2019 SEC Filing Calendar

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1 C ALENDAR 2019 SEC Filing Calendar EDGAR filing deadlines, peak periods and holidays DFINsolutions.com

3 2019 FEDERAL HOLIDAYS 2019 SEC Filing Dates New Year s Day January 1 Martin Luther King, Jr. Day January 21 Presidents Day / February 18 Washington s Birthday Memorial Day May 27 Independence Day July 4 Labor Day September 2 Columbus Day October 14 Veterans Day (observed) November 11 Thanksgiving Day November 28 Christmas Day December 25 If a filing date falls on a weekend or Federal Holiday, the due date will fall on the next business day, pursuant to Securities Exchange Act of 1934 Rule 0-3(a). GENERAL FILING DEADLINES Form 13H-Q or Form 13H-A (combo) Due (12/31) 1/10 Form 10-Q Due (12/31) 2/11 2/11 2/14 Late Form 10-Q Due (12/31) 2/19 2/19 2/19 Form 5 Due for FYE 12/31; Form 13F, 2/14 Form 13H-A and Schedule 13G Due for Calendar Year End 12/31 Form 10-K Due for FYE 12/31 3/1 3/18 4/1 Late Form 10-K Due for FYE 12/31 3/18 4/2 4/16 Form 11-K (not subj. to ERISA) 4/1 Due for FYE 12/31 Late Form 11-K (not subj. to ERISA) 4/16 Due for FYE 12/31 Form 13H-Q Due (3/31) 4/10 Form 20-F Due for FYE 12/31 4/30 Late Form 20-F Due for FYE 12/31 5/15 Form 10-Q Due (3/31) 5/10 5/10 5/15 Late Form 10-Q Due (3/31) 5/15 5/15 5/20 Form 5 Due for FYE 3/31, Form 13F 5/15 Due for Calendar Quarter End 3/31 Form SD for Conflict Minerals Issuers 5/31 Form 10-K Due for FYE 3/31 5/30 6/14 7/1 Late Form 10-K Due for FYE 3/31 6/14 7/1 7/16 Form 11-K (subj. to ERISA) 7/1 Due for FYE 12/31 Late Form 11-K (subj. to ERISA) 7/16 Due for FYE 12/31 LAF - LARGE ACCELERATED FILERS AF - ACCELERATED FILERS NAF - NON-ACCELERATED FILERS APC/INT L - ALL PUBLIC COMPANIES or INT L FILERS Form 13H-Q Due (6/30) 7/10 Form 10-Q Due (6/30) 8/9 8/9 8/14 Late Form 10-Q (6/30) 8/14 8/14 8/19 Form 5 Due for FYE 6/30 8/14 Form 13F Due for Calendar Quarter End 6/30 Form 10-K Due for FYE 6/30 8/29 9/13 9/30 Late Form 10-K Due for FYE 6/30 9/13 9/30 10/15 Form 11-K (not subj. to ERISA) 9/30 Due for FYE 6/30 Late Form 11-K (not subj. to ERISA) 10/15 Due for FYE 6/30 Form 13H-Q Due (9/30) 10/10 Form 20-F Due for FYE 6/30 10/31 Late Form 20-F Due for FYE 6/30 11/15 Form 10-Q Due (9/30) 11/12 11/12 11/14 Late Form 10-Q Due (9/30) 11/18 11/18 11/19 Form 5 Due for FYE 9/30 11/14 Form 13F Due for Calendar Quarter End 9/30 Form 10-K Due for FYE 9/30 11/29 12/16 12/30 Late Form 10-K Due for FYE 9/30 12/16 12/31 1/14/20 Form 11-K (subj. to ERISA) Due for FYE 6/30 12/27 Late Form 11-K (subj. to ERISA) 1/13/20 Due for FYE 6/30 This information was not prepared by persons licensed to practice legal or professional investment advice in any jurisdiction. We are not engaged in rendering legal or other professional advice, and this information is not a substitute for the advice of an attorney or professional investment adviser. If you require legal or other expert advice, you should seek the services of an attorney or other professional. LAF - LARGE ACCELERATED FILERS Form 10-K Form 10-Q AF - ACCELERATED FILERS Form 10-K Form 10-Q NAF - NON-ACCELERATED FILERS Form 10-K Form 10-Q 60 calendar days after fiscal year end 40 calendar days after fiscal quarter end 75 calendar days after fiscal year end 40 calendar days after fiscal quarter end 90 calendar days after fiscal year end 45 calendar days after fiscal quarter end INT L - INTERNATIONAL FILERS - FOREIGN PRIVATE ISSUERS Form 20-F Form 40-F within four months of fiscal year end Due for Canadian issuers on the same date the issuers annual report is due to file in Canada APC - ALL PUBLIC COMPANIES - ADDITIONAL EDGAR FILING DATES Form 3 Form 4 Form 5 Form 13H-Q Form 13H-A (combo) Form 13H-A Form SD for Conflict Minerals Issuers Notice & Proxy (DEF 14A) Schedule 13D Form 13F Schedule 13G Form 11-K (not subject to ERISA) Form 11-K (subject to ERISA) NT Filings (Form 12b-25) Late 10-K, Late 11-K, Late 20-F Late 10-Q FILING EXTENSIONS 10 days after individual becomes a reporting person 2nd business day after a company insider trades registered securities in the company 45 calendar days after issuer s fiscal year end 10 days after calendar quarter end Combined Q4/Annual Report due 10 days after calendar year end 45 days after calendar year end Due annually on May 31 If Part III of your 10-K incorporates information from your proxy statement, you are required to file the proxy statement no later than 120 days after the fiscal year end. If you are unable to file within the 120 day limit for the proxy statement expressly indicated in your 10-K, file an amended 10-K to include the Part III information. This amended 10-K must be filed no later than 120 days after the fiscal year end. 10 days after the acquisition of more than 5% beneficial ownership 45 days after calendar year end and 45 days after each of the first three calendar quarters 45 days after calendar year end 90 days after fiscal year end 180 days after fiscal year end Due no later than one business day after the original filing deadline Up to 15 calendar days of original filing deadline Up to 5 calendar days of original filing deadline Companies may request more time to file Forms 10-Q, 10-K, 11-K and 20-F by filing for an extension with Form 12b-25 via EDGAR. In filing this form, a filer may gain up to 5 additional days to file Form 10-Q or 15 additional days to file Forms 10-K, 11-K and 20-F. The Form 12b-25 should be filed by 5:30 p.m. Eastern Time the next business day after the original filing deadline. Note: Form 12b-25 cannot be used solely to request an extension to submit XBRL filings. SEC HOURS OF OPERATION The hours of operation for transmitting submissions to the SEC s EDGAR system are 6:00 a.m. to 10:00 p.m. Eastern Time, weekdays, excluding U.S. Federal Holidays. Filings submitted after 5:30 p.m. Eastern Time, with the exception of Form 13H, Section 16 filings, Correspondence and filings pursuant to Rule 462(b), will receive the next business day s filing date.

