I could pay more attention to the aircraft with near-term possible conflicts. 16

Two Issues Probed Further Possible Learning Effect Due to Design of Training Characteristics of Individual Conflicts 17

Training Issue Previous results encompass entire population of subjects Initial group of 6 showed some possible learning effects: Easiest scenario usually identified as last scenario Average comfort level slightly higher in last scenario User comments strongly suggesting easiest scenario was easier because of experience % of Responses 8 6 4 2 First Middle Last All Same Average Comfort Level 5.0 4.0 3.0 2.0 1.0 First Middle Last Position of Easiest Scenario Scenario Position 18

Modifications to Training Created new training scenarios: Subjects trained on 14 conflicts (increase from 4) Subjects completed 2 complete practice scenarios (increase from 0) Exposed to subjects to all conditions (vs. only point condition) New training appears to have changed perceived training effect: % of Responses 8 6 4 2 Training 1 Training 2 First Middle Last All Same Position of Easiest Scenario Average Comfort Level 5.0 4.0 3.0 2.0 1.0 Training 1 Training 2 First Middle Last Scenario Position 19

Effect on Performance Little change on Time-to- Conflict performance: Exposure to Line and Area in training appears to have decreased performance Time-to-Conflict (sec) 10.0 8.0 6.0 4.0 2.0 0.0 Training 1 Training 2 First Middle Last Time-to-Conflict (sec) 10.0 8.0 6.0 4.0 2.0 0.0 Training 1 Training 2 Point Line Area 20

Characteristics of Conflicts: Conflict Exposure Time Time-to-Conflict Time Both Aircraft Visible User Identifies Conflict Conflict Occurs Conflict Exposure 21

Conflict Exposure Times C1 C2 C3 C4 C5 C6 C1 C2 C3 C4 C5 C6 C1 C2 C3 C4 C5 C6 POINT LINE AREA 0.0 10.0 20.0 30.0 40.0 Conflict Exposure Time (sec) 22

Comparison of Quick Conflicts ( < 7 sec) 6.0 Time-to-Conflict (sec) 5.0 4.0 3.0 2.0 1.0 0.0 Line Area 23

Differences Between Quick Line and Area Reflected in Error Data C1 C2 C3 C4 C5 C6 C1 C2 C3 C4 C5 C6 C1 C2 C3 C4 C5 C6 5% 5% 5% 5% 5% 5% 5% 11% 11% 21% 26% POINT LINE AREA 1 2 3 4 % of Conflicts Missed 24

Variance of Conflict Exposure Time Does Not Change Fundamental Result Selected only those conflicts with Conflict Exposure Times of 20 +/- 5 sec ANOVA still significant at p < 0.005 C1 C2 C3 C4 C5 C6 C1 C2 C3 C4 C5 C6 C1 C2 C3 C4 C5 C6 0.0 10.0 20.0 30.0 40.0 Conflict Exposure Time (sec) POINT LINE AREA Time-to-Conflict (sec) 10.0 8.0 6.0 4.0 2.0 0.0 Point Line Area 25

Display design issues: Overlapping data tags Effect of choice of separation standard Experiment design issues: Importance of pilot testing through statistical analysis Scenario design is difficult! Establishing equivalency of scenarios provides insight into characterizing complexity Categorizing aircraft based on point of closest approach Challenges and Insights 26

Summary Results support hypothesis that problem spaces of fewer dimensions reduce complexity Performance Subjective assessments User comments Identified and addressed potential learning effect 27

M I T I n t e r n a t i o n a l C e n t e r f o r A i r T r a n s p o r t a t i o n Backup Slides

15 Participants % of Subjects 10 8 6 4 2 Male Gender Female % of Subjects 10 75% 5 25% Yes No Have You Ever Played any ATC Simulation Games? % of Subjects 45% 3 15% <25 25-29 Age 30-34 35-39 40-44 % of Subjects 8 6 4 2 Never From Time-to- Time Monthly At Least Once a Week How Often Do You Play Computer Games? Several Times a Week Daily 29

ATC Experience? # of Subjects 10 8 6 4 2 0 None Slight Fairly Very Familiar Controller How Familiar with ATC Concepts and Typical Operating Procedures Are You? 30

Differences Clearer in Cumulative Distributions How many conflicts were identified by at least this much time prior to the conflict? Point Line Area 10 75% 5 25% % of Conflicts 10.0 8.0 6.0 4.0 2.0 Missed Time-to-Conflict (sec) 31

Quick Conflict 10.0 8.0 6.0 In Line, Quick Conflict is Unremarkable 4.0 Time-to-Conflict (sec) Shorter Conflict 2.0 Missed 10 9 8 7 6 5 4 3 2 1 % of Conflicts Line - C1 Line - C2 Line - C3 Line - C4 Line - C5 Line - C6 32

Point Conflicts Very Consistent (No Quick / Long Possible) 10 9 8 7 6 5 4 3 % of Conflicts Point - C1 Point - C2 Point - C3 Point - C4 Point - C5 Point - C6 2 1 9.0 6.0 3.0 Missed Tim e-to-conflict (sec) 33

10.0 8.0 In Area, Both Quick and Long Conflicts Were Among Worst Performance 6.0 4.0 Tim e-to-conflict (sec) Long Conflict Quick Conflict 2.0 Missed 10 9 8 7 6 5 4 3 2 1 % of Conflicts Area - C1 Area - C2 Area - C3 Area - C4 Area - C5 Area - C6 34

Total Time Paused Indicates Less Confidence in Selections in Area Scenario Total Time Spent Paused (sec) 1:30 1:15 1:00 0:45 0:30 0:15 0:00 Point Line Not Statistically Significant at p < 0.10 Area 35

Time-to-Conflict (sec) 10.0 8.0 6.0 4.0 2.0 0.0 Time-to-Conflict Data was Inconclusive First Middle Last Scenario Position 36