CALENDAR OF FILING DEADLINES AND SEC HOLIDAYS

Size: px

Start display at page:

Download "CALENDAR OF FILING DEADLINES AND SEC HOLIDAYS"

Benjamin Moore
6 years ago
Views:

1 2018 CALENDAR OF FILING S AND SEC HOLIDAYS USA: CAN: SW 40th St #213 Miami, FL 33155, USA Howe Street, Vancouver, BC, V6Z 2N1, Canada info@pubcoreporting.com

2 FILING S FORM TYPE 10-Q 45 Days After Fiscal Quarter End.* 10-K 90 Days After Fiscal Year End.* SECTION 16 Form 3 Form 4 Form 5 No Later than Effective Date of Registration Statement if Issuer Registering Securities for the First Time or 10 Days After Individual Becomes a Reporting Person if Issuer Already Registered. 2nd Business Day After Registered Securities are Traded. 45th Day After End of Issuer s Fiscal Year (If Required). OTHER S 8-K 4th Business Day After Event. 11-K 180 Days After End of Retirement Plan Year. N-Q 60 Days After 1st and 3rd Fiscal Quarter End. N-PX August 31, 2018 N-SAR (Annual) N-SAR (Semiannual) N-CSR/N-30D 13D 13F 13G 60 Days After Fiscal Year End. 60 Days After End of 2nd Fiscal Quarter. Due to Be Printed and Mailed 60 Days Following End of Each Half Year by Investment Companies. EDGAR Filing Due 10 Days After Mailing Date. 10 Days After Acquisition of More than 5% Beneficial Ownership. 45 Days Following End of Each Fiscal Quarter from Institutional Investment Managers. 45 Days Following End of Calendar Year 24F-2 90 Days Following End of Fiscal Year by Investment Companies. D 15 Calendar Days After the Date of First Sale of Securities in the Offering FOREIGN PRIVATE ISSUERS 6-K Due Promptly After Material Contained in Report is Made Public. 20-F Due Within Four Months After Fiscal Year End 40-F Due Same Day Information Included Therein is Due to be Filed With Any Securities Commission or Equivalent Regulatory Authority in Canada. *Non-accelerated filers.

3 GUIDE FOR 10-Q S LARGE ACCELERATED FILERS ACCELERATED FILERS NON-ACCELERATED FILERS 40 Days from Quarter End 40 Days from Quarter End 45 Days from Quarter End 5 Day Extension with filing of NT 10-Q 5 Day Extension with filing of NT 10-Q 5 Day Extension with filing of NT 10-Q GUIDE FOR 10-K S LARGE ACCELERATED FILERS ACCELERATED FILERS NON-ACCELERATED FILERS 60 Days from Quarter End 75 Days from Quarter End 90 Days from Quarter End 15 Day Extension with filing of NT 10-K 15 Day Extension with filing of NT 10-K 15 Day Extension with filing of NT 10-K SEC HOLIDAYS Monday, January 1 Monday, January 15 Monday, February 19NT 10- Monday, May 28 Wednesday, July 4 Monday, September 3 Monday, October 8 Monday, November 12* Thursday, November 22 Tuesday, December 25 New Year s Day Martin Luther King Day Washington s Birthday Memorial Day Independence Day Labor Day Columbus Day Veterans Day Thanksgiving Day Christmas Day **Veterans Day observed Friday, November 12, 2018

4 JANUARY 2018 New Year s Day 8/31/17 20-F /30/17 10-K Martin Luther King Day 11/30/17 10-Q 9/30/17 10-K 8/31/17 20-F /30/17 10-Q /31/17 10-K 9/30/17 20-F DECEMBER FEBRUARY

5 FEBRUARY /31/17 10-K 12/31/17 10-Q 9/30/17 20-F President s Day 12/31/17 10-Q 11/30/17 10-K JANUARY MARCH

6 MARCH /31/17 20-F 11/30/17 10-K 1/31/18 10-Q 10/31/17 20-F 1/31/18 10-Q (After 5 day extension 11/30/17 20-F FEBRUARY APRIL

7 APRIL /31/17 10-K /28/18 10-Q 11/30/17 20-F 12/31/17 10-K /28/18 10-Q MARCH MAY

8 MAY /31/18 10-K 12/31/17 20-F /31/18 10-Q 1/31/18 10-K 12/31/17 20-F /31/18 10-Q Memorial Day 2/28/18 10-K 1/31/18 20-F APRIL JUNE

9 JUNE /28/18 10-K 4/30/18 10-Q 1/31/18 20-F /30/18 10-Q /28/18 20-F 3/31/18 10-K MAY JULY

10 JULY 2018 Independence Day /28/18 20-F /31/18 10-Q 3/31/18 10-K /31/18 10-Q /30/18 10-K 3/31/18 20-F JUNE AUGUST

11 AUGUST /30/18 10-Q 4/30/18 10-K 3/31/18 20-F /30/18 10-Q /31/18 10-K 4/30/18 20-F JULY SEPTEMBER

12 SEPTEMBER Labor Day /31/18 10-K 7/31/18 10-Q 4/30/18 20-F /31/18 10-Q /30/18 10-K AUGUST OCTOBER

13 OCTOBER /31/18 20-F Columbus Day /31/18 10-Q 6/30/18 10-K 5/31/18 20-F /31/18 10-Q /31/18 10-K 6/30/18 20-F SEPTEMBER NOVEMBER

14 NOVEMBER Vetrans Day Vetrans Day observed 7/31/18 10-K 9/30/18 10-Q 6/30/18 20-F 9/30/18 10-Q Thanksgiving Day 8/31/18 10-K OCTOBER DECEMBER

15 DECEMBER /31/18 20-F /31/18 10-K /31/18 10-Q 7/31/18 20-F /31/18 10-Q Christmas /30/18 10-K NOVEMBER JANUARY

Phone (602) Toll Free (800) Fax (602) CALENDAR OF FILING DEADLINES AND SEC HOLIDAYS

Phone (602) Toll Free (800) Fax (602) CALENDAR OF FILING DEADLINES AND SEC HOLIDAYS 2018 CALENDAR OF FILING S AND SEC HOLIDAYS S FOR QUARTERLY AND ANNUAL REPORTS 10-K LARGE ACCELERATED FILERS ACCELERATED FILERS NON-ACCELERATED FILERS 60 Days from Fiscal Year End 75 Days from Fiscal Year