4 DECEMBER /30 24 / FEBRUARY JANUARY New Year s Day NYSE Closed Check Business News for US Market Openings NAF: NT 10-K Due for FYE 9/30/18 APC: NT Form 11-K (Not Subj. to ERISA) Due for FYE 9/30/ APC: Form 13H-Q or Form 13H-A (Combo) Due APC: Late Form 11-K (Subj. to ERISA) Due for FYE 6/30/ NAF: Late Form 10-K Due for FYE 9/30/18 APC: Late Form 11-K (Not Subj. to ERISA) Due for FYE 9/30/ Martin Lurther King, Jr. Day US Markets Closed INT L: Form 20-F Due for FYE 9/30/18

5 JANUARY MARCH / FEBRUARY Groundhog Day INT L: NT 20-F Due for FYE 9/30/ Valentine s Day LAF & AF: Form 10-Q Due LAF & AF: NT 10-Q Due NAF: Form 10-Q Due APC: Form 5 Due for FYE 12/31/18; Form 13F, Form 13H-A, and Schedule 13G Due for Calendar Year End NAF: NT 10-Q Due INT L: Late Form 20-F Due for FYE 9/30/ President s Day/ Washington s Birthday LAF & AF: Late Form 10-Q Due US Markets Closed NAF: Late Form 10-Q Due

6 FEBRUARY APRIL MARCH LAF: Form 10-K Due for FYE 12/ Ash Wednesday LAF: NT 10-K Due for FYE 12/31 10 Daylight Saving Time Begins 17 St. Patrick s Day First Day of Spring AF: Form 10-K Due for FYE 12/31 AF: NT 10-K Due for FYE 12/31 LAF: Late Form 10-K Due for FYE 12/ APC: Form 11-K (Subj. to ERISA) Due for FYE 9/30/18

7 MARCH / MAY APRIL April Fool s Day NAF: Form 10-K Due for FYE 12/31 APC: NT Form 11-K (Subj. to ERISA) Due for FYE 9/30/18 APC: Form 11-K (Not Subj. to ERISA) Due for FYE 12/31 AF: Late Form 10-K Due for FYE 12/31 NAF: NT 10-K Due for FYE 12/31 APC: NT Form 11-K (Not Subj. to ERISA) Due for FYE 12/ APC: Form 13H-Q Due 14 Palm Sunday Passover Begins at Sunset 20 Good Friday APC: Late Form 11-K (Subj. to ERISA) Due for FYE 9/30/18 NAF: Late Form 10-K Due for FYE 12/31 APC: Late Form 11-K (Not Subj. to ERISA) Due for FYE 12/31 SEC Open US Markets Closed 21 Easter Sunday 22 Earth Day Administrative Professionals Day Passover Ends at Nightfall INT L: Form 20-F Due for FYE 12/31/18

8 APRIL JUNE / MAY Cinco de Mayo Ramadan Begins at Sunset INT L: NT 20-F Due for FYE 12/31 LAF & AF: Form 10-Q Due 12 Mother s Day LAF & AF: Late Form 10-Q Due LAF & AF: NT 10-Q Due NAF: Form 10-Q Due APC: Form 5 Due for FYE 3/31, Form 13F Due for Calendar NAF: NT 10-Q Due Quarter End INT L: Late Form 20-F Due for FYE 12/31 Armed Forces Day NAF: Late Form 10-Q Due Memorial Day US Markets Closed LAF: Form 10-K Due for FYE 3/31 APC: Form SD for Conflict Minerals Issuers Due LAF: NT 10-K Due for FYE 3/31

9 MAY JULY JUNE Ramadan Ends Flag Day 15 AF: Form 10-K Due for FYE 3/31 LAF: Late Form 10-K Due for FYE 3/31 16 Father s Day First Day of Summer 22 AF: NT 10-K Due for FYE 3/

10 JUNE / AUGUST JULY Independence Day 5 6 AF: Late Form 10-K Due for FYE 3/31 NAF: Form 10-K Due for FYE 3/31 APC: Form 11-K (Subj. to ERISA) Due for FYE 12/31, Form 11-K (Not Subj. to ERISA) Due for FYE 3/31 NAF: NT 10-K Due for FYE 3/31 APC: NT Form 11-K (Subj. to ERISA) Due for FYE 12/31, NT Form 11-K (Not Subj. to ERISA) Due for FYE 3/31 US Markets Closed APC: Form 13H-Q Due NAF: Late Form 10-K Due for FYE 3/31 APC: Late Form 11-K (Subj. to ERISA) Due for FYE 12/31, Late Form 11-K (Not Subj. to ERISA) Due for FYE 3/ INT L: Form 20-F Due for FYE 3/31

11 JULY SEPTEMBER AUGUST INT L: NT 20-F Due for FYE 3/ LAF & AF: Form 10-Q Due LAF & AF: NT 10-Q Due LAF & AF: Late Form 10-Q Due NAF: Form 10-Q Due APC: Form 5 Due for FYE 6/30 Form 13F Due for Calendar Quarter End NAF: NT 10-Q Due INT L: Late Form 20-F Due for FYE 3/ NAF: Late Form 10-Q Due LAF: Form 10-K Due for FYE 6/30 LAF: NT 10-K Due for FYE 6/30

12 AUGUST OCTOBER SEPTEMBER Labor Day US Markets Closed Patriot Day AF: Form 10-K Due for FYE 6/30 LAF: Late Form 10-K Due for FYE 6/ AF: NT 10-K Due for FYE 6/ First Day of Autumn Rosh Hashanah 30 Begins at Sunset AF: Late Form 10-K Due for FYE 6/30 NAF: Form 10-K Due for FYE 6/30 APC: NT Form 11-K (Subj. to ERISA) Due for FYE 3/31 APC: Form 11-K (Not Subj. to ERISA) Due for FYE 6/30 APC: Form 11-K (Subj. to ERISA) Due for FYE 3/31

13 SEPTEMBER NOVEMBER OCTOBER Rosh Hashanah Ends at Nightfall NAF: NT 10-K Due for FYE 6/30 APC: NT Form 11-K (Not Subj. to ERISA) Due for FYE 6/ Yom Kippur 9 Yom Kippur Begins at Sunset Ends at Nightfall APC: Form 13H-Q Due Columbus Day US Markets Open NAF: Late Form 10-K Due for FYE 6/30 APC: Late Form 11-K (Subj. to ERISA) Due for FYE 3/31 APC: Late Form 11-K (Not Subj. to ERISA) Due for FYE 6/ Halloween INT L: Form 20-F Due for FYE 6/30

14 OCTOBER DECEMBER NOVEMBER INT L: NT 20-F Due for FYE 6/30 3 Daylight Saving Time Ends Veterans Day LAF & AF: Form 10-Q Due LAF & AF: NT 10-Q Due US Markets Open NAF: Form 10-Q Due APC: Form 5 Due for FYE 9/30, Form 13F Due for Calendar Quarter End NAF: NT 10-Q Due INT L: Late Form 20-F Due for FYE 6/ LAF & AF: Late Form 10-Q Due NAF: Late Form 10-Q Due Thanksgiving Day US Markets Closed LAF: Form 10-K Due for FYE 9/30

15 NOVEMBER JANUARY DECEMBER Pearl Harbor Remembrance Day LAF: NT 10-K Due for FYE 9/ First Day of Winter AF: Form 10-K Due for FYE 9/30 AF: NT 10-K Due for FYE 9/30 LAF: Late Form 10-K Due for FYE 9/30 22 Hanukkah Begins at Sunset Christmas Eve 25 Christmas Day 26 First Day of Kwanzaa US Markets Closed APC: Form 11-K (Subj. to ERISA) Due for FYE 6/ Hanukkah Ends at Nightfall 31 New Years Eve NAF: Form 10-K Due for FYE 9/30 APC: Form 11-K (Not Subj. to ERISA) Due for FYE 9/30, NT Form 11-K (Subj. to ERISA) Due for FYE 6/30 AF: Late Form 10-K Due FYE 9/30 NAF: NT 10-K Due for FYE 9/30 APC: NT Form 11-K (Not Subj. to ERISA) Due for FYE 9/30

16 DECEMBER FEBRUARY JANUARY New Year s Day Kwanzaa Ends NYSE Closed Check Business News for US Market Closings APC: Form 13H-Q or Form 13H-A (Combo) Due APC: Late Form 11-K (Subj. to ERISA) Due for FYE 6/30 NAF: Late Form 10-K Due for FYE 9/30 APC: Late Form 11-K (Not Subj. to ERISA) Due for FYE 9/ Martin Luther King, Jr. Day US Markets Closed INT L: Form 20-F Due for FYE 9/30

17 NOTES

18 About Donnelley Financial Solutions (DFIN) DFIN is a leading global risk and compliance company. We re here to help you make smarter decisions with insightful technology, industry expertise and data insights at every stage of your business and investment lifecycles. As markets fluctuate, regulations evolve and technology advances, we re there. And through it all, we deliver confidence with the right solutions in moments that matter. Disclaimer This information was not prepared by persons licensed to practice legal or professional investment advice in any jurisdiction. We are not engaged in rendering legal or other professional advice and this information is not a substitute for the advice of an attorney or professional investment adviser. If you require legal or other expert advice, you should seek the services of an attorney or other professional. Graphic Design by HēYo Design, CA Learn about DFIN s end-to-end risk and compliance solutions. Visit DFINsolutions.com Call us CALENDAR 2019 SEC FILING CALENDAR Donnelley Financial Solutions (DFIN)

Phone (602) Toll Free (800) Fax (602) CALENDAR OF FILING DEADLINES AND SEC HOLIDAYS

Phone (602) Toll Free (800) Fax (602) CALENDAR OF FILING DEADLINES AND SEC HOLIDAYS 2018 CALENDAR OF FILING S AND SEC HOLIDAYS S FOR QUARTERLY AND ANNUAL REPORTS 10-K LARGE ACCELERATED FILERS ACCELERATED FILERS NON-ACCELERATED FILERS 60 Days from Fiscal Year End 75 Days from Fiscal Year